2024-07-17T14:45:36-05:00 2023-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2023-01-01 760383386 Catalyst Foundation c/o WH Caudill Norton Rose Fulbright CATA 7136515151 1301 McKinney Street 5100 Houston TX 77010 Ken Suyama President 7136515151 2024-07-17 1 Ken Suyama 999009999 0 Kurt Coburn P01638285 7134395739 2024-07-17 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 4166988 X X 3823 3823 127126 126525 -77275 1513368 0 53674 130348 52000 0 52000 10343 5171 5172 41259 41259 0 2435 2435 0 8726 0 8726 4494 228 4266 119257 49093 70164 181138 181138 300395 49093 251302 -246721 81255 25778 13807 13807 136833 177072 177072 500 500 500 344925 0 0 3324891 3396023 3940712 40916 39220 34897 3873343 3626622 4166988 0 0 X 3873343 3626622 0 0 0 0 3873343 3626622 3873343 3626622 3873343 -246721 0 3626622 0 3626622 Publicly traded securities 1513368 1590643 -77275 -77275 -77275 1129 0 1129 0 1129 4878 0 0 0 4878 0 3749 3749 0 0 0 0 0 0 0 0 0 0 0 1 1 NY TX 1 0 0 0 0 1 www.catalyst-foundation.org Blazek Vetterling 7134395739 2900 Weslayan Suite 200 Houston TX 77027 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Ken Suyama 420 Columbus Avenue Suite 204 Valhalla NY 10595 President 3.00 30000 0 0 Yoshihiko Horio 420 Columbus Avenue Suite 204 Valhalla NY 10595 Vice Pres. 3.00 22000 0 0 William H Caudill 420 Columbus Avenue Suite 204 Valhalla NY 10595 Secretary 3.00 500 0 0 Hatsumi Suyama 420 Columbus Avenue Suite 204 Valhalla NY 10595 Treasurer 3.00 500 0 0 Shigeko Woolfalk 420 Columbus Avenue Suite 204 Valhalla NY 10595 Trustee 3.00 7243 0 0 NONE 0 NONE 0 0 3822423 205258 0 4027681 0 0 4027681 60415 3967266 198363 198363 1129 1129 197234 0 197234 0 197234 251302 0 251302 197234 0 0 60309 60309 251302 0 0 0 197234 54068 0 0 114377 0 0 0 0 0 0 60309 54068 54068 See website wwwcatalyst-foundationo c/o Epoch Microelectronics Valhalla NY 10595 9143328570 catalysis@catalyst-foundation.org Application on website See website See website Boston University One Silber Way Boston MA 02215 N/A GOV Research grant 101138 Columbia University 615 West 131st Street MC 8741 New York NY 10027 N/A PC Research grant 60000 The University of Texas at Dallas 800 W Campbell Rd Richardson TX 75080 N/A GOV Research grant 20000 181138 0 14 3823 14 127126 18 -77275 0 53674 0 53674 0 0 0 0 0 0 0 0 0 0 Tax compliance 3600 1800 1800 Bookkeeping services 6743 3371 3372 Shigeko Woolfalk Trustee fees: $500Accounting services: $6,743 84 Affiliated Managers Group Inc 4.200% 09/30/61 1466 1388 70 Affiliated Managers Group Inc 4.750% 09/30/60 1678 1315 83 Affiliated Managers Group Inc 5.875% 03/30/59 2210 1879 84 Algonquin Power & Utilities Corp A 6.20% 07/01/79 2344 2029 102 American Financial Group Inc 5.125% 12/15/59 2278 2224 42 American Financial Group Inc 5.875% 03/30/59 1149 989 472 AT&T Inc 5.625% 08/01/67 1159 1040 43 CMS Energy Corp 5.625% 03/15/78 1166 1047 52 DTE Energy Co Cal Deb 81 4.375% 12/01/81 1322 1102 43 DTE Energy Co Ser E 5.25% 12/01/77 1171 1052 79 DTE Energy Co Ser G 4.375% 10/15/80 1775 