2024-01-25T11:05:26-06:00 2023-11-30 020708750 ANDREAS OFFICE 40 GOOD COUNSEL DRIVE MANKATO MN 56001 990PF 2022-12-01 363382956 L & N ANDREAS FOUNDATION L&NA 5073451233 PO BOX 3084 ANDREAS OFFICE MANKATO MN 560023084 ANDREAS DLEE PRESIDENT 5073451233 2024-01-15 1 ANDREAS DLEE XXX-XX-XXXX 0 DEAN WUEBKER P00009643 5073451233 X 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 37128944 X 0 X 70014 70014 1139445 1139445 756998 5617666 756998 1966457 1966457 0 0 0 26118 0 0 87453 87453 0 113571 87453 0 2410500 2410500 2524071 87453 2410500 -557614 1879004 26610 1018 1018 2153511 989560 989560 256193 956999 928082 25811263 28518239 32996499 5004206 2229534 2213785 33251783 32695350 37128944 7277 8458 7277 8458 X 0 0 0 0 33244506 32686892 33244506 32686892 33251783 32695350 33244506 -557614 0 32686892 0 32686892 ALLSPRING CORE PLUS BOND FUND CL A M/F (STYAX) 2023-01-19 2022-09-27 105014 100000 5014 5014 ALLSPRING CORE PLUS BOND FUND CL A M/F (STYAX) 2023-01-19 2022-10-13 15853 15000 853 853 ALLSPRING CORE PLUS BOND FUND CL A M/F (STYAX) 2023-01-19 2022-10-26 344 322 22 22 ALLSPRING CORE PLUS BOND FUND CL A M/F (STYAX) 2023-01-19 2022-11-25 417 404 13 13 ALLSPRING CORE PLUS BOND FUND CL A M/F (STYAX) 2023-01-19 2022-12-22 493 480 13 13 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-08-23 2020-10-16 10000 10059 -59 -59 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-08-30 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-09-06 2020-10-16 10000 10059 -59 -59 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-09-13 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-09-20 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-09-27 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-10-04 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-10-11 2020-10-16 10000 10035 -35 -35 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-10-18 2020-10-16 10000 10059 -59 -59 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-10-25 2020-10-16 10000 10047 -47 -47 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-11-01 2020-10-16 10000 10035 -35 -35 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F (SADAX) 2023-11-08 2020-10-16 10000 10024 -24 -24 APPLE INCORPORATED (AAPL) 2023-04-13 2013-09-11 16520 1669 14851 14851 APPLE INCORPORATED (AAPL) 2023-04-18 2013-09-11 25095 2504 22591 22591 APPLE INCORPORATED (AAPL) 2023-05-05 2013-09-11 34812 3338 31474 31474 APPLE INCORPORATED (AAPL) 2023-06-12 2013-09-11 27507 2504 25003 25003 APPLE INCORPORATED (AAPL) 2023-06-29 2013-09-11 28404 2504 25900 25900 APPLE INCORPORATED (AAPL) 2023-07-21 2013-09-11 9647 835 8812 8812 APPLE INCORPORATED (AAPL) 2023-07-21 2016-01-20 14471 1784 12687 12687 ARK GENOMIC REVOLUTION ETF (ARKG) 2023-11-27 2022-03-31 27733 46590 -18857 -18857 BLACKROCK FLOATING RATE INCORPORATED TR (BGT) 2023-06-12 2022-03-14 2308 2398 -90 -90 BLACKROCK FLOATING RATE INCORPORATED TR (BGT) 2023-06-12 2022-05-02 27696 27888 -192 -192 BLACKROCK FLOATING RATE INCORPORATED TR (BGT) 2023-06-12 2022-05-11 31158 30294 864 864 BROADCOM INCORPORATED (AVGO) 2023-03-17 2022-06-17 126799 98001 28798 28798 BROADCOM INCORPORATED (AVGO) 2023-03-17 2022-06-17 32430 24500 7930 7930 BROADCOM INCORPORATED (AVGO) 2023-03-17 2022-09-01 48645 36698 11947 11947 BROADCOM INCORPORATED (AVGO) 2023-03-17 2022-09-01 48645 36383 12262 12262 BROADCOM INCORPORATED (AVGO) 2023-05-30 2022-09-01 20933 12128 8805 8805 CALL: ALLEGIANT TRAVEL COMPANY OCT 120 EXP 10/20/23 100 ALGT (ALGT 2023 OCT 2023-06-07 2023-10-20 2720 2720 2720 CALL: APPLE INCORPORATED DEC 175 EXP 12/16/22 100 AAPL (AAPL 2022 DEC 16 CAL 2022-08-04 2022-12-16 7680 7680 7680 CALL: APPLE INCORPORATED JUL 170 EXP 07/21/23 100 AAPL (AAPL 2023 JUL 21 CAL 2023-04-13 2023-07-21 2172 6861 -4689 -4689 CALL: APPLE INCORPORATED OCT 190 EXP 10/20/23 100 AAPL (AAPL 2023 OCT 20 CAL 2023-07-21 2023-10-20 3273 3273 3273 CALL: CANO HEALTH INC COM DEC 10 EXP 12/16/22 100 CANO (CANO 2022 DEC 16 CAL 2022-09-28 2022-12-16 1964 1964 1964 CALL: JPMORGAN CHASE & CO JUN 150 EXP 06/16/23 100 JPM (JPM 2023 JUN 16 CALL 2023-02-17 2023-06-16 4350 4350 4350 CALL: JPMORGAN CHASE & COMPANY JUL 150 EXP 07/21/23 100 JPM (JPM 2023 JUL 21 2023-04-18 2023-07-21 1390 2730 -1340 -1340 CALL: JPMORGAN CHASE & COMPANY OCT 155 EXP 10/20/23 100 JPM (JPM 2023 OCT 20 2023-05-01 2023-10-20 2250 2250 2250 CALL: JPMORGAN CHASE & COMPANY OCT 160 EXP 10/20/23 100 JPM (JPM 2023 OCT 20 2023-07-21 2023-10-20 2526 2526 2526 CALL: MICRON TECHNOLOGY INC AUG 72.50 EXP 08/18/23 100 MU (MU 2023 AUG 18 CA 2023-06-07 2023-06-29 2650 860 1790 1790 CALL: MICRON TECHNOLOGY INC OCT 75 EXP 10/20/23 100 MU (MU 2023 OCT 20 CALL 2023-07-28 2023-10-20 3810 3810 3810 CALL: MICROSOFT CORPORATION JUL 300 EXP 07/21/23 100 MSFT (MSFT 2023 JUL 21 2023-04-13 2023-07-21 3561 14118 -10557 -10557 CALL: MICROSOFT CORPORATION OCT 350 EXP 10/20/23 100 MSFT (MSFT 2023 OCT 20 2023-07-21 2023-10-20 5679 5679 5679 CALL: PEPSICO INCORPORATED OCT 190 EXP 10/20/23 100 PEP (PEP 2023 OCT 20 CAL 2023-07-20 2023-10-20 5650 5650 5650 CANO HEALTH INCORPORATED COM CLASS A (CANO) 2023-11-14 2021-08-18 5 484 -479 -479 COLUMBIA SELIGMAN TECHNOLOGY & INFORMATION FD INSTL CL N/L (CCIZX) 2023-07-20 2022-06-15 25000 6150 18850 18850 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-05-05 49029 49893 -864 -864 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-06-01 196 200 -4 -4 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-07-01 243 231 12 12 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-07-19 2561 2496 65 65 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-07-26 2535 2496 39 39 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-01 246 247 -1 -1 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-02 2475 2497 -22 -22 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-09 2480 2497 -17 -17 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-16 2461 2497 -36 -36 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-23 2510 2497 13 13 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-08-30 2545 2497 48 48 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-09-01 302 295 7 7 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-09-06 2566 2498 68 68 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-09-13 2556 2498 58 58 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-09-20 2592 2498 94 94 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-09-27 2664 2498 166 166 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-10-03 362 340 22 22 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-10-04 2619 2499 120 120 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-10-11 2652 2499 153 153 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-10-18 2636 2499 137 137 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-10-25 2636 2499 137 137 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-11-01 426 408 18 18 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-11-01 2598 2500 98 98 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-11-08 2614 2500 114 114 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-11-15 2566 2500 66 66 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-11-22 2566 2500 66 66 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2022-12-01 461 450 11 11 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2023-01-03 504 486 18 18 EATON VANCE INCOME FUND OF BOSTON CL I N/L (EIBIX) 2023-02-06 2023-02-01 490 489 1 1 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-06-13 2018-07-24 1000 1104 -104 -104 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-06-20 2018-07-24 1000 1101 -101 -101 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-06-27 2018-07-24 1000 1104 -104 -104 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-07-03 2018-07-24 1000 1109 -109 -109 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-07-11 2018-07-24 1000 1113 -113 -113 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-07-18 2018-07-24 1000 1104 -104 -104 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-07-25 2018-07-24 1000 1107 -107 -107 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-08-01 