2024-10-15T15:00:00-05:00 2023-11-30 522328316 TAG ASSOCIATES LLC 810 SEVENTH AVENUE SUITE 700 NEW YORK NY 10019 990PF 2022-12-01 137072672 THE ROBERT & MARY LOU MORGADO CHARITABLE TRUST ROBE 2122751500 CO TAG ASSOC 810 SEVENTH AVE 700 NEW YORK NY 10019 ROBER J MORGADO TRUSTEE 2122751500 2024-10-15 1 1 JUDITH COAN BALSAN P00438001 2122751573 2022 2024-10-15 13:58:12Z X 10143875 X 1011641 83 83 124988 124988 3325332 6826344 3934353 52121 52121 4514165 4111545 0 0 0 11960 0 0 6534 508 0 41784 41614 0 60278 42122 0 300500 300500 360778 42122 300500 4153387 4069423 40824 41242 41242 155676 3939203 3939203 1195549 1098728 2345442 2854077 3320340 3817988 4246126 8399513 10143875 112304 112304 112304 112304 X 0 0 4200000 4200000 -66178 4087209 4133822 8287209 4246126 8399513 4133822 4153387 0 8287209 0 8287209 SECURITY LITIGATION P 2022-01-01 2023-11-30 50 50 50 34,490 SHS ACTIVISION BLIZZARD INC P 2002-11-12 2023-10-13 3276550 184698 3091852 3091852 30 SHS PIONEER NATRUAL RESOURCES CO COM P 2016-06-16 2023-10-16 7471 4625 2846 2846 350 SHS DENBURY INC COM P 2022-02-18 2023-07-21 31771 23469 8302 8302 562 SHS BROOKFIELD ASSET MANAGEMENT LTD CLASS A P 2014-01-15 2023-01-13 17799 7319 10480 10480 165 SHS AON PLC SHSH CL A COM P 2009-12-21 2023-07-18 55159 8098 47061 47061 0.5 SHS BROOKFIELD ASSET MANAGEMENT LTD CLASS A P 2014-01-15 2022-12-14 15 7 8 8 K-1 HAMILTON LANE SECONDARY FUND III A LP P 2022-01-01 2023-11-30 166 166 166 1,100 SHS SPDR S&P 500 P 2019-10-09 2023-04-28 456227 320877 135350 135350 K1 RIVER OAKS FINANCIAL FUND LP P 2023-01-01 2023-11-30 13953 -13953 -13953 599.59 SHS KHOLS CORP P 2022-05-18 2023-09-12 14175 25722 -11547 -11547 DAVIDSON KEMPNER - PFIC P 2023-01-01 2023-11-30 216 216 216 DAVIDSON KEMPNER - PFIC P 2022-01-01 2023-11-30 19834 19834 19834 51.22 SHS KOHLS CORP P 2022-09-22 2023-09-12 1211 1235 -24 -24 450,000 SHS US TREASURY P 2023-03-23 2023-05-12 448497 445981 2516 2516 350,000 SHS US TREASURY P 2023-02-03 2023-03-23 344103 341984 2119 2119 950,000 SHS US TREASURY P 2023-04-28 2023-05-12 947545 946581 964 964 TAIWAN OPPORTUNITIES FUND - PFIC P 2022-01-01 2023-11-30 164823 -164823 -164823 K1 RIVER OAKS FINANCIAL FUND LP P 2022-01-01 2023-11-30 22150 22150 22150 500 SHS TOTALENERGIES SE D 2020-03-10 2022-12-30 31038 19442 11596 11596 175 SHS CHEVRON CORP D 2020-04-21 2022-12-30 31430 14266 17164 17164 900 SHS BP PLC D 2020-04-21 2022-12-30 31457 19488 11969 11969 1,400 SHS BP PLC D 2020-04-21 2023-09-12 55033 30314 24719 24719 1,050 SHS TOTALENERGIES SE D 2020-03-10 2023-09-12 69095 40820 28275 28275 440 SHS CHEVRON CORP D 2020-04-21 2023-09-12 73361 35869 37492 37492 5,600 SHS APPLE INC D 2018-12-07 2023-04-28 891991 242420 649571 649571 3934353 56565 0 56565 0 56565 4500 0 75000 0 79500 X 0 22935 22935 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A TAG ASSOCIATES LLC 2122751500 810 SEVENTH AVENUE SUITE 700 NEW YORK NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT J MORGADO C/O TAG ASSOCIATES LLC 810 7TH AVE 7TH FL NEW YORK NY 10019 TRUSTEE/DONOR 1.00 0 0 0 MARY LOU MORGADO C/O TAG ASSOCIATES LLC 810 7TH AVE 7TH FL NEW YORK NY 10019 TRUSTEE/DONOR 1.00 0 0 0 NONE 0 NONE 0 0 987165 6961054 1738559 9686778 0 0 9686778 145302 9541476 477074 477074 56565 56565 420509 0 420509 0 420509 300500 0 300500 420509 173749 0 0 300500 173749 0 0 126751 0 0 0 0 0 0 0 0 293758 0 0 0 X CENTRAL PARK CONSERVANCY 4 EAST 60TH ST NEW YORK NY 10022 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 CONNECTICUT FOODSHARE 2 RESEARCH PARKWAY WALLINGFORD CT 06492 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 2500 CONVERSATIONS ON THE GREEN INC PO BOX 1020 WASHINGTON CT 06793 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 10000 FRIENDS OF ROXBURY LIBRARY 103 MAIN STREET SUCCASUNNA NJ 07876 