1588 66 Duke Energy Corp 5.625% 09/15/78 1695 1561 134 Entergy Arkansas LLC 4.875% 09/01/66 3522 2846 74 Entergy Louisiana LLC 4.875% 09/01/66 1938 1572 86 Georgia Power Co 5.0% 10/01/77 2256 1931 54 Globe Life Inc 4.25% 06/15/61 1070 1007 70 NextEra Energy Capital Holdings Inc 5.65% 03/01/79 1907 1715 50 Prudential Financial Inc 4.125% 09/01/60 1240 968 81 Prudential Financial Inc 5.625% 08/15/58 2081 2018 100 Prudential Financial Inc 5.950% 09/01/62 2484 2549 38 Reinsurance Group of America, Inc 7.125% 10/15/52 960 986 32 Stifel Financial Corp 5.2% 10/15/47 833 662 59 The Southern Co 5.25% 12/01/77 1516 1429 47 AbbVie Inc 6954 7209 25 Acuity Brands Inc 4504 5162 26 Adobe Inc 7583 15512 110 AES Corp 1597 2117 28 Agco Corp 3121 3399 23 Air Products and Chemicals Inc 3591 6237 379 Alight Inc 3598 3233 82 Allison Transmission Holdings Inc 3509 4790 117 Dep Shs Allstate Corp 5.1% Pfd Ser H 2969 2363 233 Dep Shs Allstate Corp 5.1% Pfd Ser H 5879 4949 163 Alphabet Inc Class A 2748 22769 158 Amazon.com Inc 17994 24007 942 Amcor PLC 12344 9081 26 Amedisys Inc 2662 2472 95 American International Group Inc 5031 6444 126 Dep Shs American International Group Inc Pfd 5.85% Ser A 3289 3166 109 American Tower Corp 17934 23531 58 Ameris Bancorp 2462 3077 94 Amkor Technology, Inc. 2441 3135 42 AMN Healthcare Services, Inc. 3953 3114 279 Apollo Global Management 12306 26000 200 Apple Inc 14314 38506 92 Applovin Corp 1391 3666 133 ArcelorMittal SA 3801 3776 217 Dep Shs Arch Capital Group Ltd 4.55% Pfd Ser G 4330 4347 131 Dep Shs Arch Capital Group Ltd 5.45% Pfd Ser F 3362 3117 17 Arista Networks Inc 3138 3995 150 Array Technologies Inc 2418 2520 27 Arrow Electronics, Inc. 2548 3270 37 Ashland Inc 3815 3119 16 ASML Holding NV 11020 12074 16 Assurant Inc 2403 2696 77 Assured Guaranty Ltd. 3130 5762 117 AstraZeneca plc 7721 7880 137 Dep Shs AT&T Inc 4.75% Pfd Ser C 3200 2708 101 Dep Shs AT&T Inc 5.00% Pfd Ser A 2318 2125 30 Atkore Inc 4093 4837 64 Automatic Data Processing Inc 2816 14910 68 AvalonBay Communities Inc 11528 12762 142 Avantor Inc 4040 3242 67 Avnet Inc 2853 3377 66 AXIS Capital Holdings Ltd 3521 3654 245 Bank of America Corp 8069 8249 173 Dep Shs Bank of America Corp 4.250% Pfd Ser QQ 3458 3227 171 Dep Shs Bank of America Corp 4.375% Pfd Ser NN 3741 3321 153 Dep Shs Bank of America Corp 5.000% Pfd Ser LL 3610 3293 164 Dep Shs Bank of America Corp 5.375% Pfd Ser KK 4266 3787 84 Bank of Montreal 8868 8311 330 BCE Inc 17619 12995 81 Beacon Roofing Supply Inc 6496 7065 116 Becton Dickinson and Co 25099 28284 25 Belden Inc 1161 1948 74 Bellring Brands Inc 3172 4104 70 Berkshire Hathaway Inc Class B 5722 24966 56 Berkshire Hills Bancorp Inc 1579 1390 597 Bgc Group Inc 3121 4310 96 Bloomin' Brands Inc 2028 2692 184 Blue Owl Capital Inc 1930 2742 392 Bowlero Corp 5297 5551 79 Boyd Gaming Corporation 5155 4952 57 Brady Corp 3080 3319 48 Brinker International, Inc. 2060 2092 123 Brinks Co 7422 10818 227 British American Tobacco PLC 9898 6649 13 Broadcom Inc 2645 14198 63 Buckle Inc 2518 