2024-11-15T18:16:13-06:00 2023-12-31 750786316 WEAVER AND TIDWELL LLP ONE PENNSYLVANIA PLAZA SUITE 3200 NEW YORK NY 10119 990 2023-01-01 132637580 1199 SEIU LEAGUE TRAINING AND UPGRADING FUND 1199 6464736656 PO BOX 842 NEW YORK NY 10108 MERCEDES MAMBRU CHIEF FINANCIAL OFFICER 6464736656 2024-11-15 1 0 MATTHEW SIMON CPA P01306208 2126955003 2023 2024-10-15 13:58:12Z MERCEDES MAMBRU 498 SEVENTH AVENUE 9TH FLOOR NEW YORK NY 10018 81917821 0 X HTTP://1199SEIUBENEFITS.ORG X 1969 NY TO PROVIDE A VARIETY OF EDUCATIONAL AND TRAINING PROGRAMS TO ELIGIBLE EMPLOYEES IN THE HEALTH CARE AND HUMAN SERVICE INDUSTRY 42 42 7454 45 0 0 0 0 73678271 81719848 0 0 42925 197973 73721196 81917821 0 0 42655881 45143968 13622952 15891326 0 0 0 16188826 18606150 72467659 79641444 1253537 2276377 48484426 60817339 14484916 24541452 33999510 36275887 TO PROVIDE A VARIETY OF EDUCATIONAL AND TRAINING PROGRAMS TO ELIGIBLE EMPLOYEES IN THE HEALTH CARE AND HUMAN SERVICE INDUSTRY. MEMBERS ARE APPROX. 114,774. 0 0 49886720 73928565 TUITION AND SALARIES - SALARIES, TUITION REIMBURSEMENT, TUITION ASSISTANCE, CHANGE IN BENEFIT OBLIGATIONS, AND REIMBURSEMENT OF COSTS FROM RELATED ENTITIES. 4764880 7791283 GRANT EXPENSES - GRANT EXPENSES INCURRED PAID TO MULTIPLE VENDORS AND AFFILIATES FOR TRAINING, TUITION AND INSTRUCTION AND RELATED COSTS. 6383694 OTHER PROGRAMS - BOOKS, TUITION, BENEFITS 61035294 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 99 0 1 7454 1 0 0 0 0 0 0 0 0 0 0 X 42 42 1 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X MERCEDES MAMBRU 6464736656 498 SEVENTH AVE 9TH FLOOR NEW YORK NY 10018 SCOTT BATULIS FORMER EMPLOYER TRUSTEE 1.00 X 0 0 0 DAVID BRODSKY EMPLOYER TRUSTEE 1.00 4.00 X 0 0 0 JEFFREY COHEN EMPLOYER TRUSTEE 1.00 6.00 X 0 0 0 MARIBEL FELIX EMPLOYER TRUSTEE 1.00 X 0 0 0 MAXINE GOLUB FORMER EMPLOYER TRUSTEE 1.00 X 0 0 0 REBECCA GORDON FORMER EMPLOYER TRUSTEE 1.00 6.00 X 0 0 0 BARBARA GREEN PHD FORMER EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 GUY MENNONNA EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 HUGO PIZARRO FORMER EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 MARY JO SCHWEICKHARDT EMPLOYER TRUSTEE 1.00 X 0 0 0 MARY DIGANGI FORMER EMPLOYER TRUSTEE 1.00 1.00 X 0 0 0 SAL LA VECCHIA EMPLOYER TRUSTEE 1.00 X 0 0 0 MARC KRAMER EMPLOYER TRUSTEE 1.00 7.00 X 0 0 0 JANELLE FAIRBROTHER EMPLOYER TRUSTEE 1.00 X 0 0 0 BETH COOPER EMPLOYER TRUSTEE 1.00 X 0 0 0 DEVIN SULLIVAN EMPLOYER TRUSTEE 1.00 X 0 0 0 PAUL STUART FORMER EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 ROBERT L OLIVER JR EMPLOYER TRUSTEE 1.00 4.00 X 0 0 0 CHRISTINA PIERGA EMPLOYER TRUSTEE 1.00 X 0 0 0 JACQUELINE ALLEYNE UNION TRUSTEE 1.00 5.00 X 0 0 0 YVONNE ARMSTRONG UNION TRUSTEE 1.00 4.00 X 0 0 0 MICHAEL ASHBY UNION TRUSTEE 1.00 1.00 X 0 0 0 LISA BROWN UNION TRUSTEE 1.00 2.00 X 0 0 0 DESQUASIA CANALES UNION TRUSTEE 1.00 X 0 0 0 MARIA CASTANEDA FORMER UNION