2024-04-30T17:19:13-05:00 2023-06-30 201484966 SKINNER FOUCH & OLSON LLP 38 DISCOVERY SUITE 250 IRVINE CA 92618 990PF 2022-07-01 710888527 PRALLE KROTTS FAMILY FOUNDATION PRAL 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 KIM KROTTS PRESIDENT 9492200512 2024-04-30 1 KIM KROTTS 999009999 0 JEFF L OLSON P00415730 9492601430 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 13371481 X 6100000 218855 218855 342156 342156 -380000 10782389 0 6281011 561011 57500 49000 8500 7092 0 0 4925 0 0 13027 739 0 59868 45577 0 142412 95316 8500 495000 495000 637412 95316 503500 5643599 465695 21958 77500 77500 445168 121064 121064 4385946 10537468 10071721 3340557 3101196 3101196 8193629 13837228 13371481 0 0 X 0 0 0 0 8193629 13837228 8193629 13837228 8193629 13837228 8193629 5643599 0 13837228 0 13837228 2000 SHARES OF GLOBAL X FDS ETF 2021-08-19 2022-08-04 82798 63680 19118 19118 1500 SHARES OF GLOBAL X FDS ETF 2021-08-23 2022-08-04 62099 49589 12510 12510 400 SHARES OF JPMORGAN EQUITY TR ETF 2022-05-03 2022-08-24 22893 23260 -367 -367 1500 SHARES OF JPMORGAN EQUITY TR ETF 2021-08-24 2022-08-24 85843 93600 -7757 -7757 2100 SHARES OF JPMORGAN EQUITY TR ETF 2022-05-03 2022-08-24 120180 122115 -1935 -1935 1500 SHARES OF VICI PPTYS INC 2021-08-26 2022-08-03 51137 44579 6558 6558 49950.05 SHARES OF GOLDMAN SACHS TR 2022-08-24 2022-09-08 50000 50005 -5 -5 101 SHARES OF PG&E CORP 5.5% 2022-06-13 2022-09-20 12100 10100 2000 2000 157 SHARES OF PG&E CORP 5.5% 2022-06-13 2022-09-20 18927 15857 3070 3070 1000 SHARES OF SPDR BLOOMBERG 2022-08-24 2022-09-22 91543 91505 38 38 200 SHARES OF GAMING AND LEISURE 2022-06-29 2022-10-31 10034 8950 1084 1084 99910.081 SHARES OF GOLDMAN SACHS TR 2022-08-24 2022-10-13 100000 100020 -20 -20 1500 SHARES OF JPMORGAN EQUITY TR ETF 2022-09-01 2022-10-28 81748 81750 -2 -2 2500 SHARES OF JPMORGAN EQUITY TR ETF 2022-10-13 2022-10-28 136247 125075 11172 11172 1000 SHARES OF VANGUARD SCOTTSDALE ETF 2022-03-21 2022-10-20 58825 79760 -20935 -20935 1000 SHARES OF VANGUARD SCOTTSDALE ETF 2022-04-28 2022-10-20 58825 73310 -14485 -14485 1000 SHARES OF VANGUARD SCOTTSDALE ETF 2022-05-18 2022-10-20 58825 70906 -12081 -12081 1000 SHARES OF ONEOK INC NEW 2022-05-25 2022-11-23 65012 64290 722 722 1000 SHARES OF SOUTHERN COMPANY 2022-10-28 2022-12-30 71868 65820 6048 6048 600 SHARES OF BANK OF AMERICA CORP PFD 2022-04-01 2023-01-09 11790 11550 240 240 1900 SHARES OF BANK OF AMERICA CORP PFD 2022-04-04 2023-01-09 37334 36575 759 759 100 SHARES OF NORTHWEST NATURAL 2022-03-30 2023-01-27 5006 5000 6 6 55 SHARES OF SOUTH JERSEY 5.625% PFD 2022-05-26 2023-01-30 888 995 -107 -107 200 SHARES OF SOUTH JERSEY 5.625% PFD 2022-05-26 2023-01-30 3200 3617 -417 -417 1745 SHARES OF SOUTH JERSEY 5.625% PFD 2022-05-26 2023-01-31 27396 31560 -4164 -4164 250 SHARES OF SPDR BLOOMBERG ETF 2022-08-24 2023-01-30 