2024-10-31T12:23:10-05:00 2023-12-31 133597814 SKODY SCOT & CO CPAS PC 520 EIGHTH AVE SUITE 2200 NEW YORK NY 10018 990 2023-01-01 823744547 CARBON TRACKER INITIATIVE INC CARB 8778295500 701 TILLERY ST 12 AUSTIN TX 78702 ROBERT SCHUWERK EXECUTIVE DIRECTOR 2034156396 2024-10-31 1 1 LAURENCE SCOT MBA CPA P00632647 2129671100 2024-10-31 2023 2024-10-15 13:58:12Z X ROBERT SCHUWERK 701 TILLERY ST 12 AUSTIN TX 78702 1493223 0 X WWW.CARBONTRACKER.ORG X 2017 DE TO FOSTER, FACILITATE, AND SUPPORT AWARENESS OF THE ENVIRONMENTAL HAZARDS AND FINANCIAL RISKS ASSOCIATED WITH CLIMATE CHANGE. 3 3 7 3 0 0 1204755 1493223 35000 0 0 0 0 0 1239755 1493223 134000 22455 0 0 1062994 937703 0 0 0 508854 481968 1705848 1442126 -466093 51097 215486 296358 55672 86398 159814 209960 X TO FOSTER, FACILITATE, AND SUPPORT AWARENESS OF THE ENVIRONMENTAL HAZARDS AND FINANCIAL RISKS ASSOCIATED WITH CLIMATE CHANGE GENERALLY AND, IN PARTICULAR, WITH THE INVESTMENT IN AND USE OF FOSSIL FUELS BY, AMONG OTHER ACTIVITIES: (A) PROVIDING AND SUPPORTING EDUCATIONAL FORUMS, ACTIVITIES, AND MATERIALS THROUGH WHICH INVESTORS, THE GENERAL PUBLIC, AND OTHER STAKEHOLDERS CAN LEARN ABOUT CLIMATE CHANGE AND FOSSIL FUEL INVESTMENT RISKS, (B) FACILITATING, SUPPORTING, AND DISSEMINATING RESEARCH AND ANALYSIS ON THE FINANCIAL IMPLICATIONS OF CLIMATE CHANGE, (C) CREATING, ASSEMBLING, AND MAINTAINING EDUCATIONAL MATERIALS, TRAINING AND IMPACT MEASUREMENT TOOLS, AND OTHER RESOURCES RELATING TO CLIMATE CHANGE AND ITS EFFECTS ON FINANCIAL MARKETS, (D) FOSTERING AND SUPPORTING RELATIONSHIPS AND COLLABORATIONS INTENDED TO CREATE AND MAINTAIN EDUCATED COMMUNITIES OF ENVIRONMENTALLY CONSCIOUS INVESTORS AND OTHER MARKET PARTICIPANTS, AND (E) CONDUCTING AND SUPPORTING CHARITABLE AND EDUCATIONAL PROJECTS 0 0 1214709 22455 THE ORGANIZATION'S RESEARCH PROGRAM CONDUCTS SCENARIO ANALYSIS TO EXAMINE AND UNDERSTAND HOW POTENTIAL CHANGES TO SUPPLY AND DEMAND WILL IMPACT THE FUTURE OF FOSSIL FUEL-EXPOSED COMPANIES AND PROJECTS. THIS ANALYSIS HELPS THE INVESTMENT COMMUNITY BETTER UNDERSTAND THE FINANCIAL IMPLICATIONS OF TACKLING CLIMATE CHANGE. WITH THIS INFORMATION, THE ORGANIZATION PRODUCES REPORTS WHICH ARE PROVIDED ON THE ORGANIZATION'S WEBSITE, FREE-OF-CHARGE. 1214709 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 9 0 1 7 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 NY X THE ORGANIZATION 8778295500 701 TILLERY ST 12 AUSTIN TX 78702 MARK CAMPANALE PRESIDENT & TREASURER 1.00 X X 0 0 0 ILMI GRANOFF DIRECTOR 1.00 X 0 0 0 ADAM KANZER DIRECTOR 1.00 X 0 0 0 ROBERT SCHUWERK EXECUTIVE DIRECTOR 40.00 X 188700 0 56266 NEIL QUACH SENIOR CORPORATE RESEARCH ANALYST 40.00 X 153335 0 22287 DANIEL CRONIN PRESS & COMMUNICATIONS MANAGER 40.00 X 100745 0 19987 WILLARD GRAINGER COMPANY RESEARCH ANALYST 40.00 X 110697 0 12312 553477 0 110852 4 0 1 0 THERON HORTON PO BOX 2010 TAOS NM 87571 CONSULTING 112305 1 1493223 1493223 1493223 0 0 0 X 22455 22455 244966 210671 34295 567160 487758 79402 9169 7885 1284 53923 46374 7549 62485 53737 8748 7142 7142 13000 13000 272506 241725 30781 11763 