2024-03-11T09:56:05-05:00 2023-11-30 581540139 STEPHEN M BERMAN & ASSOCIATES LLC 3445 PEACHTREE ROAD NE SUITE 1150 ATLANTA GA 30326 990PF 2022-12-01 237058629 ABROMS CHARITABLE FOUNDATION INC ABRO 2508716223 3837 VALLEY HEAD ROAD MOUNTAIN BROOK AL 35223 HAROLD L ABROMS SECRETARY 2508716223 2024-03-11 1 HAROLD ABROMS 999009999 0 4042622181 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 6209641 X 75000 208 208 119144 119144 153705 666416 153705 348057 273057 0 0 0 8562 6421 2141 28241 28241 0 172 0 172 36975 34662 2313 161350 161350 198325 34662 163663 149732 238395 81130 562154 562154 70000 47300 47300 344532 344532 95788 4479514 4170922 5504399 4975176 5124908 6209641 0 0 X 84768 84768 130000 130000 4760408 4910140 4975176 5124908 4975176 5124908 4975176 149732 0 5124908 0 5124908 197.9420 SHS ABRDN EMERGING MARKET P 2022-12-22 2023-03-21 2496 2490 6 6 72.3000 SHS DODGE & COX INCOME P 2022-06-28 2023-04-11 902 904 -2 -2 68.4710 SHS ABRDN EMERGING MARKET P 2020-12-23 2023-03-21 863 1337 -474 -474 19.3690 SHS ABRDN EMERGING MARKET P 2020-12-23 2023-03-21 244 378 -134 -134 64.3510 SHS ABRDN EMERGING MARKET P 2021-12-23 2023-03-21 811 1097 -286 -286 972.4760 SHS ABRDN EMERGING MARKET P 2021-12-23 2023-03-21 12263 16581 -4318 -4318 127.8610 SHS ABRDN EMERGING MARKET P 2021-12-23 2023-03-21 1612 2180 -568 -568 172.1590 SHS ABRDN EMERGING MARKET P 2019-12-23 2023-03-21 2171 2746 -575 -575 4.7920 SHS ABRDN EMERGING MARKET P 2019-12-23 2023-03-21 60 77 -17 -17 136.1780 SHS ABRDN EMERGING MARKET P 2017-12-22 2023-03-21 1717 2149 -432 -432 13.5480 SHS ABRDN EMERGING MARKET P 2018-12-21 2023-03-21 171 181 -10 -10 135.1680 SHS ABRDN EMERGING MARKET P 2018-12-21 2023-03-21 1704 1810 -106 -106 9,084.3730 SHS ABRDN EMERGING MARKET P 2016-07-13 2023-03-21 114554 118733 -4179 -4179 125.6810 SHS ABRDN EMERGING MARKET P 2016-12-23 2023-03-21 1585 1542 43 43 63.6150 SHS DODGE & COX INCOME P 2020-09-28 2023-04-11 794 932 -138 -138 58.1600 SHS DODGE & COX INCOME P 2020-12-21 2023-04-11 726 849 -123 -123 83.0860 SHS DODGE & COX INCOME P 2020-12-21 2023-04-11 1037 1213 -176 -176 140.4910 SHS DODGE & COX INCOME P 2020-12-21 2023-04-11 1753 2051 -298 -298 71.3670 SHS DODGE & COX INCOME P 2020-06-26 2023-04-11 891 1035 -144 -144 51.4440 SHS DODGE & COX INCOME P 2021-09-28 2023-04-11 642 736 -94 -94 56.0710 SHS DODGE & COX INCOME P 2021-06-28 2023-04-11 700 801 -101 -101 47.2560 SHS DODGE & COX INCOME P 2021-03-29 2023-04-11 590 667 -77 -77 21.6260 SHS DODGE & COX INCOME P 2021-03-29 2023-04-11 270 305 -35 -35 60.0720 SHS DODGE & COX INCOME P 2021-03-29 2023-04-11 750 848 -98 -98 75.8710 