2018-07-24 1000 1110 -110 -110 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-08-08 2018-07-24 1000 1107 -107 -107 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-08-15 2018-07-24 1000 1116 -116 -116 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-08-22 2018-07-24 1000 1123 -123 -123 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-08-29 2018-07-24 1000 1112 -112 -112 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-09-05 2018-07-24 1000 1115 -115 -115 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-09-12 2018-07-24 1000 1115 -115 -115 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-09-19 2018-07-24 1000 1119 -119 -119 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-09-26 2018-07-24 1000 1129 -129 -129 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L (EILDX) 2023-10-19 2018-07-24 75000 86322 -11322 -11322 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2021-1 TERM 03/03/2023 REINV F 2023-03-07 2021-06-14 85653 69702 15951 15951 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2021-1 TERM 03/03/2023 REINV F 2023-03-07 2021-12-27 3599 3092 507 507 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2021-1 TERM 03/03/2023 REINV F 2023-03-07 2022-05-25 3698 2693 1005 1005 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2021-1 TERM 03/03/2023 REINV F 2023-03-07 2022-06-27 293 201 92 92 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2021-1 TERM 03/03/2023 REINV F 2023-03-07 2022-12-27 255 215 40 40 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2011-08-02 17751 20419 -2668 -2668 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2015-01-14 11834 18608 -6774 -6774 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2015-08-24 20709 31218 -10509 -10509 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2017-07-06 5917 10516 -4599 -4599 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2020-04-27 154 65 89 89 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2020-07-27 140 65 75 75 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2020-10-26 127 65 62 62 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2021-01-25 88 66 22 22 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2021-04-26 73 66 7 7 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2021-07-26 77 66 11 11 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2021-10-25 75 66 9 9 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2022-01-25 84 66 18 18 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2022-04-25 88 66 22 22 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2022-07-25 115 66 49 49 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2022-10-25 107 66 41 41 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2023-01-25 5 5 0 0 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-13 2022-06-15 41398 30167 11231 11231 GENERAL ELECTRIC COMPANY COM NEW (GE) 2023-04-14 2023-01-25 93 79 14 14 GS FINANCE CORP. 5Y S&P 500 INDEX BUFFERED RETURN NOTE NTS ISIN US40056EAE86 2023-10-10 2018-10-02 138250 100000 38250 38250 HSBC USA INC. 5Y ISHARES MSCI EMERGING MARKETS ETF BUFFERED RETURN NOTE NTS 2023-10-12 2018-10-03 50000 50000 0 0 HSBC USA, INC. 5Y EURO STOXX 50 INDEX BUFFERED RETURN NOTE NTS ISIN US40435F 2023-10-11 2018-10-03 104024 75000 29024 29024 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-08-10 2013-03-15 16700 24502 -7802 -7802 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-08-10 2013-03-28 16959 25000 -8041 -8041 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-08-10 2013-04-15 16341 23749 -7408 -7408 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-04-15 846 1251 -405 -405 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-04-30 16527 25000 -8473 -8473 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-05-15 16527 25000 -8473 -8473 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-05-30 16695 25000 -8305 -8305 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-06-14 17017 25000 -7983 -7983 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-06-28 17624 25000 -7376 -7376 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2023-09-22 2013-07-15 14765 21674 -6909 -6909 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF (RSPD) 2023-09-19 2014-10-27 25931 16193 9738 9738 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF (RSPD) 2023-09-19 2015-08-21 17287 11617 5670 5670 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2018-02-09 10383 6390 3993 3993 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2020-03-31 61 38 23 23 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2020-06-19 42 32 10 10 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2020-09-29 47 38 9 9 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2020-12-18 46 41 5 5 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2021-03-31 35 33 2 2 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2021-06-16 31 31 0 0 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2021-09-30 41 43 -2 -2 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2021-12-17 34 39 -5 -5 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2022-03-30 34 38 -4 -4 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2022-06-15 37 33 4 4 ISHARES TR CORE S&P500 ETF (IVV) 2023-04-13 2022-09-01 22850 21600 1250 1250 ISHARES TR CORE S&P500 ETF (IVV) 2023-05-30 2022-09-01 19071 17661 1410 1410 ISHARES TR CORE S&P500 ETF (IVV) 2023-05-30 2022-09-16 31803 29031 2772 2772 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-07 2022-09-16 10674 9669 1005 1005 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-07 2022-09-23 64083 55014 9069 9069 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-07 2022-09-30 843 717 126 126 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-07 2022-12-19 726 651 75 75 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-07 2023-03-29 575 535 40 40 ISHARES TR CORE S&P500 ETF (IVV) 2023-06-08 2023-03-29 98 91 7 7 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-05-05 29129 29942 -813 -813 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-06-01 118 122 -4 -4 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-06-28 3048 2995 53 53 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-07-01 140 135 5 5 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-07-05 3086 2996 90 90 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-07-12 3054 2996 58 58 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-07-18 2024 1997 27 27 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-07-25 1992 1997 -5 -5 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-01 176 179 -3 -3 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-01 1972 1998 -26 -26 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-08 1965 1998 -33 -33 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-15 1949 1998 -49 -49 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-22 1980 1998 -18 -18 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-08-29 1992 1998 -6 -6 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-09-01 223 221 2 2 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-09-02 2020 1999 21 21 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-09-12 2000 1999 1 1 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-09-19 2036 1999 37 37 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-09-26 2087 1999 88 88 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-03 269 256 13 13 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-03 2091 1999 92 92 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-10 2074 1999 75 75 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-17 2083 1999 84 84 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-24 2083 1999 84 84 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-10-31 2061 2000 61 61 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-11-01 301 292 9 9 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-11-07 2070 2000 70 70 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-11-14 2045 2000 45 45 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-11-21 2040 2000 40 40 