2024-05-15T08:37:50-05:00 2023-06-30 231144520 TAIT WELLER & BAKER LLP TWO LIBERTY PL 50 S 16TH ST STE 2900 PHILADELPHIA PA 191022529 990 2022-07-01 042062394 HARVARD-YENCHING INSTITUTE HARV 6174963591 VANSERG HALL STE 20 25 FRANCIS AV CAMBRIDGE MA 02138 HELENA KOLENDA CHAIR 6174963591 2024-05-15 1 HELENA KOLENDA 999009999 0 HARRISON PEREIRA P00746867 2159798800 2024-05-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z HELENA KOLENDA VANSERG HALL STE 20 25 FRANCIS AVE CAMBRIDGE MA 02138 9014709 0 X WWW.HARVARD-YENCHING.ORG X 1928 MA HARVARD-YENCHING INSTITUTE ("HYI") PROVIDES FINANCIAL SUPPORT TO PROMOTE HIGHER EDUCATION IN ASIA/SELECTED EDUCATIONAL INSTITUTIONS IN ASIA, THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE ("HARVARD"), AND THE UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA ("UBCHEA"). 9 9 9 9 0 0 10000 30000 12449 46270 5583389 7100632 12724 34955 5618562 7211857 4954111 5654496 0 0 827434 878921 0 0 0 1681850 1220213 7463395 7753630 -1844833 -541773 343052532 344178257 3238146 2950657 339814386 341227600 THE INSTITUTE IS AN INDEPENDENT FOUNDATION DEDICATED TO ADVANCING HIGHER EDUCATION IN ASIA IN THE HUMANITIES AND SOCIAL SCIENCES, WITH SPECIAL ATTENTION TO THE STUDY OF ASIAN CULTURE. 0 0 830000 830000 GRANT TO SUPPORT HARVARD TO SUPPORT THE UNITED BOARD'S INITIATIVES TO SUPPORT ASIAN INSTITUTIONS THROUGH FACULTY AND LEADERSHIP DEVELOP PROGRAMS AND PROGRAM GRANTS WHICH SUPPORT HIGHER EDUCATION IN ASIA. 2370982 2370982 46270 PROVIDES SUPPORT TO HARVARD UNIVERSITY IN THE FORM OF GRANTS TO SUPPORT THE HARVARD-YENCHING LIBRARY, THE HARVARD JOURNAL OF ASIATIC STUDIES, PUBLICATIONS OF SCHOLARLY WORKS IN THE HUMANITIES AND SOCIAL SCIENCES AND PROVIDES GRANTS TO SUPPORT ASIAN STUDENTS' ATTENDANCE IN HARVARD GRADUATE PROGRAMS ALL TO SUPPORT HIGHER EDUCATION IN ASIA. 3726847 2453514 PROVIDES GRANTS TO SUPPORT PUBLICATIONS, CONFERENCES, TRAINING PROGRAMS WITH THE PURPOSE OF SUPPORTING HIGHER EDUCATION IN ASIA. 6927829 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 9 1 0 0 0 0 0 0 0 0 0 0 0 1 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 0 0 0 MA X SUSAN SCOTT 6174963591 25 FRANCIS AVENUE STE 20 CAMBRIDGE MA 02138 HELENA KOLENDA CHAIRMAN 1.00 X X 0 0 0 JOHN WHEELER TRUSTEE UNTIL DEC 2022 0.50 X 0 0 0 CHRISTIAN MURCK TRUSTEE 0.50 X 0 0 0 KAREN THORNBER TRUSTEE 0.50 X 0 0 0 CARTER ECKERT TRUSTEE 0.50 X 0 0 0 JAMES ROBSON TRUSTEE 0.50 X 0 0 0 KAMAL AHMAD TRUSTEE 0.50 X 0 0 0 ROBERT MUROWCHICK TRUSTEE 0.50 X 0 0 0 NANCY CHAPMAN TRUSTEE UNTIL MAY 2023 0.50 X 0 0 0 YVONNE CHAN TRUSTEE 0.50 X 0 0 0 ELIZABETH J PERRY DIRECTOR 35.00 35.00 X 205761 0 46986 SUSAN SCOTT ASSISTANT DIRECTOR 35.00 X 104334 0 30815 RUOHONG LI ASSOCIATE DIRECTOR 35.00 X 130291 0 38475 440386 0 116276 3 0 1 0 0 30000 30000 PUBLISHING INCOME 611710 46270 46270 46270 953234 953234 34955 34955 7950250 1802852 6147398 6147398 6147398 7211857 46270 0 7135587 3220848 3220848 