2024-10-31T12:53:01-05:00 2022-12-31 854044283 GANZE TAX & CONSULTING 1500 THIRD STREET SUITE C NAPA CA 945592866 990 2022-01-01 202054708 LUIS & LINDA NIEVES FAMILY FOUNDATION LUIS 7072579700 1174 MONTICELLO ROAD NAPA CA 945582866 LUIS A NIEVES DONOR DIRECTOR 7072579700 2024-02-16 1 0 DEBRA HAVERSTICK P01466216 7072556540 2024-02-16 2022 2024-10-15 13:58:12Z LUIS A NIEVES 1174 MONTICELLO ROAD NAPA CA 945582866 6183407 0 X N/A X 2004 CA THE CORPORATION IS ORGANIZED AND SHALL BE OPERATED EXCLUSIVELY FOR CHARITABLE OR EDUCATIONAL PURPOSES BY CONDUCTING OR SUPPORTING ACTIVITIES FOR THE BENEFIT OF SOKA UNIVERSITY OF AMERICA, A CALIFORNIA NONPROFIT BENEFIT CORPORATION 5 2 0 0 0 0 8127 35062 0 0 1525146 -310276 47396 5971 1580669 -269243 0 0 0 0 0 0 0 0 0 128141 120049 128141 120049 1452528 -389292 12744284 10285219 0 0 12744284 10285219 THE CORPORATION IS ORGANIZED AND SHALL BE OPERATED EXCLUSIVELY FOR CHARITABLE OR EDUCATIONAL PURPOSES BY CONDUCTING OR SUPPORTING ACTIVITIES FOR THE BENEFIT OF SOKA UNIVERSITY OF AMERICA, A CALIFORNIA NONPROFIT BENEFIT CORPORATION 0 0 THE LUIS AND LINDA NIEVES FAMILY FOUNDATION DONATED $313,355 TO SOKA UNIVERSITY IN 2020. DUE TO COVID 19 ALL PROGRAMS AND INSTRUCTIONS AT THE UNIVERSITY WERE DONE REMOTELY AND SOKA UNIVERSITY WAS UNABLE TO UTILIZE THESE FUNDS DURING THE 2020-2021 AND 2021-2022 ACADEMIC YEAR. SOKA UNIVERSITY WILL ROLL-OVER THESE FUNDS TO THE 2022-23 ACADEMIC YEAR AND USE THE FUNDS TO SUPPORT THE PROGRAMS FUNDED IN PRIOR YEARS. 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 2 1 0 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 CA X GANZE TAX AND CONSULTING 7072556540 1500 THIRD STREET SUITE C NAPA CA 94559 LUIS NIEVES DONOR DIRECTOR 0.10 X X 0 0 0 LINDA NIEVES DONOR DIRECTOR 0.10 X X 0 0 0 EDWARD FEASEL UNIVERSITY DIRECTOR 0.10 X X 0 494000 63599 ARCHIBALD ASAWA UNIVERSITY DIRECTOR 0.10 X X 0 336847 61433 MICHAEL WEINER UNIVERSITY DIRECTOR 0.10 X X 0 254000 46020 0 1084847 171052 0 0 1 0 0 35062 35062 209626 209626 5845564 87184 6452650 0 -607086 87184 -519902 -519902 CARLYLE 523000 4571 4571 BLACKROCK 523000 1400 1400 5971 -269243 -519902 0 215597 35062 35062 62177 62177 19665 19665 FOREIGN TAX PAID 3145 3145 120049 0 120049 0 -1 153157 932112 11424941 9245725 1155086 94540 11100 12843 12744284 10285219 0 0 X 0 0 0 0 12744284 10285219 12744284 10285219 12744284 10285219 X -389292 -2072153 2380 X 0 0 0 X X X 1 SOKA UNIVERSITY OF AMERICA 953909672 2 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 PART I, LINE 2: THE UNIVERSITY REPRESENTATIVES ON THE BOARD OF DIRECTORS PROVIDE PERIODICALLY UPDATES AND REPORTS TO THE FOUNDATION ON THOSE ACTIVITIES SUPPORTED BY THE FOUNDATION. SUCH REPORTS ARE PROVIDED BOTH TELEPHONICALLY DURING QUARTERLY FUND REVIEWS AS WELL AS THE ANNUAL BOARD MEETING. PART II LINE 1, COLUMN (H) ADDITIONAL INFORMATION DUE TO COVID 19 THE 2020-2021 AND 2021-2022 ACADEMIC YEAR WAS CONDUCTED BY