2024-08-13T13:11:39-05:00 2023-09-30 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 10154 990 2022-10-01 237440891 YALE NEW HAVEN MEDICAL CENTER INC YALE 2036882069 20 YORK STREET NEW HAVEN CT 06510 KEITH TANDLER EVP, CFO 2036882069 2024-08-12 0 0 EVAN W SEEKAMP P01907071 2127589700 2022 2024-08-08 14:25:15Z STEPHEN CARBERY 20 YORK STREET NEW HAVEN CT 06510 2277999 0 X N/A X 1975 CT SEE SCHEDULE O. 4 0 0 6 0 0 0 0 2192578 2124953 323 153046 0 0 2192901 2277999 0 0 0 0 182532 199044 0 0 0 1219341 494855 1401873 693899 791028 1584100 9113830 11755419 4814918 5872407 4298912 5883012 YALE NEW HAVEN MEDICAL CENTER, INC. WAS ESTABLISHED TO BENEFIT, PERFORM THE FUNCTIONS OF, CARRY OUT THE PURPOSES OF, AND UPHOLD, PROMOTE, AND FURTHER THE WELFARE, PROGRAMS AND ACTIVITIES OF YALE NEW HAVEN HOSPITAL AND YALE UNIVERSITY. 0 0 646880 2124953 THE FILING ORGANIZATION MANAGES REAL ESTATE PROPERTIES FOR THE BENEFIT OF YALE NEW HAVEN HOSPITAL, INC. AND YALE UNIVERSITY - SCHOOL OF MEDICINE. 646880 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 0 1 0 0 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 X VERNETTE D GRAY 2036889585 789 HOWARD AVE NEW HAVEN CT 06519 STEPHEN CARBERY CHAIRMAN & DIRECTOR 1.00 39.00 X X 0 560126 93076 JOSEPH SCHLOSSER PRESIDENT & DIRECTOR 1.00 39.00 X X 0 143820 38537 KEITH TANDLER TREASURER & DIRECTOR 1.00 39.00 X X 0 624755 114101 MARCELLA FEDERICO-MANNING TREASURER & DIRECTOR 1.00 39.00 X X 0 216184 22365 JESSICA CAPONIGRO SECRETARY & DIRECTOR 1.00 39.00 X X 0 137320 45766 JOSEPH CARUSO CHAIRMAN & DIRECTOR 1.00 39.00 X X 0 311159 21179 JOHN BOLLIER FORMER OFFICER & DIRECTOR 0.00 40.00 X 0 565410 45704 CARRIE CAPEZZONE FORMER OFFICER & DIRECTOR 0.00 0.00 X 0 237306 16351 PAUL VITOLA FORMER OFFICER & DIRECTOR 0.00 40.00 X 0 124920 12894 RYAN CARTER FORMER OFFICER & DIRECTOR 0.00 0.00 X 0 212475 19343 FREDERICK BORRELLI FORMER OFFICER & DIRECTOR 0.00 40.00 X 0 468384 59026 0 3601859 488342 0 1 1 0 0 RENTAL INCOME 532000 2124953 2124953 2124953 153046 153046 2277999 2124953 0 153046 X 128391 111596 16795 61250 56405 4845 9403 8118 1285 75 75 24019 24019 10652 10652 292358 292358 167751 167751 693899 646880 47019 0 5921076 0 7110799 1874 297400 8592020 4244800 3190880 4347220 9113830 11755419 413920 1257303 4400998 4615104 4814918 5872407 X 4298912 5883012 4298912 5883012 9113830 11755419 1584100 0 X 0 0 0 X X 2 YALE NEW HAVEN HOSPITAL INC 060646652 3 1 0 0 YALE UNIVERSITY SCHOOLS OF MEDICINE AND NURSING 060646973 2 1 0 0 2 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 PART IV, SECTION D, LINE 3: THE FILING ORGANIZATION'S BYLAWS (OR GOVERNING DOCUMENTS) REQUIRE THE BOARD OF DIRECTORS TO CONSIST OF FOUR PERSONS WHO SHALL BE TWO REPRESENTATIVES FROM EACH OF THE SUPPORTED ORGANIZATIONS - YALE UNIVERSITY (REFERRED TO AS THE "UNIVERSITY") AND YALE NEW HAVEN HOSPITAL (REFERRED TO AS THE "HOSPITAL"). AS SUCH, PER THE BYLAWS OF THE FILING ORGANIZATION, THE BOARD OF DIRECTORS SHALL CONSULT REGULARLY WITH APPROPRIATE OFFICIALS OF THE UNIVERSITY AND THE HOSPITAL AS TO WHETHER THE INVESTMENTS OF THE FILING ORGANIZATION ARE SUITABLE AND COMPATIBLE. THE BOOKS AND RECORDS OF THE FILING ORGANIZATION ARE ALSO OPEN TO INSPECTION AT ANY TIME BY ANY OFFICER OF THE UNIVERSITY OR THE HOSPITAL. PART IV, SECTION E, LINE 2A: THE FILING ORGANIZATION WAS ESTABLISHED TO BENEFIT, PERFORM THE FUNCTIONS OF, CARRY OUT THE PURPOSES OF, AND UPHOLD, PROMOTE, AND FURTHER THE WELFARE, PROGRAMS AND ACTIVITIES OF YALE NEW HAVEN HOSPITAL AND YALE UNIVERSITY. CURRENTLY ITS PRIMARY PURPOSE IS TO MANAGE CERTAIN REAL ESTATE PROPERTIES FOR THE BENEFIT OF THE HOSPITAL AND THE UNIVERSITY - SCHOOL OF MEDICINE. THE FILING ORGANIZATION HAS PROVIDED REAL ESTATE SPACE FOR BOTH THE UNIVERSITY AND THE HOSPITAL WHICH CONSTITUTES 100% OF ITS RENTAL ACTIVITY FOR THE YEAR. PURSUANT TO THE BYLAWS, THE FILING ORGANIZATION PERIODICALLY REPORTS TO THE UNIVERSITY AND THE HOSPITAL REGARDING INVESTMENTS, IF ANY. PART IV, SECTION E, LINE 2B: WITHOUT THE FILING ORGANIZATION'S INVOLVEMENT, BOTH THE UNIVERSITY AND THE HOSPITAL WOULD HAVE REQUIRED REAL ESTATE SPACE FOR PROGRAMS AND SERVICES RELATED TO BOTH OF THEIR EXEMPT FUNCTIONS. 560368 560368 7498734 3904885 3593849 481447 293249 188198 51471 46666 4805 4347220 DUE TO YNH HEALTH SERVICES CORP. 112467 DUE TO YALE NEW HAVEN HOSPITAL 4501691 DUE TO NORTHEAST MEDICAL GROUP, INC. 946 4615104 1 0 0 0 0 0 0 0 0 KEITH TANDLER TREASURER & DIRECTOR 0 471955 0 114319 0 38481 0 89650 0 24451 0 738856 0 0 STEPHEN CARBERY CHAIRMAN & DIRECTOR 0 407419 0 102280 0 50427 0 75831 0 17245 0 653202 0 0 JOHN BOLLIER FORMER OFFICER & DIRECTOR 0 225354 0 0 0 340056 0 34450 0 11254 0 611114 0 0 FREDERICK BORRELLI FORMER OFFICER & DIRECTOR 0 363898 0 38904 0 65582 0 34450 0 24576 0 527410 0 0 JOSEPH CARUSO CHAIRMAN & DIRECTOR 0 257148 0 43399 0 10612 0 8088 0 13091 0 332338 0 0 CARRIE CAPEZZONE FORMER OFFICER & DIRECTOR 0 0 0 0 0 237306 0 16351 0 0 0 253657 0 0 MARCELLA FEDERICO-MANNING TREASURER & DIRECTOR 0 194277 0 16399 0 5508 0 6244 0 16121 0 238549 0 0 RYAN CARTER FORMER OFFICER & DIRECTOR 0 180998 0 30000 0 1477 0 0 0 19343 0 231818 0 0 JESSICA CAPONIGRO SECRETARY & DIRECTOR 0 137320 0 0 0 0 0 14135 0 31631 0 183086 0 0 JOSEPH SCHLOSSER PRESIDENT & DIRECTOR 0 143820 0 0 0 0 0 15339 0 23198 0 182357 0 0 PAUL VITOLA FORMER OFFICER & DIRECTOR 0 115422 0 0 0 9498 0 12496 0 398 0 137814 0 0 PART I, LINE 3 THE FILING ORGANIZATION DOES NOT HAVE AND/OR COMPENSATE ITS OWN CEO/EXECUTIVE DIRECTOR. THESE POSITIONS ARE FILLED