2095426 2095426 338222 338222 402095 402095 325582 251694 73888 151244 104702 46542 400 400 37400 37400 5528 5528 58531 23734 34797 85304 85304 54666 54666 8989 8989 RESEARCH PROGRAMS 753233 753233 INCOME TAX 216162 216162 7753630 6927829 825801 0 314621 217496 106114 97125 342946418 344051786 0 29346 343052532 344178257 3238146 2950657 3238146 2950657 X -425650 -333788 340240036 341561388 339814386 341227600 343052532 344178257 -541773 1954987 0 X X 0 1 X 1 0 X X 2 HARVARD UNIVERSITY 042103580 2 0 2370982 0 UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA 135562367 7 0 830000 0 2 3200982 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 FORM 990, SCHEDULE A, PART IV, SECTION A, LINE 1 ALTHOUGH THE PRESIDENT AND FELLOWS OF HARVARD COLLEGE ("HARVARD") AND THE UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA ("UBCHEA") ARE NOT IDENTIFIED AS SUPPORTED ORGANIZATIONS IN THE GOVERNING DOCUMENTS OF HARVARD YENCHING INSTITUTE ("HYI"), HARVARD AND UBCHEA COLLECTIVELY CONTROL HYI'S GOVERNANCE THROUGH THEIR ABILITY TO APPOINT A MAJORITY OF HYI'S CORPORATE MEMBERS AND TRUSTEES AND ARE BOTH WITHIN THE DEFINED CLASS OF HYI'S SUPPORTED ORGANIZATIONS. HARVARD AND UBCHEA HAVE BOTH ALSO HAD HISTORIC AND CONTINUING RELATIONSHIPS WITH HYI THAT HAVE EVOLVED INTO A SUBSTANTIAL IDENTITY OF INTEREST WITH HYI. HYI RECEIVED A PRIVATE LETTER RULING FROM THE INTERNAL REVENUE SERVICE IN 2001 (PLR XXX-XX-XXXX) CLASSIFYING HYI AS A "QUALIFIED ORGANIZATION" UNDER I.R.C. SECTION 514(C)(9)(C), THEREBY PERMITTING HYI TO COMMINGLE ITS ENDOWMENT FUNDS WITH HARVARD'S ENDOWMENT. AS REQUIRED BY THE PLR IN ORDER TO ALLOW HYI TO QUALIFY AS A "QUALIFIED ORGANIZATION", HYI HAS SINCE 2001 PROVIDED ITS SUPPORT TO HARVARD DIRECTLY AND TO UBCHEA INDIRECTLY, USING HARVARD AS CONDUIT FOR ITS GRANTS TO UBCHEA. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 340240036 9055619 7734267 341561388 354399761 -7346512 6813213 340240036 269491291 90824943 5916473 354399761 258853812 18177329 7539850 269491291 6354789 6354789 0.00000 0.01861 0.98139 0 1 1 314621 217496 97125 97125 HARVARD'S POOLED GENL INVT ACCT 344051786 F 344051786 X 9166844 1954987 1954987 7211857 0 7211857 7753630 0 7753630 0 7753630 PART III, LINE 1A: COLLECTIONS AT THE INSTITUTE INCLUDE LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT GENERALLY ARE MAINTAINED IN THE HARVARD-YENCHING LIBRARY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSES. PART V, LINE 4: TO PROMOTE HIGHER EDUCATION IN ASIA. PART X, LINE 2: MANAGEMENT HAS REVIEWED THE TAX POSITIONS FOR EACH OF THE OPEN FISCAL TAX YEARS (2020-2022) OR EXPECTED TO BE TAKEN IN THE INSTITUTE'S FISCAL 2023 TAX RETURN AND HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTS TO RECIPIENTS IN REGION 338222 0 0 0 0 0 0 338222 0 338222 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, CHINESE LANGUAGE STUDY 52600 BANK WIRE 0 EAST ASIA AND THE PACIFIC RESEARCH GRANT SUPPORT 15000 