2024-04-19T13:40:04-05:00 2023-06-30 410746749 CLIFTONLARSONALLEN LLP 1188 PADRE DRIVE STE 101 SALINAS CA 93901 990 2022-07-01 941149702 PAJARO VALLEY COMMUNITY HEALTH TRUST PAJA 8317615639 85 NIELSON STREET WATSONVILLE CA 95076 DE ANDRE' JAMES EXECUTIVE DIRECTOR 8317615639 2024-03-26 1 DE ANDRE JAMES 999009999 1 RAE GULARTE P01323216 8317596300 2024-03-26 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z DE ANDRE' JAMES 85 NIELSON STREET WATSONVILLE CA 95076 7443784 0 X WWW.PVHEALTHTRUST.ORG X 1950 CA IMPROVE HEALTH AND QUALITY OF LIFE FOR RESIDENTS OF THE GREATER PAJARO VALLEY. 13 13 25 84 0 0 279100 539886 236286 218089 1152618 -82034 -52540 -50721 1615464 625220 6321700 350628 0 0 1272320 1539295 0 0 477050 637441 916454 8231461 2806377 -6615997 -2181157 15769134 17245357 7335126 9139845 8434008 8105512 X THE HEALTH TRUST AIMS TO IMPROVE HEALTH AND QUALITY OF LIFE FOR RESIDENTS OF THE GREATER PAJARO VALLEY BY PROVIDING HEALTH PROMOTION SERVICES AND DIABETES SELF-MANAGEMENT EDUCATION. ADDITIONALLY, WE CONVENE CROSS-SECTOR STAKEHOLDERS TO ALIGN RESOURCES TO REALIZE A SHARED VISION OF HEALTH AND PROVIDE GRANTS AND ALLIED SUPPORT TO LOCAL GROUPS ENSURING ACCESS TO HEALTH PROMOTION AND DISEASE PREVENTION PROGRAMS AS WELL AS QUALITY, CULTURALLY COMPETENT WHOLE PERSON HEALTHCARE. 0 0 808931 218089 DIABETES HEALTH CENTER SERVICES - THE HEALTH TRUST OPERATES THE DIABETES HEALTH CENTER (DHC). THE DHC IS A CULTURALLY RESPONSIVE COMMUNITY-BASED HEALTH EDUCATION AND DIABETES CARE PROGRAM THAT NOT ONLY SERVES THOSE LIVING WITH DIABETES OR PREDIABETES BUT SEES PATIENTS FOR MANAGING HIGH CHOLESTEROL, HIGH TRIGLYCERIDES, HIGH BLOOD PRESSURE, WEIGHT MANAGEMENT, AND ACUTE OR CHRONIC DISEASE MANAGEMENT. THE DHC PROVIDED 2,200 INDIVIDUAL SESSIONS AND 30 WORKPLACE WELLNESS, JOB SITE EDUCATION AND COMMUNITY OUTREACH EVENTS THIS YEAR BENEFITING 1,500 INDIVIDUALS. 786928 350628 HEALTH COLLABORATIVES: - ADVOCACY & LEADERSHIP - THE HEALTH TRUST FOSTERS A HEALTHY AND EQUITABLE COMMUNITY FOR ALL IN THE PAJARO VALLEY THROUGH LEADERSHIP IN ADVOCACY, COLLABORATION, AND WELLNESS. WE BUILD, SUSTAIN, AND LEVERAGE PARTNERSHIPS WITH THE COMMUNITY AND PEER NONPROFITS IN SANTA CRUZ, MONTEREY, AND SAN BENITO COUNTY. WE CONVENE THE PAJARO VALLEY FOOD, FARMING & HEALTH POLICY COUNCIL, A CROSS-SECTOR GROUP WORKING TO CREATE A LOCAL ENVIRONMENT WHERE THE HEALTHY CHOICE IS THE EASY CHOICE FOR EVERY RESIDENT. WE ARE AN ACTIVE CONTRIBUTOR OF THE SOUTH SANTA CRUZ COUNTY TRIAGE, A COLLECTIVE OF COMMUNITY LEADERS IMPLEMENTING COLLABORATIVE AND EQUITABLE SOLUTIONS TO ADDRESS ALL THE NEEDS OF PAJARO VALLEY FROM ECONOMIC TO HEALTH. WE ARE ALSO A MEMBER OF THE HEALTH IMPROVEMENT PARTNERSHIP