2994 18 Builders FirstSource, Inc. 2412 2947 42 Cactus Inc 2012 1907 83 Caleres Inc 1873 2551 187 Canadian Imperial Bank of Commerce 10003 9002 71 Canadian Pacific Kansas City Ltd 4867 5613 197 Dep Shs Capital One Financial Corp 4.8% Pfd Ser J 4292 3480 185 Dep Shs Capital One Financial Corp 5.0% Pfd Ser I 4568 3409 79 Capital One Financial Corp. 7401 10358 9 Carlisle Companies, Inc. 2116 2723 119 Cars.com Inc 2244 2257 142 Catalyst Pharmaceuticals Inc 1956 2387 25 Cboe Global Markets Inc 3251 4493 88 ChampionX Corp 890 2570 104 Dep Shs Charles Schwab Corporation 4.45% Pfd Ser J 2612 2062 46 Check Point Software Technologies Ltd. 5589 7028 4 Chemed Corp 1885 2339 32 Chesapeake Energy Corp 2130 2459 28 Chevron Corp 4264 4179 77 Ciena Corp 3942 3466 176 Cisco Systems Inc 9300 8892 47 Dep Shs Citigroup Inc 9.696% Pfd Ser J 2132 1192 180 Dep Shs Citizens Financial Group Inc 5.00% Pfd Ser E 4478 3602 52 Dep Shs Citizens Financial Group Inc 6.35% Pfd Ser D 1412 1265 90 Clearfield Inc 3784 2632 30 CME Group Inc 3859 6251 55 Dep Shs CMS Energy Corporation 4.2% Pfd Ser C 1409 1095 296 Coca-Cola Co 16715 17443 134 Coca-Cola Europacific Partners PLC 7402 8807 75 Coca-Cola Femsa SAB de CV 4322 7098 56 Coherent Corp 1946 2448 732 Comcast Corp 25632 32098 48 Concentrix Corp 4412 4666 298 Corecivic Inc 3468 4330 83 Cousins Properties Inc 2675 2021 56 Crown Holdings, Inc. 4633 5113 26 Curtiss-Wright Corp. 3443 5842 55 Dave & Buster's Entertainment Inc 1912 2962 72 Diageo plc 12261 10494 65 Dep Shs Digital Realty Trust Inc 5.20% Pfd Ser L 1580 1434 97 Dep Shs Digital Realty Trust Inc 5.85% Pfd Ser K 2581 2393 65 Dime Community Bancshares Inc 1982 1750 163 Dnow Inc 1605 1845 133 Dropbox Inc 2772 3921 97 Dep Shs Duke Energy Corp 5.75% Pfd Ser A 2660 2388 211 Dun & Bradstreet Holdings Inc 2474 2469 90 East West Bancorp Inc 5843 6490 36 Eaton Corporation PLC 5285 8781 50 Ecolab Inc 8848 9917 276 Ecovyst Inc 2585 2697 166 Edison International 11105 11867 245 Eldorado Gold Corp 2333 3178 23 Emcor Group Inc 1457 4905 47 Emerson Electric Co 4273 4562 69 Enact Holdings Inc 1933 2001 898 Enbridge Inc 35595 32346 44 EnerSys 4230 4473 79 EQT Corp 2000 3060 96 Dep Shs Equitable Holdings Inc 4.30% Pfd Ser C 2359 1592 100 Essent Group Ltd 4092 5274 9 Essex Property Trust Inc 2055 2211 144 Eurofins Scientific SE 683 2209 29 Evercore Inc 2550 4960 13 Everest Group Ltd 3292 4597 20 Expedia Group Inc 2068 3036 175 Expro Group Holdings NV 3298 2786 162 Extreme Networks Inc 2982 2858 169 Exxon Mobil Corp 15728 16897 37 Federal Agricultural Mortgage Corp Class C 3744 7075 14,432 Federated Hermes International Dividend Strategy Portfolio 118494 134216 222 Dep Shs Fifth Third Bancorp 4.95% Pfd Ser K 5658 5109 200 First Advantage Corp 2809 3314 1 First Citizens BancShares Inc (Del) Class A 621 1951 51 Dep Shs First Horizon Corp 4.70% Pfd Ser F 1254 888 84 First Merchants Corp 3254 3115 56 Firstcash Holdings Inc 5351 6050 210 Flex Ltd 3102 6397 34 FMC Corp 3198 2171 181 Fortis Inc 8810 7445 99 Fortrea Holdings Inc 