2024-11-09T16:48:33-06:00 2023-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2023-01-01 472655913 ICCA FOUNDATION INC ICCA 8016399811 CO PKFOD 245 PARK AVE 12TH FL NEW YORK NY 10167 STANIMIR ALEXANDROV PRESIDENT 8016399811 2024-11-09 1 1 EVA MRUK P00543254 2122862600 2024-11-07 2023 2024-10-15 13:58:12Z X STANIMIR ALEXANDROV C/O PKFOD 245 PARK AVE 12TH FL NEW YORK NY 10167 1325320 0 X N/A X 2014 NY ICCA FOUNDATION'S MISSION IS FOSTERING THE PEACEFUL RESOLUTION OF INTERNATIONAL DISPUTES THROUGH ARBITRATION, CONCILIATION AND OTHER FORMS OF INTERNATIONAL DISPUTE RESOLUTION. 4 4 0 340 0 0 43254 0 1460839 1238396 0 0 53096 86924 1557189 1325320 38517 0 0 0 0 0 0 0 0 1267153 1215289 1305670 1215289 251519 110031 2977481 2904267 387516 171682 2589965 2732585 X ICCA FOUNDATION'S MISSION IS FOSTERING THE PEACEFUL RESOLUTION OF INTERNATIONAL DISPUTES THROUGH ARBITRATION, CONCILIATION AND OTHER FORMS OF INTERNATIONAL DISPUTE RESOLUTION. 0 0 1016568 0 1325320 PUBLICATIONS -IN 2023, ICCA PUBLISHED THE FOLLOWING INCOME-PRODUCING PUBLICATIONS:- VOLUME XLVIII OF THE ICCA YEARBOOK ON COMMERCIAL ARBITRATION, REPORTING ON 120 COURT JUDGMENTS APPLYING THE MAIN ARBITRATION CONVENTIONS;- FIVE SUPPLEMENTS TO THE INTERNATIONAL HANDBOOK ON COMMERCIAL ARBITRATION, TOTALING 1,512 PAGES. NATIONAL REPORTS AND/OR UPDATED LEGISLATION FOR 21 JURISDICTIONS WERE INCLUDED;- VOLUME I OF THE ICCA AWARDS SERIES, A NEW ONLINE PUBLICATION DEVOTED SOLELY TO ARBITRAL AWARDS AND RELATED DECISIONS THAT ARE OF PARTICULAR RELEVANCE TO THE DEVELOPMENT OF INTERNATIONAL ARBITRATION.- THE CONGRESS BOOK FOR THE 2022 EDINBURGH CONGRESS ("ARBITRATION'S AGE OF ENLIGHTENMENT?") WAS SUCCESSFULLY LAUNCHED IN SEPTEMBER 2023. IT CONSISTS OF 1080 PAGES, VII PARTS AND 56 CHAPTERS.- ALL ICCA PUBLICATIONS ARE PUBLISHED IN THE ONLINE ARBITRATION DATABASE WWW.KLUWERARBITRATION.COMICCA ALSO PUBLISHED:- THE 11TH EDITION OF THE ICCA MEMBERSHIP DIRECTORY;- A TRANSLATION OF ICCA'S GUIDE TO THE INTERPRETATION OF THE 1958 NEW YORK CONVENTION INTO JAPANESE. 97396 0 0 ICCA RESEARCH AND OUTREACH PROJECTS -DURING 2023, ICCA'S PROJECT WORK WAS AS FOLLOWS:- THE WORKING GROUP ON AFRICAN ARBITRAL PRACTICE (WHICH SEEKS TO INCREASE COORDINATION AND COOPERATION AMONG AFRICAN ARBITRAL INITIATIVES IN THE AREAS OF ACCESS TO RESOURCES, EDUCATION AND TRAINING, AND THE PROVISION OF TECHNICAL ASSISTANCE) COLLABORATED WITH THE AFRICAN ARBITRATION ASSOCIATION IN THE PREPARATIONS (INCLUDING THE PROGRAMME) FOR ITS FOURTH ANNUAL CONFERENCE, WHICH TOOK PLACE IN OCTOBER 2023 IN CAPE TOWN;- THE ICCA-UNIVERSITY OF TSINGHUA WORKING GROUP ON CHINESE ARBITRAL PRACTICE PROVIDED ARBITRATION-RELATED COURT DECISIONS FROM CHINESE COURTS FOR PUBLICATION IN THE ICCA YEARBOOK COMMERCIAL ARBITRATION;- RECOGNIZING THE IMPORTANCE OF DIVERSITY, EQUITY, AND INCLUSION ('DEI') IN THE FIELD OF INTERNATIONAL ARBITRATION, THE ARBITRATION COMMITTEE OF