22930 22876 54 54 800 SHARES OF AFFIL MGR GRP 4.75% PFD 2022-06-13 2023-02-02 16200 15680 520 520 1000 SHARES OF BROOKFIELD BRP 4.875%PFD 2022-10-31 2023-02-02 19000 14900 4100 4100 1982 SHARES OF COHEN & STEERS QUALITY 2022-05-25 2023-02-01 26955 27352 -397 -397 750 SHARES OF SPDR BLOOMBERG ETF 2022-08-24 2023-02-21 68717 68629 88 88 1000 SHARES OF VORNADO REALTY 5.25% PFD 2022-05-12 2023-02-01 18500 19000 -500 -500 100 SHARES OF BANK OZK 4.625% PFD 2022-05-03 2023-03-24 1480 1790 -310 -310 100 SHARES OF BANK OZK 4.625% PFD 2022-05-03 2023-03-24 1479 1790 -311 -311 800 SHARES OF BANK OZK 4.625% PFD 2022-05-03 2023-03-24 11824 14317 -2493 -2493 349590.473 SHARES OF GOLDMAN SACHS TR 2022-08-24 2023-03-23 349940 349975 -35 -35 149835.181 SHARES OF GOLDMAN SACHS TR 2022-12-30 2023-03-23 149985 150000 -15 -15 678 SHARES OF KEYCORP PERP PFD 2022-08-17 2023-03-23 14197 16950 -2753 -2753 826 SHARES OF KEYCORP PERP PFD 2022-08-17 2023-03-23 17288 20650 -3362 -3362 1896 SHARES OF KEYCORP PERP PFD 2022-08-17 2023-03-23 39664 47400 -7736 -7736 600 SHARES OF KEYCORP PERP PFD 2022-08-17 2023-03-23 12546 15000 -2454 -2454 21 SHARES OF SCE TR V SER K 5.45% PFD 2022-10-11 2023-03-06 494 411 83 83 1479 SHARES OF SCE TR V SER K 5.45% PFD 2022-10-11 2023-03-07 34756 28914 5842 5842 250 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-03-01 22866 22864 2 2 350 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-03-07 32033 32009 24 24 400 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-03-13 36652 36582 70 70 75000 SHARES OF FIDELITY FUNDS 2023-04-14 2023-04-14 75000 75000 0 0 2500 SHARES OF KINDER MORGAN INC DEL 2023-02-21 2023-04-10 44500 43875 625 625 1000 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-04-04 91489 91455 34 34 500 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-04-10 45775 45728 47 47 450 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-02 10692 11250 -558 -558 300 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-02 7110 7500 -390 -390 750 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-02 17775 18750 -975 -975 50 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 1185 1250 -65 -65 10 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 228 250 -22 -22 100 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 2113 2500 -387 -387 200 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 4210 5000 -790 -790 100 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 2108 2500 -392 -392 40 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 843 1000 -157 -157 1000 SHARES OF ASSOCIATED BANC-CORP PFD 2023-02-06 2023-05-04 21275 25000 -3725 -3725 2500 SHARES OF JACKSON FINANCIAL PFD 2023-03-06 2023-05-25 62375 62500 -125 -125 1000 SHARES OF SOUTHERN COMPANY 2023-03-01 2023-05-11 70499 62000 8499 8499 500 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-05-12 