OF SANTA CRUZ COUNTY, A ROUNDTABLE OF HEALTHCARE LEADERS IMPLEMENTING COLLABORATIVE SOLUTIONS TO PRIORITY ISSUES AFFECTING HEALTH EQUITY AND OUTCOMES. - FARMER'S MARKET & VEGGIE RX - THE HEALTH TRUST OPERATES THE EL MERCADO (FARMER'S MARKET) AND THE VEGGIE RX PROGRAM. THE EL MERCADO IS A HEALTH-FOCUSED CERTIFIED FARMER'S MARKET AIMED AT REDUCING FOOD INSECURITY AND CHRONIC ILLNESS BY PROMOTING ACCESS TO FRESH PRODUCE AND WELLNESS RESOURCES. THE EL MERCADO SERVICES 250 - 350 INDIVIDUALS PER MARKET AND PROVIDES SUPPLEMENTAL NUTRITION PROGRAMS, LIKE EBT, CALFRESH, AND CHT'S VEGGIE RX PROGRAM. THE VEGGIE RX PRODUCE PRESCRIPTION PROGRAM PROVIDES LOCAL RESIDENTS WHO ARE MEDI-CAL RECIPIENTS, HAVE A DIET-RELATED ILLNESS, AND ARE FACING FOOD INSECURITY WITH A WEEKLY $20 VOUCHER FOR FRESH PRODUCE AND HEALTH-CONSCIOUS RECIPES. VEGGIE RX HAS SERVICED OVER 400 PARTICIPANTS. - GRANT MAKING - THE HEALTH TRUST PROVIDED 25 LOCAL ORGANIZATIONS PROMOTING WELLNESS AND EQUITY FOR $263,000 FOR THEIR PROJECTS. THESE GRANT FUNDS NOT ONLY PROMOTED WELLNESS, BUT STRENGTHENED NONPROFIT ORGANIZATIONS THAT PROVIDE ORAL, PHYSICAL, AND MENTAL HEALTH CARE FOR THOSE FACING THE GREATEST OBSTACLES TO CARE. WE ALSO DISTRIBUTED $41,428 IN SCHOLARSHIP FUNDS FOR LOCAL HIGH SCHOOL STUDENTS AND $46,200 TO CABRILLO COLLEGE STUDENTS PURSUING HEALTH AND HUMAN SERVICES CAREERS. 181582 COMMUNITY GARDENS - THE HEALTH TRUST OPERATES THE COMMUNITY GARDEN. THE COMMUNITY GARDEN IS WHERE INDIVIDUALS AND FAMILIES ENJOY HANDS-ON LEARNING ABOUT HEALTHY EATING AND PLANT CULTIVATION AND ARE EMPOWERED TO IMPROVE THEIR OWN HEALTH THROUGH INCREASED ACCESS TO FRESH PRODUCE THEY GROW AND HARVEST IN THE GARDEN. 60409 PHYSICAL THERAPY WILL PROVIDE AN ARRAY OF SERVICES TO THE COMMUNITY IN SUPPORT OF BOTH TREATMENT AND PREVENTION OF ILLNESS WITH AN EMPHASIS ON HEALTHY MOVEMENT. IT WILL ALSO SUPPORT PARTICIPANTS IN IDENTIFYING OTHER LIFESTYLE FACTORS THAT CAN ENHANCE WELLNESS. WE WILL DO THIS BY PROVIDING INDIVIDUAL AND GROUP SESSIONS, BACK HEALTH/BODY MECHANICS, WALKING GROUPS, MOVEMENT ASSESSMENTS, AND EMPLOYEE HEALTH (ERGONOMICS, LIFTING, PATIENT TRANSFERS). 60409 1837850 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 18 0 1 25 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X DE ANDRE' JAMES 8317615639 85 NIELSON STREET WATSONVILLE CA 95076 KRISTI HANNI DIRECTOR 2.00 X 0 0 0 LETICIA SALAZAR DIRECTOR 2.00 X 0 0 0 MARK GERBER DIRECTOR 2.00 X 0 0 0 NANCY CHEN DIRECTOR 2.00 X 0 0 0 MONICA MORALES DIRECTOR 2.00 X 0 0 0 PATRICE RODUNER DIRECTOR 2.00 X 0 0 0 CHRISTIAN MIRANDA DIRECTOR 2.00 X 0 0 0 ROBBY OLSON III CHAIRMAN 2.00 X X 0 0 0 BROOKE KONDO RAINS DDS DIRECTOR 2.00 X 0 0 0 JAN WOLF DIRECTOR 