SHS DODGE & COX INCOME P 2019-10-21 2023-04-11 947 1069 -122 -122 DODGE & COX INCOME - WASH SALE P 2022-06-28 2023-04-11 1 1 1 DODGE & COX INCOME - WASH SALE P 2020-09-28 2023-04-11 75 75 75 III CREDIT OPPORTUNITIES FUND, LTD - REDEMPTION P 2023-05-05 514745 350000 164745 164745 CAPITAL GAINS DIVIDENDS P 1342 1342 1342 153705 3314 0 3314 0 3314 5165 0 0 0 5165 0 1851 1851 0 0 0 0 0 0 0 0 0 0 0 1 1 AL 1 0 0 0 0 1 N/A HAROLD L ABROMS 2058716223 3837 VALLEY HEAD RD MOUNTAIN BROOK AL 35223 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HAROLD L ABROMS 3837 VALLEY HEAD RD MOUNTAIN BROOK AL 35223 PRES & TREAS,DIRECTOR 2.00 0 0 0 JAMES M ABROMS 3837 VALLEY HEAD RD MOUNTAIN BROOK AL 35223 VICE PRES,DIRECTOR 0.50 0 0 0 CALMA A BERMAN 2660 PEACHTREE RD NW UNIT 20 A ATLANTA GA 30305 SECRETARY, DIRECTOR 0.50 0 0 0 GINA A GENZ 1101 SWATHMORE DR NW ATLANTA GA 30327 DIRECTOR 0.50 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 0 102526 327752 5503065 5933343 0 0 5933343 89000 5844343 292217 292217 3314 3314 288903 0 288903 0 288903 163663 0 163663 288903 0 0 19184 105633 148360 273177 163663 0 0 0 163663 0 125240 125240 147937 0 0 0 0 0 0 0 147937 147937 HAROLD L ABROMS X ACLU OF ALABAMA 1206 CARTER HILL RD SUITE 6179 MONTGOMERY AL 36106 N/A PUBLIC GENERAL SUPPORT - CIVIC 5000 ALABAMA HOLOCAUST EDUCATION CENTER 2100 HIGHLAND AVE SUITE 101 MONTGOMERY AL 35205 N/A PUBLIC SUPPORT FOR THE FIGHT OF CIVIL ISSUES 5000 ALABAMA SYMPHONY ORCHESTRA 3621 6TH AVE S BIRMINGHAM AL 35222 N/A PUBLIC FUNDS TO SUPPORT PERFORMING ARTS 10000 ALZHEIMER'S OF CENTRAL ALABAMA 300 OFFICE PARK DR SUITE 225 BIRMINGHAM AL 35223 N/A PUBLIC FUNDS TO SUPPORT CAREGIVERS AND PATIENTS IN CENTRAL ALABAMA 5000 AMERICAN FRIENDS OF THE JAFFA INSTITUTE 297 SOUTH WASHINGTON AVE 2ND FLOOR BERGENFIRLD NJ 07621 N/A PUBLIC RELIGIOUS SUPPORT 2000 AMERICAN JEWISH COMMITTEE 3525 PIEDMONT ROAD NE ATLANTA GA 30305 N/A PUBLIC RELIGIOUS SUPPORT 5000 ALABAMA PUBLIC TELEVISION 2112 11TH AVE SOUTH SUITE 400 BIRMINGHAM AL 35205 N/A PUBLIC GENERAL SUPPORT - CIVIC 300 BIRMINGHAM MUSEUM OF ART 2000 REVEREND ABRAHAM WOODS JR BLVD BIRMINGHAM AL 35203 N/A PUBLIC SUPPORT FOR THE ART EXHIBITS 2500 BLOOM HILLEL 380 9TH STREET TUSCALOOSA AL 35401 N/A PUBLIC ANNUAL GIVING - CIVIC 2500 BREAST CANCER RESEARCH FOUNDATION OF ALABAMA 15 OFFICE PARK CIRCLE 140 BIRMINGHAM AL 35223 N/A PUBLIC SUPPORT FOR THOSE IN NEED - CIVIC 2000 CHABAD OF ALABAMA 3040 OVERTON ROAD BIRMINGHAM AL 35223 N/A PUBLIC ANNUAL SUPPORT 20000 CLAL 440 PARK AVENUE SOUTH NEW YORK NY 10016 N/A PUBLIC GENERAL SUPPORT - CIVIC 3000 IMPACT ISRAEL 200 HIGHLAND AVENUE SUITE 