2024-11-01T13:12:40-05:00 2023-12-31 134003727 BRIX PARTNERS LLC 560 LEXINGTON AVE 16TH FL NEW YORK NY 10022 990 2023-01-01 850902959 GLEIF AMERICAS A NJ NONPROFIT CORPORATION GLEI 2129831550 CO BRIXPTNRS LLC 560 LEX AVE FL NEW YORK NY 10022 ANNETTE BOOTH TREASURER 2129831550 2024-10-31 1 0 GERALD BRIX P00485889 2129831550 X 2023 2024-10-15 13:58:12Z KARLA MCKENNA 2500 PLAZA 5 25FL JERSEY CITY NJ 07311 1821569 0 X HTTPS://WWW.GLEIF.ORG/EN/ X 2020 NJ GLEIF'S MISSION IS TO PROVIDE TRUSTED SERVICES AND OPEN RELIABLE DATA FOR UNIQUE LEGAL ENTITY IDENTIFICATION WORLDWIDE. IT DOES THIS BY MANAGING A NETWORK OF PARTNERS, KNOWN AS THE LEI ISSUING ORGANIZATIONS THEREBY ENSURING THE INTEGRITY OF THE GLOBAL LEI SYSTEM. GLEIF PROMOTES BROAD LEI ADOPTION IN THE PRIVATE SECTOR TO GENERATE SIGNIFICANT ADVANTAGES FOR THE WIDER BUSINESS COMMUNITY. 4 0 7 0 0 0 1630985 1821569 0 0 0 0 0 0 1630985 1821569 0 0 0 0 1304490 1424745 0 0 0 248829 310083 1553319 1734828 77666 86741 554586 497294 370297 226264 184289 271030 X GLEIF'S MISSION IS TO PROVIDE TRUSTED SERVICES AND OPEN, RELIABLE DATA FOR UNIQUE LEGAL ENTITY IDENTIFICATION WORLDWIDE. IT DOES THIS BY MANAGING A NETWORK OF PARTNERS, KNOWN AS THE LEI ISSUING ORGANIZATIONS, ENSURING THE INTEGRITY OF THE GLOBAL LEI SYSTEM. GLEIF PROMOTES BROAD LEI ADOPTION IN THE PRIVATE SECTOR TO GENERATE SIGNIFICANT ADVANTAGES FOR THE WIDER BUSINESS COMMUNITY. 0 0 1387862 1457255 GLEIF AMERICAS' STRATEGIC GOAL IS TO RAISE AWARENESS AND PROMOTE THE USE OF THE LEGAL ENTITY IDENTIFIER (LEI) IN THE AMERICAS'BASED ON PRIVATE AND PUBLIC SECTORS AND TO DRIVE THE STRATEGIC USE OF THE LEI IN DIGITAL IDENTIFICATION. TO ACHIEVE THIS GOAL, GLEIF AMERICAS' PRIMARY PLANNED ACTIVITIES FOCUS ON ITS ON-THE-GROUND ENGAGEMENT AND COLLABORATION WITH U.S. FINANCIAL INSTITUTIONS TO EDUCATE ON THE VALUE LEIS DELIVER BEYOND REGULATED USE IN CAPITAL MARKETS. THIS ACTIVITY WILL BE ACCOMPLISHED THROUGH MEETINGS, NATIONAL SPEAKING, CONFERENCES, WEBINARS, AND WEBCASTS. IN ADDITION, GLEIF AMERICAS' PLANNED ACTIVITIES COMPRISE PROOF- OF -CONCEPT AND PILOT PROGRAMS FOR FINANCIAL INSTITUTIONS WISHING TO USE THE LEI MORE BROADLY ACROSS ALL FINANCIAL SERVICES AND BUSINESSES SUCH AS TRADE FINANCING, BANKING, AND PAYMENTS. 1387862 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 1 7 1 0 0 0 0 0 0 0 0 0 0 X 4 0 0 0 0 0 0 0 0 1 1 1 0 1 1 1 1 1 1 1 1 0 NJ X CO BRIXPARTNERS LLC 2129831550 560 LEXINGTON AVE 16 FLOOR NEW YORK NY 10020 KARLA MCKENNA VICE PRESIDENT 40.00 X X 300082 0 0 ANNETTE BOOTH TREASURER 6.00 X X 0 0 0 SVEN SCHUMACHER COMPANY SECRETARY 2.00 X X 0 0 0 CLARE ROWLEY PRESIDENT 5.00 X X 0 0 0 STEPHAN WOLF PRESIDENT 5.00 X X 0 0 0 PETER WARMS BUSINESS DEVELOPMENT MANAG 40.00 X 262253 0 0 PHILIP FEAIRHELLER SOFTWARE DEVELOPER 40.00 X 229390 0 0 KEVIN GRIFFIN SOFTWARE DEVELOPER 40.00 X 216472 0 0 LANCE BYRD SOFTWARE DEVELOPER 40.00 X 105378 0 0 1113575 0 0 5 0 1 0 BROWNSTEIN HYATT FARBER SCHRECK LLP 410 SEVENTEENTH STREET SUITE 2200 