2.00 X 0 0 0 CAROLINE EISKAMP VICE CHAIR 2.00 X X 0 0 0 GRETCHEN REGENHARDT DIRECTOR 2.00 X 0 0 0 RAVEN ADAMS SECRETARY 2.00 X X 0 0 0 BRUCE ZIEGELMAN DIR. OF FINANCE 40.00 X 94993 0 41976 DE ANDRE' JAMES EXECUTIVE DIR. 40.00 X 157548 0 32568 252541 0 74544 1 0 1 0 0 114489 425397 63049 539886 DHC PATIENT FEES 621300 158223 158223 PROGRAM FEES 621300 59866 59866 218089 346608 346608 6267643 6696285 -428642 -428642 -428642 71558 114489 122279 -50721 -50721 625220 218089 0 -132755 350628 350628 313438 223390 43292 46756 1000648 589679 144700 266269 37992 24444 5946 7602 97058 62319 20439 14300 90159 55437 12648 22074 2525 2525 35075 35075 61768 61768 194131 97925 90057 6149 29053 15956 6492 6605 44352 21432 9264 13656 98451 62859 11716 23876 3268 1262 1143 863 18617 6423 10722 1472 254064 171402 29674 52988 37770 23428 5114 9228 5622 5532 90 OTHER PROGRAM EXPENSES 87366 87366 BAD DEBT 36505 34600 1905 DUPLICATING 5176 3070 660 1446 POSTAGE 2711 698 242 1771 2806377 1837850 491477 477050 141258 406542 92054 184483 35674 49403 318770 139152 217507 179618 15282641 16044454 0 380857 15769134 17245357 194403 450539 14250 27150 6000000 6000000 1126473 2662156 7335126 9139845 X 5822486 5233832 2611522 2871680 8434008 8105512 15769134 17245357 X -2181157 1845102 2741 4818 X X 0 1 X 1 0 X 368161 1369559 1056943 279100 539886 3613649 368161 1369559 1056943 279100 539886 3613649 1324796 2288853 342547 464475 289702 455031 346608 1898363 3505 7560 4465 15530 5527542 948413 0.41410 0.39820 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: ENDOWMENT SCHOLARSHIP FUND DATE: 12/17/19 AMOUNT: 1166951. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2528763 2783 291791 131719 10063 2681555 2992473 3900 -409516 45982 12112 2528763 2743182 3246 624318 368023 10250 2992473 1665960 1170448 -21487 60303 11436 2743182 1574736 6191 150700 68819 6848 1655960 0.00000 0.80000 0.20000 0 0 165435 53262 112173 89561 50967 38594 63774 34923 28851 179618 INVESTMENTS 16044454 F 16044454 ACCRUED WORKMANS COMPENSATION 140545 LINE OF CREDIT 2140995 OPERATING LEASE LIABILITY 380616 2662156 X 2802781 1845102 271948 122279 2239329 563452 61768 61768 625220 3136095 271948 119538 391486 2744609 61768 61768 2806377 PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD IN ORDER TO GENERATE REVENUES IN SUPPORT OF HEALTH PROGRAMS FOR SENIORS AND CHILDREN, DENTAL NEEDS OF THOSE IN THE PAJARO VALLEY AND FOR THE UNRESTRICTED USE OF THE TRUST. PART X, LINE 2: AS A TAX-EXEMPT NOT-FOR-PROFIT ORGANIZATION, THE ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND FROM STATE FRANCHISE TAX UNDER CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D), BUT IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME WHEN EARNED. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION. THE ORGANIZATION'S RETURNS ARE SUBJECT TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE YEAR AND FOUR YEARS, RESPECTIVELY, AFTER THEY ARE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 122,279. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 122,279. ALLOCATION OF IN-KIND EXPENSE TO DISC. OPS -2,741. WINE & ROSES EVENT 149232 93489 55743 5760 3255 1450 89277 FARMERS MARKET 21000 21000 1 15815 15815 2500 280 371 7960 300 11126 186047 114489 71558 2500 280 6131 11215 1750 100403 122279 -50721 1 ACUPUNCTURISTS WITHOUT BORDERS 3439 NE SANDY BLVD 304 PORTLAND OR 97232 542190889 501(C)(3) 15000 0 N/A SUPPORT MISSION CABRILLO COLLEGE FOUNDATION 6500 SOQUEL AVENUE APTOS CA 95003 946121953 501(C)(3) 54200 0 N/A EISKAMP AND SINGLE YEAR SCHOLARSHIP CENTRAL COAST YMCA 600 CAMINO EL ESTERO MONTEREY CA 93940 770202335 501(C)(3) 15000 0 N/A HEALTH FAMILY HOME PROGRAM FAMILY SVCS AGENCY 104 WALNUT AVE STE 208 SANTA CRUZ CA 95060 941716354 501(C)(3) 15000 0 N/A CARES ACT GRANT & GEN'L OPERATIONS FARM DISCOVERY AT LIVE EARTH PO BOX 3490 FREEDOM CA 95019 263728160 501(C)(3) 15000 0 N/A SUPPORT MISSION FRIENDS OF SANTA CRUZ COUNTY 870 17TH AVENUE STE 2 SANTA CRUZ CA 95062 770209249 501(C)(3) 15000 0 N/A HEALTH AND WELLNESS GIRLS INC - CENTRAL COAST 318 CAYUGA ST STE 206 SUITE CA 93901 205040398 501(C)(3) 15000 0 N/A HEALTH SCHOLARSHIPS HOSPICE OF SANTA CRUZ 940 DISC DRIVE SCOTTS VALLEY CA 95066 942497618 501(C)(3) 15000 0 N/A PROVIDE END OF LIFE CARE JACOB'S HEART 680 WEST BEACH STREET WATSONVILLE CA 95076 680413822 501(C)(3) 15000 0 N/A CARES ACT GRANT KIDPOWER TEENPOWER FULLPOWER INTERNATIONAL PO BOX 1212 SANTA CRUZ CA 95061 900151457 501(C)(3) 15000 0 N/A SUPPORT MISSION LIFE LAB SCIENCE PROGRAM 1156 HIGH STREET SANTA CRUZ CA 95064 942778848 501(C)(3) 15000 0 N/A CREATE WORKSHOP, CHILD HEALTH NAMI SANTA CRUZ COUNTY 542 OCEAN ST STE H SANTA CRUZ CA 95060 770002878 501(C)(3) 15000 0 N/A GENERAL OPERATING PAJARO VALLEY UNIFIED SCHOOL 294 GREEN VALLEY ROAD WATSONVILLE CA 95076 778375541 GOV'T 36000 0 N/A SCHOLARSHIPS SANTA CRUZ COMMUNITY VENTURES PO BOX 2375 WATSONVILLE CA 95077 770247648 501(C)(3) 30000 0 N/A CARES ACT GRANT & GEN'L OPERATING SANTA CRUZ LESBIAN AND GAY 1117 SOQUEL AVENUE SANTA CRUZ CA 95062 770212967 501(C)(3) 15000 0 N/A HEALTH AND WELLNESS TEEN KITCHEN PROJECT PO BOX 1853 SOQUEL CA 95073 270524692 501(C)(3) 15000 0 N/A HEALTHY EATING UNITED WAY OF SANTA CRUZ COUNTY PO BOX 1458 CAPITOLA CA 95010 941422471 501(C)(3) 15000 0 N/A CARES ACT GRANT & GEN'L FUNDS VISTA CENTER FOR THE BLIND 3315 MISSION DRIVE SUITE B SANTA CRUZ CA 95065 941196206 