3304 3451 167 Freeport-McMoRan Inc 5677 7109 114 Frontdoor Inc 3498 4015 32 FTI Consulting Inc 5099 6374 379 Gannett Co Inc 7319 5799 226 Gen Digital Inc 4981 5157 176 General Motors Co 7011 6322 99 Gilead Sciences, Inc. 7738 8007 189 Dep Shs Goldman Sachs Group Inc 6.375% Pfd Ser K 5331 4792 87 Granite Construction Inc. 3398 4425 166 Graphic Packaging Holding Co 2499 4092 326 GSK plc 11630 12082 72 Haemonetics Corporation 5246 6116 53 Halozyme Therapeutics, Inc. 1934 1951 79 Hancock Whitney Corp 4075 3839 36 Henry Schein, Inc. 2836 2761 205 Heritage Commerce Corp. 2086 2034 50 HF Sinclair Corp 2739 2778 40 Home Depot Inc 7743 13861 71 Honeywell International Inc 4986 14889 29 Hub Group Inc 1975 2647 311 Huntington Bancshares Inc 3033 3956 167 Dep Shs Huntington Bancshares Inc 4.50% Pfd Ser H 3704 2959 163 Dep Shs Huntington Bancshares Inc 6.87% Pfd Ser J 3982 3861 34 ICON PLC 6774 9600 31 Ingredion Inc 2903 3329 14 Insight Enterprises, Inc. 551 2414 218 Intel Corp 7782 10954 40 Intercontinental Exchange Inc 4501 5114 50 InterDigital Inc 3075 5427 126 Interpublic Group of Companies Inc 3672 4113 28 Jabil Inc 1601 3567 29 Jacobs Solutions Inc 3633 3730 67 Jefferies Financial Group Inc 2113 2716 175 Johnson & Johnson 18845 27429 225 JPMorgan Chase & Co 18054 38272 94 Dep Shs JPMorgan Chase & Co 4.200% Pfd Ser MM 1797 1785 157 Dep Shs JPMorgan Chase & Co 4.625% Pfd Ser LL 3404 3273 82 Dep Shs JPMorgan Chase & Co 4.750% Pfd Ser GG 2050 1750 71 Dep Shs JPMorgan Chase & Co 5.750% Pfd Ser DD 1812 1773 82 Dep Shs JPMorgan Chase & Co 6.000% Pfd Ser EE 2122 2072 95 Juniper Networks, Inc. 3036 2801 17,984 K2 Alternative Strategies Fund Advisor Class 201244 197641 117 Dep Shs KeyCorp 5.625% Pfd Ser G 2950 2397 100 Dep Shs KeyCorp 5.650% Pfd Ser F 2286 1998 183 Dep Shs KeyCorp 6.125% Pfd Ser E 5539 3989 108 Dep Shs KeyCorp 6.200% Pfd Ser H 2631 2355 288 Kinder Morgan Inc 3624 5080 359 Kosmos Energy Ltd 1578 2409 29 Lamar Advertising Co 2278 3039 30 Lamb Weston Holdings Inc 3027 3291 7 Landstar System, Inc. 1074 1356 58 Lantheus Holdings Inc 3806 3599 493 Laureate Education Inc 5538 6759 28 LCI Industries 2810 3553 368 LegalZoom.com Inc 4007 4158 221 Leonardo DRS Inc 2890 4429 47 Linde PLC 9994 19205 25 Lithia Motors Inc 6311 8106 24 Live Nation Entertainment Inc 1684 2246 32 LKQ Corp 1705 1529 26,946 Lord Abbett Bond Debenture Fund Class I 189699 189699 32,097 Lord Abbett High Yield Fund Class I 240463 203818 14 LPL Financial Holdings Inc 1465 3191 66 Dep Shs M&T Bank Corp Floating Rate Pfd Ser H 1776 1628 37 Masonite International 3501 3162 16 Mastercard Inc 5024 6934 59 Match Group Inc 2277 2167 260 Merck & Co Inc 16347 28345 28 Meta Platforms Inc 6457 9992 45 Methanex Corp 1979 2136 149 Metlife Inc 7858 9853 199 Dep Shs Metlife Inc 4.75% Pfd Ser F 5020 4087 63 MGM Resorts International 2774 2815 231 Microsoft Corp 27081 86865 15 Middleby Corp 2017 2169 9 Molina Healthcare Inc 1109 3379 32 Molson Coors Beverage Co Class B 1895 1960 340 Mondelez International Inc 16150 24626 91 Dep Shs