2024-09-06T12:23:48-05:00 2023-12-31 880583367 SPRING STREET TAX RESOURCES 12 CENTURY HILL DRIVE SUITE 104 LATHAM NY 12110 990PF 2023-01-01 884265008 MCCLAIN ROBERTS FOUNDATION MCCL 2125495544 PO BOX 5016 NEW YORK NY 101855016 HEIDI MCCLAIN DIRECTOR 2125495544 2024-09-06 1 0 WILLIAM SULLIVAN P02263405 5183278353 2023 2024-08-08 14:25:15Z X 12408877 X 100196 54250 54250 171502 167829 -1111831 11894281 0 -785883 222079 0 0 0 7500 3750 3750 105924 78822 27102 4489 1489 0 117913 84061 30852 300000 300000 417913 84061 330852 -1203796 138018 5727528 296209 296209 2500072 0 0 1092833 8243083 11426805 0 570266 573418 0 110696 112445 9320433 9220254 12408877 0 1175571 0 1175571 X 9320433 8044683 0 0 0 0 9320433 8044683 9320433 9220254 9320433 -1203796 0 8116637 71954 8044683 PUBLICLY TRADED 6756233 6707725 48508 48508 PUBLICLY TRADED - OPTIONS 5136735 6298387 -1161652 -1161652 CAPITAL GAINS DIVIDENDS P 1313 1313 1313 -1111831 1918 0 1918 0 1918 2944 0 3000 0 5944 0 4026 4026 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROCKEFELLER CAPITAL MANAGEMENT 2125495544 PO BOX 5016 NEW YORK NY 101855016 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HEIDI MCCLAIN PO BOX 5016 NEW YORK NY 101855016 DIRECTOR 1.00 0 0 0 DIANE ROBERTS PO BOX 5016 NEW YORK NY 101855016 DIRECTOR 1.00 0 0 0 NONE 0 NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY NY 07310 INVESTMENT MANAGEMENT 78822 0 0 8971776 1044790 0 10016566 0 0 10016566 150248 9866318 493316 493316 1918 1918 491398 0 491398 0 491398 330852 0 330852 491398 17376 0 0 330852 17376 0 0 313476 0 0 0 0 0 0 0 0 177922 0 0 0 HEIDI MCCLAIN DIANE ROBERTS X ELEMENTAL EXCELERATOR INC 1099 ALAKEA STREET SUITE 1250 HONOLULU HI 96813 PC GENERAL SUPPORT 50000 LA LUZ CENTER 17560 GREGER STREET SONOMA CA 95476 PC GENERAL SUPPORT 50000 LEAGUE TO SAVE LAKE TAHOE 2608 LAKE TAHOE BLVD SOUTH LAKE TAHOE CA 96150 PC GENERAL SUPPORT 50000 MORGAN STANLEY 2000 WESTCHESTER AVENUE PURCHASE NY 10577 PC GENERAL SUPPORT 50000 REDWOOD EMPIRE FOOD BANK 3990 BRICKWAY BLVD SANTA ROSA CA 95403 PC GENERAL SUPPORT 50000 SRJC FOUNDATION 1501 MENDOCINO AVE SANTA ROSA CA 95401 PC GENERAL SUPPORT 50000 300000 0 14 54250 14 171502 18 -1111831 0 -886079 0 -886079 0 0 0 0 0 0 0 0 0 0 X X 1 HEIDI MCCLAIN PO BOX 5016 NEW YORK NY 101855016 544 X 2 DIANE ROBERTS PO BOX 5016 NEW YORK NY 101855016 544 X 3 HEIDI MCCLAIN PO BOX 5016 NEW YORK NY 101855016 49554 X 4 DIANE ROBERTS PO BOX 5016 NEW YORK NY 101855016 49554 X 3 META PLATFORMS INC CLASS A COMMON STOCK 49554 2023-10-27 4 META PLATFORMS INC CLASS A COMMON STOCK 49554 2023-10-27 ACCOUNTING FEES 7500 3750 3750 AB HIGH INCOME MUNI PORT ADVISOR 24 23 AB SHORT DURATION HIGH YIELD ADVISOR 10814 10956 ALLSPRING SHORT TERM HIGH INCOME INSTL 9234 9281 COLUMBIA STRATEGIC INCOME FUND ADV 25062 25310 FEDERATED HERMES GOV ULTRASHORT 11660 11684 JANUS HENDERSON MULTI-SECTOR INCOME 10044 10138 JOHN HANCOCK BOND FUND 15793 15981 JPMORGAN CORE BOND 12034 12140 LOOMIS SAYLES INVST GRADE BOND 217797 219175 PARAMETRIC TABS 5 15 LADDERED MUNI BOND 48 46 PUTNAM MORTGAGE OPPOR FUND 10671 10469 THORNBURG LTD TERM MUNICIPAL FUND 30 29 TOUCHSTONE ARES CREDIT OPPORTUN 10858 11035 VIRTUS NEWFLEET SHRT DURAT HIGH INC 13 14 GOLDMAN SACHS ETF TR ACCES TREASURY 118911 118691 ISHARES CORE US AGGREGATE BOND ETF 117273 118446 ABBOTT LABORATORIES 44716 44062 ABBVIE INC COM 26630 31768 ADOBE INC COM 68943 119320 ADVANCED MICRO DEVICES INC 170798 280079 AIRBNB INC COM 