501(C)(3) 15000 0 N/A DIABETES & CONTRIBUTING FACTORS 17 1 PART I, LINE 2: ALL ORGANIZATIONS APPLYING FOR FUNDING MUST SUBMIT A DETAILED LINE-ITEM BUDGET, INCLUDING INCOME AND EXPENSES FOR THE PROPOSED PROJECT. THEY MUST INDICATE THE AMOUNT PROPOSED FOR FUNDING FROM THE TRUST BY LINE ITEM AND INCLUDE NOTES FOR ANY LINE ITEMS THAT REQUIRE ADDITIONAL EXPLANATION. IF APPROVED FOR FUNDING, GRANTEES MUST SIGN A GRANT CONTRACT IN WHICH THEY AGREE TO USE THE GRANT FUNDS TO ACCOMPLISH THE SPECIFIC OUTCOMES OUTLINED IN THEIR GRANT PROPOSAL. THEY ALSO AGREE TO INFORM THE TRUST IMMEDIATELY IF THEY ARE UNABLE TO PERFORM ON ANY ASPECT OF THE GRANT CONTRACT ACTIVITIES AS OUTLINED IN THE PROPOSAL. THE CONTRACT INDICATES THAT USE OF THESE FUNDS FOR ANY PURPOSE OTHER THAN SET FORTH IN THE GRANT PROPOSAL AND/OR FAILURE TO REPORT CHANGES IMMEDIATELY OR TO PERFORM ON THE CONTRACT OUTCOMES MAY RESULT IN FORFEITURE OF PART OR ALL OF THE GRANT AMOUNT. ALSO REQUIRE GRANTEES TO SUBMIT PROGRESS AND FINAL REPORTS IN WHICH THEY MUST PROVIDE A DETAILED PROGRAM BUDGET THAT COMPARES ACTUAL EXPENDITURES TO THE APPROVED BUDGET. X X 0 0 0 0 0 0 0 0 0 DE ANDRE' JAMES EXECUTIVE DIR. 157548 0 0 0 0 0 7155 0 25413 0 190116 0 0 0 X 1 500 FMV X 1 150 FMV X TRIP/EXPERIENCES 26 34182 FMV X GIFT CERTIFICATES 19 14902 FMV X ANIMAL 1 8800 FMV X WINE 3 2386 FMV X HOUSEHOLD GOODS 2 910 FMV X SPORTS EQUIPMENT 2 457 FMV X KIDS ITEMS 2 398 FMV X RAYBANS 2 364 FMV 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 1A THIS CORPORATION HAS AN EXECUTIVE COMMITTEE WHICH, IF ANY, SHALL BE A STANDING BOARD COMMITTEE COMPOSED OF THE CHAIR OF THE BOARD, VICE CHAIR OF THE BOARD, SECRETARY, AND TREASURER; PROVIDED, HOWEVER, THAT EACH SUCH PERSON IS A DIRECTOR. EXCEPT FOR THE POWER TO AMEND THE ARTICLES AND THESE BYLAWS, AND SUBJECT TO THE LIMITATIONS SET FORTH IN SECTION 6.1 OF THE BYLAWS AND BY RESOLUTION OF THE BOARD, THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL THE POWERS AND AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS AND AFFAIRS OF THIS CORPORATION IN THE INTERVALS BETWEEN MEETINGS OF THE BOARD, SUBJECT TO THE DIRECTION AND CONTROL OF THE BOARD. ALL ACTIONS OF THE EXECUTIVE COMMITTEE SHALL BE REPORTED TO THE FULL BOARD AT THE NEXT DULY SCHEDULED BOARD MEETING. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIRPERSON OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS WERE RESTATED ON 2-15-2023 FOR THE FOLLOWING REASONS: 1. CHANGE IN SECTION 2.1 TO MAKE SURE PAJARO VALLEY COMMUNITY HEALTH TRUST'S PURPOSE ON BYLAWS MATCHED ARTICLES OF INCORPORATION. OLD: PROMOTE THE GENERAL HEALTH OF RESIDENTS OF THE PRIMARY SERVICE AREA AND THE SECONDARY SERVICE AREA, EACH AS DEFINED IN THE ARTICLES; NEW: TO FOSTER A HEALTHY AND EQUITABLE COMMUNITY FOR ALL IN THE PAJARO VALLEY THROUGH LEADERSHIP IN ADVOCACY, COLLABORATION, AND WELLNESS. 