2024-10-23T10:49:08-05:00 2023-12-31 363168081 SIKICH LLC 333 JOHN CARLYLE STREET SUITE 500 ALEXANDRIA VA 22314 990 2023-01-01 222989704 US SIF FOUNDATION USSI 2028725361 1660 L STREET NW 306 WASHINGTON DC 20036 MARIA LETTINI CEO (CHIEF EXECUTIVE OFFICER) 2028725361 2024-10-09 1 1 JILL M BOYLE CPA P01246734 7038361350 2024-09-27 2023 2024-10-15 13:58:12Z MARIA LETTINI 1660 L STREET NW 306 WASHINGTON DC 20036 890399 0 X WWW.USSIF.ORG X 1989 MA EDUCATIONAL, RESEARCH, AND PROGRAMMATIC ACTIVITIES IN SUPPORT OF US SIF. 11 11 0 11 0 0 611400 814565 176667 73448 2160 2386 0 0 790227 890399 0 0 0 0 339591 384643 0 0 110394 412543 238880 752134 623523 38093 266876 1527208 1556839 530723 293478 996485 1263361 X THE US SIF FOUNDATION'S MISSION IS TO RAPIDLY SHIFT INVESTMENT PRACTICES TOWARDS SUSTAINABILITY, FOCUSING ON LONG-TERM INVESTMENT AND THE GENERATION OF POSITIVE SOCIAL AND ENVIRONMENTAL IMPACTS. IT UNDERTAKES EDUCATIONAL, RESEARCH AND PROGRAMMATIC ACTIVITIES IN SUPPORT OF US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT, ITS SOLE MEMBER. 0 0 361577 73448 PROMOTION AND EDUCATION OF SUSTAINABLE AND RESPONSIBLE INVESTING (SRI), THE PUBLICATION OF RESEARCH REPORTS AND OTHER RESOURCES, AND PROFESSIONAL EDUCATIONAL COURSES, SEMINARS AND FORUMS RELATING TO THE CONCEPT OF SUSTAINABLE AND RESPONSIBLE INVESTING AND PRACTICE. 361577 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X THE ORGANIZATION 2028725361 1660 L STREET NW 306 WASHINGTON DC 20036 DIEDERIK TIMMER CHAIR 1.00 1.00 X X 0 0 0 IYASSU ESSAYAS VICE-CHAIR 1.00 1.00 X X 0 0 0 KIMBERLY GLUCK TREASURER 1.00 1.00 X X 0 0 0 STEPHANIE COHN RUPP SECRETARY 1.00 1.00 X X 0 0 0 DANIEL HANSON VOTING MEMBER 1.00 1.00 X 0 0 0 KIMBERLY GRIEGO-KIEL VOTING MEMBER 1.00 1.00 X 0 0 0 LINDA-ELING LEE VOTING MEMBER 1.00 1.00 X 0 0 0 MAMADOU-ABOU SARR VOTING MEMBER 1.00 1.00 X 0 0 0 ANTHONY EAMES VOTING MEMBER 1.00 1.00 X 0 0 0 JONAS KRON VOTING MEMBER 1.00 1.00 X 0 0 0 JULIE GORTE VOTING MEMBER 1.00 1.00 X 0 0 0 MARIA A LETTINI BEG 51523 CEO (CHIEF EXECUTIVE OFFICER) 13.00 27.00 X 0 173039 11210 LISA WOLL THRU 6123 CEO (CHIEF EXECUTIVE OFFICER) 13.00 27.00 X 0 153541 6709 BRYAN M MCGANNON MANAGING DIRECTOR 1.50 38.50 X 0 168141 18036 0 494721 35955 0 0 1 0 0 814565 814565 EDUCATIONAL SERVICES 900099 63917 63917 PUBLICATIONS 900099 8830 8830 COURSE REGISTRATION 900099 701 701 73448 2386 2386 890399 73448 0 2386 X 321407 181033 86163 54211 16550 9322 4437 2791 21149 19456 1039 654 25537 14384 6846 4307 111913 79118 21825 10970 968 545 260 163 11418 6431 3061 1926 10519 5925 2820 1774 42617 24004 11425 7188 11911 4282 1800 5829 15467 15467 1946 1096 522 328 RECRUITMENT 27450 15461 7359 4630 FINANCIAL SERVICES FEES 4671 520 3995 156 623523 361577 151552 110394 5390 0 1509201 