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-11-28 2032 2000 32 32 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-01 342 336 6 6 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-05 2028 2000 28 28 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-12 2024 2000 24 24 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-19 2028 2000 28 28 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-22 369 363 6 6 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2022-12-23 2036 2000 36 36 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-01-03 2045 2000 45 45 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-02-01 414 414 0 0 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-03-01 405 398 7 7 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-04-03 390 389 1 1 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-05-01 410 411 -1 -1 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-06-01 454 449 5 5 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-07-03 424 422 2 2 MAINSTAY MACKAY HIGH YIELD CORPORATE BD FD CL A M/F (MHCAX) 2023-08-07 2023-08-01 441 442 -1 -1 MAINSTAY SHORT TERM BOND FUND CL A M/F (MIXAX) 2022-12-05 2021-03-01 2000 2191 -191 -191 MAINSTAY SHORT TERM BOND FUND CL A M/F (MIXAX) 2022-12-12 2021-03-01 2000 2187 -187 -187 MAINSTAY SHORT TERM BOND FUND CL A M/F (MIXAX) 2022-12-19 2021-03-01 2000 2182 -182 -182 MAINSTAY SHORT TERM BOND FUND CL A M/F (MIXAX) 2022-12-23 2021-03-01 2000 2187 -187 -187 MAINSTAY SHORT TERM BOND FUND CL A M/F (MIXAX) 2023-01-03 2021-03-01 2000 2189 -189 -189 MICROSOFT CORPORATION (MSFT) 2023-04-27 2011-03-02 38112 3263 34849 34849 MICROSOFT CORPORATION (MSFT) 2023-07-21 2011-03-02 26034 1958 24076 24076 MICROSOFT CORPORATION (MSFT) 2023-09-15 2011-03-02 34986 2610 32376 32376 MICROSOFT CORPORATION (MSFT) 2023-09-15 2011-08-08 69973 4971 65002 65002 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-01-09 2020-03-25 37335 21013 16322 16322 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-01-26 2020-03-25 43009 23815 19194 19194 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-01-26 2020-03-25 20560 11207 9353 9353 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-01-26 2020-06-15 1328 840 488 488 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-01-26 2020-08-10 21802 14569 7233 7233 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2020-08-10 31061 19778 11283 11283 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2020-09-15 2203 1271 932 932 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2020-12-15 1852 1288 564 564 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-01-15 8926 6202 2724 2724 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-03-15 1752 1437 315 315 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-06-15 1497 1452 45 45 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-09-01 1691 1464 227 227 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-09-15 11384 9980 1404 1404 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2021-12-15 1711 1570 141 141 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2022-03-15 1768 1656 112 112 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2022-06-15 2044 1671 373 373 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2022-09-15 11412 9032 2380 2380 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2022-12-15 1996 1786 210 210 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2023-03-15 788 720 68 68 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2023-06-15 791 727 64 64 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-05 2023-09-15 711 732 -21 -21 OLD REP INTERNATIONAL CORPORATION (ORI) 2023-10-09 2023-09-15 3 3 0 0 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2011-08-18 16241 7141 9100 9100 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2020-06-10 190 140 50 50 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2020-09-10 184 140 44 44 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2020-12-10 174 141 33 33 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2021-03-10 174 141 33 33 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2021-06-10 171 170 1 1 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2021-09-10 153 171 -18 -18 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2021-12-10 161 171 -10 -10 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2022-03-10 183 172 11 11 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2022-06-10 222 208 14 14 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2022-09-12 232 209 23 23 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2022-12-12 215 210 5 5 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2023-03-10 134 141 -7 -7 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-13 2022-06-15 40602 11911 28691 28691 OTIS WORLDWIDE CORPORATION (OTIS) 2023-04-18 2023-03-10 67 69 -2 -2 PEPSICO INCORPORATED (PEP) 2023-04-13 2022-06-15 73711 21091 52620 52620 PEPSICO INCORPORATED (PEP) 2023-04-20 2022-06-15 92899 26364 66535 66535 PEPSICO INCORPORATED (PEP) 2023-07-20 2022-06-15 28446 7909 20537 20537 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) 2023-04-21 2022-03-28 396856 400434 -3578 -3578 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) 2023-04-21 2022-04-05 99214 99991 -777 -777 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) 2023-09-05 2022-04-05 330505 331671 -1166 -1166 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) 2023-09-05 2022-04-06 68054 68299 -245 -245 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND (MINT) 2023-09-05 2022-04-19 99640 100016 -376 -376 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-07-22 4792 5000 -208 -208 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-07-29 4726 5000 -274 -274 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-08-01 4 5 -1 -1 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-08-05 4721 5000 -279 -279 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-08-12 4674 5000 -326 -326 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-08-19 4744 5000 -256 -256 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-08-26 4798 5000 -202 -202 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-09-01 78 80 -2 -2 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-09-02 4891 5000 -109 -109 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-09-09 4822 5000 -178 -178 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-09-16 4941 5000 -59 -59 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-09-23 5033 5000 33 33 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-10-03 187 183 4 4 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-11-01 204 205 -1 -1 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-12-01 220 225 -5 -5 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-12-08 240 241 -1 -1 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2022-12-08 700 702 -2 -2 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2023-01-03 247 244 3 3 PIMCO HIGH YIELD FUND CL I2 N/L (PHLPX) 2023-02-17 2023-02-01 213 217 -4 -4 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-05-06 12179 12500 -321 -321 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-05-13 12289 12500 -211 -211 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-05-20 12386 12500 -114 -114 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-05-27 12058 12500 -442 -442 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-06-01 77 79 -2 -2 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-06-03 12098 12500 -402 -402 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-06-10 12401 12500 -99 -99 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-06-17 12808 12500 308 308 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-06-24 12778 12500 278 278 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-07-01 317 304 13 13 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-07-01 13007 12500 507 507 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-07-08 12853 12500 353 353 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-07-15 12838 12500 338 338 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-08-01 536 