2024-11-11T07:47:46-06:00 2023-12-31 042106505 NUTTER MCCLENNEN & FISH LLP SEAPORT WEST 155 SEAPORT BLVD BOSTON MA 022102604 990PF 2023-01-01 208104761 DWSS INC C/O BALLENTINE PARTNERS LLC DWSS 7813141300 230 THIRD AVENUE 5TH FLOOR WALTHAM MA 02451 LOUISA PUTNAM PRESIDENT 6172482503 2024-10-24 1 0 P00567473 6174392503 2023 2024-10-15 13:58:12Z X 11212962 X X 447 447 181408 182145 133993 813171 133993 54845 54845 370693 371430 0 0 0 81106 52719 28387 8621 3621 0 54795 45589 14206 144522 101929 42593 508027 508027 652549 101929 550620 -281856 269501 435985 628489 628489 1182700 764486 2970642 5144297 5088196 7613831 6762982 6481171 11212962 0 0 X 0 0 10000000 10000000 -3237018 -3518829 6762982 6481171 6762982 6481171 6762982 -281856 45 6481171 0 6481171 CHARLES SCHWAB 2023-12-31 70545 79686 -9141 -9141 CHARLES SCHWAB 2023-12-31 632905 519239 113666 113666 FIDELITY FOREIGN CURRENCY SALES P 2023-12-31 233 255 -22 -22 BTG PACTUAL SELECT TIMBERLAND P 2023-03-27 1438 208 1230 1230 DBL EQUITY FUND - BAEF II LP P 2023-12-31 8037 8037 8037 DBL PARTNERS III LP P 2023-12-31 5749 5749 5749 ECOSYSTEM INTEGRITY FUND III LP P 2023-12-31 7 7 7 ECOSYSTEM INTEGRITY FUND III LP P 2023-12-31 57 57 57 ECOSYSTEM INTEGRITY FUND IV LP P 2023-12-31 8322 8322 8322 GENERATION IM ASIA FUND P 2023-12-31 575 -575 -575 GENERATION IM ASIA FUND P 2023-12-31 44300 -44300 -44300 IMPACT VENTURES III LP P 2023-12-31 11364 -11364 -11364 IMPACT VENTURES IV LP P 2023-12-31 6 6 6 MICROVEST II LP P 2023-12-31 14663 -14663 -14663 SARONA FRONTIER MARKETS INTL FUND 2 P 2023-12-31 8308 8308 8308 SJF VENTURES III LP P 2023-12-31 7 7 7 SJF VENTURES III LP P 2023-12-31 4765 -4765 -4765 SJF VENTURES V LP P 2023-12-31 4123 -4123 -4123 VITAL FARMLAND LP P 2023-12-31 383 383 383 CAPITAL GAINS DIVIDENDS P 77174 77174 77174 133993 3746 0 3746 0 3746 10468 0 2000 0 12468 X 0 8722 8722 0 0 0 0 0 0 0 0 0 0 0 1 1 DE MA 1 0 0 0 0 1 N/A BALLENTINE PARTNERS LLC 7813141321 230 THIRD AVE 5TH FLOOR WALTHAM MA 02451 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LOUISA PUTNAM 2930 FUEGO SAGRADO SANTA FE NM 87505 PRESIDENT/SECRETARY/DIRECT 4.00 0 0 0 ROWAN FINNEGAN 807 OLD SLEEPY HOLLOW ROAD BRIARCLIFF MANOR NY 10510 TREASURER/DIRECTOR 4.00 0 0 0 NONE 0 BALLENTINE PARTNERS LLC 230 THIRD AVENUE 5TH FL WALTHAM MA 02451 MANAGEMENT FEES 60838 0 0 10421826 831129 0 11252955 0 0 11252955 168794 11084161 554208 554208 3746 3746 550462 0 550462 0 550462 550620 0 550620 550462 508027 0 0 550620 508027 0 0 42593 0 0 0 0 0 0 0 0 507869 0 0 0 LOUISA PUTNAM X CONFLUENCE 1 PENN PLAZA BOX 6169 NEW YORK NY 10119 NONE PUBLIC GENERAL MEMBERSHIP SUPPORT 3000 CREO FAMILY OFFICE SYNDICATE 156 5TH AVENUE NEW YORK NY 10010 NONE PUBLIC GENERAL FUND 50000 FOUNDATION FOR EXCELLENCE IN MENTAL HEALTH 526 W FREEMONT AVENUE 2920 SUNNYVALE CA 94087 NONE PUBLIC GENERAL FUND 25000 GAIA FOUNDATION 44 GRAND PARADE BRIGHTON EAST SUSSEX UK BN2 9QA NONE PUBLIC GENERAL FUND 1000 IMPACT SOCIETY GLOBAL 135 MADISON AVENUE NEW YORK NY 10016 NONE PUBLIC GENERAL FUND 