THE INTERNATIONAL BAR ASSOCIATION ('AC-IBA') AND THE INTERNATIONAL COUNCIL FOR COMMERCIAL ARBITRATION ('ICCA') JOINED FORCES IN DRAFTING A CHECKLIST FOR PROMOTING DEI IN INTERNATIONAL ARBITRATION CONFERENCES TO ENSURE THAT PANELISTS AND DELEGATES AT INTERNATIONAL ARBITRATION CONFERENCES COME FROM DIVERSE BACKGROUNDS AND THAT PARTICIPATION IS INCLUSIVE. - A NEW PROJECT WAS COMMENCED, NAMELY THE ICCA PANEL OF EXPERTS TO DEVELOP A PARIS AGREEMENT CONCILIATION ANNEX, WHICH CONVENES A HIGH-LEVEL PANEL OF EXPERTS TO DEVELOP AND PROMOTE A PROPOSED DRAFT CONCILIATION ANNEX FOR THE PARIS CLIMATE AGREEMENT AND THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE, WITH A VIEW TO FACILITATING ITS ADOPTION BY MEMBER STATES;- THE WORKING GROUP ESTABLISHED TO EXAMINE THE QUESTION WHETHER THERE IS A RIGHT TO A PHYSICAL HEARING IN INTERNATIONAL ARBITRATION WORKED ON ADAPTING THE DATA INTO A PRACTICAL LEGAL INSIGHTS MODULE ON THE KLUWER ARBITRATION DATABASE; - ICCA HELD NEW YORK CONVENTION ROADSHOWS (COLLOQUIA FOR NATIONAL COURT JUDGES ON THE APPLICATION OF THE 1958 NEW YORK CONVENTION) IN PANAMA CITY (JUNE 2023), SANTO DOMINGO (JUNE 2023) AND TOKYO (JUNE 2023). 10799 0 0 YOUNG ICCA -DURING 2023, ICCA'S BRANCH FOR YOUNG PRACTITIONERS, YOUNG ICCA, HELD 7 IN-PERSON SEMINARS AND 4 WEBINARS, INVOLVING APPROXIMATELY 50 - 100 ATTENDEES PER EVENT (I.E., TOTAL APPROXIMATELY 500 - 1000 ATTENDEES). THE YOUNG ICCA MENTORING PROGRAMME MENTORED APPROXIMATELY 190 YOUNG ARBITRATION PRACTITIONERS. 1124763 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 NL 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 NY X X SUE MENG 2129096163 C/O PKFOD 245 PARK AVE 12TH FL NEW YORK NY 10167 X STANIMIR ALEXANDROV PRESIDENT 6.00 6.00 X X 0 0 0 LUCY REED PRESIDENT THRU APRIL 2023 6.00 6.00 X X 0 0 0 LORETTA MALINTOPPI VICE PRESIDENT 4.00 4.00 X X 0 0 0 AUDLEY SHEPPARD VICE PRESIDENT/SECRETARY 4.00 4.00 X X 0 0 0 MOHAMED ABDEL WAHAB TREASURER THRU APRIL 2023 4.00 4.00 X X 0 0 0 ABBY COHEN-SMUTNY TREASURER 4.00 4.00 X X 0 0 0 0 0 0 0 0 0 0 PERMANENT COURT OF ARBITRATION THE PEACE PALACE THE HAGUE NL 2517 KJ ADMINISTRATIVE SERVICES 1016568 1 PUBLICATION FEES 511120 950145 950145 MEMBERSHIP FEES 813920 288251 288251 1238396 86924 86924 1325320 1325320 0 0 X 48788 48788 22362 22362 1018229 1018229 8372 2613 5759 46794 42873 3921 42949 42949 1461 1461 3160 3160 5213 5213 YOUNG ICCA 10799 10799 CATERING AND HOSPITALIT 6175 6175 OTHER OPERATING EXPENSE 569 569 STAFF DEVELOPMENT 418 418 1215289 1124763 90526 0 2250070 2448746 698890 425124 22452 25109 18705 13417 6069 5288 2977481 2904267 216936 19514 170580 152168 387516 171682 X 2589965 2732585 2589965 2732585 2977481 2904267 X 110031 32589 X X 1 X 0 0 0 X 43254 0 43254 1153021 1217098 1295936 1513935 1325320 6505310 1153021 1217098 1295936 1557189 1325320 6548564 15000 15000 729737 818446 945338 853824 936892 4284237 729737 818446 945338 868824 936892 4299237 2249327 2185 2185 1153021 1217098 1298121 1557189 1325320 6550749 0.34340 0.36980 0.00000 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2021 AMOUNT: $ 2,185. 