2024-11-14T15:58:24-06:00 2023-12-31 203565336 ROSELINE TAX ADVISORS PLLC 140 VIRGINIA STREET SUITE 300 RICHMOND VA 23219 990PF 2023-01-01 541864288 THE DN BATTEN FOUNDATION C/O BROWN ADVISORY DNBA 7576257670 101 W MAIN STREET 700 NORFOLK VA 23510 DOROTHY BATTEN PRESIDENT 7576257670 2024-11-14 1 0 KEVIN D KLEIN P00968917 8045457440 2024-11-13 2023 2024-10-15 13:58:12Z X 37292390 X 2500722 31233 31233 1047698 1045686 1909247 5985337 1909247 378292 9108 5867192 2995274 0 0 0 9955 9955 0 67053 66949 0 107620 107620 0 372719 10794 0 507155 505847 0 1064502 701165 0 5910560 5910560 6975062 701165 5910560 -1107870 2294109 127575 1026163 665309 665309 32318422 27515444 36627081 33472160 28180753 37292390 0 0 X 0 0 0 0 33472160 28180753 33472160 28180753 33472160 28180753 33472160 -1107870 0 32364290 4183537 28180753 TIGER GLOBAL PRIVATE INVESTMENT P 2023-12-31 -12102 -12102 YIELD POOL P 2023-12-31 -3446 -3446 STONEPEAK GLOBAL RENEWABLES FUND DELWARE P 2023-12-31 49911 49911 DNB OPPORTUNITIES P 2023-12-31 4413 4413 DNB OPPORTUNITIES P 2023-12-31 12949 12949 DNB OPPORTUNITIES II P 2023-12-31 143 143 DNB OPPORTUNITIES II P 2023-12-31 36989 36989 DNB OPPORTUNITIES III P 2023-12-31 2512 2512 DNB OPPORTUNITIES III P 2023-12-31 -8972 -8972 SFM CAPITAL MARKET P 2023-12-31 -11411 -11411 SFM CAPITAL MARKET P 2023-12-31 429688 429688 SFM GLOBAL STRATEGIES QP, L.P. P 2023-12-31 152499 152499 SFM GLOBAL STRATEGIES QP, L.P. P 2023-12-31 61002 61002 EXHIBIT A - FIDELITY 3391 P 2023-12-31 182385 189651 -7266 -7266 EXHIBIT A - FIDELITY 3391 P 2023-12-31 621698 685013 -63315 -63315 EXHIBIT B - FIDELITY 5094 P 2023-12-31 766802 806457 -39655 -39655 500000 SH UNITED STATE TREAS SER P 2023-07-07 2023-11-30 500000 500000 0 0 EXHIBIT C - FIDELITY 5095 P 2023-12-31 2802194 1456043 1346151 1346151 EXHIBIT D - FIDELITY 5102 P 2023-12-31 143385 155934 -12549 -12549 EXHIBIT D - FIDELITY 5102 P 2023-12-31 968726 899235 69491 69491 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP P 2023-12-31 34 34 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP P 2023-12-31 2629 2629 MELOY FUND I, LP P 2023-12-31 -595 -595 BOOST BIOMES P 2023-12-31 -100000 -100000 CAPITAL GAINS DIVIDENDS P 147 147 147 1909247 31888 0 31888 0 31888 89895 0 0 0 89895 0 58007 58007 0 0 0 0 0 0 0 0 0 1 1 0 1 1 VA 1 0 0 0 0 1 N/A BROWN ADVISORY 7576257670 101 W MAIN STREET SUITE 700 NORFOLK VA 23510 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DOROTHY N BATTEN 1497 OAKENCROFT LANE CHARLOTTESVILLE VA 22901 PRESIDENT 0.00 0 0 0 FRANK BATTEN JR PO BOX 3310 NORFOLK VA 23514 OFFICER/DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 N/A 0 0 35781493 1423441 0 37204934 0 0 37204934 558074 36646860 1832343 1832343 31888 35478 67366 1764977 0 1764977 0 1764977 5910560 0 5910560 1764977 0 0 3094757 4097355 3030442 5196212 8781943 24200709 5910560 0 0 0 1764977 4145583 0 0 28346292 0 0 0 0 0 0 3094757 25251535 4097355 3030442 5196212 8781943 4145583 DOROTHY N BATTEN X COMMUNITY INVESTMENT COLLABORATIVE 300 PRESTON AVE STE 206 CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 75000 AFRICAN WILDLIFE FOUNDATION 1400 16TH STREET NW SUITE 120 WASHINGTON DC 20036 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 415560 