TRUSTEE 1.00 6.00 X 0 0 0 GEORGE GRESHAM UNION TRUSTEE 1.00 5.00 X 0 0 0 RUTH HELLER FORMER UNION TRUSTEE 1.00 X 0 0 0 BRIAN JOSEPH FORMER UNION TRUSTEE 1.00 1.00 X 0 0 0 MARIA KERCADO FORMER UNION TRUSTEE 1.00 2.00 X 0 0 0 STEVE KRAMER FORMER UNION TRUSTEE 1.00 4.00 X 0 0 0 WINSLOW LUNA FORMER UNION TRUSTEE 1.00 1.00 X 0 0 0 JOYCE NEIL UNION TRUSTEE 1.00 3.00 X 0 0 0 ALLAN SHERMAN UNION TRUSTEE 1.00 X 0 0 0 VERONICA TURNER-BIGGS UNION TRUSTEE 1.00 X 0 0 0 LAURIE VALLONE FORMER UNION TRUSTEE 1.00 3.00 X 0 0 0 BRIAN MORSE UNION TRUSTEE 1.00 X 0 0 0 GREG SPELLER UNION TRUSTEE 1.00 1.00 X 0 0 0 TIM FOLEY UNION TRUSTEE 1.00 X 0 0 0 HERBERT JEAN-BAPTISTE FORMER UNION TRUSTEE 1.00 X 0 0 0 SAMANTHA MORALES FORMER UNION TRUSTEE 1.00 X 0 0 0 TRACEY HARRISON UNION TRUSTEE 1.00 X 0 0 0 TANYA ISAACS EMPLOYER TRUSTEE 1.00 X 0 0 0 FRANCISCA TINTI EMPLOYER TRUSTEE 1.00 X 0 0 0 JANICE REYES-TUTIVEN EMPLOYER TRUSTEE 1.00 6.00 X 0 0 0 SEAN MOORE EMPLOYER TRUSTEE 1.00 5.00 X 0 0 0 AARON KRANICH EMPLOYER TRUSTEE 1.00 3.00 X 0 0 0 STEPHEN ALLISON FORMER EMPLOYER TRUSTEE 1.00 X 0 0 0 MARC LEFF EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 CHRISTINE NATION-JUMPP EMPLOYER TRUSTEE 1.00 2.00 X 0 0 0 ROGER CUMBERBATCH UNION TRUSTEE 1.00 X 0 0 0 MILLY SILVA UNION TRUSTEE 1.00 3.00 X 0 0 0 KERRY JOHNSON UNION TRUSTEE 1.00 X 0 0 0 ADEKEMI GRAY UNION TRUSTEE 1.00 2.00 X 0 0 0 NORA DONOHER EMPLOYER TRUSTEE 1.00 6.00 X 0 0 0 SETH KRONENBERG EMPLOYER TRUSTEE 1.00 0.00 X 0 0 0 ANTIONETTE BIBAL-SALDIVAR EMPLOYER TRUSTEE 1.00 0.00 X 0 0 0 CORY BURZYNSKI EMPLOYER TRUSTEE 1.00 0.00 X 0 0 0 EUNIA DESTINE-LATINWO UNION TRUSTEE 1.00 0.00 X 0 0 0 DAN RATNER UNION TRUSTEE 1.00 3.00 X 0 0 0 SANDI VITO EXECUTIVE OFFICER 18.00 X 207813 132515 163978 DONNA S REY CROSS FUNDS EXECUTIVE OFFI 4.00 X 0 672470 380972 MERCEDES MAMBRU CHIEF FINANCIAL OFFICER 4.00 X 40478 275071 200481 DANIEL BUSTILLO DEPUTY EXECUTIVE DIRECTOR 18.00 X 101996 65039 85121 LORRAINE MONCHAK CHIEF INVESTMENTS OFFICER 1.00 X 0 961383 571862 BRANDY D SHILOH CHIEF OF ADMINISTRATION 1.00 X 0 634597 354847 STACEY MILLMAN CHIEF COMMUNICATIONS OFFIC 1.00 X 0 447227 247665 VAN H DUNN CHIEF MEDICAL OFFICER 1.00 X 0 488582 281465 ANGELA SCOTT CHIEF BENEFITS OFFICER 1.00 X 0 392638 223624 SUZANNE A METZGER CHIEF GENERAL COUNSEL 1.00 X 0 312979 195172 CHARLES OTTOMANELLI CHIEF INFORMATION OFFICER 1.00 X 37871 257352 152381 388158 4639853 2857568 9 0 1 0 EMPLOYER MANAGEMENT SOLUTIONS INC 7650 W COURTNEY CAMPBELL CSWY SUITE TAMPA FL 33607 CONSULTING 2096840 BERTHOUD CONSULTING LLC 8113 CHESTER ST TACOMA PARK MD 20912 CONSULTING 498414 VANGUARD GROUP STAFFING INC 225 HIGH RIDGE RD 270W STAMFORD CT 06905 TEMP STAFFING 206685 AUBURN IT RESOURCES 3365 SKYWAY DR AUBURN AL 36830 IT SERVICES 184615 DELL MARKETING LP 2300 WEST PLANO PKWY PLANO TX 75075 ADVERTISING SERVICES 175498 10 EMPLOYER CONTRIBUTIONS 900099 73928565 73928565 OTHER PROGRAM