45786 45728 58 58 250 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-05-19 22915 22864 51 51 750 SHARES OF SPDR BLOOMBERG ETF 2022-11-04 2023-05-19 68734 68591 143 143 200 SHARES OF VORNADO REALTY 5.25% PFD 2022-05-11 2023-05-02 2262 3800 -1538 -1538 184 SHARES OF VORNADO REALTY 5.25% PFD 2022-05-11 2023-05-02 2050 3496 -1446 -1446 16 SHARES OF VORNADO REALTY 5.25% PFD 2022-05-12 2023-05-02 178 304 -126 -126 100 SHARES OF VORNADO REALTY 5.25% PFD 2022-05-11 2023-05-02 1113 1900 -787 -787 -20 SHARES OF CALL VERIZON COMMUNICATN 2023-04-04 2023-06-16 1999 1999 1999 300 SHARES OF ABBVIE INC 2021-01-13 2022-07-01 45592 33987 11605 11605 200 SHARES OF ABBVIE INC 2021-01-13 2022-07-01 30395 22657 7738 7738 400 SHARES OF MEDTRONIC PLC 2020-11-03 2022-07-14 34813 41422 -6609 -6609 1000 SHARES OF EQUITABLE HLDGS 4.3% PFD 2021-01-05 2022-08-18 20100 25000 -4900 -4900 600 SHARES OF VODAFONE GROUP PLC NEW 2016-08-11 2022-08-18 8732 18904 -10172 -10172 500 SHARES OF VODAFONE GROUP PLC NEW 2016-08-11 2022-08-18 7276 15752 -8476 -8476 400 SHARES OF VODAFONE GROUP PLC NEW 2016-08-11 2022-08-18 5821 12601 -6780 -6780 1500 SHARES OF VODAFONE GROUP PLC NEW 2020-01-02 2022-08-18 21829 29093 -7264 -7264 400 SHARES OF WALMART INC 2021-02-01 2022-08-17 56637 56000 637 637 1000 SHARES OF DOUBLELINE OPPORTUNISTIC 2020-12-17 2022-10-03 14750 19050 -4300 -4300 805 SHARES OF DOUBLELINE OPPORTUNISTIC 2020-12-23 2022-10-03 11873 15295 -3422 -3422 695 SHARES OF DOUBLELINE OPPORTUNISTIC 2020-12-23 2022-10-04 10286 13205 -2919 -2919 500 SHARES OF JPMORGAN CHASE & CO 2020-07-21 2022-10-28 62824 49460 13364 13364 632 SHARES OF BLACKROCK HEALTH 2021-03-05 2022-11-04 27251 27808 -557 -557 200 SHARES OF AFFIL MGR GRP 4.75% PFD 2020-09-17 2023-02-02 4050 5000 -950 -950 1000 SHARES OF ARGO GROUP INC 7% PFD 2020-07-07 2023-02-22 23999 25000 -1001 -1001 1000 SHARES OF BROOKFIELD BRP 4.875%PFD 2021-12-07 2023-02-02 19000 25000 -6000 -6000 500 SHARES OF UGI CORP NEW 7.125% PFD 2021-05-18 2023-02-02 47249 50125 -2876 -2876 500 SHARES OF VORNADO REALTY 5.25% PFD 2020-11-19 2023-02-01 9250 12500 -3250 -3250 3000 SHARES OF BANK OZK 4.625% PFD 2021-10-28 2023-03-24 44280 75000 -30720 -30720 56 SHARES OF OLD NATL BANCORP 7% PFD 2020-06-17 2023-03-23 1370 1400 -30 -30 1685 SHARES OF OLD NATL BANCORP 7% PFD 2020-06-17 2023-03-23 41198 42125 -927 -927 100 SHARES OF OLD NATL BANCORP 7% PFD 2020-06-17 2023-03-23 2447 2500 -53 -53 100 SHARES OF OLD NATL BANCORP 7% PFD 2020-06-17 2023-03-23 2448 2500 -52 -52 1500 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-03-23 31035 37500 -6465 -6465 450 SHARES OF NISOURCE INC 7.75% PFD 2021-04-14 2023-04-26 47250 46350 900 900 50 SHARES OF NISOURCE INC 7.75% PFD 2021-04-14 2023-04-26 5250 5000 250 250 100 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-04-26 2024 2500 -476 -476 487 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-04-26 9837 12175 -2338 -2338 604 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-04-26 12195 15100 -2905 -2905 170 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-04-26 3436 4250 -814 -814 139 SHARES OF US BANCORP 4.5% PFD 2022-02-02 2023-04-26 2805 3475 -670 -670 2500 SHARES OF US BANCORP DEL PERPTL 2022-04-01 2023-04-27 46250 50000 -3750 -3750 1200 SHARES OF VICI PPTYS INC 2021-09-10 2023-04-26 39522 35195 4327 4327 1500 SHARES OF TELEPHONE&DATA 6% PFD 2021-08-09 2023-05-05 14550 37500 -22950 -22950 400 SHARES OF TELEPHONE&DATA 6.625%PFD 2021-02-23 2023-05-05 4400 10000 -5600 -5600 100 SHARES OF TELEPHONE&DATA 6.625%PFD 2021-02-23 2023-05-05 1099 2500 -1401 -1401 1000 SHARES OF TELEPHONE&DATA 6.625%PFD 2021-02-23 2023-05-05 10900 25000 -14100 -14100 1500 SHARES OF TELEPHONE&DATA 6.625%PFD 2021-02-23 2023-05-05 16500 37500 -21000 -21000 1382 SHARES OF US CELLULAR 5.5% PFD 2020-11-30 2023-05-05 17411 34550 -17139 -17139 299 SHARES OF US CELLULAR 5.5% PFD 2020-11-30 2023-05-05 3737 7475 -3738 -3738 100 SHARES OF US CELLULAR 5.5% PFD 2020-11-30 2023-05-05 1215 2500 -1285 -1285 1101 SHARES OF US CELLULAR 5.5% PFD 2020-11-30 2023-05-05 13437 27525 -14088 -14088 302 SHARES OF VORNADO REALTY 4.45% PFD 2022-03-04 2023-05-02 3083 6085 -3002 -3002 212 SHARES OF VORNADO REALTY 4.45% PFD 2022-02-07 2023-05-02 2162 4600 -2438 -2438 398 SHARES OF VORNADO REALTY 4.45% PFD 2022-03-04 2023-05-02 4060 8020 -3960 -3960 800 SHARES OF VORNADO REALTY 4.45% PFD 2022-02-07 2023-05-02 8016 17360 -9344 -9344 300 SHARES OF VORNADO REALTY 4.45% PFD 2022-03-04 2023-05-02 3003 6045 -3042 -3042 988 SHARES OF VORNADO REALTY 4.45% PFD 2022-02-07 2023-05-02 9880 21440 -11560 -11560 400 SHARES OF VORNADO REALTY 5.25% PFD 2020-11-19 2023-05-02 4528 10000 -5472 -5472 400 SHARES OF VORNADO REALTY 5.25% PFD 2020-11-19 2023-05-02 4460 10000 -5540 -5540 200 SHARES OF VORNADO REALTY 5.25% PFD 2020-11-19 2023-05-02 2226 5000 -2774 -2774 700 SHARES OF US CELLULAR 6.25% PFD 2020-08-10 2023-05-05 9975 17500 -7525 -7525 800 SHARES OF US CELLULAR 6.25% PFD 2020-08-10 2023-05-05 11326 20000 -8674 -8674 90 SHARES OF US CELLULAR 6.25% PFD 2020-08-10 2023-05-05 1281 2250 -969 -969 200 SHARES OF US CELLULAR 6.25% PFD 2020-08-10 2023-05-05 2842 5000 -2158 -2158 1210 SHARES OF US CELLULAR 6.25% PFD 2020-08-10 2023-05-05 17182 30250 -13068 -13068 10416.667 SHARES OF AMERICAN CENTURY CAL IFORNIA HIGH YIELD M UNICIPAL FUND 2022-07-28 2022-12-21 100000 104245 -4245 -4245 82670.246 SHARES OF AMERICAN CENTURY CAL IFORNIA HIGH YIELD M UNICIPAL FUND 2022-07-28 2022-12-28 788674 827325 -38651 -38651 1503.006 SHARES OF AMERICAN CENTURY CAL IFORNIA HIGH YIELD M UNICIPAL FUND C 2022-08-17 2022-12-28 14339 15041 -702 -702 1196.954 SHARES OF AMERICAN CENTURY CAL IFORNIA HIGH YIELD