REMOTE LEARNING AND WAS UNABLE TO UTILIZE THESE FUNDS. THESE FUNDS WILL BE ROLLED OVER TO THE 2022-23 ACADEMIC YEAR. 0 0 0 0 0 0 0 0 0 EDWARD FEASEL UNIVERSITY DIRECTOR 0 494000 0 0 0 0 0 49400 0 14199 0 557599 0 0 ARCHIBALD ASAWA UNIVERSITY DIRECTOR 0 336847 0 0 0 0 0 33685 0 27748 0 398280 0 0 MICHAEL WEINER UNIVERSITY DIRECTOR 0 254000 0 0 0 0 0 25400 0 20620 0 300020 0 0 PART I, LINE 1A THE ORGANIZATION DID NOT REIMBURSE ANY EXPENSES FOR OFFICERS AND DIRECTORS FORM 990, PART VI, SECTION A, LINE 2 LUIS NIEVES-DONOR DIRECTOR AND LINDA NIEVES-DONOR DIRECTOR - LUIS & LINDA NIEVES HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE CORPORATIONS SHALL HAVE 5 DIRECTORS, WHO SHALL BE DIVIDED INTO 2 CLASSES, AS FOLLOWS: (1) THE UNIVERSITY CLASS, WHICH SHALL CONSISTS TO 3 DIRECTORS, ALL OF WHOM SHALL BE DIRECTORS OR OFFICERS OF OTHERWISE KEY EMPLOYEES OF THE UNIVERSITY (HEREINAFTER REFERRED TO AS THE "UNIVERSITY DIRECTORS") AND (2) THE DONOR CLASS, WHICH SHALL CONSIST OF 2 DIRECTORS (HEREINAFTER REFERRED TO AS THE "DONOR DIRECTORS"). THE UNIVERSITY SHALL APPOINT THE 3 UNIVERSITY DIRECTORS FOR A TERM OF 2 YEARS AND WHO MAY SERVE FOR CONSECUTIVE TERMS WITHOUT LIMITATION. THE INITIAL DONOR DIRECTORS SHALL SERVE FOR A 6 YEAR TERM AND SHALL HAVE THE RIGHT TO JOINTLY DESIGNATE SUCCESSOR DONOR DIRECTOR. UPON THE DEATH OF ONE OF THE DONORS, THE SURVIVING DONOR SHALL HAVE THE EXCLUSIVE RIGHT TO DESIGNATE SUCCESSOR DONOR DIRECTORS. UPON THE DEATH OF BOTH DONORS, THEIR ISSUE AND THE DONORS' TRUSTED ADVISORS SHALL HAVE THE EXCLUSIVE RIGHT TO DESIGNATE SUCCESSOR DONOR DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE GOVERNING BODY WILL RECEIVE A COPY OF THE TAX RETURN BY E-MAIL BEFORE THE TAX RETURN IS FILED. THE BOARD WILL REVIEW THE TAX RETURN AFTER THE RETURN IS FILED AT THE NEXT BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT PAY COMPENSATION. ALL DIRECTORS ARE VOLUNTEER. THE ORGANIZATION DOES NOT HAVE A PROCESS FOR DETERMINING COMPENSATION. THE COMPENSATION REPORTED IS FROM THE RELATED ORGANIZATION SOKA UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION DOES NOT MAINTAIN AN OFFICE BUT WILL MAIL, WITHIN 2 WEEKS OF RECEIVING THE REQUEST, A COPY OF ITS APPLICATION FOR TAX EXEMPTION AND ANNUAL INFORMATION RETURNS TO THE REQUESTER. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAINTAIN AN OFFICE BUT WILL MAIL, WITHIN 2 WEEKS OF RECEIVING THE REQUEST, A COPY OF ITS GOVERNING DOCUMENTS. FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC EDWARD FEASEL - 1 UNIVERSITY DRIVE, ALISO VIEJO, CA 92656. ARCHIBALD ASAWA - 1 UNIVERSITY DRIVE, ALISO VIEJO, CA 92656. MICHAEL WEINER - 1 UNIVERSITY DRIVE, ALISO VIEJO, CA 92656. FORM 990, PART XI, LINE 9: NON DIVIDEND DISTRIBUTIONS 2,380. SOKA UNIVERSITY OF AMERICA 1 UNIVERSITY DRIVE ALISO VIEJO CA 92656 953909672 SCHOOL CA 501(C)(3) 2 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SOKA UNIVERSITY OF AMERICA B 0 CASH