DENVER CO 80202 PUBLIC RELATION ADVICE 153909 1 1821569 1821569 1821569 0 0 0 X 1008197 806558 201639 262520 210016 52504 154028 123222 30806 63254 50603 12651 238034 190427 47607 8795 7036 1759 1734828 1387862 346966 0 533902 133664 351756 5408 3691 24567 16384 15276 8183 554586 497294 227894 226264 142403 0 370297 226264 X 0 0 5000 5000 179289 266030 184289 271030 554586 497294 X 86741 0 X X 0 1 X 1 0 X X X 1 GLOBAL LEGAL ENTITY IDENTIFIER FOUNDATION SWITZERLAND 000000000 7 1 0 1821569 1 0 1821569 1 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 FORM 990, SCHEDULE A, PART IV, SECTION A, LINE 4C GLEIF AMERICAS ENSURES THAT ITS SUPPORT WAS USED EXCLUSIVELY FOR SECTION 170(C)(8)(B) PURPOSES BECAUSE IT ONLY PROVIDES SERVICES TO THE SUPPORTED ORGANIZATION THAT FURTHER THAT ORGANIZATION'S EXEMPT ACTIVITIES AS DISCLOSED TO THE IRS ON 1023 WHEN GLEIF AMERICA APPLIED FOR RECOGNITION OF ITS EXEMPT STATUS. FORM 990, SCHEDULE A, PART, IV, SECTION A, LINE 2 THE SUPPORTED ORGANISATION IS LISTED IN THE ORGANIZATIONAL DOCUMENTS AND THE IRS TAX- EXEMPT DETERMINATION LETTER STATES THAT GLEIF SUPPORTS ONE OR MORE PUBLICLY SUPPORTED CHARITIES. FORM 990, SCHEDULE A, PART B, LINE 1 MORE THAN 50% OF GLEIF AMERICA'S BOARD OF TRUSTEES MUST BE OFFICERS, DIRECTORS, OR STAFF MEMBERS OF THE SUPPORTED ORGANIZATION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24567 16384 8183 8183 X X 0 0 0 0 0 0 0 1 0 KARLA MCKENNA VICE PRESIDENT 243710 0 56372 0 0 0 0 0 0 0 300082 0 0 0 PETER WARMS BUSINESS DEVELOPMENT MANAG 229881 0 32372 0 0 0 0 0 0 0 262253 0 0 0 PHILIP FEAIRHELLER SOFTWARE DEVELOPER 200640 0 28750 0 0 0 0 0 0 0 229390 0 0 0 KEVIN GRIFFIN SOFTWARE DEVELOPER 198097 0 18375 0 0 0 0 0 0 0 216472 0 0 0 LANCE BYRD SOFTWARE DEVELOPER 105378 0 0 0 0 0 0 0 0 0 105378 0 0 0 PART I, LINE 7 THE ORGANIZATION PROVIDED NON-FIXED PAYMENTS (BONUSES) FOR EXTRAORDINARY INDIVIDUAL ACHIEVEMENTS. FORM 990, PART VI, SECTION B, LINE 11B GLEIF AMERICAS' PROCESS TO REVIEW FORM 990: A COPY OF FORM 990 IS SENT TO THE ORGANIZATION'S OFFICE IN FRANKFURT, GERMANY, AND IS SUBJECT TO REVIEW BY THE EXECUTIVE OFFICER OF THE COMPANY. UPON REVIEW OF THE FORM, THE EXECUTIVE OFFICER SIGNS THE TAX RETURN AND SENDS THE REVIEWED FORM 990 BACK TO THE U.S. ACCOUNTANT TO BE FILED WITH THE RESPECTIVE TAX AUTHORITY IN THE U.S. FORM 990, PART VI, SECTION B, LINE 12C A GLEIF EMPLOYEE MUST DISCLOSE AN ORGANIZATIONAL INTEREST OR CONFLICT OF INTEREST, INCLUDING THOSE THAT DERIVE FROM FAMILY MEMBERS, AND THE NATURE OF SUCH INTEREST WHENEVER HE OR SHE BECOMES AWARE THAT A CONFLICT EXISTS, OR IT COULD BE PERCEIVED TO EXIST, OR IT IS REASONABLY LIKELY TO EXIST. SUCH INTERESTS WILL BE DISCLOSED TO THE CHAIR OR THE CEO. THE CHAIR, AS APPLICABLE, WILL ADVISE THE BOARD OF ANY SUCH DISCLOSURES MADE PURSUANT TO THE CONFLICT OF INTEREST POLICY. ANNUALLY, EACH MEMBER OF THE BOARD AND MEMBERS OF THE SECRETARIAT WITH AUTHORITY WILL PROVIDE A STATEMENT REGARDING THEIR ACUTAL OR POTENTIAL CONFLICTS OF