SERVICE REVENUE 900099 7791283 7791283 81719848 INTEREST AND CHARGES ON EMPLOYER 900099 197973 197973 197973 81917821 81719848 0 197973 45143968 45143968 15891326 15891326 832523 832523 80850 80850 1877741 1877741 486189 486189 1062490 1062490 SHARED ALLOCATED EXPENS 12415158 12415158 ALLOCATED WAGES, TAXES 1851199 1851199 79641444 61035294 18606150 0 20334752 21103559 1641243 1712482 5834173 11305692 2788700 8908645 5735387 3788249 1306961 1947138 16578597 15839823 48484426 60817339 6535508 10236311 1068202 4761213 6881206 9543928 14484916 24541452 X 0 0 0 0 33999510 36275887 33999510 36275887 48484426 60817339 2276377 0 X X 0 1 X 1 0 X 74350926 72528689 63467519 73285903 81719848 365352885 74350926 72528689 63467519 73285903 81719848 365352885 0 31359904 23125077 21071939 24806728 12074232 112437880 31359904 23125077 21071939 24806728 12074232 112437880 252915005 21565 23323 19610 42925 197973 305396 74372491 72552012 63487129 73328828 81917821 365658281 0.69170 0.63620 0.00000 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: INTEREST AND CHARGES EMPLOYER DELINQUENCIES - 2019 AMOUNT: $ 21,565. 2020 AMOUNT: $ 23,323. 2021 AMOUNT: $ 19,610. 2022 AMOUNT: $ 42,925. 2023 AMOUNT: $ 197,973. 1050506 940983 109523 4532828 2715729 1817099 152053 131537 20516 1947138 DUE FROM RELATED ENTITIES 9055952 OPERATING LEASE RIGHT OF USE ASSETS 6783871 15839823 DUE TO RELATED ENTITIES 2252220 DUE TO EMPLOYERS 507837 OPERATING LEASE LIABILTIES 6783871 9543928 X 82802080 884259 884259 81917821 0 81917821 80525703 884259 884259 79641444 0 79641444 PART X, LINE 2: FIN 48 FOOTNOTE U.S. GAAP REQUIRES PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FUND AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE PLAN ADMINISTRATOR HAS ANALYZED THE TAX POSITIONS TAKEN BY THE PLAN, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2023, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF LIABILITY (OR ASSET) OR DISCLOSURE IN FINANCIAL STATEMENTS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE PLAN ADMINISTRATOR BELIEVES IT IS NO LONGER SUBJECT TO FEDERAL INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2020. 0 1 0 0 0 0 0 0 0 LORRAINE MONCHAK CHIEF INVESTMENTS OFFICER 0 843206 0 0 0 118177 0 230626 0 341236 0 1533245 0 0 DONNA S REY CROSS FUNDS EXECUTIVE OFFI 0 582925 0 0 0 89545 0 146865 0 234107 0 1053442 0 0 BRANDY D SHILOH CHIEF OF ADMINISTRATION 0 572748 0 0 0 61849 0 126678 0 228169 0 989444 0 0 VAN H DUNN CHIEF MEDICAL OFFICER 0 421355 0 0 0 67227 0 105147 0 176318 0 770047 0 0 STACEY MILLMAN CHIEF COMMUNICATIONS OFFIC 0 383048 0 0 0 64179 0 95748 0 151917 0 694892 0 0 ANGELA SCOTT CHIEF BENEFITS OFFICER 0 342127 0 0 0 50511 0 85249 0 138375 0 616262 0 0 MERCEDES MAMBRU CHIEF FINANCIAL OFFICER 39154 266071 0 0 1324 9000 4424 72219 15886 107952 60788 455242 0 0 SUZANNE A METZGER CHIEF GENERAL COUNSEL 0 299928 0 0 0 13051 0 76000 0 119172 0 508151 0 