544 -8 -8 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-09-01 616 609 7 7 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-10-03 684 649 35 35 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-11-01 598 581 17 17 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-12-01 646 641 5 5 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2022-12-28 3123 3012 111 111 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2023-01-03 756 727 29 29 PIMCO HIGH YIELD SPECTRUM FUND CL I2 N/L (PHSPX) 2023-02-06 2023-02-01 646 642 4 4 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-06-06 101718 113037 -11319 -11319 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-07-02 3895 4333 -438 -438 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-08-01 4064 4524 -460 -460 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-09-04 4521 4998 -477 -477 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-10-01 3727 4110 -383 -383 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-11-01 4184 4586 -402 -402 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2018-12-03 4221 4606 -385 -385 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-01-02 4226 4628 -402 -402 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-02-01 4196 4651 -455 -455 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-03-01 2609 2891 -282 -282 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-04-01 2609 2904 -295 -295 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-05-01 2610 2918 -308 -308 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-06-03 2622 2931 -309 -309 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-07-01 2619 2945 -326 -326 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-08-01 2634 2957 -323 -323 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-09-03 2688 2969 -281 -281 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-10-01 2695 2984 -289 -289 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-11-01 2700 2998 -298 -298 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-12-02 2712 3011 -299 -299 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2019-12-27 1680 1877 -197 -197 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-01-02 2710 3027 -317 -317 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-02-03 2719 3048 -329 -329 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-03-02 2756 3060 -304 -304 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-04-01 3024 3068 -44 -44 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-05-01 2993 3096 -103 -103 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-06-01 2953 3118 -165 -165 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-07-01 2928 3139 -211 -211 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-08-03 2913 3160 -247 -247 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-09-01 2071 2276 -205 -205 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-10-01 2083 2286 -203 -203 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-11-02 2092 2297 -205 -205 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2020-12-01 2051 2308 -257 -257 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-01-04 2033 2318 -285 -285 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-02-01 2039 2332 -293 -293 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-03-01 2061 2347 -286 -286 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-04-01 2077 2363 -286 -286 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-05-03 2068 2371 -303 -303 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-06-01 2069 2378 -309 -309 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-07-01 2076 2386 -310 -310 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-08-02 2083 2393 -310 -310 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-09-01 2091 2401 -310 -310 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-09-30 2105 2409 -304 -304 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-11-01 2128 2417 -289 -289 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2021-12-01 2153 2425 -272 -272 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-01-03 2144 2434 -290 -290 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-02-01 2181 2442 -261 -261 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-03-01 2251 2450 -199 -199 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-04-01 2286 2459 -173 -173 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-04-19 94775 100000 -5225 -5225 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-05-02 2497 2606 -109 -109 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-06-01 2706 2832 -126 -126 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-07-01 3251 3279 -28 -28 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-08-01 3181 3296 -115 -115 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-09-01 3065 3126 -61 -61 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-10-03 1778 1736 42 42 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-11-01 1794 1746 48 48 PIMCO INCOME FUND CL I2 N/L (PONPX) 2022-12-19 2022-12-01 1754 1756 -2 -2 PIMCO LOW DURATION FUND CL I2 N/L (PLDPX) 2023-10-19 2022-08-26 50000 51554 -1554 -1554 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-07-06 2019-02-25 100000 109223 -9223 -9223 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-09-19 2019-02-25 75000 81498 -6498 -6498 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-09-22 2019-02-25 12500 13618 -1118 -1118 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-09-29 2019-02-25 12500 13706 -1206 -1206 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-06 2019-02-25 12500 13813 -1313 -1313 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-13 2019-02-25 12303 13560 -1257 -1257 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-13 2019-03-01 197 218 -21 -21 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-03-01 1132 1260 -128 -128 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-04-01 2568 2866 -298 -298 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-05-01 2469 2769 -300 -300 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-06-03 2720 3039 -319 -319 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-07-01 2505 2819 -314 -314 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-20 2019-08-01 1107 1246 -139 -139 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-08-01 1535 1720 -185 -185 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-09-03 2867 3168 -301 -301 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-10-01 2172 2407 -235 -235 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-11-01 2173 2413 -240 -240 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-12-02 2177 2420 -243 -243 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-10-27 2019-12-12 1576 1757 -181 -181 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-11-03 2019-12-12 12500 13786 -1286 -1286 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-11-10 2019-12-12 12500 13822 -1322 -1322 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-11-17 2019-12-12 12500 13716 -1216 -1216 PIMCO LOW DURATION INCOME FUND CL I2 N/L (PFTPX) 2023-11-24 2019-12-12 12500 13716 -1216 -1216 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2022-12-02 2020-05-07 3000 3038 -38 -38 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2022-12-09 2020-05-07 3000 3035 -35 -35 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2022-12-16 2020-05-07 3000 3031 -31 -31 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2022-12-23 2020-05-07 3000 3028 -28 -28 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2022-12-30 2020-05-07 3000 3070 -70 -70 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-01-06 2020-05-07 3000 3076 -76 -76 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-01-13 2020-05-07 3000 3073 -73 -73 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-07-06 2020-05-07 175000 177571 -2571 -2571 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-07-07 2020-05-07 7500 7610 -110 -110 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-07-14 2020-05-07 7500 7618 -118 -118 