BY EMPLOYEES OF A RELATED ORGANIZATION(S) AND COMPENSATED THROUGH THE RESPECTIVE RELATED ORGANIZATION(S). THE METHOD USED BY THE RELATED ORGANIZATION(S) FOR DETERMINING COMPENSATION FOR THESE INDIVIDUALS ARE: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4A THE INDIVIDUALS LISTED BELOW RECEIVED SEVERANCE DURING THE 2022 CALENDAR YEAR THAT WAS RECOGNIZED AS A TAXABLE EVENT AND REPORTED IN THE INDIVIDUAL'S 2022 CALENDAR YEAR FORM W-2. CARRIE CAPEZZONE $89,127 FREDERICK BORRELLI $3,065 FORM 990, PART I, LINE 1: TO MANAGE CERTAIN REAL ESTATE PROPERTIES FOR THE BENEFIT OF YALE NEW HAVEN HOSPITAL, INC. AND YALE UNIVERSITY, SCHOOL OF MEDICINE. FORM 990, PART VI, SECTION A, LINE 1A PART I, LINE 4 & PART VI, LINE 1B NUMBER OF INDEPENDENT VOTING MEMBERS OF THE GOVERNING BODY THE ORGANIZATION IS A SUPPORTING ORGANIZATION TO TWO ORGANIZATIONS EXEMPT UNDER SECTION 501(C)(3) OF THE CODE: YALE NEW HAVEN HOSPITAL, INC. AND YALE UNIVERSITY'S SCHOOLS OF MEDICINE AND NURSING. THE ORGANIZATION'S BYLAWS REQUIRE THAT THE BOARD OF TRUSTEES CONSIST OF TWO (2) REPRESENTATIVES FROM YALE UNIVERSITY'S SCHOOL OF MEDICINE AND TWO (2) REPRESENTATIVES FROM YALE NEW HAVEN HOSPITAL, INC. THE REPRESENTATIVES OF EACH SUPPORTED ORGANIZATION ARE COMPENSATED AS OFFICERS OR EMPLOYEES OF THE SUPPORTED ORGANIZATION. AS A RESULT, NONE OF THE ORGANIZATION'S VOTING MEMBERS ARE INDEPENDENT BECAUSE ALL ARE COMPENSATED AS OFFICERS OR EMPLOYEES OF THE ORGANIZATION OR A RELATED ORGANIZATION. THESE OFFICERS ARE MEMBERS OF THE ORGANIZATION'S BOARD ONLY AS A FUNCTION OF THEIR ROLES WITH THE SUPPORTED ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES CERTAIN OF THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES SERVE AS OFFICERS AND/OR DIRECTORS OF AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN THE AFFILIATE AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. FORM 990, PART VI, SECTION A, LINE 6: PER THE ORGANIZATION'S CERTIFICATE OF INCORPORATION, THE CORPORATION SHALL HAVE NO MEMBERS AND SHALL OPERATE UNDER THE MANAGEMENT OF ITS BOARD OF DIRECTORS. THE CORPORATION IS ORGANIZED AND SHALL BE OPERATED EXCLUSIVELY FOR THE BENEFIT OF, TO PERFORM THE FUNCTIONS OF, OR TO CARRY OUT THE PURPOSES OF THE HOSPITAL AND OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A YALE NEW HAVEN HOSPITAL AND YALE UNIVERSITY SHALL HAVE THE RIGHT TO ELECT THE FILING ORGANIZATION'S BOARD OF DIRECTORS IN ACCORDANCE WITH THE BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF DIRECTORS SHALL CONSULT REGULARLY WITH APPROPRIATE OFFICIALS OF THE UNIVERSITY AND OF THE HOSPITAL TO INSURE THAT ALL OF THE ACTIVITIES OF THIS CORPORATION ARE CONSISTENT WITH THE CHARTER, BYLAWS, RULES, REGULATIONS AND POLICIES OF THE UNIVERSITY AND OF THE HOSPITAL AND TO ASCERTAIN THE NEEDS AND REQUIREMENTS OF THE UNIVERSITY AND OF THE HOSPITAL WITH RESPECT TO MAINTAINING AND IMPROVING THEIR MEDICAL PROGRAM, ACTIVITIES, AND FACILITIES. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 TAX RETURN AND ATTACHED SCHEDULES WERE PREPARED BY EMPLOYEES OF THE SYSTEM TAX DEPARTMENT. THE RETURN IS INITIALLY REVIEWED BY THE EXECUTIVE DIRECTOR OF CORPORATE FINANCE. SUBSEQUENTLY IT IS SENT TO KPMG LLP FOR THEIR INITIAL REVIEW. AFTER ALL COMMENTS FROM THE ABOVE GROUPS ARE CLEARED, THE RETURN IS THEN REVIEWED BY AN OFFICER OF YALE NEW HAVEN HOSPITAL. UPON THEIR REVIEW, A FINAL VERSION OF THE RETURN IS SENT BACK TO KPMG LLP FOR FINAL REVIEW. PRIOR TO FILING THE FILING ORGANIZATION MADE AVAILABLE A COMPLETE COPY OF THE RETURN TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12 YALE-NEW HAVEN MEDICAL CENTER, INC. IS COVERED UNDER THE YALE NEW HAVEN HEALTH SERVICE CORPORATION CONFLICT OF INTEREST POLICY APPROVED AND ADOPTED BY THE SYSTEM COMPLIANCE COMMITTEE. THE YALE NEW HAVEN HEALTH SERVICE CORPORATION CONFLICT OF INTEREST POLICY AND INDIVIDUAL ANNUAL DISCLOSURE FORM APPLIES TO A POOL OF EMPLOYEES, BOARD MEMBERS AND NON-BOARD MEMBERS SERVING ON BOARD COMMITTEES. THESE "COVERED INDIVIDUALS" ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, UPON BEGINNING EMPLOYMENT OR OTHERWISE BECOMING A COVERED INDIVIDUAL AND ANNUALLY THEREAFTER. COVERED INDIVIDUALS ARE ALSO REQUIRED TO PROMPTLY IMMEDIATELY REPORT MATERIAL CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE STATEMENT. THESE DISCLOSURE STATEMENTS AND REPORTS ARE REVIEWED BY THE OFFICE OF PRIVACY AND CORPORATE COMPLIANCE (OPCC) AND/OR THE LEGAL AND RISK SERVICES DEPARTMENT TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. IF A POTENTIAL CONFLICT ARISES, THE PRESIDENT WOULD CONSULT WITH THE BOARD CHAIRPERSON AND THE OPCC AND/OR LEGAL AND RISK SERVICES DEPARTMENT TO DEVELOP A PLAN TO MITIGATE ANY ACTUAL CONFLICT OF INTEREST AND TAKE ANY ACTIONS THAT HE DEEMS REQUIRED OR APPROPRIATE TO MANAGE OR RESOLVE A POTENTIAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD OR COMMITTEE MEMBER WOULD BE REQUIRED TO RECUSE HIMSELF OR HERSELF FROM VOTING ON MATTERS WITH WHICH SHE OR HE HAD AN ACTUAL OR RELATED TO THE POTENTIAL CONFLICT AND THE ACTUAL OR POTENTIAL CONFLICT WOULD BE DISCLOSED TO OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 7 - OTHER SALARIES AND WAGES: THE AMOUNTS INCLUDED ON LINE 7, OTHER SALARIES AND WAGES, REPRESENT THE TOTAL AMOUNTS PAID FOR LEASED EMPLOYEES. YALE NEW HAVEN HOSPITAL 20 YORK STREET NEW HAVEN CT 06504 060646652 HEALTHCARE CT 501(C)(3) LINE 3 N/A 0 YALE UNIVERSITY PO BOX 208239 NEW HAVEN CT 06520 060646973 SCHOOL CT 501(C)(3) LINE 2 N/A 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0