M UNICIPAL FUND C 2022-08-25 2022-12-28 11419 11979 -560 -560 24560.061 SHARES OF ARBITRAGE FUND CLASS I 2022-07-28 2022-11-11 320263 321000 -737 -737 19807.923 SHARES OF BLACKROCK INTERNATIO NAL FUND INSTITUTIONAL CLASS 2022-07-28 2022-11-08 309598 330000 -20402 -20402 80099.751 SHARES OF BLACKROCK CALIFORNIA MUNICIPAL OPPORTUNI TIES FUND INSTI 2022-07-28 2022-11-22 934764 963397 -28633 -28633 1251.043 SHARES OF BLACKROCK CALIFORNIA MUNICIPAL OPPORTUNI TIES FUND INSTIT 2022-08-17 2022-11-22 14600 15047 -447 -447 993.26 SHARES OF BLACKROCK CALIFORNIA MUNICIPAL OPPORTUNI TIES FUND INSTITUT 2022-08-25 2022-11-22 11591 11946 -355 -355 1889.962 SHARES OF COHEN & STEERS REALT Y SHARES FUND CLASS I 2022-07-28 2022-11-03 109542 134981 -25439 -25439 47.617 SHARES OF COHEN & STEERS REALT Y SHARES FUND CLASS I 2022-08-25 2022-11-03 2760 3401 -641 -641 6500.542 SHARES OF DELAWARE EMERGING MA RKETS FUND INSTITUTIONAL CLASS 2022-07-28 2022-11-07 105439 120000 -14561 -14561 35548.173 SHARES OF FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND CLASS 2022-07-28 2022-08-19 326332 321000 5332 5332 1100.917 SHARES OF FRANKLIN SMALL-CAP V ALUE FUND ADVISOR CLASS 2022-07-28 2022-11-04 60506 60657 -151 -151 532.576 SHARES OF FRANKLIN SMALL-CAP V ALUE FUND ADVISOR CLASS 2022-08-25 2022-11-04 29270 29343 -73 -73 19152.641 SHARES OF GOLDMAN SACHS GQG PA RTNERS INTERNATIONAL OPPORTUNITIES 2022-07-28 2022-11-08 318508 330000 -11492 -11492 1713 SHARES OF ISHARES TR MORNINGST AR MID CAP GROWTH ET F 2022-07-28 2022-12-21 93216 97690 -4474 -4474 1370 SHARES OF ISHARES TR MORNINGST AR MID CAP GROWTH ET F 2022-08-19 2022-12-21 74551 81351 -6800 -6800 607 SHARES OF ISHARES TR MORNINGST AR MID CAP GROWTH ET F 2022-11-04 2022-12-21 33031 31943 1088 1088 1556 SHARES OF ISHARES TR MORNINGST AR SMALL-CAP GROWTH ETF 2022-07-28 2022-12-21 56792 60340 -3548 -3548 664 SHARES OF ISHARES TR MORNINGST AR SMALL-CAP GROWTH ETF 2022-08-19 2022-12-21 24235 26999 -2764 -2764 5499 SHARES OF ISHARES TR CORE MSCI EAFE ETF 2022-11-08 2022-12-21 341554 318721 22833 22833 4321 SHARES OF ISHARES TR CORE MSCI EAFE ETF 2022-11-08 2022-12-21 268386 250433 17953 17953 3255 SHARES OF ISHARES INC CORE MSC I EMERGING MKTS ETF 2022-11-07 2022-12-21 152598 145741 6857 6857 2343 SHARES OF ISHARES INC CORE MSC I EMERGING MKTS ETF 2022-11-07 2022-12-21 109843 104896 4947 4947 4440.945 SHARES OF JOHN HANCOCK DISCIPL INED VALUE MID-CAP F UND CLASS I 2022-07-28 2022-11-04 111734 114465 -2731 -2731 3659.931 SHARES OF JOHN HANCOCK DISCIPL INED VALUE MID-CAP F UND CLASS I 2022-08-25 2022-11-04 92084 94335 -2251 -2251 3048.161 SHARES OF JPMORGAN LARGE-CAP G ROWTH FUND CLASS I 2022-07-28 2022-11-14 146037 150000 -3963 -3963 2212.716 SHARES OF AMERICAN NEW WORLD F UND CLASS F2 2022-07-28 2022-11-07 142455 150000 -7545 -7545 3145.695 SHARES OF PIMCO LOW DURATION