INTERESTS TO THE CHAIR OF THE BOARD, AND THIS STATEMENT WILL BE DISTRIBUTED TO THE BOARD AND TO THE REGULATORY OVERSIGHT COMMITTEE (ROC). FORM 990, PART VI, SECTION B, LINE 15 DETERMINING COMPENSATION INCLUDE A REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE PUBLISHED ON GLEIF'S WEBSITE AND ARE READILY AVAILABE FOR DOWNLOAD. FORM 990, PART VI, SECTION B, LINE 14: GLEIF AMERICAS ADHERES TO ALL APPLICABLE LAWS AND REGULATIONS AS PER ITS GENERAL CORPORATE GOVERNANCE RULES AND PROCESSES REGARDING ITS RETENTION AND DISTRUCTION POLICY. FORM 990, PART VI, SECTION B, LINE 15A DETERMINING COMPENSATION INCLUDES A REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES. FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC KARLA MCKENNA - 6 BITTERSWEET TERRACE, MONTVALE, NJ 07645. ANNETTE BOOTH - PLATANENWEG 38, LIEDERBACH, GERMANY 65835. SVEN SCHUMACHER - FUCHSTANZWEG 5, KRONBERG, GERMANY 61476. PETER WARMS - 4 FERRIS WHEEL DRIVE, LAMBERTVILLE,, NJ 08530. CLARE ROWLEY - CLOS BELMONT 20, GENEVE, SWITZERLAND 1208. FORM 990, PART IX, LINE 11G TRAVEL: PROGRAM SERVICE EXPENSES 59,819. MANAGEMENT AND GENERAL EXPENSES 14,955. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 74,774. TELEPHONE AND COMMUNICATION: PROGRAM SERVICE EXPENSES 6,428. MANAGEMENT AND GENERAL EXPENSES 1,607. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,035. LOSS FROM DISPOSAL OF FIXED ASSETS: PROGRAM SERVICE EXPENSES 1,275. MANAGEMENT AND GENERAL EXPENSES 319. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,594. PRIOR PERIOD LIABILITY ADJUSTMENT: PROGRAM SERVICE EXPENSES -4,077. MANAGEMENT AND GENERAL EXPENSES -1,019. FUNDRAISING EXPENSES 0. TOTAL EXPENSES -5,096. OTHER OPERATING EXPENSES: PROGRAM SERVICE EXPENSES 3,982. MANAGEMENT AND GENERAL EXPENSES 995. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,977. CONSULTING AND ADVICE EXPENSES: PROGRAM SERVICE EXPENSES 123,000. MANAGEMENT AND GENERAL EXPENSES 30,750. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 153,750. FORM 990, PART XII, LINE 2C FOR THE TAX YEAR 2023, GLEIF DID NOT CHANGE ITS SELECTION AND OVERSIGHT PROCESS RELATED TO ITS INDEPENDENT ACOUNTANT. FORM 990, PART XI, LINE 9 DONATION MADE BY GLEIF TO GLEIF AMERICAS IS PRESENTED AS PAID-IN-CAPITAL IN GLEIF AMERICAS' FINANCIALS ACCORDING TO THE GLEIF DONATION AGREEMENT. FORM 990, PART XII, FINANCIAL STATEMENTS REPORTING GLEIF AMERICAS IS INCLUDED IN THE CONSOLIDATED FINANCIALS FOR THE GLOBAL LEGAL ENTITY IDENTIFIER FOUNDATION, SWITZERLAND, THE CONTROLLING ENTITY, AND THESE CONSOLIDATED FINANCIAL STATEMENTS ARE AUDITED BY EY UNDER IFRS RULES. GLOBAL LEGAL ENTITY FOUNDATION ST ALBAN-VORSTADT 12 BASEL SZ 4052 000000000 PROVIDES TRUSTED SERVICES TO ENSURE THE INTEGRITY OF THE GLOBAL LEI SYSTEM SZ 501(C)(3) LINE 7 N/A 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 GLOBAL LEGAL ENTITY IDENTIFIER FOUNDATION SWITZERLAND Q 1821569 CASH TRANSFER GLOBAL LEGAL ENTITY IDENTIFIER FOUNDATION SWITZERLAND D 351756 YEAR END AMOUNT