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 HORACE MANN SCHOOL 231 WEST 246 STREET BRONX NY 10471 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 37000 HORACE MANN SCHOOL 231 WEST 246 STREET BRONX NY 10471 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 25000 MADD 339 HEMINGWAY AVE 2ND FL EAST HAVEN CT 06512 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 500 MAUI FOOD BANK 100 MAHALANI ST WAILUKU HI 96793 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 2500 MAUI FOOD BANK 760 KOLU ST WAILUKU HI 96793 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 3000 MAUI HEALTH FOUNDATION 221 MAHALANI ST WAILUKU HI 96793 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 10000 MAUI HUMANE SOCIETY PO BOX 1047 PUUNENE HI 96784 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 500 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 6000 MINOR MEMORIAL LIBRARY 23 SOUTH STREET ROXBURY CT 06783 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 5000 NATURE CONSERVANCY 4245 N FAIRFAX DRIVE SUITE 100 ARLINGTON VA 22203 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 NORTHWEST CONNECTICUT LAND CONSERVANCY PO BOX 821 - 5 MAPLE STREET KENT CT 06757 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 5000 PLANNED PARENTHOOD 123 WILLIAM STREET NEW YORK NY 10038 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 ROXBURY AMBULANCE ASSOCIATION P O BOX 94 ROXBURY CT 06783 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 ROXBURY LAND TRUST 6 MINE HILL PO BOX 51 ROXBURY CT 06783 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 10000 ROXBURY FIRE DEPARTMENT 122 MAIN STREET SUCCASUNNA NJ 07876 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 1000 ST LOUIS SCHOOL 3142 WAIALAE AVENUE HONOLULU HI 968161579 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 72000 THE FRICK COLLECTION 1 EAST 70TH STREET NEW YORK NY 10021 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 5000 THE NEW MILFORD HOSPITAL 24 HOSPITAL AVE DANBURY CT 06810 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 50000 THE V FOUNNDATION FOR CANCER RESEARCH 14600 WESTON PARKWAY CARY NC 27513 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 10000 TOYS FOR TOTS 18251 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 500 VOID PRIOR YEAR CHECKS NEVER CASHED 810 7TH AVENUE NEW YORK NY 10019 N/A TAX EXEMPT IRC SEC 5 CHARITABLE -61000 YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 50000 YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 N/A TAX EXEMPT IRC SEC 5 CHARITABLE 50000 300500 0 14 83 14 124988 01 52121 18 3325332 0 3502524 0 3502524 0 0 0 0 0 0 0 0 0 0 X X 1 ROBERT MARY LOU MORGADO C/O TAG ASSOCIATES LLC 810 SEVENTH NEW YORK NY 10019 725816 X 2 RIVER LANE CAPITAL VENTURES LLC C/O TAG ASSOCIATES LLC 810 SEVENTH NEW YORK NY 10019 96348 X 3 RIVER LANE CAPITAL VENTURES LLC C/O TAG ASSOCIATES LLC 810 SEVENTH NEW YORK NY 10019 109667 X 4 RIVER LANE CAPITAL VENTURES LLC C/O TAG ASSOCIATES LLC 810 SEVENTH NEW YORK NY 10019 79810 X 1 5,600 SHS APPLE INC STOCKS 725816 2022-12-29 2 1,550 SHS TOTALENERGIES SE SPONSORED 96348 2022-12-30 3 615 SHS CHEVRON CORP NEW COM 109667 2022-12-30 4 2,300 SHS BP PLC SPONSORED ADR 79810 2022-12-30 ACCOUNTING FEES 11960 0 0 NEUBERGER & BERMAN 1048728 2295442 SDCI LIMITED 50000 50000 DAVIDSON KEMPNER INT'L LTD AT COST 1005208 1239368 CHARLES SCHWAB AT COST 1810794 1937070 HAMILITON LANE SECONDARY FUND AT COST 54725 22299 HAMILITON SECONDARY FUND AT COST 112304 112304 RIVER OAKS FINANCIAL FUND AT COST 337309 506947 INVESTMENT FEES 33235 33235 0 PARTNERSHIP EXPENSES 8379 8379 0 ADVERTISEMENT EXPENSES 170 0 0 PARTNERSHIPS 52121 52121 52121 MISCELLANEOUS INCOME 0 0 0 HAMILTON LANE SECONDARY FUND 112304 112304 FOREIGN TAXES 508 508 0 NYS TAXES 250 0 0 FEDERAL TAX 5776 0 0