2024-11-15T10:32:58-06:00 2023-12-31 352123203 KSM BUSINESS SERVICES INC PO BOX 40857 INDIANAPOLIS IN 46240 990PF 2023-01-01 462577284 HERBERT & BUI SIMON FOUNDATION INC HERB 3176361600 PO BOX 40857 INDIANAPOLIS IN 462400857 PORNTIP BUI SIMON PRESIDENT 3176361600 2024-11-09 1 1 MARK N BERNSTEIN P00045271 3175802000 2024-11-09 2023 2024-10-15 13:58:12Z X 11265744 X 998389 534 534 571898 554779 -15972 508221 190307 45997 105 1600846 745725 0 0 0 16950 8475 8475 74485 74485 0 1835 1835 0 12381 5984 0 19404 19144 0 125055 109923 8475 527500 527500 652555 109923 535975 948291 635802 10947 9277 9277 92928 57959 57959 21220 13299 21220 21220 3294348 3604059 5642540 247390 547390 636624 5011367 5020651 4898124 8670279 9260556 11265744 0 0 X 0 0 0 0 8670279 9260556 8670279 9260556 8670279 9260556 8670279 948291 0 9618570 358014 9260556 PUBLICLY TRADED SECURITIES 500645 287610 213035 213035 FROM K-1: KARIP, L.P. 681 6994 -6313 -6313 FROM K-1: KLCF, L.P. 11898 -11898 -11898 FROM K-1: SCI II, L.P. 25 25 25 FROM K-1: SCI III, L.P. 28 11412 -11384 -11384 CAPITAL GAINS DIVIDENDS P 6842 6842 6842 190307 8838 0 8838 0 8838 7000 0 5000 0 12000 0 3162 3162 0 0 0 0 0 0 0 0 0 0 0 1 1 IN 1 0 0 0 0 1 N/A HERBERT SIMON 3176361600 PO BOX 40857 INDIANAPOLIS IN 462400857 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PORNTIP BUI SIMON PO BOX 40857 INDIANAPOLIS IN 462400857 PRESIDENT 1.00 0 0 0 HERBERT SIMON PO BOX 40857 INDIANAPOLIS IN 462400857 VICE PRESIDENT 1.00 0 0 0 ROBYN L FREEDMAN PO BOX 40857 INDIANAPOLIS IN 462400857 SECRETARY 1.00 0 0 0 MARK N BERNSTEIN PO BOX 40857 INDIANAPOLIS IN 462400857 TREASURER 1.00 0 0 0 NONE 0 CHARLES SCHWAB & CO INC 3000 SCHWAB WAY WESTLAKE TX 46262 INVESTMENT MANAGEMENT 74485 0 0 5003472 152380 4898123 10053975 0 0 10053975 150810 9903165 495158 495158 8838 8838 486320 0 486320 0 486320 535975 0 535975 486320 0 0 459128 463523 265030 232288 123385 1543354 535975 0 0 0 486320 49655 0 0 1593009 0 0 0 0 0 0 459128 1133881 463523 265030 232288 123385 49655 HERBERT SIMON X AMERICAN FRIENDS OF THE HEBREW UNIVERSITY ONE BATTERY PARK PLAZA 25TH FLOOR NEW YORK NY 10004 N/A PC TO PROVIDE ACADEMIC AND CAPITAL SUPPORT TO THE HEBREW UNIVERSITY 100000 BREAKTHROUGH T1D (FKA JDRF) SOUTHERN CALIFORNIA CHAPTER 1391 WARNER AVENUE SUITE D TUSTIN CA 92780 N/A PC DONATION IN HONOR OF MR & MRS FREEDMAN 10000 BRIDGE TO A CURE 2031 JACKSON ST NO 160 FORT MYERS FL 33901 N/A PC TO SUPPORT TRANSFORMATION OF THE CHILDHOOD CANCER COMMUNITY'S APPROACH TO RESEARCH 10000 CHILDREN'S MUSEUM OF INDIANAPOLIS 3000 N MERIDIAN STREET INDIANAPOLIS IN 46208 N/A PC TO PROVIDE CHILDREN WITH EXCEPTIONAL LEARNING EXPERIENCES 50000 GANNA WALSKA LOTUSLAND 695 ASHLEY RD SANTA BARBARA CA 93108 N/A PC TO SUPPORT THE PRESERVATION AND ENHANCEMENT OF THE HISTORIC ESTATE OF MADAME GANNA WALSKA. 