2024-10-15T19:06:25-05:00 2023-11-30 872525370 CITRIN COOPERMAN ADVISORS LLC 50 ROCKEFELLER PLAZA NEW YORK NY 10020 990PF 2022-12-01 521868735 THE GAGNON FAMILY FOUNDATION INC (FKA THE LOIS E & NEIL J GAGNON FOUNDATION) GAGN 2125545000 PO BOX 691 BERNARDSVILLE NJ 07924 NEIL GAGNON PRESIDENT 2125545000 2024-10-14 1 1 CONSTANTINE SOPHOS P00832206 2126971000 2024-10-14 2022 2024-10-15 13:58:12Z X 34393602 X 2003764 17 17 79917 77079 337049 5853644 0 417532 492859 2838279 569955 0 0 0 13388 0 13388 51856 45690 0 86436 1436 0 538 474 0 152218 47600 13388 2655950 2655950 2808168 47600 2669338 30111 522355 1 1 2503937 2523572 2523572 13261670 12613658 8733338 39648120 35942965 22936996 0 199695 199695 55413727 51279891 34393602 0 0 X 0 0 0 0 55413727 51279891 55413727 51279891 55413727 51279891 55413727 30111 0 55443838 4163947 51279891 PUBLICLY TRADED SECURITIES 5355242 5018193 337049 337049 ALLOCATED TO UBTI P 4447 -4447 -4447 ALLOCATED TO UBTI P 62668 62668 62668 ALLOCATED TO UBTI P 431287 -431287 -431287 -36017 7261 0 7261 0 7261 39361 0 0 0 39361 X 0 32100 32100 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NJ 1 0 0 1 0 1 N/A NEIL J GAGNON 2125545000 PO BOX 691 BERNARDSVILLE NJ 07924 1 CJ 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NEIL J GAGNON PO BOX 691 BERNARDSVILLE NJ 07924 PRESIDENT 1.00 0 0 0 LOIS E GAGNON PO BOX 691 BERNARDSVILLE NJ 07924 SECRETARY 1.00 0 0 0 BRIAN GAGNON 27 BEDFORD ROAD SUMMIT NJ 07901 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 11584901 693040 22550587 34828528 0 778029 34050499 510757 33539742 1676987 1676987 7261 12815 20076 1656911 0 1656911 0 1656911 2669338 0 2669338 1656911 0 0 643135 1063081 507949 878814 466593 3559572 2669338 0 0 0 1656911 1012427 0 0 4571999 0 0 0 0 0 0 643135 3928864 1063081 507949 878814 466593 1012427 NEIL J GAGNON LOIS E GAGNON NEIL J GAGNON X ACHILLES INTERNATIONAL 315 WEST 39TH STREET SUITE 205 NEW YORK NY 10018 PC GENERAL SUPPORT 25000 AMERICAN FEDERATION FOR CHILDREN GROWTH FUND 1020 19TH STREET NW SUITE 675 WASHINGTON DC 20036 PC GENERAL SUPPORT 25000 BERNARDSVILLE FIRE COMPANY 118 MINE BROOK ROAD BERNARDSVILLE NJ 07924 PC GENERAL SUPPORT 5000 BOYS & GIRLS CLUB OF NEWARK 1 AVON AVENUE NEWARK NJ 07108 PC GENERAL SUPPORT 25000 BOYS AND GIRLS CLUB OF COLLIER COUNTY 7500 DAVIS BOILEVARD NAPLES FL 34104 PC GENERAL SUPPORT 10000 BRIGHT MINDS FOUNDATION OF HOWARD 10910 CLARKSVILLE PIKE ELLICOTT CITY MD 21042 PC GENERAL SUPPORT 10000 CHILDREN & COMPANY PO BOX 1364 COLUMBIA MD 21044 PC GENERAL SUPPORT 10000 COMMUNITY IN CRISIS 9 CHURCH STREET BERNARDSVILLE NJ 07924 PC GENERAL SUPPORT 100000 FLORIDA LIONS EYE CLINIC 10322 PENNSYLVANIA AVENUE BONITA SPRINGS FL 34135 PC GENERAL SUPPORT 5000 FOUNDATION FOR MORRISTOWN MEDICAL CENTER 475 SOUTH STREET FIRST FLOOR MORRISTOWN NJ 07960 PC GENERAL SUPPORT 2100000 HAGEDORN LITTLE VILLAGE SCHOOL 750 HICKSVILLE ROAD SEAFORD NY 11783 PC GENERAL SUPPORT 10000 HEARTWORKS 19 MORRISTOWN ROAD BASKING RIDGE NJ 07920 PC GENERAL SUPPORT 100000 KINDERSMILE FOUNDATION 10 BROAD STREET BLOOMFIELD NJ 07003 PC GENERAL SUPPORT 45000 