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-07-21 2020-05-07 7500 7610 -110 -110 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-07-28 2020-05-07 7500 7602 -102 -102 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-08-04 2020-05-07 7500 7602 -102 -102 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-08-11 2020-05-07 7500 7594 -94 -94 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-08-18 2020-05-07 7500 7594 -94 -94 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-08-25 2020-05-07 7500 7586 -86 -86 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-09-01 2020-05-07 7500 7594 -94 -94 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-09-08 2020-05-07 7500 7586 -86 -86 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-09-19 2020-05-07 25000 25288 -288 -288 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-09-25 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-10-02 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-10-09 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-10-16 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-10-23 2020-05-07 7500 7570 -70 -70 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-10-30 2020-05-07 7500 7570 -70 -70 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-11-06 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-11-13 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-11-20 2020-05-07 7500 7578 -78 -78 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2023-11-27 2020-05-07 7500 7578 -78 -78 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2022-09-23 50058 50000 58 58 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2022-10-03 38 38 0 0 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2022-11-01 129 124 5 5 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2022-12-01 135 135 0 0 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2022-12-28 648 637 11 11 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2023-01-03 203 199 4 4 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2023-02-01 118 119 -1 -1 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-03-13 2023-03-01 158 156 2 2 QUALCOMM INCORPORATED (QCOM) 2023-04-13 2018-11-09 24254 11357 12897 12897 QUALCOMM INCORPORATED (QCOM) 2023-07-28 2018-11-09 38700 17036 21664 21664 THORNBURG GLOBAL OPPORTUNITIES FUND CL I N/L (THOIX) 2023-04-13 2016-02-03 25000 17894 7106 7106 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-04-13 2022-05-09 16538 15948 590 590 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-06-09 2022-05-09 28644 27030 1614 1614 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2022-05-09 31055 29102 1953 1953 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2022-05-12 38458 34988 3470 3470 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2022-06-24 815 717 98 98 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2022-09-22 551 487 64 64 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2022-12-22 857 775 82 82 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2023-03-23 375 349 26 26 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-19 2023-06-23 478 476 2 2 VANGUARD TOTAL WORLD STOCK ETF (VT) 2023-09-20 2023-06-23 12 12 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2010-12-06 6943 32496 -25553 -25553 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2010-12-16 2779 13140 -10361 -10361 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2013-02-21 2779 12245 -9466 -9466 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2013-02-22 2223 9921 -7698 -7698 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2014-09-09 15285 49791 -34506 -34506 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2014-10-09 17832 54956 -37124 -37124 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2014-10-15 20380 58706 -38326 -38326 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2016-06-27 4076 11456 -7380 -7380 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2016-10-13 6114 16560 -10446 -10446 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2018-08-07 3787 9040 -5253 -5253 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2018-09-04 10190 21280 -11090 -11090 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2018-10-26 12737 23450 -10713 -10713 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2019-02-05 3132 5523 -2391 -2391 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2019-08-06 2735 4826 -2091 -2091 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2020-02-11 2761 5268 -2507 -2507 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2020-08-11 3816 5778 -1962 -1962 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2021-02-09 3381 6155 -2774 -2774 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2021-08-10 3743 6171 -2428 -2428 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2022-02-08 3337 6034 -2697 -2697 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-19 2022-08-09 3816 5515 -1699 -1699 VODAFONE GROUP PLC NEW SPONSORED ADR (VOD) 2022-12-20 2022-08-09 8 12 -4 -4 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2014-05-27 1769 6643 -4874 -4874 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2014-10-15 3096 11071 -7975 -7975 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2014-12-09 3870 13471 -9601 -9601 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2020-05-01 149 482 -333 -333 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2020-08-03 157 490 -333 -333 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2020-11-02 175 499 -324 -324 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2021-02-01 166 509 -343 -343 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2021-05-03 156 518 -362 -362 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2021-08-02 175 527 -352 -352 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2021-11-01 198 536 -338 -338 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-19 2022-02-01 198 548 -350 -350 WARNER BROS DISCOVERY INCORPORATED COM SER A (WBD) 2022-12-20 2022-02-01 6 17 -11 -11 CAPITAL GAINS DIVIDENDS P 360532 360532 360532 756998 26118 0 26118 0 26118 29000 0 0 0 29000 X 0 2882 2882 0 0 0 0 0 0 0 0 0 0 0 1 1 MN 1 0 0 0 0 1 N/A DEAN WUEBKER ANDREAS OFFICE 5073451233 40 GOOD COUNSEL DRIVE SUITE 10 MANKATO MN 56001 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 ANDREAS LEE 2155 EMERALD ROAD BOULDER CO 80304 PRESIDENT & SECRETARY 0.00 0 0 0 JACOB ANDREAS 5001 NW 24TH CIRCLE BOCA RATON FL 33431 VICE PRESIDENT, TREASURER 0.00 0 0 0 CAYMAN CAMPBELL 707 KALMIA AVE BOULDER CO 80304 TRUSTEE 0.00 0 0 0 JASON LEE 3801 EUREKA DRIVE STUDIO CITY CA 91604 TRUSTEE 0.00 0 0 0 NONE 0 NONE 0 0 36092632 1704620 0 37797252 0 0 37797252 566959 37230293 1861515 1861515 26118 26118 1835397 0 1835397 0 1835397 2410500 0 2410500 1835397 0 0 775352 734068 537380 2046800 2410500 0 0 0 1835397 575103 0 0 2621903 0 0 0 0 0 0 0 2621903 775352 734068 537380 575103 ANDREAS LEE JASON LEE X ADOLPH AND ROSE LEVIS JEWISH COMM CENTER 9801 DONNA KLEIN BLVD BOCA RATON FL 33428 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS ZALE'S COMMUNITY GARDEN 7000 ADOPTTOGETHEROG 251 CENTRAL AVE SPRINGBORO OH 45066 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15000 AH OF MONROE COUNTY INC 1434 KENNEDY DRIVE KEY WEST FL 33040 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 ALLIANCE COLLEGE-READY PUBLIC SCHOOLS FOUNDATION PO BOX 86609 LOS ANGELES CA 90086 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS HEROS AMONG US FUND 5000 AM CIVIL LIBERTIES UNION OF MN FNDT PO BOX 14720 MINNEAPOLIS MN 55414 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 AMERICAN RED CROSS 1201 WEST RIVER PARKWAY MINNEAPOLIS MN 55454 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 ARK-VALLEY HUMANE SOCIETY PO BOX 1335 BUENA VISTA CO 81211 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 ASPIRE PO BOX 100 COTTLEVILLE MO 63338 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 BHS PAC 1604 ARAPAHOE AVE BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 BIG BROTHERS BIG SISTERS 545 DUNNELL DRIVE OWATONNA MN 55060 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 