Morgan Stanley 4.250% Pfd Ser O 1920 1726 98 Dep Shs Morgan Stanley 4.875% Pfd Ser L 2460 2191 178 Dep Shs Morgan Stanley 5.850% Pfd Ser K 5062 4276 40 Dep Shs Morgan Stanley 6.500% Pfd Ser P 1048 1043 122 Dep Shs Morgan Stanley 6.875% Pfd Ser F 3506 3053 262 Dep Shs Morgan Stanley 7.125% Pfd Ser E 7636 6567 205 National Grid plc 14702 13938 61 NCR Atleos Corp 1117 1482 122 NCR Voyix Corp 1745 2063 120 Nestle SA - ADR 13025 13903 39 NetApp Inc 2686 3438 18 Netflix Inc 6839 8800 56 New Jersey Resources Corp 2489 2493 57 Dep Shs New York Community Bancorp Inc 6.375% Pfd Ser A 1677 1291 38 Nexstar Media Group Inc 5481 5904 156 NextEra Energy Inc 9490 9475 94 NiSource Inc 2464 2486 93 Noble Corporation PLC 3928 4458 143 Nomad Foods Ltd 2322 2424 80 Dep Shs Northern Trust Corp 4.70% Pfd Ser E 2010 1698 19 Northrop Grumman Corp 6151 8895 146 Novartis AG 12508 14742 237 Old National Bancorp 3494 4003 201 Oracle Corp 10723 21191 121 Par Pacific Holdings Inc 2083 4401 147 Patterson-UTI Energy, Inc. 1324 1588 64 Peapack-Gladstone Financial Corp 2210 1908 220 Pediatrix Medical Group Inc 2070 2046 38 Pegasystems Inc. 1984 1846 183 Pembina Pipeline Corp 5964 6299 37 PennyMac Financial Services Inc 2981 3286 80 PepsiCo Inc 5175 13509 39 Performance Food Group Co 2410 2723 66 Perrigo Company PLC 2049 2134 315 Pfizer Inc 8099 9069 158 Philip Morris International Inc. 17082 14865 31 Pinnacle West Capital Corporation 2435 2227 94 Pioneer Natural Resources Company 14830 21029 54 PNC Financial Services Group Inc 8276 8362 38 Portland General Electric Company 1912 1647 202 PPG Industries, Inc. 15752 30209 37 Preferred Bank 2514 2696 20,598 Principal Capital Securities Fund Class S 190540 183323 164 Procter & Gamble Co 14974 24033 58 Progressive Corp 7086 9181 225 Propetro Holding Corp 2335 1886 32 Public Storage 8770 9820 172 Dep Shs Public Storage 3.900% Pfd Ser O 3068 2983 123 Dep Shs Public Storage 4.875% Pfd Ser I 3108 2760 72 Dep Shs Public Storage 5.150% Pfd Ser F 1928 1714 41 Dep Shs Public Storage 5.600% Pfd Ser H 1149 1025 31 Qorvo Inc 3025 3459 26 Quidelortho Corp 2489 1916 20 Ralph Lauren Corp 2326 2895 73 Range Resources Corp 2424 2214 56 Dep Shs Regions Financial Corp 4.45% Pfd Ser E 1387 975 104 Dep Shs Regions Financial Corp 5.700% Pfd Ser C 2813 2235 111 Dep Shs Regions Financial Corp 6.375% Pfd Ser B 3206 2557 19 Renaissancere Holdings Ltd 2835 3733 56 Dep Shs Renaissancere Holdings Ltd 4.20% Pfd Ser G 1369 968 44 Dep Shs Renaissancere Holdings Ltd 5.75% Pfd Ser F 1204 1054 294 Roche Holdings AG Basel ADR 10872 10652 74 Royal Bank of Canada 7365 7484 245 RTX Corp 7991 20614 330 Sanofi SA 17928 16411 77 SAP SE 7373 11843 47 Science Applications International Corp 3701 5832 247 Select Water Solutions Inc 1965 1875 286 Sempra 19844 21373 66 Sensata Technologies Holding PLC 2474 2494 44 Sharkninja Inc 1910 2242 135 Shell PLC 8662 8883 18 Sherwin-Williams Co 4875 5716 61 Simply Good Foods Co 2337 2426 261 SK Telecom Co Ltd 6230 5585 16 Skyworks Solutions Inc 1776 1799 625 SLM Corp 