F UND CLASS I2 2022-07-28 2022-11-22 28500 29381 -881 -881 950 SHARES OF VANGUARD INDEX FDS R EAL ESTATE INDEX FD ETF 2022-11-03 2022-12-09 82006 76619 5387 5387 1765 SHARES OF GLOBAL X FDS GLOBAL INERS ETF NEW 2022-11-14 2023-06-27 66913 61939 4974 4974 10599.02 SHARES OF PIMCO LOW DURATION FUND CLASS I2 2022-07-28 2023-02-03 97193 98995 -1802 -1802 9 SHARES OF VANGUARD INDEX FDS S&P 500 ETF SHS NEW 2022-07-28 2023-02-23 3299 3356 -57 -57 19554.75 SHARES OF BLACKROCK INTERNATIONAL INSTITUTIONAL CLASS 2022-07-28 2023-03-09 344750 325000 19750 19750 41187.23 SHARES OF AMERICAN BOND FUND O CLASS F2 2022-07-28 2023-03-09 466239 470027 -3788 -3788 635 SHARES OF FIDELITY COVINGTON T FORMATION TECHNOLOGY INDEX ETF 2022-07-28 2023-03-09 67092 68288 -1196 -1196 65 SHARES OF FIDELITY COVINGTON T FORMATION TECHNOLOGY INDEX ETF 2022-12-21 2023-03-09 6868 6325 543 543 488 SHARES OF INVESCO QQQ TR UNIT 2022-07-28 2023-03-09 144394 150905 -6511 -6511 54 SHARES OF INVESCO QQQ TR UNIT 2022-12-21 2023-03-09 15978 14819 1159 1159 9 SHARES OF INVESCO EXCHANGE-TRA FTSE RAFI US 1000 ETF 2022-07-28 2023-03-09 1389 1405 -16 -16 6730.57 SHARES OF PIMCO TOTAL RETURN FUND CLASS I2 2022-07-28 2023-03-09 57008 57521 -513 -513 791.28 SHARES OF T.ROWE PRICE HEALTH FUND 2022-07-28 2023-03-09 67077 71574 -4497 -4497 119 SHARES OF SCHWAB STRATEGIC TR AP GROWTH ETF 2022-07-28 2023-03-09 7211 7613 -402 -402 35537.40 SHARES OF STERLING CAPITAL TOT BOND FUND INSTITUTIONAL CLASS 2022-07-28 2023-03-09 326944 325900 1044 1044 395 SHARES OF VANGUARD INDEX FDS S SHS NEW 2022-07-28 2023-03-09 143709 147275 -3566 -3566 15 SHARES OF VANGUARD INDEX FDS S SHS NEW 2022-12-21 2023-03-09 5457 5344 113 113 NORTHWESTERN - CAPITAL GAIN DISTRIBUTION 1186 1186 1186 WELLS FARGO - CAPITAL GAIN DISTRIBUTION 470 470 470 -380000 6473 0 6473 0 6473 9600 0 0 0 9600 X 12 3115 3115 0 0 0 0 0 0 0 0 0 0 0 1 1 CA DE 1 0 1 0 0 1 N/A KIM KROTTS 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KIM KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 10.00 10000 0 0 HELGA PRALLE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 10000 0 0 ROBERT CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 10.00 10000 0 0 PHILLIP CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 10000 0 0 JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 10000 0 0 OLIVIA KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 7500 0 0 NONE 0 NONE 0 0 9510366 451147 3206607 13168120 0 0 13168120 197522 12970598 648530 648530 6473 6473 642057 0 642057 0 642057 503500 0 503500 642057 0 0 178507 187254 150134 405413 921308 503500 0 0 0 503500 0 138557 138557 782751 0 0 0 0 0 0 39950 742801 187254 150134 405413 KIM KROTTS HELGA PRALLE JASON KROTTS X ANIMAL ASSISTANCE LEAGUE OF ORANGE COUNTY 15102 JACKSON ST MIDWAY CITY CA 92655 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 