AFFORDABLE HOUSING OPPORTUNITY FUND PO BOX 1467 CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 500000 APPALACHIAN VOICES 812 E HIGH ST CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 200000 BOYS AND GIRLS CLUB OF CENTRAL VIRG 1000 CHERRY AVE CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 450000 CAF AMERICA 225 REINEKERS LN ALEXANDRIA VA 22314 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 90000 COMMUNITY CLIMATE COLLABORATIVE 306 EAST JEFFERSON STREET SUITE B CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 75000 DARDEN SCHOOL FOUNDATION 100 DARDEN BLVD CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 10000 FOCUSED ULTRASOUND SURGERY FOUNDATI 1230 CEDARS COURT SUITE F CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 500000 HOLLINS UNIVERSITY PO BOX 9629 ROANOKE VA 24020 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 10000 MONROE INSTITUTE 365 ROBERTS MOUNTAIN RD FABER VA 22938 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 20000 NATIONAL GEOGRAPHIC SOCIETY 1145 17TH STREET NW WASHINGTON DC 20036 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 10011 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 NETWORK2WORK USA 400 PRESTON AVE CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 250000 NORFOLK ACADEMY 1585 WESLEYAN DRIVE NORFOLK VA 23502 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 PEABODY SCHOOL 1232 STONEY RIDGE RD CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 5000 RARE INC 1310 N COURTHOUSE ROAD SUITE 110 ARLINGTON VA 22201 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 2000000 SOUTHERN ENVIRONMENTAL LAW CENTER 201 WEST MAIN ST SUITE 14 CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 100000 THE WOMEN'S INITIATIVE 1101 E HIGH ST CHARLOTTESVILLE VA 22902 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 125000 UNITED STATES NAVAL ACADEMY FOUNDAT 247 KING GEORGE ST ANNAPOLIS MD 21402 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 20000 UVA HEALTH TEEN YOUNG ADULT HEALTH 1204 W MAIN ST CHARLOTTESVILLE VA 22903 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 50000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 501(C)(3) TO PROVIDE FINANCIAL SUPPORT 1000000 5910560 0 14 31233 14 1047698 18 1909247 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP 01 -57 DNB OPPORTUNITIES II, LP 01 -28745 DNB OPPORTUNITIES II, LP - UBTI 523000 103815 DNB OPPORTUNITIES III, LP 01 2727 DNB OPPORTUNITIES III, LP - UBIT 523000 -7711 DNB OPPORTUNITIES, LP 01 16429 DNB OPPORTUNITIES, LP - UBTI 523000 16081 FEDERAL EXCISE TAX REFUND 01 186651 HARBOR GROUP KF 30 01 1172 HARBOR GROUP KF 83 -UBIT 523000 11815 LCP FORSYTH BOULEVARD JV, LLC 01 -4984 LCP FORSYTH BOULEVARD JV, LLC - UBTI 523000 -10796 SF NE-SW DEBT HOLDINGS, LP 01 SFM CAPITAL MARKETS, LP 01 46101 SFM CAPITAL MARKETS, LP - UBTI 523000 2058 SFM GLOBAL STRATEGIES QP, LP 01 -17291 SFM GLOBAL STRATEGIES QP, LP - UBTI 523000 39142 STATE EXCISE TAX REFUND 523000 28274 STONEPEAK GLOBAL FUND DE 01 0 THE MELOY FUND I, LP 01 0 154259 3212211 0 3366470 0 0 0 0 0 0 0 0 0 0 X X 1 DOROTHY N BATTEN 1497 OAKENCROFT LANE CHARLOTTESVILLE VA 22901 2500722 X X 1 MULTIPLE SHARES OF VARIOUS SECURITIES - SEE EXHIBIT 1 FOR DETAILS 