88323 108912 ALPHABET INC CAP STK 440333 586698 AMAZON.COM INC 287090 334268 AMERICAN EXPRESS CO COM 44247 56331 AMGEN INC 52332 57636 APOLLO GLOBAL MGMT INC COM 26448 37364 APPLE INC 216054 462079 APPLIED MATERIALS INC COM 53368 81253 APTIV PLC COM 10133 8972 ARES CAPITAL CORP 24541 24430 ARTISAN PARTNERS ASSET MANAGEMENT INC 39377 47389 AXCELIS TECHNOLOGIES INC COM 78647 77814 BAIN CAP SPECIALTY FIN INC COM 43331 48507 BLACKSTONE INC 81986 131016 BLOCK INC 100976 100555 BLUE OWL CAPITAL INC COM 15852 17746 BOEING CO 104500 130330 BROADCOM INC COM 45701 141046 BUNGE GLOBAL SA COM 321 330 CARLYLE GROUP INC COM 37249 46230 CHARGEPOINT HOLDINGS INC COM 67781 38376 CITIGROUP INC 54065 56624 CLEARWAY ENERGY INC 32946 34337 COCA-COLA CO 73418 72330 CORNING INC 48709 45292 CROWDSTRIKE HLDINGS INC 166089 357448 ENPHASE ENERGY INC COM 101670 66070 EOS ENERGY ENTERPRISES INC COM 30384 18966 FLUENCE ENERGY INC COM 10498 11925 FORTINET INC COM 48364 58530 FREYR BATTERY COM 14058 3553 FS KKR CAP CORP COM 47791 49441 GOLDMAN SACHS GROUP INC COM 32318 39224 GSK PLC SPON ADS EACH REP 2 ORD SHS 42657 44267 HSBC HLDINGS PLC SPON ADR NEW 40568 45176 IMPERIAL BRANDS PLC SPON ADR EACH REPR 1 46531 44126 INTERNATIONAL PAPER CO COM 37019 36675 JPMORGAN CHASE & CO 91312 119123 LAM RESEARCH CORP COM 45518 78443 LOCKHEED MARTIN CORP COM 73342 73425 LULULEMON ATHLETICA INC COM 91070 153387 LUMINAR TECHNOLOGIES INC COM 6627 3707 META PLATFORMS INC CLASS A COMMON STOCK 171736 460148 METLIFE INC COM 34898 33399 MICROSOFT CORP 252757 490005 MODERNA INC COM 133918 89505 NEWMOUNT CORP COM ISIN #US6516391066 67048 61340 NVIDIA CORPORATION COM 262378 495384 ORACLE CORP 58552 60201 PALANTIR TECHNOLOGIES INC 71284 135643 PALO ALTO NETWORKS INC COM 88699 324368 PFIZER INC 31663 34260 PIEDMONT LITHIUM INC 11779 5646 PRUDENTIAL FINANCIAL INC 68050 94610 RIO TINTO ADR EACH REP 1 ORD 94217 92860 ROBINHOOD MKTS INC COM 9971 14014 RTX CORPORATION COM 68213 63362 SALESFORCE INC COM 31286 32103 SENTINELONE INC 99022 183848 SERVICENOW INC COM 111331 141298 SNAP INC 64709 106659 SNOWFLAKE INC 142680 199000 STEM INC COM 46988 28324 TARGET CORP 58493 60529 TESLA INC COM 176368 298176 THERMO FISHER SCIENTIFIC INC 34801 31917 UNITEDHEALTH GROUP INC 56407 60288 VERIZON COMMUNICATIONS INC 44015 44863 WORKDAY INC COM 35690 55212 BNY MELLON INT 78207 79309 FIRST EAGLE GLOBAL 72937 74451 FS MULTI-STRATEGY ALTERNATIVES FUND 323797 323238 GOLDMAN SACHS INTL EQUITY ESG INSTL 81511 82735 HARTFORD SCHRODERS INTL 14 15 JANUS HENDERSON GLBL EQUITY 2 2 JOHN HANCOCK INTL DYNAMIC GROWTH 4 4 JPMORGAN INTL HEDGED EQUITY 19624 19151 MFS INTERNATIONAL DIVERSIFICATION 20 21 TOUCHSTONE FLEXIBLE INCOME FUND 12086 12157 TOUCHSTONE NON-US ESG EQUITY 75849 82858 VIRTUS KAR EMERG MKTS SMALL CAP 10 11 INVESCO QQQ 182730 410686 ISHARES CORE S&P 108742 119414 ISHARES RUSSELL 2000 201109 221651 ISHARES RUSSELL 2000 VALUE ETF 46304 46866 ISHARES TR ISHARES SEMICDTR 150581 231042 ISHARES TR US INDUSTRIALS 87962 90285 JPMORGAN EXCHANGE TRADED FD EQUITY 108118 109258 JPMORGAN EXCHANGE TRADED FDNASDAQ EQT 120632 131654 SELECT SECTOR SPDR TRUST TECHNOLOGY 129334 308814 SPDR S&P500 ETF 652343 799033 SPDR SER TR S&P DIVID 159583 162608 ISHARES GOLD TR AT COST 110696 112445 DIFFERENTIAL OF CONTRIBUTED STOCK 47965 COST BASIS ADJUSTMENTS 23989 OPTIONS LIABILITY 0 1175571 INVESTMENT FEES 78822 78822 0 ADMIN FEES 27102 0 27102 US TREASURY 3000 0 0 FOREIGN TAX PAID 1489 1489 0