13000 BLUE EARTH NICOLLET COUNTY HUMANE SOCIETY 1250 N RIVER DR MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 BLUE SKY BRIDGE PO BOX 19122 BOULDER CO 80308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 BOULDER MUSEUM OF CONTEMPORARY ART 1750 13TH STREET BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 BOULDER VALLEY WOMEN'S HEALTH CENTER 2855 VALMONT RD BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 BOYS & GIRLS CLUBS OF CHAFFEE COUNTY PO BOX 1430 SALIDA CO 81201 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 CADA PO BOX 466 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30000 CAMP SWEET LIFE ADVENTURE INC 26486 SIOUX TRAIL MADISON LAKE MN 56063 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 CENTENNIAL MIDDLE SCHOOL 2205 NORWOOD AVENUE BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 CENTER FOR VICTIMS OF TORTURE 2356 UNIVERSITY AVE W ST PAUL MN 55114 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 40000 CENTER THEATRE GROUP 601 W TEMPLE ST LOS ANGELES CA 90012 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 CHILD AND FAMILY ADVOCACY PO BOX 4176 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30000 CHILDREN'S HEARTLINK 5075 ARCADIA AVE MINNEAPOLIS MN 55436 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 CHILDREN'S THEATRE COMPANY 2400 THIRD AVENUE S MINNEAPOLIS MN 55404 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 CLASSICAL THEATRE OF HARLEM 1850 AMSTERDAM AVE NEW YORK NY 10031 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 COLORADO CANCER FOUNDATION PO BOX 7116 BOULDER CO 80306 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 COLORADO FUTURES CENTER AT CSU 2698 HEDGEROW CIR LAFAYETTE CO 80026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 COMMONBOND COMMUNITIES 1080 MONTREAL AVE ST PAUL MN 55116 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS MANKATO ADVANTAGE SERVICES 15000 CONNECTION MINISTRY 501 S SECOND ST STE 100 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 35000 DAIRY CENTER FOR THE ARTS 2590 WALNUT STREET BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 ECHO FOOD SHELF 1014 S FRONT ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 11000 EDUCARE FOUNDATION PO BOX 241 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS 2022 AND 2023 GENERAL FUND 15000 FEEDING OUR COMMUNITY 2120 HOWARD DRIVE W SUITE F NORTH MANKATO MN 56003 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 FL KEYS HISTORY AND DIVING MUSEUM INC 82990 OVERSEAS HWY ISLAMORADA FL 33036 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 FL KEYS WILD BIRD REHABILITATION CENTER 92080 OVERSEAS HWY TAVERNIER FL 33070 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 FLORIDA KEYS CHILDRENS SHELTER 73 HIGH POINT ROAD TAVERNIER FL 33070 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 4000 FLORIDA KEYS HISTORY & DISCOVERY CENTER PO BOX 1124 ISLAMORADA FL 33036 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 4000 FREEBORN COUNTY HUMANE SOCIETY PO BOX 42311 ALBERT LEA MN 56007 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 FRIENDS OF WLRN INC 172 NE 15 ST 2ND FLOOR MIAMI FL 33132 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 FROM THE HEART PRODUCTIONS 1013 HARBOR BLVD 53 OXNARD CA 93035 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS WATCH YOU RISE FUND 10000 GLEN ARBOR ARTS CENTER PO BOX 305 GLEN ARBOR MI 49636 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 GRAND COUNTY HABITAT PO BOX 969 GRANDY CO 80446 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 GREATER MANKATO UNITED WAY 127 S 2ND ST 190 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 75000 GREATER MANKATO UNITED WAY 127 S 2ND ST 190 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS CONNECTING KIDS FUND 15000 GREATER MPLS CRISIS NURSERY 4544 4TH AVENUE SOUTH MINNEAPOLIS MN 55419 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 GREATER TWIN CITIES UNITED WAY 404 S 8TH STREET MINNEAPOLIS MN 55404 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 GREENWOOD WILDLIFE REHABILITATION CENTER PO BOX 18987 BOULDER CO 80308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 6000 GUTHRIE THEATRE 818 S 2ND STREET MINNEAPOLIS MN 55415 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 HARVEST OF HOPE PANTRY 4830 PEARL STREET BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 HAVERFORD COLLEGE 370 LANCASTER AVE HAVERFORD PA 19041 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 HIDDEN HARBOR MARINE ENVIRONMENTAL PROJECT 2396 OVERSEAS HWY MARATHON FL 33050 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 HOSPITALITY HOUSE YOUTH DEVELOPMENT PO BOX 11008 MINNEAPOLIS MN 55411 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 HUMANE SOCIETY OF BOULDER VALLEY 2323 55TH STREET BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 HUNGER AND HEALTH COALITION PO BOX 1837 BOONE NC 28607 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 HUNGER SOLUTIONS MINNESOTA 555 PARK STREET SUITE 420 ST PAUL MN 55103 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3500 I HAVE A DREAM FOUNDATION 5390 MANHATAN CIRCLE BOULDER CO 80303 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 ILLUSION THEATER 3754 PLEASANT AVE STE 321W MINNEAPOLIS MN 55409 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 IMPACT ON EDUCATION 721 FRONT STREET SUITE A LOUISVILLE CO 80027 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 ISLAMORADA FOUNDATION INC PO BOX 1315 ISLAMORADA FL 33036 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7500 JOYS KITCHEN INC 7700 W WOODARD DR LAKEWOOD CO 80227 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 JUNIOR ACHIEVEMENT UPPER MIDWEST PO BOX 120478 ST PAUL MN 55112 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 12000 JUNIOR LEAGUE MINNEAPOLIS 4500 PARK GLENN ROAD STE 18 ST LOUIS PARK MN 55416 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 KEY WEST WOMAN'S CLUB 319 DUVAL STREET KEY FL 33040 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 KNOX COUNTY HUMANE SOCIETY 1855 WINDISH DR GALESBURG IL 61401 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 LA PUENTE HOME INC PO BOX 1235 ALAMOSA CO 81101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 LAKE CRYSTAL AREA REC CENTER 621 W NATHAN ST LAKE CRYSTAL MN 56055 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 LAURENCE SCHOOL 13639 VICTORY BLVD VALLEY GLEN CA 91401 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 40000 LAWS OF LIFE - MANKATO 1704 LINDA LANE NORTH MANKATO MN 56003 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2400 LEELANAU CONSERVANCY PO BOX 1007 LELAND MI 49654 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 LEISURE EDUCATION FOR EXCEPTIONAL PEOPLE 929 NORTH 4TH STREET MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 LIFE WORK PLANNING CENTER BOARD INC 127 S 2ND ST 210 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 LOWER DEPTH THEATRE ENSEMBLE 3705 W PICO BLVD 870 LOS ANGELES CA 90019 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 45000 LUTHERAN SOCIAL SVE OF MN 2485 COMO AVE ST PAUL MN 55108 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 LYNN UNIVERSITY 3601 N MILITARY TRAIL BOCA RATON FL 33437 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 27500 MACKINTOSH ACADEMY 6717 SOUTH BOULDER ROAD BOULDER CO 80303 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 MANKATO AREA FOUNDATION 212 E WALNUT ST STE 1 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 110000 MANKATO ASSISTANCE COUNCIL FOR VETERANS 1000 UNIVERSITY AVE W ST PAUL MN 55104 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS VETERANS & FAMILIES FUND 18000 MANKATO CENTRAL HIGH SCHOOL 110 FULTON STREET MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS TAPP PROGRAM 10000 MANKATO SYMPHONY ORCHESTRA PO BOX 645 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS DECEMBER CONCERT SPONSORSHIP 10000 MANKATO YOUTH PLACE INC 709 S BROAD STREET MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS CAPITAL CAMPAIGN FUND 50000 MANKATO YOUTH PLACE INC 709 S BROAD STREET MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 MARINERS HOSPITAL INC 91500 OVERSEAS HWY TAVERNIER FL 33070 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 MAYO FOUNDATION 200 FIRST STREET SW ROCHESTER MN 55902 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS MANKATO EXPANSION FUND 50000 MICROGRANTS 1035 EAST FRANKLIN AVE MINNEAPOLIS MN 55404 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30000 MINNESOTA PUBLIC RADIO 480 CEDAR STREET ST PAUL MN 55101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 MINNESOTA YOUTH SYMPHONIES 790 CLEVELAND AVE S STE 203 ST PAUL MN 55116 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 MINNPOSTCOM PO BOX 18438 MINNEAPOLIS MN 55418 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 MN FILM & TELEVISION BOARD 401 NORTH 3RD ST STE 440 MINNEAPOLIS MN 55401 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1500 MN LANDSCAPE ARBORETUM FOUNDATION 3675 ARBORETUM DR CHASKA MN 55318 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 MN STATE UNIVERSITY MANKATO FOUNDATION 121 ALUMNI FOUNDATION CENTER MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 34000 MONROE ASSOC FOR REMARCABLE CITIZENS PO BOX 428 KEY WEST FL 33041 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 MOTHER HOUSE PO BOX 19589 BOULDER CO 80308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 MSU FOUNDATION 126 ALUMNI FOUNDATION CENTER MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS ANDREAS THEATER 50000 MSU FOUNDATION 126 ALUMNI FOUNDATION CENTER MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS COOPERATIVE PROJECT WITH MY PLACE 5000 NCVO 90 ANTHONY DRIVE GRAND CAYMAN GRAND CAYMAN CJ N/A FOREIGN CHARITY SEE STATEMENT 9 390000 NE SCULPTURE 1720 MADISON ST NE MINNEAPOLIS MN 55413 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 40000 NICOLLET PUBLIC SCHOOLS PO BOX 416 NICOLLET MN 56074 N/A SEE GENERAL EXPLANAT GRANT IS FRO RECIPIENTS PLAYGROUND PROJECT 5000 NOBO ART DISTRICT 1510 ZAMIA AVE APT 102 BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 45000 OAKWOOD SCHOOL 11600 MAGNOLIA BLVD N HOLLYWOOD CA 91601 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 PACT MINISTRIES 105 W LIND ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 PAGE EDUCATION FOUNDATION PO BOX 581254 MINNEAPOLIS MN 55458 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 6000 PLANNED PARENTHOOD MNNDSD 671 VANDALIA STREET ST PAUL MN 55114 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 PROJECT FOR PRIDE IN LIVING INC 1035 E FRANKLIN AVE MINNEAPOLIS MN 55404 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 PROMUSICA MINNESOTA PO BOX 2184 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 RISE AGAINST SUICIDE 603 S PUBLIC ROAD LAFAYETTE CO 80026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 SAFEHOUSE PROGRESSIVE ALLIANCE 835 NORTH STREET BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 6000 SAFESUN INC 2427 NW 49TH LANE BOCA RATON FL 33431 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SAN LUIS VALLEY ANIMAL WELFARE SOCIETY 76 EL RIO DR ALAMOSA CO 81101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SCHOLARSHIP AMERICA INC 7900 INTL DRIVE SUITE 500 MINNEAPOLIS MN 55425 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPENTS MANKATO AREA FUND 3600 SCHOOL FOR FIELD STUDIES INC 100 CUMMINGS CTR SUITE 534-G BEVERLY MA 01915 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 SCIENCE MUSEUM OF MINNESOTA 120 WEST KELLOGG BLVD ST PAUL MN 55102 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 SECOND HARVEST HEARTLAND 7101 WINNETKA AVE N BROOKLYN PARK MN MN 55428 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 SECOND HEART HOMES PO BOX 3886 SARASOTA FL 34230 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15000 SHARING AND CARING HANDS PO BOX 50657 MINNEAPOLIS MN 55405 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SHATTUCK-ST MARY'S SCHOOL PO BOX 218 FARIBAULT MN 55021 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SHERBURNE NATIONAL WILDLIFE REGUFE INC 17076 293RD AVE ZIMMERMAN MN 55398 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 SMILE NETWORK INT'L 108 W 14TH STREET MINNEAPOLIS MN 55403 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 SOUTH CENTRAL COLLEGE 1920 LEE BOULEVARD MANKATO MN 56003 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPENTS SCHOLARSHIP/EQUIPMENT FUND 10000 SPECIAL OLYMPICS MINNESOTA INC 900 2ND AVE SOUTH STE 300 MINNEAPOLIS MN 55402 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 ST DAVID'S RELIEF 13355 NOEL ROAD STE 1100 DALLAS TX 75240 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 STUDIO ARTS BOULDER 1010 AURORA AVE BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 TAKE STOCK IN CHILDREN INC 2929 E COMMERICAL BLVD STE 408 FT LAUDERDALE FL 33308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 THE FAMILY LEARNING CENTER 3164 34TH STREET BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 THERE WITH CARE 2825 WILDERNESS PLACE ST 100 BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30000 THORNE ECOLOGICAL INSTITUTE PO BOX 19107 BOULDER CO 80308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 TRU COMMUNITY CARE 2594 TRAILRIDGE DR E LAFAYETTE CO 80026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 TWIN CITIES PUBLIC TELEVISION 172 EAST FOURTH ST ST PAUL MN 55101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 TWIN CITIES RISE 1301 BRYANT AVE N MINNEAPOLIS MN 55411 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 TWIN RIVER COUNCIL FOR THE ARTS 424 N RIVERFRONT DR STE 300P MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS SCULPTURE WALK FUND 10000 UNITED WAY OF FREEBORN COUNTY PO BOX 686 ALBERT LEA MN 56007 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 UNITED WAY OF GREATER LOS ANGELES 1150 OLIVE STREET LOS ANGELES CA 90015 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 UPPER KEYS HUMANE SOCIETY 101617 OVERSEAS HWY KEY LARGO FL 33037 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 URBAN VENTURES FOUNDATION 2924 4TH AVENUE S MINNEAPOLIS MN 55408 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 UTAH FILM CENTER 50 WEST BROADWAY STE 1125 SALT LAKE CITY UT 84101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 VICTORY JUNCTION GANG CAMP 4500 ADAMS WAY RANDLEMAN NC 27317 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 VINE FAITH IN ACTION 421 E HICKORY ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 VINE FAITH IN ACTION 421 E HICKORY ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS CAPITAL FUND 25000 VOICEFLORIDA KEYS CHILDREN INC PO BOX 2018 ISLAMORADA FL 33036 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 VOICES FOR CHILDREN INC 5408 IDYLWOOD TRAIL BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 4000 WATERSHED SCHOOL 1661 ALPINE AVENUE BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 WESLEY HOUSE FAMILY SERVICE 1304 TRUMAN AVENUE KEY WEST FL 33040 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 YMCA MANKATO 127 S 2ND STREET STE 200 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50000 YMCA MANKATO 127 S 2ND STREET STE 200 MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS CAPITAL CAMPAIGN FUND 10000 YWCA - BOULDER COUNTY 2222 14TH STREET BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 YWCA OF MANKATO 127 SOUTH SECOND ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50000 2410500 0 14 70014 14 1139445 18 756998 0 1966457 0 1966457 0 0 0 0 0 0 0 0 0 0 NCVO (NATIONAL COUNCIL OF VOLUNTARY ORGANISATIONS) PO BOX 1140 GT CAYMAN ISLANDS CJ 2023-11-20 150000 TO ASSIST NCVO WITH THE NADINE ANDREAS RESIDENTIAL FOSTER HOME AND PRESCHOOL GENERAL FUND AND SPECIAL PROJECTS. 