2024-11-14T09:15:42-06:00 2023-12-31 420714325 RSM US LLP 4622 PENNSYLVANIA AVE STE 1100 KANSAS CITY MO 64112 990PF 2023-01-01 472253569 ROCK RIDGE FOUNDATION ROCK 7139757400 510 BERING DR 220 HOUSTON TX 770571451 RONALD H JACOBE JR TREASURER 7139757400 2024-11-11 1 0 KEVIN ENSMINGER P01310558 8167533000 2024-11-11 2023 2024-10-15 13:58:12Z X 1515487 X X 11582 11582 34932 34932 305929 326237 305929 352443 352443 0 0 0 1673 1673 0 5864 5864 0 15628 418 0 23165 7955 0 391667 391667 414832 7955 391667 -62389 344488 196126 116674 116674 503639 520554 1398813 699765 637228 1515487 0 0 X 0 0 0 0 699765 637228 699765 637228 699765 637228 699765 -62389 2 637378 150 637228 PUBLICLY TRADED SECURITIES 287393 20308 267085 267085 NONDIVIDEND DISTRIBUTION 38844 38844 38844 305929 4788 0 4788 0 4788 8920 0 2500 0 11420 0 6632 6632 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A RONALD H JACOBE JR 7139757400 510 BERING DR STE 220 HOUSTON TX 77057 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARY ELIZA SHAPER 510 BERING DR SUITE 220 HOUSTON TX 77057 PRESIDENT/DIRECTOR 0.96 0 0 0 C PARK SHAPER 510 BERING DR SUITE 220 HOUSTON TX 77057 VICE PRESIDENT/DIRECTOR 0.48 0 0 0 CHARLES LOVETT SHAPER 510 BERING DR SUITE 220 HOUSTON TX 77057 DIRECTOR 0.48 0 0 0 RONALD H JACOBE JR 510 BERING DR SUITE 220 HOUSTON TX 77057 TREASURER 0.48 0 0 0 PATTY DEVINE 510 BERING DR SUITE 220 HOUSTON TX 77057 SECRETARY 0.48 0 0 0 NONE 0 NONE 0 NONE 0 0 0 1570314 221629 0 1791943 0 0 1791943 26879 1765064 88253 88253 4788 4788 83465 0 83465 0 83465 391667 0 391667 83465 0 0 510441 409801 291506 145805 454291 1811844 391667 0 0 0 83465 308202 0 0 2120046 0 0 0 0 0 0 510441 1609605 409801 291506 145805 454291 308202 MARY ELIZA SHAPER C PARK SHAPER X COLGATE UNIVERSITY 13 OAK DRIVE HAMILTON NY 13346 NONE PC THE CAMPAIGN FOR THE THIRD CENTURY 66667 HOUSTON METHODIST HOSPITAL FOUNDATION 1707 SUNSET BLVD HOUSTON TX 77005 NONE PC IMMUNOLOGY FUND 100000 HOUSTON PARKS BOARD 300 NORTH POST OAK LANE HOUSTON TX 77024 NONE PC TO EXPAND PARKS AND GREENSPACE IN HOUSTON. 25000 ST FRANCIS EPISCOPAL CHURCH 345 PINEY POINT RD HOUSTON TX 77024 NONE PC GENERATIONS OF FAITH CAPITAL CAMPAIGN 10000 TEXAS CHILDREN'S HOSPITAL 1919 S BRAESWOOD BLVD SUITE 5214 HOUSTON TX 77030 NONE PC THE BREAKTHROUGH FUND 50000 THE GOODNESS WEB FOUNDATION PO BOX 5061 WAYLAND MD 01778 NONE PC TRANSFORM LIVES BY ACTIVING INNOVATIVE RESEARCH 20000 THE KINKAID SCHOOL 201 KINKAID SCHOOL DR HOUSTON TX 77024 NONE PC ALL IN CAMPAIGN 20000 THE NATIONAL MEDAL OF HONOR MUSEUM FOUNDATION 1717 EAST RANDOL MILL ROAD SUITE 301 ARLINGTON TX 76011 NONE PC LEADERSHIP INSTITUTE AND MEDAL OF HONOR MONUMENT 100000 391667 0 14 11582 14 34932 18 305929 