2024-11-15T13:01:27-06:00 2023-12-31 941687665 BANK OF AMERICA PO BOX 1532 AFT PENNINGTON NJ 08534 990PF 2023-01-01 464345106 GUFFEY FAMILY FOUNDATION LGFO 8888663275 PO BOX 1532 AFT PENNINGTON NJ 08534 LUCY M GUFFEY PRESIDENT 8888663275 2024-11-15 true true KAREN J KISER P00146417 8888663275 2024-11-15 2023 2024-10-15 13:58:12Z X 11918273 35399 162956 160299 366801 5535958 366801 0 336937 565156 864037 0 0 0 0 0 1240 0 0 1240 1250 0 0 1250 33082 19849 13233 0 8579 1079 0 0 0 0 0 0 0 32070 191438 76221 212366 0 15723 2154000 2154000 2230221 212366 0 2169723 -1665065 651671 0 2582 1293 1293 829387 236913 236913 0 0 3000000 0 3000000 3000000 295413 296914 9427413 5185708 8383153 10259382 8719327 11918273 0 X 10259382 8719327 10259382 8719327 10259382 8719327 10259382 -1665065 126984 8721301 1974 8719327 2148.507 ARBITRAGE FUND/THE 2019-12-20 2023-05-31 26792 28640 -1848 -1848 21252.32 ARBITRAGE FUND/THE 2019-12-20 2023-09-26 276918 283293 -6375 -6375 4103.248 ARBITRAGE FUND/THE 2019-12-20 2023-11-15 53876 54696 -820 -820 1769.068 ARBITRAGE FUND/THE 2020-12-21 2023-11-28 23529 23263 266 266 3417.118 ARBITRAGE FUND/THE 2019-12-20 2023-11-28 45448 45550 -102 -102 2022.551 CALAMOS MARKET NEUTRAL INCOME FUND 2020-07-28 2023-05-31 28963 27284 1679 1679 16341.993 CALAMOS MARKET NEUTRAL INCOME FUND 2020-06-16 2023-09-26 237613 218492 19121 19121 3664.416 CALAMOS MARKET NEUTRAL INCOME FUND 2020-07-28 2023-09-26 53281 49433 3848 3848 3862.696 CALAMOS MARKET NEUTRAL INCOME FUND 2020-06-16 2023-11-15 56743 51644 5099 5099 1053.066 COHEN & STEERS PREFERRED 2022-12-16 2023-05-31 11794 12467 -673 -673 10416.579 COHEN & STEERS PREFERRED 2022-12-16 2023-09-26 117499 123191 -5692 -5692 4553.109 COHEN & STEERS PREFERRED 2022-12-16 2023-10-10 50266 53828 -3562 -3562 943.519 DELAWARE EMERGING MARKETS FUND 2022-01-04 2023-05-31 16766 23154 -6388 -6388 9332.982 DELAWARE EMERGING MARKETS FUND 2022-01-04 2023-09-26 164540 229031 -64491 -64491 1801.946 DELAWARE EMERGING MARKETS FUND 2022-01-04 2023-11-15 34273 44220 -9947 -9947 147.876 DELAWARE SMALL CAP CORE FUND 2022-01-04 2023-05-31 3694 4704 -1010 -1010 684.965 DELAWARE SMALL CAP CORE FUND 2020-06-16 2023-05-31 17110 14528 2582 2582 8238.197 DELAWARE SMALL CAP CORE FUND 2020-06-16 2023-09-26 208014 174732 33282 33282 1590.573 DELAWARE SMALL CAP CORE FUND 2020-06-16 2023-11-15 41085 33736 7349 7349 785.458 EATON VANCE ATL CAPITAL 2019-03-15 2023-05-31 22205 18050 4155 4155 266.261 EATON VANCE ATL CAPITAL 2022-01-04 2023-05-31 7527 8874 -1347 -1347 10403.259 EATON VANCE ATL CAPITAL 2019-03-15 2023-09-26 310745 239067 71678 71678 2008.588 EATON VANCE ATL CAPITAL 2019-03-15 2023-11-15 62126 46157 15969 15969 185.323 POLEN GROWTH FUND 2022-01-04 2023-05-31 6772 9972 -3200 -3200 454.415 POLEN GROWTH FUND 2019-03-15 2023-05-31 16604 13196 3408 3408 