0 SANDI VITO EXECUTIVE OFFICER 196486 125292 0 0 11327 7223 22203 14158 77926 49691 307942 196364 0 0 CHARLES OTTOMANELLI CHIEF INFORMATION OFFICER 37871 257352 0 0 0 0 4279 29081 15268 103753 57418 390186 0 0 DANIEL BUSTILLO DEPUTY EXECUTIVE DIRECTOR 101996 65039 0 0 0 0 11526 7349 40452 25794 153974 98182 0 0 FORM 990, SCHEDULE J, PART III SERVICES PERFORMED FOR ALL 1199SEIU FUNDS. THEIR SALARY IS THEN ALLOCATED TO EACH FUND BASED ON THE AMOUNT OF SERVICES PROVIDED TO EACH FUND AND IS REPORTED AS IF PAID BY THE FILING ORGANIZATION. THE AMOUNT REPORTED IN SCHEDULE J, PART II LINE (I) REPRESENTS THE AMOUNT ALLOCATED TO THE ORGANIZATION AND THE AMOUNTS REPORTED ON LINE (II) REPRESENT THE TOTAL SALARY AND BENEFITS RECEIVED FOR SERVICES PROVIDED BY ALL RELATED ORGANIZATIONS. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED TAXABLE DISTRIBUTIONS DURING 2023: LORRAINE MONCHAK $100,921 DONNA S. REY $64,334 BRANDY D. SHILOH $56,018 VAN H. DUNN $54,584 STACEY MILLMAN $48,338 ANGELA, SCOTT $39,175 THE ABOVE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B (III). THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND RECEIVED DEFERRED CONTRIBUTIONS DURING 2023: LORRAINE MONCHAK $135,344 DONNA S. REY $80,995 MERCEDES MAMBRU $42,153 BRANDY D. SHILOH $61,957 VAN H. DUNN $57,534 STACEY MILLMAN $52,464 ANGELA SCOTT $46,589 SUZANNE A. METZGER $42,108 THE ABOVE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. FORM 990, PART VI, SECTION A, LINE 2 ALL OF THE UNION TRUSTEES ARE ALSO EMPLOYEES OF 1199SEIU (THE UNION) AND THEREFORE HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER. FORM 990, PART VI, SECTION A, LINE 7A THE UNION TRUSTEES ARE APPOINTED BY 1199SEIU UNITED HEALTHCARE WORKERS EAST, AND THE EMPLOYER TRUSTEES ARE APPOINTED BY THE LEAGUE OF VOLUNTARY HOSPITALS AND HOMES OF NEW YORK. FORM 990, PART VI, SECTION B, LINE 11B THE CHIEF FINANCIAL OFFICER AND FINANCE TEAM REVIEW THE DRAFT FORM 990 AND CONFER WITH THE ACCOUNTANTS AND LEGAL COUNSEL TO ENSURE THE ACCURACY OF THE RETURN. ANY CONCERNS ARE NOTED AND ADDRESSED AND MANAGEMENT ENSURES THAT THE CHANGES ARE INCORPORATED IN THE FORM 990. THE COMPLETED FORM 990 IS THEN SIGNED BY AN OFFICER. FORM 990, PART VI, SECTION B, LINE 12C AS OF DECEMBER, 2008, TRUSTEES AND EMPLOYEES ARE REQUIRED TO ANNUALLY DISCLOSE OR UPDATE TO THE EXECUTIVE DIRECTOR, OR DESIGNEE, THEIR INTERESTS THAT COULD GIVE RISE TO CONFLICTS OF INTERESTS. FOR EACH INTEREST DISCLOSED BY A TRUSTEE, THE EXECUTIVE DIRECTOR OR DESIGNEE WILL DETERMINE WHETHER TO (A) TAKE NO ACTION (B) ASSURE FULL DISCLOSURE TO THE TRUSTEES (C) ASK THE TRUSTEE TO BE RECUSED FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS; AND/OR (D) ASK THE TRUSTEE TO RESIGN. REGARDING EMPLOYEES, COMPLETED CONFLICTS OF INTEREST DISCLOSURE FORMS WILL BE REVIEWED BY THE HUMAN RESOURCES DEPARTMENT AND DISCLOSED CONFLICTS WILL BE REVIEWED BY HUMAN RESOURCES MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES OF THE FUND IS DETERMINED BY THE CROSS FUNDS COMPENSATION COMMITTEE (THE "COMMITTEE"), COMPRISED OF INDEPENDENT MEMBERS. THE COMMITTEE UTILIZES APPROPRIATE DATA AS TO COMPARABILITY IN ITS DETERMINATIONS, INCLUDING INFORMATION PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS. THE COMMITTEE DOCUMENTS THE BASIS FOR ANY COMPENSATION DETERMINATIONS CONTEMPORANEOUSLY IN THE MINUTES OF THE COMMITTEE. THE COMMITTEE DETERMINES COMPENSATION PERIODICALLY AS IT DEEMS APPROPRIATE. FORM 990, PART VI, SECTION C, LINE 18 UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 SUMMARY PLAN DESCRIPTION AND FINANCIAL REPORTS ARE MADE PUBLIC PURSUANT TO IRS FILING REQUIREMENTS. WRITTEN REQUESTS FOR OTHER INFORMATION WILL BE FORWARDED TO GENERAL COUNSEL'S OFFICE FOR CONSIDERATION. FORM 990, PART XII, LINE 2C THE FUND'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 1199SEIU NBF - HEALTH & HUMAN SERV EMPL 498 SEVENTH AVENUE NEW YORK NY 10018 131628401 BENEFIT FUND NY 501(C)(9) 0 1199SEIU HEALTH CARE EMPL PENSION FUND 498 SEVENTH AVENUE NEW YORK NY 10018 133604862 PENSION FUND NY 401(A) 0 1199SEIU JOB SECURITY FUND 498 SEVENTH AVENUE NEW YORK NY 10018 133712851 BENEFIT FUND NY 501(C)(9) 0 1199SEIU LEAGUE RN TRAINING & JSF 498 SEVENTH AVENUE NEW YORK NY 10018 133946135 EDUC TRAINING NY 501(C)(9) 0 1199SEIU LABOR MANAGEMENT INITIATIVES 498 SEVENTH AVENUE NEW YORK NY 10018 133800331 LABOR MNGNT NY 501(C)(5) 0 LOCAL EMPLOYER CHILD CARE FUND 498 SEVENTH AVENUE NEW YORK NY 10018 133641466 CHILDCARE NY 501(C)(9) 0 1199SEIU HEALTHCARE INDUSTRY GRANT CORP 498 SEVENTH AVENUE NEW YORK NY 10018 134197609 HEALTHCARE NY 501(C)(3) 10 0 1199SEIU LICENSED PRACTICAL NURSE WF 498 SEVENTH AVENUE NEW YORK NY 10018 132623987 BENEFIT FUND NY 501(C)(9) 0 1199SEIU EMPLOYER CHILD CARE CORP 498 SEVENTH AVENUE NEW YORK NY 10018 134063281 DAY CARE CENTER NY 501(C)(3) 7 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 1199SEIU BENEFIT AND PENSION FUNDS FOR HEALTH AND HUMAN SERVICES EMPLOYEES K 4596402 PAYMENT SCHEDULE 1199SEIU BENEFIT AND PENSION FUNDS FOR HEALTH AND HUMAN SERVICES EMPLOYEES O 4587994 PAYMENT SCHEDULE 1199SEIU LEAGUE REGISTERED NURSE TRAINING AND JOB SECURITY FUND O 631613 ALLOCATION LOCAL 1199 HOSPITAL LEAGUE HEALTH CARE INDUSTRY JOB SECURITY FUND O 4213329 ALLOCATION 1199SEIU LABOR MANAGEMENT INITIATIVES INC O 9510873 ALLOCATION 1199SEIU BENEFIT AND PENSION FUNDS FOR HEALTH AND HUMAN SERVICES EMPLOYEES P 11572998 ALLOCATION 1199SEIU LEAGUE REGISTERED NURSE TRAINING AND JOB SECURITY FUND P 566050 PAYMENT SCHEDULE LOCAL 1199 HOSPITAL LEAGUE HEALTH CARE INDUSTRY JOB SECURITY FUND Q 4016783 PAYMENT SCHEDULE 1199SEIU LABOR MANAGEMENT INITIATIVES INC Q 8342417 PAYMENT SCHEDULE 1199SEIU LABOR MANAGEMENT INITIATIVES INC P 25 PAYMENT SCHEDULE LOCAL 1199 HOSPITAL LEAGUE HEALTH CARE INDUSTRY JOB SECURITY FUND P 20758 PAYMENT SCHEDULE