0 352443 0 352443 0 0 0 0 0 0 0 0 0 0 NONE 0 10113.010 SHS GS INVESTMENT GRADE CREDIT FUND CLASS P 90531 81814 11652.107 SHS GS ENHANCED INCOME FUND CLASS P 109763 109996 6867.742 SHS GS HIGH YIELD FUND CLASS P 42706 38528 772.058 SHS ISHARES S&P 500 INDEX FUND CLASS G (BSPGX) 200153 431457 35000 SHS KINDER MORGAN INC CMN CLASS P (KMI) 0 617400 4.00 SHS NETEASE INC SPONSORED ADR CMN (NTES) 481 373 4.00 SHS BEIGENE, LTD. SPONSORED ADR CMN (BGNE) 554 721 68.00 SHS ABB LTD SPONSORED ADR CMN (ABB) 1701 3014 8.00 SHS ADIDAS AG ADR CMN (ADDYY) 767 814 53.00 SHS AIA GROUP LIMITED SPONSORED ADR CMN SERIES (AAGIY) 1219 1848 42.00 SHS AIR LIQUIDE SA ADR CMN (AIQUY) 860 1634 52.00 SHS AIRBUS S.E. ADR CMN (EADSY) 779 2007 26.00 SHS AMADEUS IT GROUP SA ADR CMN (AMADY) 1493 1863 33.00 SHS AMERICA MOVIL SAB DE CV SPONSORED ADR CMN SERIES L (AMX) 606 611 24.00 SHS ANHEUSER-BUSCH INBEV SPONSORED ADR CMN (BUD) 1261 1551 2.00 SHS AON PUBLIC LIMITED COMPANY CMN (AON) 295 582 5.00 SHS ASML HOLDING N.V. ADR CMN (ASML) 435 3785 47.00 SHS ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) 1330 3165 38.00 SHS B&M EUROPEAN VALUE RETAIL S.A. ADR CMN (BMRRY) 985 1101 27.00 SHS BP P.L.C. SPONSORED ADR CMN (BP) 945 956 58.00 SHS BRITISH AMERICAN TOBACCO PLC SPONS ADR (BTI) 1924 1739 10.00 SHS CANADIAN NATIONAL RAILWAY CO. CMN (CNI) 1136 1256 32.00 SHS CAP GEMINI ADR CMN (CGEMY) 1225 1334 52.00 SHS CARLSBERG A/S SPONSORED ADR CMN (CABGY) 929 1305 39.00 SHS DAIICHI SANKYO CO LTD SPONSORED ADR CMN (DSNKY) 950 1071 54.00 SHS DAIKIN INDUSTRIES, LTD. UNSPONSORED ADR CMN (DKILY) 852 880 100.00 SHS DANONE SPONSORED ADR CMN (DANOY) 1054 1296 21.00 SHS DBS GROUP HOLDINGS SPONSORED ADR CMN (DBSDY) 1672 2128 2.00 SHS DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN (DEO) 231 291 61.00 SHS DNB BANK ASA SPONSORED ADR CMN (DNBBY) 900 1297 8.00 SHS DSV PANALPINA A/S UNSPONSORED ADR CMN (DSDVY) 211 703 111.00 SHS ENGIE SPONSORED ADR CMN (ENGIY) 1532 1952 85.00 SHS EPIROC AB ADR CMN (EPOKY) 1685 1705 23.00 SHS ESSILOR INTERNATIONAL SA ADR CMN (ESLOY) 1476 2307 22.00 SHS FUJITSU LTD ADR (5 COM) ADR CMN (FJTSY) 620 664 52.00 SHS GENMAB A/S SPONSORED ADR CMN (GMAB) 813 1656 25.00 SHS GIVAUDAN SA ADR CMN (GVDNY) 1180 2070 28.00 SHS HDFC BANK LIMITED SPONSORED ADR CMN (HDB) 1191 1879 6.00 SHS HERMES INTERNATIONAL UNSPONSORED ADR CMN (HESAY) 331 1272 4.00 SHS HITACHI LTD (ADR 10 COM) ADR CMN (HTHIY) 467 577 5.00 SHS HOYA CORP SPONSORED ADR CMN (HOCPY) 273 625 92.00 SHS INDUSTRIA DE DISENO TEXTIL, S. ADR CMN (IDEXY) 1062 2004 22.00 SHS ING GROEP N.V. SPONS ADR SPONSORED ADR CMN (ING) 265 330 19.00 SHS ITOCHU CORP (ADR) ADR CMN (ITOCY) 1375 1554 32.00 SHS KERING ADR CMN (PPRUY) 706 1410 6.00 SHS