301 NEEDHAM MA 02494 N/A PUBLIC RELIGIOUS SUPPORT 2500 INDIAN SPRINGS SCHOOL 190 WOODWARD DRIVE PELHAM AL 35124 N/A PUBLIC FUNDING TO SUPPORT EDUCATIONAL PROGRAMS 5000 LEAP 327 E 2ND STREET SUITE 226 LOS ANGELES CA 90012 N/A PUBLIC GENERAL SUPPORT - CIVIC 1000 MUSIC HAVEN 315 PECK STREET BLDG 5 2ND FLOOR NEW HAVEN CT 06513 N/A PUBLIC GENERAL SUPPORT - CIVIC 1000 PLANNED PARENTHOOD SOUTHEAST INC 1019 1ST AVENUE N BIRMINGHAM AL 35203 N/A PUBLIC FUNDING TO SUPPORT WOMEN'S HEALTH 5000 RED MOUNTAIN THEATRE COMPANY 1600 3RD AVE S BIRMINGHAM AL 35233 N/A PUBLIC SUPPORT FOR GENERAL PRODUCTION 2500 TEMPLE EMANU-EL 2100 HIGHLAND AVE BIRMINGHAM AL 35205 N/A PUBLIC RELIGIOUS SUPPORT 20050 TERRIFIC NEW THEATER 2112 5TH AVE N BIRMINGHAM AL 35203 N/A PUBLIC GENERAL SUPPORT - CIVIC 5000 THE MIKE SLIVE FOUNDATION POBOX 530748 BIRMINGHAM AL 35253 N/A PUBLIC GENERAL SUPPORT - CIVIC 2500 THE MOUNTAIN BROOK LIBRARY FOUNDATION 50 OAK STREET MOUNTAIN BROOK AL 35213 N/A PUBLIC GENERAL SUPPORT - CIVIC 1000 UAB ARTS 1720 2ND AVENUE SOUTH AB 1264 BIRMINGHAM AL 35294 N/A PUBLIC FUNDING TO SUPPORT EDUCATIONAL PROGRAMS 3500 UNITED ABILITY 100 OSLO CIRCLE BIRMINGHAM AL 35211 N/A PUBLIC GENERAL SUPPORT - CIVIC 15000 UNITED WAY OF CENTRAL ALABAMA 3600 8TH AVE S BIRMINGHAM AL 35222 N/A PUBLIC GENERAL SUPPORT - CIVIC 25000 WOMEN'S FOUNDATION OF ALABAMA 2213 1ST AVE S BIRMINGHAM AL 35233 N/A PUBLIC GENERAL SUPPORT - CIVIC 5000 WOODLAWN FOUNDATION 5529 1ST AVENUE S BIRMINGHAM AL 35212 N/A PUBLIC GENERAL SUPPORT - CIVIC 5000 161350 0 14 208 14 119144 18 153705 0 273057 0 273057 0 0 0 0 0 0 0 0 0 0 X X 1 HAROLD L ABROMS 3837 VALLEY HEAD RD MOUNTAIN BROOK AL 35223 75000 X ACCOUNTING FEES 8562 6421 2141 3,111 SHS SYNOVUS FINANCIAL INC. 344532 95788 47300 47300 0 0 FULLER & THALER BEHAVIORAL SMALL CAP. EQUITY FUND AT COST 206427 301982 DODGE & COX INCOME FUND AT COST 161472 141386 ISHARES TR RUSSELL 1000 GROWTH ETF AT COST 116121 336112 ISHARES TR MSCI USA QUALITY FACTOR ETF AT COST 365033 558717 ISHARES TR CORE MSCI EAFE ETF AT COST 274736 303570 ISHARES INC CORE MSCI EMERGING MKTS ETF AT COST 149427 145822 VANGUARD INTL EQUITY INDEX FD INC FTSE AT COST 879140 1003907 VANGUARD INDEX FDS VANGUARD MID-CAP ETF AT COST 225171 383074 VANGUARD INDEX FDS VANGUARD LARGE-CAP ETF AT COST 963560 1257570 VANGUARD INDEX FDS VANGUARD VALUE ETF AT COST 241791 398516 STARWOOD REAL ESTATE INCOME TRUST AT COST 250050 290582 ISHARES GOLD TR ISHARES NEW AT COST 199994 217366 GQG PARTNERS EMERGING MARKETS EQUITY FUND AT COST 138000 165795 SAFE DEPOSIT BOX FEES 100 0 100 BANK FEES 72 0 72 MANAGEMENT FEES - PERSHING 28241 28241 0