25000 GLOBAL IMPACT 1199 NORTH FAIRFAX ST ALEXANDRIA VA 22314 N/A PC FOR GENERAL OPERATIONS 50000 INDIANAPOLIS ZOOLOGICAL SOCIETY INC 1200 W WASHINGTON ST PO BOX 22309 INDIANAPOLIS IN 46222 N/A PC TO PROMOTE ANIMAL CONSERVATION; CONTRIBUTION IN HONOR OF SPIKE & FRIENDS 10000 LOS ANGELES POLICE FOUNDATION 633 WEST 5TH STREET SUITE 960 LOS ANGELES CA 90071 N/A PC METRO K9 CONTRIBUTION 10000 SANTA BARBARA COTTAGE HOSPITAL FOUNDATION PO BOX 689 SANTA BARBARA CA 93102 N/A PC TO SUPPORT THE CHARITABLE, SCIENTIFIC, AND EDUCATIONAL ACTIVITIES OF SANTA BARBARA COTTAGE HOSPITAL 200000 SHARE INC PO BOX 1342 BEVERLY HILLS CA 30213 N/A PC FOR GENERAL OPERATIONS 2500 UNITY SHOPPE INC 1209 STATE STREET SANTA BARBARA CA 93101 N/A PC TO PROVIDE FOR FAMILIES, CHILDREN AND ELDERLY IN NEED WHILE ENCOURAGING INDEPENDENCE 50000 WOMEN'S CANCER RESEARCH FUND OF BCRF 28 W 44TH STREET STE 609 NEW YORK NY 10036 N/A PC FOR GENERAL OPERATIONS 10000 527500 0 14 534 900099 607 14 571291 01 45973 18 -15972 FROM K-1: IRRADIANT RENEWABLE OPPORTUNITIES PARTNERS 901101 24 631 601826 0 602457 0 0 0 0 0 0 0 0 0 0 X X 1 HERBERT SIMON NATIONAL CITY CENTER PO BOX 7033 INDIANAPOLIS IN 46207 998389 X 1 PUBLICLY TRADED SECURITIES 998389 2023-12-15 ACCOUNTING FEES 16950 8475 8475 FORM 990-PF, PART VI-B, LINES 1A(3) AND 1B PART VI-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE HERBERT SIMON IS A SUBSTANTIAL CONTRIBUTOR TO THIS FOUNDATION AND PORNTIP BUI SIMON IS HIS WIFE, SO BOTH OF THEM ARE CONSIDERED DISQUALIFIED PERSONS. THEY PROVIDE "SERVICE" TO THE ORGANIZATION BY KEEPING ITS BOOKS AND SERVING ON ITS BOARD. LINE 1B IS ANSWERED "NO" BECAUSE THESE SERVICES ARE EXCEPTED BY THE REGULATIONS UNDER SECTION 4941. BLUEROCK HIGH INCOME INSTITUTIONAL 200000 193805 FORUM REAL ESTATE INCOME 100000 101829 SPDR GOLD SHARES ETF 99332 157715 VANECK VECTORS GOLD 69396 85278 VANECK VECTORS JUNIOR 78662 97997 ALPHABET INC, CLASS C 354451 352325 AMAZON 72867 151940 ARES CAPITAL CORP 49368 52078 BERKSHIRE HTWY (1/100) 615990 1085250 BLUEROCK TOTAL INCOME & REAL ESTATE 100000 88711 BROADMARK REALTY CAP INC 404380 199619 CALAMOS MARKET NEUTRAL 230556 246814 CATERPILLAR 72394 135121 COHEN & STEERS 123540 123603 COHEN & STEERS PREFERRED SEC & INC I 99476 83963 FIRST CITIZENS BANK 77955 388798 FS KKR CAP CORP II 49682 66380 GATEWAY FUND 170767 234121 JP MORGAN CHASE & CO. 298131 534624 M & T BANK 66611 92940 MARTIN MARIETTA MATERIAL 35927 213035 NESTLE 191960 459629 NETFLIX 125503 276061 NOVAGOLD 18760 16830 PARAMETRIC TAX 98363 82817 PHILIP MORRIS 21026 26436 VANGUARD 500 INDEX 145152 364892 VANGUARD VALUE INDEX 95015 192610 WELLS FARGO & CO 86185 173943 GOLUB CAPITAL PARTNERS 11 INTERNATIONAL AT COST 875000 903062 GOLUB CAPITAL PARTNERS 12 INTERNATIONAL AT COST 450000 464418 GREENBACKER RENEWABLE ENERGY AT COST 312307 468048 KAYNE ANDERSON RENEWABLE INFRA (KARIP) AT COST 464539 541838 KAYNE COMMERCIAL REAL ESTATE DEBT (KCRED) AT COST 234144 233124 KAYNE LIQUID CREDIT FUND (KLCF) AT COST 465666 461841 KAYNE RENEWABLE OPP PARTNERS (KROPTE) AT COST 111014 121628 KAYNE SENIOR CREDIT III OFFSHORE FUND AT COST 865319 409254 STRUCTURAL CAPITAL INV II AT COST 26196 104499 STRUCTURAL CAPITAL INV III AT COST 493173 482982 SUNDANCE DEBT PARTNERS LLC AT COST 723293 707430 COST BASIS ADJUSTMENT FOR DONATED STOCKS 358014 PASSTHROUGH INVESTMENT EXPENSES 19210 19144 0 BANK FEES 13 0 0 OFFICE EXPENSE 181 0 0 FROM K-1: SCI III LP 53677 0 53677 FROM K-1: SUNDANCE DEBT PARTNERS 19 0 19 FROM K-1: KAYNE ANDERSON RENEWABLE INFRASTRUCTURE -7758 87 -7758 FROM K-1: IRRADIANT RENEWABLE OPPORTUNITIES PARTNERS 35 18 35 FROM K-1: IRRADIANT RENEWABLE OPPORTUNITIES PARTNERS 24 24 INVESTMENT FEES 74485 74485 0 FOREIGN TAXES PAID 5984 5984 0 FEDERAL TAX 6397 0 0