2024-10-17T17:04:11-05:00 2023-12-31 521853933 JM&M 1730 RHODE ISLAND AVE NW SUITE 800 WASHINGTON DC 20036 990 2023-01-01 814104942 DCIIA RETIREMENT RESEARCH CENTER INC DCII 2026561868 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 LEW MINSKY PRESIDENT & CEO 2026561868 2024-10-16 1 1 SEAN MCELWANEY P01608821 2022963306 2023 2024-10-15 13:58:12Z LEW MINSKY 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 817300 0 X N/A X 2016 DE THE ORGANIZATION WAS ESTABLISHED TO DEVELOP ORIGINAL RESEARCH THAT IS GROUNDED IN PRACTICAL APPROACH FOCUSED ON ACTIONABLE INSIGHTS AND IS ROOTED IN A DEEP UNDERSTANDING OF THE DEFINED CONTRIBUTION SYSTEM. 33 33 0 38 0 0 0 0 472500 817300 0 0 0 0 472500 817300 0 0 0 0 577550 591303 0 0 0 51228 276881 628778 868184 -156278 -50884 0 1000 1468451 1520335 -1468451 -1519335 TO DEVELOP ORIGINAL RESEARCH THAT IS GROUNDED IN A PRACTICAL APPROACH FOCUSED ON ACTIONABLE INSIGHTS AND IS ROOTED IN A DEEP UNDERSTANDING OF THE DEFINED CONTRIBUTION SYSTEM. 0 0 816778 817300 THE ORGANIZATION DEVELOPS ORIGINAL RESEARCH FOCUSED ON BUILDING RETIREMENT SECURITY, BEST PRACTICES FOR ACHIEVING RETIREMENT SECURITY, AND PROTECTING RETIREMENT SECURITY. 816778 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X AMANDA MCCORMICK - DCIIA RRC 2026561868 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 LEW MINSKY PRESIDENT & CEO 1.00 40.00 X 0 626844 30800 PAM HESS EXECUTIVE DIRECTOR 40.00 1.00 X 0 183333 6400 ROB AUSTIN CHAIR 1.50 1.50 X X 0 0 0 HEATHER BALLEY VICE-CHAIR 2.00 X X 0 0 0 JOSH GRASS DIRECTOR AS OF 01/2023 2.00 X 0 0 0 PAUL VISCONTI DIRECTOR AS OF 02/2023 2.00 X 0 0 0 CHRIS ANAST DIRECTOR AS OF 03/2023 1.50 1.50 X 0 0 0 BARBARA RAYLL DIRECTOR AS OF 02/2023 2.00 X 0 0 0 PHILIP ENOCHS DIRECTOR AS OF 01/2023 2.00 X 0 0 0 JIM O'SHAUGHNESSY DIRECTOR AS OF 02/2023 2.00 X 0 0 0 STEVE RUBINO DIRECTOR AS OF 02/2023 2.00 X 0 0 0 ELIZABETH HEFFERNAN DIRECTOR AS OF 02/2023 1.50 1.50 X 0 0 0 BILL RYAN DIRECTOR AS OF 02/2023 1.50 1.50 X 0 0 0 JON GRAFF DIRECTOR AS OF 01/2023 2.00 X 0 0 0 ALEJANDRO ROMAN DIRECTOR AS OF 11/2023 2.00 X 0 0 0 JEANNE SMITH DIRECTOR AS OF 09/2023 2.00 X 0 0 0 JOSH DIETCH DIRECTOR 2.00 X 0 0 0 JERI SAVAGE DIRECTOR 2.00 X 0 0 0 GLENN DIAL DIRECTOR 2.00 X 0 0 0 CATHERINE COLLINSON DIRECTOR 1.50 1.50 X 0 0 0 SURYA KOLLURI DIRECTOR 2.00 X 0 0 0 KERI DOGAN DIRECTOR 2.00 X 0 0 0 KERRY SETTE DIRECTOR 2.00 X 0 0 0 KAI WALKER DIRECTOR 1.50 1.50 X 0 0 0 DREW CARRINGTON DIRECTOR 2.00 X 0 0 0 NATHANIEL MILES DIRECTOR 2.00 X 0 0 0 QI SUN DIRECTOR 2.00 X 0 0 0 DAVID BLANCHETT DIRECTOR 2.00 X 0 0 0 ROB PHILIPS DIRECTOR 2.00 X 0 0 0 CARA REISMAN DIRECTOR 2.00 X 0 0 0 SHAWN O'BRIEN DIRECTOR 2.00 X 0 0 0 CHRIS CEDER DIRECTOR 2.00 X 0 0 0 LUIS FLEITES DIRECTOR 2.00 X 0 0 0 JACK VANDERHEI DIRECTOR 2.00 X 0 0 0 JESSICA SCLAFANI DIRECTOR 1.50 1.50 X 0 0 0 PETE SCATURRO DIRECTOR UNTIL 11/2023 2.00 X 0 0 0 TONI BROWN DIRECTOR UNTIL 03/2023 2.00 X 0 0 0 ROB VANSTEENLAND DIRECTOR UNTIL 09/2023 2.00 X 0 0 0 CARL MOORE DIRECTOR UNTIL 01/2023 2.00 X 0 0 0 AARON BORDERS DIRECTOR UNTIL 01/2023 1.50 1.50 X 0 0 0 0 810177 37200 0 0 1 0 0 MEMBERSHIP REVENUE 900099 606300 606300 PROJECT REVENUE 900099 211000 211000 817300 817300 817300 0 0 X 321262 321262 245807 245807 3782 3782 20452 20452 151125 151125 1851 1851 5137 5137 69213 69213 PUBLIC RELATIONS 49555 49555 868184 816778 51406 0 0 1000 0 1000 180000 181000 1288451 1339335 1468451 1520335 X -1468451 -1519335 -1468451 -1519335 0 1000 -50884 0 X X 0 1 X 1 0 X X X 1 DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION 271573481 6 1 0 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 3B: THE ORGANIZATION HAS ONE SUPPORTED ORGANIZATION, DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION, THAT IS A 501(C)(6) THAT SATISFIES THE PUBLIC SUPPORT TEST UNDER SECTION 509(A)(2). THIS DETERMINATION WAS DONE IN AUGUST 2021. PART IV, SECTION A, LINE 3C: DCIIA RETIREMENT RESEARCH CENTER ENSURES THAT DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION IS IMPLEMENTING THE TERMS AND CONDITIONS OF THE RESEARCH GRANTS AWARDED BY MONITORING AND OVERSEEING THE DELIVERABLES, AND PARTICIPATING IN THE REPORTING PROCESS. 0 DUE TO AFFILIATE 1339335 1339335 X PART X, LINE 2: THE ORGANIZATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT WOULD HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THERE WERE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES THAT NEEDED TO BE RECORDED. 0 0 0 0 0 0 0 0 0 LEW MINSKY PRESIDENT & CEO 0 485793 0 141051 0 0 0 9900 0 20900 0 657644 0 0 PAM HESS EXECUTIVE DIRECTOR 0 183333 0 0 0 0 0 5500 0 900 0 189733 0 0 PART I, LINE 3 THE ORGANIZATION'S EXECUTIVE DIRECTOR RECEIVED COMPENSATION TOTALING $189,733 THROUGH ITS RELATED ORGANIZATION, DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION (DCIIA), FOR SERVICES TO THE ORGANIZATION. THE EXCUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION. FORM 990, PART VI, SECTION A, LINE 1A IN ADDITION TO ANY OTHER DIRECTORS APPOINTED TO THE EXECUTIVE COMMITTEE, THE CHAIR, VICE-CHAIR, SECOND VICE-CHAIR, AND THE CHAIRS OF EACH COMMITTEE OF THE BOARD AND OF THE CORPORATION SHALL BE EX-OFFICIO VOTING MEMBERS OF THE EXECUTIVE COMMITTEE. NO MORE THAN 50% OF THE EXECUTIVE COMMITTEE MEMBERS SHALL BE FROM FIRMS REPRESENTING THE SAME CONSTITUENCY GROUP WITHIN THE CORPORATION. THE CORPORATION'S EXECUTIVE COMMITTEE MAY EXERCISE DURING THE INTERVAL BETWEEN MEETINGS OF THE BOARD, ALL OF THE POWERS OF THE BOARD IN THE MANAGEMENT AND CONTROL OF THE ACTIVITIES, PROPERTY, BUSINESS AND AFFAIRS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 6 ENTITIES AND INDIVIDUALS MAY BE ELIGIBLE FOR MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A EACH IMIC MEMBER AND EACH EXPERT MEMBER MAY APPOINT ONE PERSON TO SERVE ON THE MEMBERSHIP BOARD. THE MEMBERSHIP BOARD SHALL APPOINT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR, PRESIDENT OF DCIIA, AND THE ACCOUNTANT REVIEW THE FORM 990, WHICH IS THEN DISTRIBUTED TO THE BOARD, AND IT IS THEN DISCUSSED WITH THE CHAIRPERSON AND TREASURER BEFORE IT IS SIGNED BY THE PRESIDENT AND FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C MONITORED AT BOARD MEETINGS AND REVIEWED BY MANAGEMENT ON POLICIES DEVELOPED. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMPENSATION COMMITTEE OF DCIIA DETERMINES COMPENSATION FOR THE DCIIA RRC EXECUTIVE DIRECTOR AND ANY PAID EMPLOYEES. THE EXECUTIVE DIRECTOR'S COMPENSATION WAS LAST REVIEWED IN SEPTEMBER OF 2023. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 151,125. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 151,125. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT OR SELECTION PROCESS DURING THE TAX YEAR. DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION 201 N US HIGHWAY 1 D10 1088 JUPITER FL 33477 271573481 ENHANCING RETIREMENT SECURITY OF AMERICAN WORKERS DE 501(C)(6) 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION E 1339335 COST DEFINED CONTRIBUTION INSTITUTIONAL INVESTMENT ASSOCIATION P 591303 COST