18705 13417 5288 5288 X PART X, LINE 2: THE FOUNDATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE FOUNDATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR TAX YEARS PRIOR TO FISCAL 2020. EUROPE 0 3 PROGRAM SERVICES DISPUTE RESOLUTION PUBLICATIONS AND YOUNG ICCA WORKSHOPS 1027367 0 3 0 0 0 3 1027367 0 1027367 0 0 0 0 0 0 PART I, LINE 3: THE METHOD USED TO ACCOUNT FOR EXPENDITURES IS BASED ON THE ACCRUAL BASIS. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE CURRENTLY NO COMMITTEES. THE CURRENT BOARD OVERSEES ALL AREAS OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B ICCA FOUNDATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM. ONCE THE FORM IS PREPARED, IT IS FORWARDED TO PERMANENT COURT OF ARBITRATION (PCA), WHICH PROVIDES ADMINISTRATIVE SERVICES TO ICCA FOUNDATION, FOR REVIEW. ONCE ANY QUESTIONS OR CONCERNS ARE ADDRESSED, PCA THEN FORWARDS THE RETURN TO THE FULL BOARD BY EMAIL FOR THEIR REVIEW BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ICCA FOUNDATION HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT APPLIES TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS IS RESPONSIBLE FOR ENSURING THE COMPLIANCE OF THE CONFLICT OF INTEREST POLICY. THE BOARD MANDATES THAT ALL MEMBERS OF THE BOARD OF DIRECTORS SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICT OF INTEREST THAT MAY EXIST ANNUALLY AND SUBMIT THE STATEMENTS TO THE SECRETARY OF ICCA. THE SECRETARY OF ICCA WILL PROVIDE A COPY OF ALL COMPLETED STATEMENTS TO THE CHAIR OF THE BOARD/PRESIDENT. AFTER DISCLOSURE OF POTENTIAL CONFLICT OF INTEREST, THE INDIVIDUAL IN QUESTION MUST RECUSE THEMSELVES FROM VOTING ON THE MATTER. THE BOARD OF DIRECTORS WILL DETERMINE AND VOTE ON THE MATTER. SUCH MATTERS INVOLVING THE EXISTENCE OF CONFLICTS OF INTEREST ARE TO BE DOCUMENTED IN THE MINUTES OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 15 NO PAYMENT IS MADE TO ANY OFFICERS, AND ICCA FOUNDATION, INC. DOES NOT HAVE ANY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, FORM 990, FORM 1023, AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART IX, LINE 11G PERMANENT COURT OF ARBITRATION: PROGRAM SERVICE EXPENSES 1,016,568. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,016,568. EDITORIAL SERVICES: PROGRAM SERVICE EXPENSES 1,661. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,661. FORM 990, PART XI, LINE 9: FOREIGN TRANSLATION GAIN 32,589. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. INTERNATIONAL COUNCIL FOR COMMERCIAL ARBITRATION PEACE PALACE CARNEGIEPLEIN 2 KJ THE HAGUE NL PROMOTING THE USE AND IMPROVING THE PROCESSES OF ARBITRATION & CONCILIATION NL 501(C)(3) LINE 10 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0