0 TO THE KNOWLEDGE OF THE GRANTOR NO PART HAS BEEN DIVERTED FROM ITS PURPOSE. INTERIM REPORT 1/3/2024 2024-01-03 L & N ANDREAS FOUNDATION REVIEWED THE INTERIM GRANT REPORT ON 1/3/2024 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). NCVO (NATIONAL COUNCIL OF VOLUNTARY ORGANISATIONS) PO BOX 1140 GT CAYMAN ISLANDS CJ 2023-06-29 400000 TO ASSIST NCVO WITH THE NADINE ANDREAS RESIDENTIAL FOSTER HOME AND PRESCHOOL PAYROLL AND OPERATIONAL EXPENSES 240000 TO THE KNOWLEDGE OF THE GRANTOR NO PART HAS BEEN DIVERTED FROM ITS PURPOSE. INTERIM REPORT 1/3/24 2024-01-03 L & N ANDREAS FOUNDATION REVIEWED THE INTERIM GRANT REPORT ON 1/3/24 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). GRANTS AND CONTRIBUTIONS FOUNDATION STATUS FORM 990 PF PART XIV ITEM 3 990 PF PART XIV ITEM 3 GRANTS AND CONTRIBUTIONS FOUNDATION STATUSALL RECIPIENTS OF GRANTS ARE PUBLIC CHARITIES, ORGANIZATIONS AS DESCRIBED IN SECTION 509 (A) (1), (2) OR (3). NONE ARE TYPE III ORGANIZATIONS. ALL DISTRIBUTIONS ARE QUALIFIED. ALLY BANK MIDVALE, UT FDIC # 57803 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 3.15% 100000 98714 BANK OF AMERICA CORPORATION MTN STEPPED CPN ISIN US06048WU732 3% DUE 03/28/2 100006 92950 BLUE OWL CREDIT INCOME CORP. CLASS I 100000 101739 CAPITAL ONE BANK, NA FDIC # 4297 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 1.6% DUE 65509 66497 CITIGROUP GLOBAL MARKETS HOLDINGS INC. 6Y ARKK ARKG ARKF BUFFERED RETURN NOT 100006 51530 CITIGROUP INC. MTN STEPPED CPN ISIN US17290AJZ49 2.5% DUE 01/31/2032 CALLABL 90881 79647 DISCOVER BANK FDIC # 5649 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 5% DUE 11/15/20 50000 50029 DISCOVER BANK GREENWOOD, DE FDIC # 5649 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 3 103465 103485 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150ALL79 3.5% DUE 03/31/2 100006 97057 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150APE90 5.25% DUE 09/30/ 75006 73415 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150APN99 6.5% DUE 10/29/2 75006 74489 GS FINANCE CORP. 3Y SLV CONTINGENT COUPON CALLABLE YIELD NOTE NTS VARIABLE R 120000 120756 GS FINANCE CORP. 3Y U.S. EQUITY AUTOCALLABLE ACCELERATED BARRIER NOTE NTS IS 50000 57878 HSBC USA, INC.5Y S&P 500 INDEX BUFFERED RETURN NOTE NTS ISIN US40435UJU97 DU 75000 98640 JPMORGAN CHASE & CO. MTN ISIN US48128GT752 2% DUE 12/09/2027 CALLABLE 12/09/ 200006 170494 JPMORGAN CHASE & CO. MTN STEPPED CPN ISIN US48128GS689 2.5% DUE 03/25/2040 C 52606 54714 JPMORGAN CHASE & CO. NTS ISIN US48126BAA17 5.4% DUE 01/06/2042 97688 109514 MANUFACTURERS & TRADERS TC FDIC # 588 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 4.9 150000 149040 MICRON TECHNOLOGY INC. NTS ISIN US595112CB74 5.875% DUE 09/15/2033 CALLABLE 96202 100090 MORGAN STANLEY BANK, NA 7Y S&P 500 INDEX MARKET-LINKED CD FDIC # 32992 CERTI 179397 217988 SALLIE MAE BANK FDIC # 58177 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 4.85% DUE 12 150000 148967 WEBBANK FDIC # 34404 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEGINNING 1 98750 96152 ABRDN GLOBAL DYNAMIC DIVIDEND 75683 71664 ACAP STRATEGIC FUND CL W N/L 200000 144725 ALASKA AIR GROUP INCORPORATED 247097 192831 ALLEGIANT TRAVEL COMPANY 164602 79293 ALLSPRING ADJUSTABLE RATE GOVERNMENT FUND CL A M/F 855338 843283 ALLSPRING CORE BOND FUND CL A M/F 120412 122577 ALLSPRING SPECIAL SMALL CAP VALUE FD CL I N/L 200887 232554 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F 193393 194008 APPLE INCORPORATED 42738 300089 ARCHER DANIELS MIDLAND COMPANY 1094322 1945687 ARK ETF TRUST INNOVATION ETF 121950 119886 ARK FINTECH INNOVATION ETF 57930 47020 AT&T INCORPORATED 124316 84634 ATLANTICA SUSTAINABLE INFR PLC SHS (UNITED KINGDOM) 99871 95895 BANK AMERICA CORPORATION 33141 100821 BAXTER INTERNATIONAL INCORPORATED 49030 55664 BLACKROCK CR ALLOCATION INCOME 21206 23046 BLACKROCK ENHANCED EQUITY DIVI 363859 367540 BLACKROCK ENHANCED GLOBAL DIVI 907373 871854 BLACKROCK HEALTH SCIENCES TERM TRUST 283169 212283 BLACKROCK INNOVATION AND GRW SHS BEN INT 176888 90064 BLACKROCK RES & COMMODITIES ST SHS 48200 59550 BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT 117681 105297 BLACKSTONE SENI FLTN RAT 2027 106400 116454 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT (BERMUDA) 87622 65056 CAMPBELL SYSTEMATIC MACRO FUND CL I N/L 395478 393612 CANO HEALTH INCORPORATED COM CLASS A 50801 384 CANTERBURY PK HLDG CORPORATION 10782 34294 CISCO SYSTEMS INCORPORATED 205849 378456 CITIGROUP INCORPORATED COM NEW 133023 135553 COLUMBIA ACORN FUND INSTL CL N/L 561432 343839 COLUMBIA ACORN INTERNATIONAL FUND INSTL CL N/L 132155 97496 COLUMBIA SELIGMAN TECHNOLOGY & INFORMATION FD INSTL CL N/L 232094 433464 CONSOLIDATED COMM HLDGS INCORPORATED 5907 9546 CVS HEALTH CORPORATION 91331 86662 DELTA AIR LINES INCORPORATED DEL COM NEW 141775 141040 EATON VANCE ATLANTA CAPITAL SMID CAP FUND CL I N/L 209146 216710 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L 508856 465574 EATON VANCE WORLDWIDE HEALTH SCIENCES FUND CL I N/L 203783 233661 EVENTIDE GILEAD FUND CL I N/L 106944 97226 EVENTIDE HEALTHCARE & LIFE SCIENCES FUND CL I N/L 170000 173062 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2023-1 TERM 02/18/2025 REINV F 75131 77628 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L 298187 247979 FRANKLIN GOLD & PRECIOUS METALS FUND ADVISOR CL N/L 25444 18395 FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CL Z N/L 862511 926325 FULLER & THALER BEHAVIORAL SMALL CAP EQ FD INSTL CL N/L 265199 299676 GABELLI DIVID & INCOME TR 249643 246314 GE HEALTHCARE TECHNOLOGIES INCORPORATED COMMON STOCK 29478 23830 GUGGENHEIM STRATEGIC OPPORTUN COM SBI 223364 246922 HANNON ARMSTRONG SUST INFR CAP REIT 186986 175523 INTEL CORPORATION 60354 110943 INTERNATIONAL BUSINESS MACHINES 301337 372433 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L 1120058 873037 INVESCO DEVELOPING MARKETS FUND CL Y N/L 1089630 1349085 INVESCO GLOBAL ALLOCATION FUND CL Y N/L 253690 249408 INVESCO GOLD & SPECIAL MINERALS FD CL Y N/L 279073 285449 INVESCO INTERNATIONAL SMALL-MID COMPANY FD CL Y N/L 202272 178446 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF 59589 89987 ISHARES TR CORE S&P MCP ETF 310200 984284 ISHARES TR RUS MD CP GR ETF 75 327 ISHARES TR S&P MC 400GR ETF 91199 218490 ISHARES TR SP SMCP600VL ETF 175797 208039 ISHARES TR US AER DEF ETF 158829 182761 JPMORGAN CHASE & COMPANY 280108 489820 LAZARD GLOBAL TOTAL RETURN & I 52543 61263 LOCORR MARKET TREND FUND CL I N/L 327815 307434 LOOMIS SAYLES GLOBAL ALLOC FD CL Y N/L - NATIXIS ADV 559162 577462 MAINSTAY CBRE GBL INFRA MEG TR 484974 408825 MAINSTAY SHORT TERM BOND FUND CL A M/F 269810 247169 MFS GLOBAL EQUITY FUND CL I N/L 1143957 1711402 MICRON TECHNOLOGY INCORPORATED 387041 598625 MICROSOFT CORPORATION 128489 873583 NOKIA CORPORATION SPONSORED ADR (FINLAND) 101790 79541 NORFOLK SOUTHN CORPORATION 59800 177230 PCM FD INCORPORATED 166401 160922 PEPSICO INCORPORATED 467746 1222483 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L 91446 93512 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L 55153 46084 PIMCO GLOBAL CORE ASSET ALLOCATION FUND CL I2 N/L 851239 902841 PIMCO INCOME FUND CL I2 N/L 328010 331345 PIMCO INVESTMENT GRADE CREDIT BOND FD CL I2 N/L 422778 431217 PIMCO LOW DURATION FUND CL I2 N/L 892716 887786 PIMCO LOW DURATION INCOME FUND CL I2 N/L 476605 442954 PIMCO MORTGAGE OPPORTUNITIES AND BOND FUND CL I2 N/L 625432 565248 PIMCO SHORT TERM FUND CL I2 N/L 1442728 1410256 PIMCO TOTAL RETURN FUND CL I2 N/L 252421 254436 QUALCOMM INCORPORATED 24336 40568 RTX CORPORATION 50916 124449 SIEMENS A G SPONSORED ADR (GERMANY) 127494 185628 SOUTHWEST AIRLS COMPANY 144139 75814 SPDR GOLD SHARES 127285 160438 SPDR S&P DIVIDEND ETF 89999 199696 STARWOOD PROPERTY TR INCORPORATED REIT 94323 107172 TEMPLETON FOREIGN FUND ADVISOR CL N/L 188037 197251 TEMPLETON GLOBAL SMALLER COMPANIES FD ADVISOR CL N/L 294026 315091 THORNBURG DEVELOPING WORLD FUND CL I N/L 135596 153357 THORNBURG GLOBAL OPPORTUNITIES FUND CL I N/L 354521 413464 THORNBURG LIMITED TERM INCOME FUND CL I N/L 634523 604141 TORTOISE ECOFIN GBL RENEWABLES INFRST FUND INSTL CL N/L 52188 40795 UNILEVER PLC SPON ADR NEW (UNITED KINGDOM) 98936 100943 VERIZON COMMUNICATIONS INCORPORATED 69561 56253 VIATRIS INCORPORATED 205224 129572 VIRTUS ALPHASIMPLEX MANAGED FUTURES STRATEGY FD CL I N/L 364279 305616 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND 324182 357178 956999 928082 0 0 INVESTMENT MANAGEMENT FEES 86070 86070 0 MISCELLANEOUS 1383 1383 0 EXCISE TAX PAYABLE -2367 -2882 CALLS ON STOCKS 9644 11340 EXCISE TAX 26118 0 0