1556839 12617 0 1527208 1556839 6467 0 524256 293478 530723 293478 X 896485 1163361 100000 100000 996485 1263361 1527208 1556839 266876 0 X X 0 1 X 1 0 X X 1 US SIF THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT 222701978 10 0 0 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 2: THE ORGANIZATION BEING SUPPORTED SATISFIES THE PUBLIC SUPPORT TEST. IN ADDITION, THE TWO ORGANIZATIONS SHARE THE SAME OFFICE, SHARE THE SAME STAFF, HAVE THE SAME BOARD, HAVE COMPLEMENTARY PROGRAMS AND ARE INCLUDED TOGETHER ON CONSOLIDATED FINANCIAL STATEMENTS. PART IV, SECTION A, LINE 3B: THE ORGANIZATION BEING SUPPORTED SATISFIES THE PUBLIC SUPPORT TEST. IN ADDITION, THE TWO ORGANIZATIONS SHARE THE SAME OFFICE, SHARE THE SAME STAFF, HAVE THE SAME BOARD, HAVE COMPLEMENTARY PROGRAMS AND ARE INCLUDED TOGETHER ON CONSOLIDATED FINANCIAL STATEMENTS. PART IV, SECTION A, LINE 3C: THE ORGANIZATION ENSURED THAT ALL SUPPORT WAS USED EXCLUSIVELY FOR SECTION 170 PURPOSES AS THE ORGANIZATIONS SHARE THE SAME OFFICE AND SAME STAFF. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DUE TO US SIF 293478 293478 X PART X, LINE 2: US SIF IS EXEMPT FROM FEDERAL AND LOCAL INCOME TAXES UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE ON INCOME DERIVED FROM ACTIVITIES RELATED TO THEIR EXEMPT PURPOSE. THE FOUNDATION IS EXEMPT FROM FEDERAL AND LOCAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ON INCOME DERIVED FROM ACTIVITIES RELATED TO THEIR EXEMPT PURPOSE. US SIF AND THE FOUNDATION ARE NOT PRIVATE FOUNDATIONS FOR TAX PURPOSES. THE ORGANIZATION IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE THEIR TAX-EXEMPT STATUS THAT WOULD REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. GENERALLY, TAX RETURNS ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES FOR UP TO THREE YEARS FROM THE DATE A COMPLETED RETURN IS FILED. IF MATERIAL OMISSIONS OF INCOME EXIST, TAX RETURNS MAY BE SUBJECT TO EXAMINATION FOR UP TO SIX YEARS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. AS OF DECEMBER 31, 2023 AND 2022, THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS WHICH SHOULD BE RECOGNIZED AS A LIABILITY. THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE EXAMINATIONS BY TAX AUTHORITIES FOR TAX YEARS PRIOR TO 2020. 0 0 0 0 0 0 0 0 0 BRYAN M MCGANNON MANAGING DIRECTOR 0 155641 0 12500 0 0 0 6226 0 11810 0 186177 0 0 MARIA A LETTINI BEG 51523 CEO (CHIEF EXECUTIVE OFFICER) 0 173039 0 0 0 0 0 5053 0 6157 0 184249 0 0 LISA WOLL THRU 6123 CEO (CHIEF EXECUTIVE OFFICER) 0 107905 0 15000 0 30636 0 6142 0 567 0 160250 0 0 SCHEDULE J, PART I, LINE 3: COMPENSATION OF THE ORGANIZATION'S CEO IS REVIEWED AND APPROVED BY THE GOVERNING BOARD OF THE US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT RELATED PARTY. THE CEO ANNUALLY EVALUATES AND SETS COMPENSATION FOR SENIOR MANAGEMENT. OTHER COMPENSATION DECISIONS ARE MADE BY THE CEO AND SENIOR MANAGEMENT. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER IS THE US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT - AS STATED IN THE BYLAWS. FORM 990, PART VI, SECTION A, LINE 7A US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT IS THE SOLE MEMBER OF US SIF FOUNDATION AND IS RESPONSIBLE FOR THE FOUNDATION'S GOVERNANCE. FORM 990, PART VI, SECTION A, LINE 7B US SIF: THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT IS THE SOLE MEMBER OF US SIF FOUNDATION AND IS RESPONSIBLE FOR THE FOUNDATION'S GOVERNANCE. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS SENT TO THE AUDIT COMMITTEE FOR THEIR REVIEW. AFTER THAT REVIEW IS COMPLETED, THE RETURN IS SENT TO THE FULL GOVERNING BODY PRIOR TO FILING THE FORM WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR SHALL PROVIDE AN ANNUAL DISCLOSURE STATEMENT TO THE ORGANIZATION IDENTIFYING: (I) EACH ORGANIZATION FOR WHICH THE DIRECTOR IS A DIRECTOR OR EXECUTIVE (OR HOLDS AN EQUIVALENT POSITION) OR BY WHICH THE DIRECTOR IS EMPLOYED, AND (II) EACH INVESTMENT, INTEREST, VOLUNTEER ACTIVITY, MEMBERSHIP OR OTHER MATTER THAT MAY CONFLICT OR INTERFERE WITH THE DIRECTOR'S POSITION ON THE BOARD OR THAT MAY CAUSE A CONFLICT OF INTEREST BETWEEN THE DIRECTOR'S DUTY TO THE ORGANIZATION AND THE INVESTMENT, INTEREST, ACTIVITY, MEMBERSHIP OR MATTER. (III) ANY CONFLICT OF INTEREST IDENTIFIED BY THE DIRECTORS OR THE ABSENCE OF ANY CONFLICT OF INTEREST TO THE BEST OF KNOWLEDGE OF THE DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ONLINE AS PART OF THE ORGANIZATION'S ANNUAL REPORT. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FORM 990 ARE AVAILABLE TO MEMBERS THROUGH AN ONLINE MEMBER CENTER, AND TO THE GENERAL PUBLIC UPON REQUEST. RECENT 990'S FOR THE ORGANIZATION ARE ALSO AVAILABLE AT WWW.GUIDESTAR.ORG. FORM 990, PART IX, LINE 11G CONSULTING -MEDIA: PROGRAM SERVICE EXPENSES 21,454. MANAGEMENT AND GENERAL EXPENSES 10,211. FUNDRAISING EXPENSES 6,425. TOTAL EXPENSES 38,090. CONSULTING -PROGRAM: PROGRAM SERVICE EXPENSES 20,874. MANAGEMENT AND GENERAL EXPENSES 9,935. FUNDRAISING EXPENSES 6,251. TOTAL EXPENSES 37,060. OTHER: PROGRAM SERVICE EXPENSES 36,790. MANAGEMENT AND GENERAL EXPENSES 1,679. FUNDRAISING EXPENSES -1,706. TOTAL EXPENSES 36,763. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS ASSUME RESPONSILBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEAR. US SIF THE FORUM FOR SUSTAINABLE AND RESPONSIBLE INVESTMENT 1660 L STREET NW 360 WASHINGTON DC 20036 222701978 ADVANCE SUSTAINABLE AND RESPONSIBLE INVESTMENT PRACTICES NY 501(C)(6) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 DUE TO US SIF P 230778