11763 45651 45651 68566 57595 10971 5442 5442 2269 2269 TRAVEL AND MEETINGS 48640 40858 7782 MEALS AND ENTERTAINMENT 6989 6989 1442126 1214709 227417 0 106565 103533 21926 31321 15254 8018 10726 7236 76269 154268 215486 296358 55672 86398 55672 86398 X 63327 67046 96487 142914 159814 209960 215486 296358 X 51097 -951 X X 0 1 X 1 0 X 742580 1077645 1306263 1204755 1493223 5824466 742580 1077645 1306263 1204755 1493223 5824466 575506 5248960 115 210 84 409 5824875 85000 0.90110 0.86750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 15254 8018 7236 7236 DUE FROM AFFILIATE 152768 SECURITY DEPOSIT 1500 154268 1493223 0 1493223 0 1493223 1443077 951 951 1442126 0 1442126 PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF ASSET 951. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING GRANTMAKING 22455 0 0 0 0 0 0 22455 0 22455 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM TO SUPPORT ORGANIZATION MISSION. 22455 WIRE 0 FMV 1 0 0 0 0 0 0 PART I, LINE 2: GRANTS ARE AWARDED BASED ON SPECIFIC CRITERIA AND ARE APPROVED BY THE BOARD COMMITTEE THAT OVERSEES ALL RECIPIENTS OF GRANTS. X X X 0 0 0 0 0 0 0 1 0 ROBERT SCHUWERK EXECUTIVE DIRECTOR 171570 0 17130 0 0 0 7541 0 48725 0 244966 0 0 0 NEIL QUACH SENIOR CORPORATE RESEARCH ANALYST 139430 0 13905 0 0 0 6124 0 16163 0 175622 0 0 0 PART I, LINE 7 DURING THE REPORTED PERIOD, PERFORMANCE BONUSES WERE PROVIDED TO CERTAIN EMPLOYEES, AS INCLUDED IN PART II, COLUMN (B)(II) OF SCHEDULE J. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 HAS BEEN REVIEWED BY A GROUP OF PERSONS AUTHORIZED TO REVIEW FINANCIAL AND AUDIT MATTERS PRIOR TO FILING. THE FINAL FORM 990 (FILED WITH THE IRS) WILL BE AVAILABLE AT THE NEXT MEETING OF THE BOARD FOR INSPECTION. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ENFORCES THE CONFLICT OF INTEREST POLICY BY MONITORING KNOWN RELATIONSHIPS, QUESTIONNAIRES, AND NOTING ANY CHANGES IN DISCLOSED INFORMATION. ANY CONFLICT IS REVIEWED BY THE BOARD BEFORE A DECISION IS MADE AS TO WHETHER TO APPROVE THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THIS REVIEW, DONE FOR THE COMPENSATION COMMITTEE OF THE BOARD, INCLUDES RESEARCHING GUIDESTAR, 990S, NY NON-PROFIT NETWORK ANNUAL SALARY SURVEY, PHONE CALLS TO OTHER ORGANIZATIONS TO COLLECT DATA, AND PERIODICALLY HIRES A COMPENSATION CONSULTANT, AS NEEDED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 241,725. MANAGEMENT AND GENERAL EXPENSES 26,858. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 268,583. OUTSIDE CONTRACTORS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 3,923. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,923. FORM 990, PART XI, LINE 9: LOSS ON DISPOSAL OF ASSET -951. FORM 990. PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. TRACKER GROUP LTD THE CONDUIT 6 LANGLEY ST LONDON UK WC2H 9JA TO HELP MARKETS UNDERSTAND RISK & OPPORTUNITY TO A LOW-CARBON FUTURE. UK N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CARBON TRACKER INITIATIVE INC UK C CASH CARBON TRACKER INITIATIVE INC UK O CASH CARBON TRACKER INITIATIVE INC UK B 22455 CASH