9300 11950 61 SouthState Corp 4806 5151 43 Dep Shs Spire Inc 5.9% Pfd Ser A 1175 1064 42 SS&C Technologies Holdings Inc 2565 2567 144 Dep Shs State Street Corp 5.35% Pfd Ser G 4035 3452 86 Dep Shs State Street Corp 5.90% Pfd Ser D 2298 2155 156 Steven Madden Ltd 5088 6552 42 Dep Shs Stifel Financial Corp 6.125% Pfd Ser C 1079 1046 34 Stride Inc 914 2037 27 Stryker Corp 5757 7981 642 Takeda Pharmaceutical Co Ltd 9889 9161 317 TC Energy Corp 17539 12392 73 TD Synnex Corp 6272 7856 674 Telefonica Brasil SA 5680 7374 309 Telus Corp 6613 5497 109 Tempur Sealy International Inc 2676 5556 32 Texas Instruments Inc 3153 5455 59 Textron Inc 3541 4776 69 Dep Shs The Hartford Financial Services Group Inc 6.0% Pfd Ser G 1835 1737 19 Thermo Fisher Scientific Inc 10553 10345 19 Thor Industries Inc 2021 2194 34 Tidewater Inc 2345 2462 231 TJX Companies Inc 6680 21670 97 T-Mobile Us Inc 13020 15615 165 Topgolf Callaway Brands Corp 3458 2366 237 TotalEnergies SE 13976 15969 202 Travelers Companies Inc 15693 38479 21 TriNet Group Inc 2328 2498 282 Dep Shs Truist Financial Corp 4.75% Pfd Ser R 5869 5723 139 Dep Shs Truist Financial Corp 5.25% Pfd Ser O 3453 3119 148 Unilever plc 6888 7175 70 Union Pacific Corp 13125 17134 116 United Parcel Service, Inc. 12433 18239 54 UnitedHealth Group Inc 15525 28429 17 Universal Health Services, Inc. 1983 2591 229 US Bancorp 10798 9911 155 Dep Shs US Bancorp 3.75% Pfd Ser L 3725 2597 287 Dep Shs US Bancorp 4.00% Pfd Ser M 5493 5073 114 Dep Shs US Bancorp 5.50% Pfd Ser K 2744 2674 35 Dep Shs US Bancorp 6.17% Pfd Ser B 784 721 120 US Foods Holding Corp 4166 5449 170 US Silica Holdings Inc 1948 1923 13 Valmont Industries, Inc. 3214 2962 210 Vector Group Ltd 2434 2369 171 Viper Energy Inc 4372 5366 132 Visa Inc 12748 34366 271 Vivid Seats Inc 1959 1713 72 Voya Financial Inc 4534 5253 104 Dep Shs Voya Financial Inc 5.35% Pfd Ser B 2868 2434 108 Vulcan Materials Company 16154 24517 32 W.R. Berkley Corp 2186 2263 28 Walker & Dunlop, Inc. 1810 3153 141 Walmart Inc 8065 22229 117 Walt Disney Co 11398 10564 165 Waste Management, Inc. 12850 29552 57 Weatherford International plc 3247 5603 42 Webster Financial Corporation 2110 2132 32 Dep Shs Webster Financial Corporation 5.25% Pfd Ser B 861 599 66 Dep Shs Wells Fargo & Co 4.375% Pfd Ser CC 1240 1209 230 Dep Shs Wells Fargo & Co 4.750% Pfd Ser Z 4534 4557 73 Dep Shs Wells Fargo & Co 5.625% Pfd Ser Y 1933 1739 206 Dep Shs Wells Fargo & Co 6.625% Pfd Ser R 5950 5175 57 WESCO International, Inc. 4142 9996 111 Western Alliance Bancorporation 4791 7303 52,708 Western Asset Corporate Bond Fund Class I 568716 568189 13 WEX Inc 2229 2529 2 White Mountains Insurance Group Ltd 2293 2510 583 Williams Companies Inc 13465 20306 57 Wintrust Financial Corp 4789 5256 94 World Kinect Corporation 2243 2141 238 Zurich Insurance Group AG 10988 12431 Bank charges 228 228 0 Honorarium 1500 0 1500 Information technology 348 0 348 Insurance 2168 0 2168 State filing fee 250 0 250 Investment management fees 41259 41259 0 Foreign tax 2435 2435 0