2. CHANGE TO SECTION 4.6 TO ENSURE ALL BOARD OF DIRECTORS GO THROUGH THE SAME NOMINATION PROCESS AND TO REMOVE THE NEED FOR VERY NARROW AND SPECIFIC REPRESENTATION ON PAJARO VALLEY COMMUNITY HEALTH TRUST BOARD. THE WORDING WAS MODIFIED TO MAKE IT CLEAR AND CONCISE. FORM 990, PART VI, SECTION B, LINE 11B LINE 11B EXPLANATION - PAJARO VALLEY COMMUNITY HEALTH TRUST ENGAGES A CPA FIRM TO ASSIST WITH THE PREPARATION AND FILING OF THE FORM 990, BASED ON AN AUDIT ENGAGEMENT COMPLETED BY THE SAME CPA FIRM. ONCE THE CPA FIRM HAS COMPLETED A DRAFT OF THE FORM 990, A COPY WILL BE SENT TO THE BOARD OF DIRECTORS FOR REVIEW AND APPROVAL BEFORE THE TAX RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE FOLLOWING FOUR CATEGORIES OF PERSONS ARE DEEMED TO HAVE SUBSTANTIAL INFLUENCE OVER THE HEALTH TRUST, AND THEREFORE ARE CONSIDERED "INSIDERS" FOR THE PURPOSES OF THIS POLICY: 1. EACH MEMBER OF THE BOARD OF DIRECTORS OR OTHER GOVERNING BODY. 2. THE EXECUTIVE DIRECTOR, BOARD CHAIR, BOARD VICE CHAIR, BOARD SECRETARY, BOARD TREASURER, AND THE DIRECTOR OF FINANCE, OR ANY PERSON WITH THE RESPONSIBILITIES OF ANY OF THESE POSITIONS (WHETHER OR NOT THE PERSON IS AN OFFICER OF THE TRUST UNDER TRUST'S BYLAWS AND THE CALIFORNIA CORPORATIONS CODE). 3. ANY OTHER PERSON WHOM THE BOARD, BASED ON THE FACTS AND CIRCUMSTANCES, DETERMINES TO HAVE SUBSTANTIAL INFLUENCE OVER THE HEALTH TRUST. SUCH PERSONS MAY INCLUDE A FOUNDER OF OR A SUBSTANTIAL CONTRIBUTOR TO THE HEALTH TRUST, A PERSON WITH MANAGERIAL AUTHORITY OVER THE HEALTH TRUST, OR A PERSON WITH CONTROL OVER A SIGNIFICANT PORTION OF THE HEALTH TRUST'S BUDGET (SUCH AS A KEY EMPLOYEE). 4. ANY PERSON WHO MET ANY OF THE ABOVE DEFINITIONS AT ANY TIME DURING THE FIVE YEARS BEFORE THE PROPOSED TRANSACTION. INSIDER PERSON INCLUDES INSIDERS IN ANY OF THE FOUR CATEGORIES ABOVE AND ANY PERSON DESCRIBED IN EITHER OF THE TWO CATEGORIES BELOW: 5. SPOUSES, ANCESTORS, CHILDREN, GRANDCHILDREN, GREAT-GRANDCHILDREN, BROTHERS, SISTERS, AND THE SPOUSES OF THEIR CHILDREN, GRANDCHILDREN, GREAT-GRANDCHILDREN, BROTHERS, AND SISTERS OF ANY INSIDER. 6. ANY ENTITY IN WHICH ANY COMBINATION OF PERSONS LISTED ABOVE IN CATEGORIES 1 - 5 HOLDS MORE THAN 35 PERCENT OF THE COMBINED VOTING POWER, IF THE ENTITY IS A BUSINESS CORPORATION; PROFITS INTERESTS IF A PARTNERSHIP; OR BENEFICIAL INTEREST OF A TRUST OR ESTATE. EACH EMPLOYEE WHO IS NOT AN INSIDER PERSON SHALL DISCLOSE TO THE HEALTH TRUST'S EXECUTIVE DIRECTOR ALL MATERIAL FACTS REGARDING HIS OR HER INTEREST (INCLUDING RELEVANT AFFILIATIONS) IN ANY