KEYENCE CORPORATION CMN (KYCCF) 1036 2616 192.00 SHS KONINKLIJKE KPN N.V. SPONSORED ADR CMN (KKPNY) 667 661 25.00 SHS LOREAL CO (ADR) ADR CMN (LRLCY) 916 2489 109.00 SHS LONDON STOCK EXCHANGE GROUP PL ADR CMN (LNSTY) 1661 3222 8.00 SHS LONZA GROUP AG UNSPONSORED ADR CMN (LZAGY) 444 336 10.00 SHS LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN (LVMUY) 972 1621 5.00 SHS MARUBENI CORP (ADR) GDS CMN (MARUY) 896 790 1.00 SHS MERCADOLIBRE, INC. CMN (MELI) 212 1572 7.00 SHS MTU AERO ENGINES HOLDINGS AG UNSPONSORED ADR CMN (MTUAY) 700 755 15.00 SHS NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) (NSRGY) 1124 1738 3.00 SHS NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH (NICE) 833 599 40.00 SHS NIDEC CORPORATION SPONSORED ADR (NJDCY) 346 404 41.00 SHS NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON 1164 1253 77.00 SHS NITORI HOLDINGS CO., LTD. ADR CMN (NCLTY) 1414 1031 124.00 SHS NOKIA CORPORATION SPONSORED ADR CMN (NOK) 690 424 47.00 SHS NOMURA RESEARCH INSTITUTE, LTD ADR CMN (NRILY) 1252 1367 44.00 SHS NOVO-NORDISK A/S ADR ADR CMN (NVO) 1162 4552 15.00 SHS PERNOD RICARD SPONSORED ADR CMN (PRNDY) 337 529 84.00 SHS RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN (RBGLY) 1374 1161 97.00 SHS RECRUIT HOLDINGS CO., LTD. ADR (RCRUY) 532 821 32.00 SHS RELX PLC SPONSORED ADR CMN (RELX) 688 1269 148.00 SHS ROLLS-ROYCE HOLDINGS PLC SPONSORED ADR CMN (RYCEY) 451 566 87.00 SHS SAFRAN SA SPONSORED ADR CMN (SAFRY) 1601 3831 21.00 SHS SAP SE (SPON ADR) (SAP) 2032 3246 104.00 SHS SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN (SHECY) 953 2182 8.00 SHS SHOPIFY INC. CMN CLASS A (SHOP) 300 623 84.00 SHS SIKA AG ADR CMN (SXYAY) 2137 2732 67.00 SHS SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN 1165 1255 3.00 SHS SMC CORP. CMN (SMECF) 711 1605 40.00 SHS STMICROELECTRONICS NV ADR CMN (STM) 1513 2005 90.00 SHS STRAUMANN HOLDING AG UNSPONSORED ADR (SAUHY) 687 1450 21.00 SHS TAIWAN SEMICONDUCTOR MFG ADS L TD ADS 1ADS EQUALS 5ORDS (TSM) 474 2192 22.00 SHS TDK CORPORATION (ADR) ADR (TTDKY) 831 1048 31.00 SHS TENCENT HOLDINGS LIMITED UNSPONSORED ADR CMN ADD ADR REL 19358779 1521 1166 14.00 SHS TFI INTERNATIONAL INC CMN (TFII) 682 1908 15.00 SHS TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN (TOELY) 960 1344 51.00 SHS TOTALENERGIES SE SPONSORED ADR CMN (TTE) 2432 3466 124.00 SHS UNICHARM CORP. SPONSORED ADR CMN (UNICY) 683 897 30.00 SHS UNITED OVERSEAS BK LTD SPONSORED ADR CMN (UOVEY) 1385 1294 31.00 SHS WORLDLINE SA ADR CMN (WRDLY) 692 268 LEGAL FEES 1673 1673 0 BASIS ADJUSTMENT - BROKERAGE FIRM 150 BALANCE ADJUSTMENT - BROKERAGE FIRM 2 INVESTMENT MANAGEMENT FEES 5864 5864 0 FOREIGN TAXES 418 418 0 FEDERAL TAXES 15210 0 0