BANK WIRE 0 EAST ASIA AND THE PACIFIC GRANT TO SUPPORT CONFERENCE 10400 BANK WIRE 0 EAST ASIA AND THE PACIFIC CONFERENCE GRANT SUPPORT, RESEARCH GRANT SUPPORT, GRANT TO SUPPORT RESEARCH PROJECT 56600 BANK WIRE 0 4 0 FELLOWSHIP GRANT EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 24 196902 BANK WIRE 0 0 0 0 0 0 PART I, LINE 2: THERE IS AN INTERNAL REVIEW COMMITTEE TO DETERMINE WHETHER GRANTS ARE MADE OUTSIDE THE UNITED STATES. ONCE A GRANT IS MADE, THE GRANTEE IS EXPECTED TO PRODUCE WORKSHOP/CONFERENCE PROCEEDINGS AND IDEALLY PRODUCE A PUBLICATION BASED ON THE CONFERENCE. PART III ACCOUNTING METHOD: 1 HARVARD UNIVERSITY 1033 MASSACHUSETTS AVE 3RD FL CAMBRIDGE MA 02138 042103580 501(C)(3) 2370982 0 TO SUPPORT HARVARD-YENCHING LIBRARY, HARVARD GRADUATE PROGRAMS, ASIA CENTER MONOGRAPHS AND HARVARD JOURNAL OF ASIATIC STUDIES. UNITED BOARD OF CHRISTIAN HIGHER EDUCATION IN ASIA 475 RIVERSIDE DRIVE ROOM 1221 NEW YORK NY 10115 135562367 501(C)(3) 830000 0 TO SUPPORT THE ORGANIZATION'S GRANT PROGRAMS IN ASIA ASSOCIATION FOR ASIAN STUDIES 825 VICTORS WAY SUITE 310 ANN ARBOR MI 48108 381615380 501(C)(3) 17526 0 GRANT TO SUPPORT AAS KEYNOTE 3 0 FELLOWSHIP GRANT 50 2095426 PART I, LINE 2: INVITATION LETTERS TO INDIVIDUAL GRANTEES ARE MAILED OUT SPECIFYING THE AMOUNT OF THEIR GRANTS AND LENGTH OF TIME. FOR CONFERENCE GRANTS, REQUESTS FOR FUNDING AND BUDGETS ARE RECEIVED FOR EACH REQUEST. THE CONTACT ORGANIZER IS NOTIFIED VIA EMAIL. FOR EVERY CONFERENCE THAT IS SUPPORTED, THE INSTITUTE REQUIRES A WRITTEN REPORT AND/OR DETAILED PROGRAM OF EVENTS TO CONFIRM THAT THE EVENT TOOK PLACE. 0 0 0 0 0 0 0 0 0 ELIZABETH J PERRY DIRECTOR 205761 0 0 0 0 0 0 0 46986 0 252747 0 0 0 RUOHONG LI ASSOCIATE DIRECTOR 130291 0 0 0 0 0 0 0 38475 0 168766 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE CHAIRMAN OF THE BOARD OF TRUSTEES, HELENA KOLENDA, AND TREASURER, SUSAN SCOTT, REVIEW AND APPROVE THE COMPLETED 990. THE ENTIRE BOARD RECEIVES A COPY OF THE 990 BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE DIRECTOR OF THE INSTITUTE REVIEWS THE MEMBERS OF THE BOARD AND SELECTION COMMITTEES TO DETERMINE IF THERE IS ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE DIRECTOR OF THE INSTITUTE IS A HARVARD FACULTY MEMBER. DURING THE TENURE OF THE HYI DIRECTOR, THE FACULTY OF ARTS AND SCIENCES RELEASES HIM/HER FROM ONE SEMESTER OF TEACHING, AND THEREFORE THE INSTITUTE COVERS ONE-HALF OF THEIR UNIVERSITY SALARY ALONG WITH A SUMMER STIPEND. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. PART XI, LINE 2C NO CHANGES MADE FROM THE PRIOR YEAR. HARVARD UNIVERSTIY 1033 MASSACHUSETTS AVENUE THRID FL CAMBRIDGE MA 02138 042103580 EDUCATION AND RESEARCH MA 501(C)(3) 2 0 UNITED BOARD FOR CHRISTIAN HIGHER EDUCATION IN ASIA 475 RIVERSIDE DRIVE ROOM 1221 NEW YORK NY 10115 135562367 MAKE GRANTS TO ASSIST COLLEGES AND UNIVERSITIES IN ASIA NY 501(C)(3) 7 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0