LAFAYETTE COLLEGE 307 MARKLE HALL EASTON PA 18042 PC GENERAL SUPPORT 100000 MENDHAM TOWNSHIP POLICE 3 CHERRY LANE BROOKSIDE PO BOX 236 BROOKSIDE NJ 07926 PC GENERAL SUPPORT 10000 RALSTON FIRE CO 5500 S 77TH ST RALSTON NE 68127 PC GENERAL SUPPORT 5000 SETON HALL PREP 120 NORTHFIELD AVENUE WEST ORANGE NJ 07052 PC GENERAL SUPPORT 70950 2655950 0 14 17 901101 2838 14 77079 14 492859 901101 373066 18 -36017 ENTERPRISE PRODUCTS PARTNERS L.P. UBTI 901101 -87738 GIS FUND OF FUNDS, LLC UBTI 901101 12411 300577 533938 0 834515 0 0 0 0 0 0 0 0 0 0 X X 1 LOIS E GAGNON PO BOX 691 BERNARDSVILLE NJ 07924 951757 X 2 NEIL J GAGNON PO BOX 691 BERNARDSVILLE NJ 07924 1052007 X 1 20060 SHARES OF APOLLO ENDOSURGERY INC361121 SHARES OF OPSENS INC 951757 2023-11-30 2 30090 SHARES OF APOLLO ENDOSURGERY INC.361242 SHARES OF OPSENS INC 1052007 2023-11-30 TAX RETURN PREPARATION AND COMPLIANCE FEES 13388 0 13388 CAPITAL GAIN FROM INDEBTED PUBLICLY TRADED SECURITIES PURCHASED 4447 COST 0 4447 CAPITAL LOSS FROM INDEBTED PUBLICLY TRADED SECURITIES PURCHASED 62668 COST 0 -62668 ENTERPRISE 751 GAIN PURCHASED 431287 COST 0 431287 FORM 990-PF, PART VI-A, LINE 11 - SCHEDULE OF CONTROLLED ENTITIES: NAME OF CONTROLLED ENTITY: GAGNON INVESTMENT ASSOCIATES OFFSHORE LTD.EIN OF CONTROLLED ENTITY: NONEADDRESS OF CONTROLLED ENTITY: WALKER HOUSE, 87 MARY ST, GEORGE TOWN, GRAND CAYMAN, CAYMAN ISLANDS, KY1-9002EXCESS BUSINESS HOLDING: NOTHERE WERE NO TRANSFERS BETWEEN THE FOUNDATION AND THE CONTROLLED ENTITY DURING THE TAX YEAR. AIR LEASE CORPORATION 312157 445775 ALPHA AND OMEGA SEMICONDUCTOR LTD 536976 477125 AMERESCO INC 76429 279886 BIOLIFE SOLUTIONS INC 469956 324069 BLACKLINE INC 219351 250548 CAREDX INC 1328344 424638 CNFINANCE HOLDINGS LIMITED SPON ADS EACH 99664 57878 E2OPEN PARENT HOLDINGS INC 1184765 398558 ENVIVA INC COM 1753185 41021 EQUINIX INC 106136 394465 EVERBRIDGE INC COM 281347 82886 FIVE9 INC COM 2263661 2631114 FRESHWORKS INC CLASS A 778857 707827 GENEDX HOLDINGS CORP CL A 288316 18433 KALTURA INC COM 97857 81675 NAVIGATOR HOLDINGS LTD 405556 582058 OPSENS INC 180794 201698 PACIRA BIOSCIENCES COM 460833 288813 POWER SOLUTIONS INTERNATIONAL INC 396066 151589 PROFOUND MED CORP COM 312996 397381 SECUREWORKS CORP CL A 390151 161753 SOMALOGIC INC CLASS A COM 266339 60742 VERTEX INC CL A 66946 68607 ZUORA INC COM CL A 336976 204799 BIOS INCYCUS CO INVESTMENT AT COST 91907 37873 CASDIN PRIVATE GROWTH EQUITY FUND, L.P. AT COST 1977088 1566754 ENTERPRISE PRODUCTS PARTNERS LP AT COST 235100 386409 GAGNON INVESTMENT ASSOC OFFSHORE LTD AT COST 30038736 17158318 GIS FUND OF FUNDS, LLC AT COST 3500134 3560632 TYTO CARE INC. - C CORP AT COST 100000 227010 ERRONEOUS WITHDRAWAL RETURNED IN 2024 199695 199695 BOOK/TAX DIFFERENCES 4163947 BANK SERVICE CHARGES 538 474 0 CASDIN PRIVATE GROWTH EQUITY FD LP 9377 9377 9377 ENTERPRISE PRODUCTS PARTNERS LP 436123 436123 436123 GIS FUND OF FUNDS, LLC 46921 46921 46921 MISC. INCOME 438 438 438 ENTERPRISE PRODUCTS PARTNERS L.P. UBTI -87738 0 -87738 GIS FUND OF FUNDS, LLC UBTI 12411 0 12411 FOREIGN TAX 1436 1436 0 FEDERAL EXCISE TAX 85000 0 0