2500722 2023-06-28 ACCOUNTING FEES 9955 9955 0 MUTUAL FUNDS/OTHER SECURITIES AT COST 8959715 12732945 SFM CAPITAL MARKETS, LP AT COST 2655640 5135200 YIELD POOL, LP AT COST 132241 191236 SFM GLOBAL STRATEGIES QP, LP AT COST 4057957 4696079 DNB OPPORTUNITIES, LP AT COST 1313522 2217278 HGI SF K30, LLC AT COST 147721 133340 HGI SF K34, LLC AT COST 162391 161924 MELOY FUND I, LP AT COST 722649 1017677 DNB OPPORTUNITIES II, LP AT COST 1472378 2332852 DNB OPPORTUNITIES III, LP AT COST 1274643 1840094 LCP FORSYTH AT COST 358501 66938 HGI SF KF83 AT COST 237242 247047 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP AT COST 221208 285082 HGI CREDIT FUND I AT COST 1387157 1373180 SERIES J - TCI AT COST 1500000 1784100 SERIES L - HILLHOUSE CHINA VALUE AT COST 1500000 987164 TIGER GLOBAL PRIVATE INVESTMENT PARTNERS XIV, LP AT COST 916581 648580 SF NE-SW DEBT HOLDINGS, LP AT COST 467112 544154 STONEPEAK GLOBAL RENEWABLES FUND AT COST 28786 232211 DIFFERENCE IN TAX BASIS VS. FMV ON CONTRIBUTION 4183537 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP 9737 9737 0 DNB OPPORTUNITIES II, LP 50578 50413 0 DNB OPPORTUNITIES III, LP 40522 40288 0 DNB OPPORTUNITIES, LP 33547 32673 0 HGI CREDIT FUND 7878 7878 0 HGI SF K30, LLC 2361 2361 0 HGI SF K34, LLC 1986 1986 0 HGI SF K83, LLC 1608 1608 0 INSURANCE 2425 2425 0 MELOY FUND I,LP 71744 71744 0 MISCELLANEOUS 1115 1115 0 POSTAGE 83 83 0 REGISTRATION FEE 25 25 0 RENT/PARKING 7914 7914 0 SF NE-SW DEBT HOLDINGS, LP 4319 4319 0 SFM CAPITAL MARKETS, LP 54201 54201 0 SFM GLOBAL STRATEGIES QP, LP 174136 174120 0 STONEPEAK GLOBAL RENEWABLES FUND 4529 4529 0 STONEPEAK GLOBAL RENEWABLES FUND DELWARE 63 63 0 TIGER GLOBAL PRIVATE INVESTMENT PARTNERS XIV, LP 16918 16918 0 WEBSITE 18906 18906 0 YIELD POOL, LP 2559 2541 0 LCP FORSYTH BOULEVARD JV, LLC 1 0 0 BROWN ADVISORY INVESTORS 2020 - HHV FEEDER FUND, LLLP -57 -57 -57 DNB OPPORTUNITIES II, LP -28745 -28745 -28745 DNB OPPORTUNITIES II, LP - UBTI 103815 0 103815 DNB OPPORTUNITIES III, LP 2727 2727 2727 DNB OPPORTUNITIES III, LP - UBIT -7711 0 -7711 DNB OPPORTUNITIES, LP 16429 16429 16429 DNB OPPORTUNITIES, LP - UBTI 16081 0 16081 FEDERAL EXCISE TAX REFUND 186651 186651 HARBOR GROUP KF 30 1172 1172 1172 HARBOR GROUP KF 83 -UBIT 11815 0 11815 LCP FORSYTH BOULEVARD JV, LLC -4984 -4984 -4984 LCP FORSYTH BOULEVARD JV, LLC - UBTI -10796 0 -10796 SFM CAPITAL MARKETS, LP 46101 46101 46101 SFM CAPITAL MARKETS, LP - UBTI 2058 0 2058 SFM GLOBAL STRATEGIES QP, LP -17291 -17291 -17291 SFM GLOBAL STRATEGIES QP, LP - UBTI 39142 0 39142 STATE EXCISE TAX REFUND 28274 28274 TIGER GLOBAL PRIVATE INVESTORS XIV -1 -1 -1 YIELD POOL, LP 5572 5572 5572 YIELD POOL, LP - UBTI -145 0 -145 HARBOR GROUP KF 83 -11815 -11815 -11815 MGMT FEES ON TAX-EXEMPT INCOME 104 0 0 MGMT FEES ON TAXABLE INCOME 56095 56095 0 CONSULTANT FEES 10854 10854 0 FEDERAL TAXES 306651 0 0 STATE TAXES 55274 0 0 FOREIGN TAXES - SFM CAPITAL MARKETS, LP 5600 5600 0 FOREIGN TAXES - SFM GLOBAL STRATEGIES QP, LP 1655 1655 0 FOREIGN TAXES - FIDELITY 2968 2968 0 FOREIGN TAXES - DNB OPPORTUNITIES, LP 406 406 0 FOREIGN TAXES - DNB OPPORTUNITIES II, LP 86 86 0 FOREIGN TAXES - HHV FEEDER FUND, LLLP 50 50 0 FOREIGN TAXES - DNB OPPORTUNITIES III, LP 29 29 0