6328.076 POLEN GROWTH FUND 2019-03-15 2023-09-26 232683 183767 48916 48916 1221.78 POLEN GROWTH FUND 2019-03-15 2023-11-15 48676 35480 13196 13196 755.312 GATEWAY FUND 2018-12-20 2023-05-31 28989 25152 3837 3837 701.143 GATEWAY FUND 2018-12-20 2023-09-26 27064 23348 3716 3716 2618.691 GATEWAY FUND 2020-04-30 2023-09-26 101081 85265 15816 15816 4151.46 GATEWAY FUND 2016-12-29 2023-09-26 160246 128197 32049 32049 1. GATEWAY FUND 2016-11-28 2023-11-15 40 31 9 9 291. GATEWAY FUND 2016-11-23 2023-11-15 11503 8951 2552 2552 29.54 GATEWAY FUND 2016-12-29 2023-11-15 1168 912 256 256 .421 GATEWAY FUND 2015-10-09 2023-11-15 17 12 5 5 1. GATEWAY FUND 2016-11-28 2023-11-15 40 31 9 9 356. GATEWAY FUND 2016-11-28 2023-11-15 14073 10943 3130 3130 350.544 GATEWAY FUND 2015-10-09 2023-11-15 13857 10352 3505 3505 8. GATEWAY FUND 2015-10-31 2023-11-15 316 238 78 78 169. GATEWAY FUND 2016-11-29 2023-11-15 6681 5198 1483 1483 36. GATEWAY FUND 2016-09-09 2023-11-15 1423 1085 338 338 1. GATEWAY FUND 2016-09-09 2023-11-15 40 30 10 10 1. GATEWAY FUND 2016-09-09 2023-11-15 40 30 10 10 198. GATEWAY FUND 2016-11-30 2023-11-15 7827 6089 1738 1738 2080. INVESCO FINANCIAL PREFERRED ETF 2021-02-26 2023-05-31 29994 38074 -8080 -8080 3001. INVESCO FINANCIAL PREFERRED ETF 2021-02-26 2023-11-15 42485 54933 -12448 -12448 18163. INVESCO FINANCIAL PREFERRED ETF 2020-04-30 2023-11-15 257135 327116 -69981 -69981 8405. INVESCO FINANCIAL PREFERRED ETF 2020-04-30 2023-11-28 118681 151374 -32693 -32693 7345. INVESCO FINANCIAL PREFERRED ETF 2023-10-10 2023-11-28 103713 100037 3676 3676 936. ISHARES MORTGAGE REAL ESTATE ETF 2022-12-16 2023-05-31 19871 21252 -1381 -1381 13316. ISHARES MORTGAGE REAL ESTATE ETF 2022-12-16 2023-11-15 299773 302348 -2575 -2575 32.227 MFS INTERNATIONAL VALUE FUND 2021-12-10 2023-05-31 1328 1789 -461 -461 35.359 MFS INTERNATIONAL VALUE FUND 2021-12-10 2023-05-31 1458 1962 -504 -504 20.631 MFS INTERNATIONAL VALUE FUND 2022-12-09 2023-05-31 850 797 53 53 598.28 MFS INTERNATIONAL VALUE FUND 2022-01-04 2023-05-31 24661 33737 -9076 -9076 98.434 MFS INTERNATIONAL VALUE FUND 2022-12-09 2023-05-31 4057 3804 253 253 20.631 MFS INTERNATIONAL VALUE FUND 2022-12-09 2023-05-31 850 797 53 53 6554.867 MFS INTERNATIONAL VALUE FUND 2012-12-19 2023-09-26 265669 185241 80428 80428 1413.515 MFS INTERNATIONAL VALUE FUND 2022-12-09 2023-09-26 57290 54618 2672 2672 1538.479 MFS INTERNATIONAL VALUE FUND 2012-12-19 2023-11-15 65032 43477 21555 21555 3215.72 MERGER FUND/THE 2023-10-10 2023-11-15 54989 55214 -225 -225 4064.42 MERGER FUND/THE 2023-10-10 2023-11-28 70355 69786 569 569 442.571 NEUBERGER BERMAN LARGE CAP VALUE FUND 2022-12-16 2023-05-31 18061 18734 -673 -673 4377.769 NEUBERGER BERMAN LARGE CAP VALUE FUND 2022-12-16 2023-09-26 180627 185311 -4684 -4684 845.229 NEUBERGER BERMAN LARGE CAP VALUE FUND 2022-12-16 