125000 MAD IN AMERICA FOUNDATION 763 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 NONE PUBLIC GENERAL FUND 100000 SANTA FE COMMUNITY FOUNDATION 501 HALONA STREET SANTA FE NM 87505 NONE PUBLIC GENERAL FUND 142777 STONE BARNS RESTORATION CORP 630 BEDFORD ROAD POCANTICO HILLS NY 10591 NONE PUBLIC GENERAL OPERATING SUPPORT 10000 SYNERGOS INSTITUTE INC 3 EAST 54TH STREET NEW YORK NY 10022 NONE PUBLIC GENERAL FUND 25000 TEN STRANDS P O BOX 150869 SAN RAFAEL CA 94915 NONE PUBLIC CLIMASCOPE PROJECT 26250 508027 0 14 447 14 181408 14 54845 18 133993 0 370693 0 370693 0 0 0 0 0 0 0 0 0 0 FIDELITY - STOCK 0 2416 CHARLES SCHWAB - WALDEN SOCIAL EQUITY 764486 2968226 STAFFORD SUSTAINABLE CAPITAL OFFSHORE FUND, L.P. AT COST 402335 32979 FIDELITY - MUTUAL FUNDS AT COST 1784900 3879402 MICROVEST II LP AT COST 43505 14127 DBL EQUITY FUND - BAEF II, LP AT COST 121676 294856 VITAL FARMLAND LP AT COST 3723 88869 ROOT CAPITAL INC AT COST 94500 100000 SJF VENTURES III LP AT COST 85796 158025 SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP AT COST 149495 176775 DBL PARTNERS III LP AT COST 177056 317632 IMPACT VENTURES III LP AT COST 152812 152579 CIM ENTERPRISE LOAN FUND LP AT COST 370509 379800 ECOSYSTEM INTEGRITY FUND III LP AT COST 136111 312094 GENERATION IM ASIA FUND LP AT COST 1156297 1253079 ECOSYSTEM INTEGRITY FUND IV, L.P. AT COST 126548 159762 IMPACT VENTURES IV LP AT COST 102321 123569 SJF VENTURES V, L.P. AT COST 80732 84268 CLOSED LOOP VENTURES II LP AT COST 99880 86015 MA CHARITABLE ENTITY FILING FEES 70 0 70 MICROVEST II LP 26-3623466 1096 1096 0 DBL EQUITY FUND - BAEF II LP 01-0913275 356 231 125 SJF VENTURES III LP 45-2821712 2906 1889 1017 VITAL FARMLAND LP 27-0921152 1357 882 475 DBL PARTNERS III LP 47-2525593 4742 3082 1660 SARONA FRONTIER MARKETS 19232 19232 0 IMPACT VENTURES III LP 36-4812189 281 183 98 ECOSYSTEM INTEGRITY FUND III LP 81-5370777 5720 3718 2002 GENERATION IM ASIA FUND LP 27-4757414 10354 6730 3624 CIM ENTERPRISE LOAN FUND LP 47-2972531 75 49 26 ECOSYSTEM INTEGRITY FUND IV, L.P. 84-3056474 6855 4456 2399 IMPACT VENTURES IV LP 84-1471728 480 312 168 SJF VENTURES V, L.P. 85-2849753 529 3594 1935 BTG PACTUAL SELECT TIMBERLAND INV FUND II LLC - 20-8824666 208 135 73 ANNUAL CORPORATE FILING FEE - CT CORPORATION 534 0 534 VITAL FARMLAND LP 27-0921152 -1721 -1721 -1721 SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP 19229 19229 19229 GENERATION IM ASIA FUND LP 27-4757414 7846 7846 7846 CIM ENTERPRISE LOAN FUND, L.P. 29567 29567 29567 IMPACT VENTURES III LP -49 -49 -49 MICROVEST II LP -14 -14 -14 SJF VENTURES III LP -13 -13 -13 ROUNDING DIFFERENCES 45 MANAGEMENT FEES 60838 39545 21293 MANAGEMENT FEES - CLOSED LOOP VENTURES II, L.P. 6575 4274 2301 MANAGEMENT FEES - IMPACT VENTURES IV, L.P. 5000 3250 1750 MANAGEMENT FEES - IMPACT VENTURES III L.P. 3094 2011 1083 MANAGEMENT FEES - MICROVEST II L.P. 599 389 210 MANAGEMENT FEES - SJF VENTURES V L.P. 5000 3250 1750 FOREIGN TAXES 3621 3621 0 FEDERAL EXCISE TAX - 2022 EXTENSION PAYMENT 5000 0 0