10000 ANIMAL LEGAL DEFENSE FUND 525 EAST COTATI AVENUE COTATI CA 94931 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 BEST FRIENDS ANIMAL SOCIETY 5001 ANGEL CANYON ROAD KANAB UT 84741 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 BIG BROTHERS BIG SISTERS OF ORANGE COUNTY 1801 E EDINGER AVENUE SUITE 101 SANTA ANA CA 92705 NONE PC PROGRAMS FOR AT RISK CHILDREN 50000 BOYS & GIRLS CLUB OF STANTON 11050 CEDAR ST STANTON CA 90680 NONE PC PROGRAMS FOR AT RISK CHILDREN 77000 CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE ORANGE CA 92866 NONE PC EDUCATION 155000 CHOC CHILDREN'S HOSPITAL 1220 W LA VETA AVE STE 500 ORANGE CA 92868 NONE PC MEDICAL 8000 COMPANION ANIMAL PROTECTION SOCIETY 759 NJC HWY 332 COHASSET MA 02025 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 2000 EVERYTOWN FOR GUN SAFETY PO BOX 3886 NEW YORK NY 10163 NONE PC AWARENESS AND EDUCATIONAL WORK RELATED TO GUN VIOLENCE PREVENTION 2500 FOREVER CHANGED INTERNATIONAL 19215 SE 34TH STREET SUITE 106-387 CAMAS WA 98607 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 FRIENDS OF NEWPORT BEACH ANIMAL SHELTER 20302 RIVERSIDE DR NEWPORT BEACH CA 92660 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 HARBOR DAY SCHOOL 3443 PACIFIC VIEW DRIVE CORONA DEL MAR CA 92625 NONE PC EDUCATION 50000 HEALTHCARE EMERGENCY ANIMAL RESCUE TEAM PO BOX 974 YORBA LINDA CA 92885 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 HOAG HOSPITAL FOUNDATION 16300 SAND CANYON AVENUE SUITE 811 IRVINE CA 92618 NONE PC MEDICAL 100000 PETA INVESTIGATION & RESCUE FUND 501 FRONT STREET NORFOLK VA 23510 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 2000 PHYSICIANS COMMITTEE FOR RESPONSIBLE MEDICINE 5100 WISCONSIN AVENUE NW SUITE 400 WASHINGTON DC 20016 NONE PC MEDICAL PREVENTION 5000 SHARE OUR SELVES 1550 SUPERIOR AVE COSTA MESA CA 92627 NONE PC PROGRAMS FOR AT RISK CHILDREN 5000 UNICEF 125 MAIDEN LANE NEW YORK NY 10038 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 WOMEN IN SPORTS FOUNDATION 247 WEST 30TH STREET 5TH FLOOR NEW YORK NY 10001 NONE PC ADVANCE THE LIVES OF WOMEN 2500 NEW BEGINNINGS FOR ANIMALS 6443 OAK CANYON RD IRVINE CA 92690 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 1000 495000 0 14 218855 14 342156 18 -380000 0 181011 0 181011 0 0 0 0 0 0 0 0 0 0 X X 1 KIM KROTTS AND JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 6100000 X ACCOUNTING 4925 0 0 WELLS FARGO INVESTMENTS #9290 4549803 3881577 NORTHWESTERN MUTUAL #5468 5987665 6190144 LEGAL 7092 0 0 N/R - PRALLE AND CASE NO.2 1336325 1240478 1240478 N/R - PRALLE AND CASE 2004232 1860718 1860718 OPERATING EXPENSES 14291 0 0 INVESTMENT ADVISORY FEE 45577 45577 0 KIM KROTTS AND JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 LICENSES & PERMITS 100 0 0 FEDERAL AND STATE TAXES PAID 12188 0 0 FOREIGN TAXES PAID 739 739 0