2023-11-15 34384 35779 -1395 -1395 3046.185 PRUDENTIAL SHORT TERM 2022-12-16 2023-05-31 31284 31223 61 61 30131.862 PRUDENTIAL SHORT TERM 2022-12-16 2023-09-26 306441 308849 -2408 -2408 5817.647 PRUDENTIAL SHORT TERM 2022-12-16 2023-11-15 59515 59630 -115 -115 7353.054 PRUDENTIAL SHORT TERM 2022-12-16 2023-11-28 75810 75368 442 442 3456.464 PGIM SHORT DURATION HIGH YIELD 2022-12-16 2023-05-31 27894 28101 -207 -207 34190.214 PGIM SHORT DURATION HIGH YIELD 2022-12-16 2023-09-26 275573 277966 -2393 -2393 6601.205 PGIM SHORT DURATION HIGH YIELD 2022-12-16 2023-11-15 53404 53668 -264 -264 4679.145 ABBEY CAPITAL FUTURES STRATEGY FUND 2023-10-10 2023-11-15 54138 55214 -1076 -1076 125. VANGUARD DIVIDEND APPRECIATION ETF 2016-11-23 2023-05-31 19117 10607 8510 8510 129. VANGUARD DIVIDEND APPRECIATION ETF 2016-11-28 2023-05-31 19729 10976 8753 8753 334. VANGUARD DIVIDEND APPRECIATION ETF 2016-11-23 2023-12-06 55236 28342 26894 26894 271. VANGUARD DIVIDEND APPRECIATION ETF 2016-03-24 2023-12-06 44818 21680 23138 23138 564. VANGUARD FTSE DEVELOPED MARKETS ETF 2016-12-29 2023-05-31 25025 20557 4468 4468 231. VANGUARD TOTAL STOCK MARKET ETF 2016-12-29 2023-05-31 47731 26722 21009 21009 579. VANGUARD TOTAL STOCK MARKET ETF 2016-12-29 2023-10-10 124915 66978 57937 57937 439. VANGUARD TOTAL STOCK MARKET ETF 2016-12-29 2023-12-06 100025 50783 49242 49242 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 CAPITAL GAIN DIVIDENDS P 14093 366801 9058 0 9058 0 9058 14480 0 0 14480 X 0 5422 5422 0 false false false false false false false true true DE true false false false false true BANK OF AMERICA NA 8888663275 PO BOX 1532 AFT PENNINGTON NJ 08534 false false false false false false false false false false false false false false false false false false false false false LUCY M GUFFEY 62 BEACH STREET PHA NEW YORK NY 10013 PRESIDENT/DIRECTOR 1 0 HAMISH BURT 860 WASHINGTON ST 6TH FL NEW YORK NY 10014 DIRECTOR 1 0 MIRANDA SUN 860 WASHINGTON ST 6TH FL NEW YORK NY 10014 TREASURER/DIRECTOR 1 0 JOSHUA HARRIS 409 53RD ST VIRGINIA BEACH VA 23451 DIRECTOR 1 0 LAWRENCE GUFFEY 860 WASHINGTON ST 6TH FL NEW YORK NY 10014 DIRECTOR 1 0 NONE 0 NONE 0 10935873 548494 0 11484367 0 0 11484367 172266 11312101 565605 565605 9058 9058 556547 0 556547 0 556547 2169723 0 0 0 0 2169723 556547 0 0 0 0 0 0 1136968 1136968 2169723 0 0 0 556547 1613176 0 0 2750144 0 0 0 0 0 0 0 2750144 0 0 0 1136968 1613176 LAWERENCE HALL GUFFEY NONE X DANA-FARBER MARATHON CHALLENGE 10 BROOKLINE PLACE BROOKLINE MA 02445 N/A PC SUPPORT LEGERE MATCHING 100000 NEW YORK PRESBYTERIAN HOSPITAL 466 LEXINGTON AVENUE NEW YORK NY 100173140 N/A PC UNRESTRICTED GENERAL 65000 PARIS REVIEW FOUNDATION INC 62 WHITE STREET 4TH FLOOR NEW YORK NY 100015537 N/A PC UNRESTRICTED GENERAL 190000 COLUMBIA UNIVERSITY 622 WEST 113TH STREET NEW YORK NY 10025 N/A PC UNRESTRICTED GENERAL 10000 LEUKEMIA & LYMPHOMA SOCIETY 3 INTERNATIONAL DRIVE RYE BROOK NY 105737501 N/A PC UNRESTRICTED GENERAL 10000 LUNG CANCER RESEARCH FOUNDATION 155 E 55TH STREET SUITE 6H NEW YORK NY 10022 N/A PC UNRESTRICTED GENERAL 25000 INTERNATIONAL AFRICAN AMERICAN MUSEUM 10 WHARFSIDE STREET CHARLESTON SC 294011596 N/A PC UNRESTRICTED GENERAL 250000 KIDS ON POINT PO BOX 22731 CHARLESTON SC 29413 N/A PC UNRESTRICTED GENERAL 50000 PORTER-GAUD FOUNDATION 300 ALBEMARLE ROAD CHARLESTON SC 294077524 N/A PC UNRESTRICTED GENERAL 60000 BIRTHDAY BUDS 923 OSCEOLA AVENUE SULLVIVANS ISLAND SC 29482 N/A PC UNRESTRICTED GENERAL 5000 CHARLESTON DAY SCHOOL INC 15 ARCHDALE ST CHARLESTON SC 29401 N/A PC UNRESTRICTED GENERAL 25000 HOMELESS TO HOPE FUND - PALMETTO PROJECT 6296 RIVERS AVENUE NORTH CHARLESTON SC 294064922 N/A PC UNRESTRICTED GENERAL 100000 DEE NORTON CHILD ADVOCACY CENTER 1061 KING STREET CHARLESTON SC 294033708 N/A PC UNRESTRICTED GENERAL 49000 BLISSFUL DREAMS 935 BLISSFUL LN HUGER SC 294509719 N/A PC UNRESTRICTED GENERAL 5000 WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET HOUSTON TX 770051827 N/A PC UNRESTRICTED GENERAL 1200000 PROSTATE CANCER FOUNDATION 1250 4TH STREET SANTA MONICA CA 904011366 N/A PC UNRESTRICTED GENERAL 10000 2154000 14 162956 18 366801 529757 529757 false false false false false false false false false false X X 1 L H GUFFY 2015 CLAT PO BOX 1501 PENNINGTON NJ 08534 35399 X TAX PREPARATION FEE 1250 1250 295413 296914 921908844 VANGUARD DIVIDEND AP AT COST 234520 512393 367829884 NATIXIS GATEWAY FUND AT COST 143804 165002 922908769 VANGUARD TOTAL STOCK AT COST 247909 536592 55273E822 MFS INTERNATIONAL VA AT COST 63731 87223 921943858 VANGUARD FTSE DEVELO AT COST 387336 489251 6AQH70000 DIAMETER ONSHORE FUN AT COST 2500000 4104781 360873657 POLEN GROWTH FUND AT COST 44845 65460 277902458 EATON VANCE ATL CAPI AT COST 58339 82279 03875R205 ARBITRAGE FUND/THE 46137V621 INVESCO FINANCIAL PR 128119880 CALAMOS MARKET NEUTR AT COST 155274 155810 24610B859 DELAWARE SMALL CAP C AT COST 42640 56029 INVESTMENT OPPS AT COST 779384 1611450 74441R508 PRUDENTIAL SHORT TER 245914817 DELAWARE EMERGING MA AT COST 55087 45714 46435G342 ISHARES MORTGAGE REA 74442J307 PGIM SHORT DURATION AT COST 67832 69834 641224787 NEUBERGER BERMAN LAR AT COST 45221 44089 19248X307 COHEN & STEERS PREFE 258620103 DOUBLELINE TOTAL RET AT COST 200000 203922 74925K367 ABBEY CAPITAL FUTURE AT COST 159786 153324 LEGAL FEES - PRINCIPAL (ALLOCA 1240 1240 INCOME ADJUSTMENT 1974 OTHER INVESTMENT FEE 32070 32070 0 FROM PARTNERSHIP/S-CORP 159368 0 FROM PARTNERSHIP/S-CORP 336937 COST ADJUSTMENT 126984 GBSC FOUNDATION 3000000 3000000 2023-09 0 INVESTMNT MNGMNT FEES (NON-DED 33082 19849 13233 FOREIGN TAXES 836 836 0 EXCISE TAX ESTIMATES 7500 0 0 FOREIGN TAXES ON NONQUALIFIED 243 243 0