TRANSACTION BEING CONSIDERED BY THE HEALTH TRUST (OTHER THAN HIS OR HER OWN COMPENSATION AS AN EMPLOYEE). THE EMPLOYEE SHALL MAKE THAT DISCLOSURE PROMPTLY UPON LEARNING OF THE PROPOSED TRANSACTION. IF THERE IS A QUESTION AS TO WHETHER THE EMPLOYEE IS AN INSIDER PERSON, THE EXECUTIVE DIRECTOR SHALL PRESENT THIS ISSUE TO THE BOARD OF DIRECTORS, AND THE BOARD SHALL RESOLVE THE MATTER. EACH INSIDER PERSON SHALL DISCLOSE TO THE BOARD, OR TO THE EXECUTIVE COMMITTEE OR OTHER BOARD COMMITTEE EMPOWERED TO APPROVE A SPECIFIC TRANSACTION OR TYPE OF TRANSACTION ("COMMITTEE"), ALL MATERIAL FACTS REGARDING HIS, HER, OR ITS INTEREST (INCLUDING RELEVANT AFFILIATIONS) IN THE TRANSACTION. THE INSIDER PERSON SHALL MAKE THAT DISCLOSURE PROMPTLY UPON LEARNING OF THE PROPOSED TRANSACTION. INSIDERS SHALL MAKE DISCLOSURES ON BEHALF OF INSIDER PERSONS RELATED TO THEM UNLESS THE RELATED INSIDER PERSON DOES SO. (COMMITTEE POWERS AND PROCEDURES DEPEND ON STATE CORPORATE LAW AND THE AUTHORITY PROPERLY DELEGATED TO THE COMMITTEE BY THE BOARD. COMMITTEE ACTIONS TAKEN UNDER THIS POLICY MUST ALSO COMPLY WITH SUCH LAW AND AUTHORITY.) WITH REGARD TO AN EMPLOYEE WHO IS NOT AN INSIDER PERSON, THE EXECUTIVE DIRECTOR SHALL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. WITH REGARD TO AN INSIDER PERSON, THE BOARD OR COMMITTEE SHALL DETERMINE IF A CONFLICT OF INTEREST EXISTS. THE LNSIDER(S) AND ANY OTHER INSIDER PERSON(S) INVOLVED WITH THE TRANSACTION SHALL NOT BE PRESENT DURING THE BOARD OR COMMITTEE'S DISCUSSION OR DETERMINATION OF WHETHER A CONFLICT OF INTEREST EXISTS. EACH DIRECTOR, EACH CORPORATE OFFICER, THE TOP MANAGEMENT OFFICIAL, THE TOP FINANCIAL OFFICIAL, AND EACH EMPLOYEE OF THE HEALTH TRUST, AND OTHERS THAT THE HEALTH TRUST MAY IDENTIFY, SHALL ANNUALLY SIGN A STATEMENT, THAT: - AFFIRMS THAT THE PERSON HAS RECEIVED A COPY OF THIS CONFLICT-OF-INTEREST POLICY, HAS READ, AND UNDERSTOOD THE POLICY, AND HAS AGREED TO COMPLY WITH THE POLICY; AND - OR CERTAIN INDIVIDUALS, DISCLOSES THE PERSON'S FINANCIAL INTERESTS AND FAMILY RELATIONSHIPS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 OTHER EMPLOYEE COMPENSATION IS DETERMINED BY THE CEO AND REVIEWED WITH THE EXECUTIVE COMMITTEE. FOR CEO AND TOP FINANCIAL PERSON, EXECUTIVE COMMITTEE COMPARES COMPENSATION WITH SIMILAR ORGANIZATIONS LOCALLY AND NATIONALLY; SALARY INCREASES ARE BASED ON COMPENSATION AND PERFORMANCE BASED. EXECUTIVE COMMITTEE EVALUATES CEO'S PERFORMANCE AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS FOR APPROVAL, ANNUALLY, WITHIN BUDGETARY PARAMETERS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: DISCONTINUED OPERATIONS - NET ACTIVITY 4,818. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR.