2024-11-13T13:40:38-06:00 2024-06-30 910189318 MOSS ADAMS LLP 805 SW BROADWAY STE 1400 PORTLAND OR 97205 990 2023-07-01 946050071 CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION CALP 7078264189 1 HARPST STREET ARCATA CA 95521 KACIE FLYNN EXEC DIRECTOR 7078264189 2024-11-13 1 1 WENDY CAMPOS P00448102 5032421447 2024-11-12 2023 2024-10-15 13:58:12Z KACIE FLYNN 1 HARPST STREET ARCATA CA 95521 55282310 0 X HTTPS://RESEARCH.HUMBOLDT.EDU/ X 1952 CA TO PROMOTE AND FACILITATE RESEARCH ACTIVITY THROUGHOUT THE CAL POLY HUMBOLDT COMMUNITY. 15 1 980 49 0 0 37987717 49306532 3944754 5588922 89854 220773 145609 166083 42167934 55282310 1341930 1089920 0 0 20847620 23269391 0 0 0 20629138 30202026 42818688 54561337 -650754 720973 25495994 30745445 17054434 21582912 8441560 9162533 OUR PRIMARY MISSION IS TO PROMOTE AND FACILITATE RESEARCH ACTIVITY THROUGHOUT THE CAL POLY HUMBOLDT COMMUNITY BY PROVIDING PROFESSIONAL AND ACCESSIBLE PRE AND POST AWARD SERVICES. 0 0 51156426 1089920 5588922 ADMINISTRATION OF EXTERNALLY FUNDED GRANTS AND CONTRACTS AND VARIOUS CAMPUS PROGRAMS. 51156426 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 131 0 1 980 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 1 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X X KACIE FLYNN 7078265159 1 HARPST STREET ARCATA CA 95521 THOMAS JACKSON EX-OFFICIO DIRECTOR 1.00 40.00 X 0 447728 154425 FRANK WHITLATCH VICE PRESIDENT, EX-OFFICIO DIRECTOR 1.00 40.00 X X 0 265494 112869 JENNIFER CAPPS EX-OFFICIO DIRECTOR, PRESIDENT 1.00 40.00 X X 0 287994 67380 CHRISSY HOLIDAY EX-OFFICIO DIRECTOR 1.00 40.00 X 0 247974 75309 SHAWNA YOUNG DEAN DIRECTOR 1.00 40.00 X X 0 198660 91524 TAYLOR BLOEDEN FACULTY DIRECTOR 1.00 40.00 X 0 118542 57496 KEVIN FINGERMAN FACULTY DIRECTOR 8.00 32.00 X X 21455 91771 57695 JAMES WOGLOM FACULTY DIRECTOR 5.00 35.00 X X 16347 107551 41647 JEFFREY KANE FACULTY DIRECTOR THRU 09/2023 1.00 39.00 X X 4189 100381 58614 KERRY BYRNE FACULTY DIRECTOR 11.00 29.00 X 30907 72963 50168 AMANDA HAHN FACULTY DIRECTOR 1.00 40.00 X X 0 104848 49087 CD HOYLE FACULTY DIRECTOR 1.00 39.00 X 4483 90441 51300 AMBER GAFFNEY FACULTY DIRECTOR 1.00 40.00 X X 0 89859 50365 JAKE VARGAS GRADUATE STUDENT DIRECTOR 1.00 10.00 X 0 9065 0 ALICE ZHANG GRADUATE STUDENT DIRECTOR 1.00 5.00 X 0 4585 0 JASON RAMOS COMMUNITY DIRECTOR 1.00 1.00 X 0 0 0 KACIE FLYNN EXECUTIVE DIRECTOR 40.00 0.00 X 0 122898 50345 KRISTIN JOHNSON PROGRAM DIRECTOR 40.00 X 171817 0 57634 ANGELA SHULL PROGRAM DIRECTOR 40.00 X 121524 0 43388 SCOTT ROGALSKI PROGRAM DIRECTOR 40.00 X 135060 0 27025 SHAWN THOMPSON PROGRAM DIRECTOR 40.00 X 134813 0 27009 DAVID CARTER PROGRAM DIRECTOR 40.00 X 132125 0 13212 RONNIE SWARTZ FORMER FACULTY DIRECTOR 21.00 19.00 X 77439 145444 0 ALISON O'DOWD FORMER VICE PRES & FACULTY DIRECTOR 7.00 33.00 X 25488 129713 0 CARLY MARINO FORMER TREASURER & FACULTY DIRECTOR 0.00 40.00 X 0 100330 0 875647 2736241 1136492 15 1 1 0 CA CAPITAL SMALL BUSINESS FINAN DEV CORP 1792 TRIBUTE RD STE 270 SACRAMENTO CA 95815 SUBCONTRACT SERVICE PROVIDED 673185 CSU EAST BAY 25800 CARLOS BEE BLVD HAYWARD CA 94542 SUBCONTRACT SERVICE PROVIDED 658235 SAN JOSE STATE UNIVERSITY RESEARCH FNDN 210 N FOURTH STREET SAN JOSE CA 95112 SUBCONTRACT SERVICE PROVIDED 557912 CA HISPANIC CHAMBERS OF COMMERCE FOUND 1510 J ST STE 210 SACRAMENTO CA 95814 SUBCONTRACT SERVICE PROVIDED 406213 BUTTE-GLENN COMMUNITY COLLEGE DIST 2480 NOTRE DAME BLVD CHICO CA 95928 SUBCONTRACT SERVICE PROVIDED 392158 29 39989137 9317395 49306532 INDIRECT COST REVENUE 900099 4966783 4966783 OTHER PROGRAM REVENUE 900099 622139 622139 5588922 220773 220773 MISCELLANEOUS REVENUE 900099 166083 166083 166083 55282310 5588922 0 386856 X 225551 225551 864369 864369 80645 80645 17747707 17102512 645195 870465 822797 47668 3200762 3006880 193882 1369812 1318753 51059 1890 1890 78784 78784 16737639 14728346 2009293 34661 20138 14523 1615111 1582220 32891 250219 116345 133874 -190637 -190637 1941607 1921871 19736 316164 312408 3756 4992 4992 169877 169877 178611 50902 127709 INDIRECT COSTS 4969282 4969282 STIPENDS 3162708 3157077 5631 ADMINISTRATIVE & OTHER 144013 134013 10000 EQUIPMENT 126095 126095 661010 631990 29020 54561337 51156426 3404911 0 4711977 4192298 4082211 6739340 15952037 19171777 44749 89328 1413154 860752 704720 552402 300 300 25495994 30745445 5891514 4713274 11162920 16869638 17054434 21582912 X 8441560 9162533 8441560 9162533 25495994 30745445 720973 0 X X 0 1 X 1 1 1 X 32139747 34373921 33328225 37987717 49306532 187136142 32139747 34373921 33328225 37987717 49306532 187136142 187136142 10404 6453 5307 89854 220773 332791 17901 102879 166488 145609 166083 598960 188067893 18858621 0.99500 0.99600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 490279 372947 117332 530712 239677 291035 392163 248128 144035 552402 55282310 0 55282310 0 55282310 54561337 0 54561337 0 54561337 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 11 PROGRAM SERVICES RESEARCH 64200 CENTRAL AMERICA AND THE CARIBBEAN 0 8 PROGRAM SERVICES RESEARCH 25700 EAST ASIA AND THE PACIFIC 0 4 PROGRAM SERVICES RESEARCH 18400 NORTH AMERICA (CANADA AND MEXICO) 0 1 PROGRAM SERVICES RESEARCH 11200 SOUTH AMERICA 0 1 PROGRAM SERVICES RESEARCH 1900 0 25 0 0 0 25 121400 0 121400 0 0 0 0 0 0 PART I, LINE 2: SPONSORED PROGRAMS FOUNDATION IS NOT THE FUNDER FOR GRANTS. HOWEVER, THERE ARE EMPLOYEES AND INDEPENDENT CONTRACTORS WHO WORK ON GRANTS THAT SPONSORED PROGRAMS FOUNDATION RECEIVED FROM OTHER FUNDERS OUTSIDE THE UNITED STATES. SPONSORED PROGRAMS FOUNDATION MAINTAINS PAYROLL RECORDS AND COPIES OF INVOICES AND CANCELLED CHECKS FOR VENDORS. 1 CAL POLY HUMBOLDT 1 HARPST STREET ARCATA CA 95521 946001347 STATE OF CALIFORNIA 0 106467 BOOK VALUE EQUIPMENT GENERAL OPERATING SUPPORT CAL POLY HUMBOLDT FOUNDATION 1 HARPST STREET ARCATA CA 95521 946077724 STATE OF CALIFORNIA 119084 0 GENERAL OPERATING SUPPORT 2 SCHOLARSHIPS/TUITION 143 864369 PART I, LINE 2: THE ORGANIZATION MAKES TRANSFERS TO RELATED ORGANIZATIONS UNDER COMMON MANAGEMENT AND CONTROL WHO ENSURE THAT ALL TRANSFERRED FUNDS AND ASSETS ARE USED FOR APPROPRIATE PURPOSES. PAYMENTS FOR SCHOLARSHIPS/TUITION ARE ISSUED TO CAL POLY HUMBOLDT. CAL POLY HUMBOLDT THEN ISSUES THE SCHOLARSHIPS/TUITION TO THE STUDENTS. THE PAYMENTS ARE TRACKED THROUGH CAL POLY HUMBOLDT'S FINANCIAL AID OFFICE. THE PAYMENTS ARE PLACED ON THE INDIVIDUAL STUDENTS' ACCOUNTS. X X X 0 0 0 0 0 0 0 0 0 THOMAS JACKSON EX-OFFICIO DIRECTOR 0 385728 0 0 0 62000 0 126768 0 27657 0 602153 0 0 FRANK WHITLATCH VICE PRESIDENT, EX-OFFICIO DIRECTOR 0 265494 0 0 0 0 0 84914 0 27955 0 378363 0 0 JENNIFER CAPPS EX-OFFICIO DIRECTOR, PRESIDENT 0 287994 0 0 0 0 0 46733 0 20647 0 355374 0 0 CHRISSY HOLIDAY EX-OFFICIO DIRECTOR 0 247974 0 0 0 0 0 46733 0 28576 0 323283 0 0 SHAWNA YOUNG DEAN DIRECTOR 0 198660 0 0 0 0 0 63571 0 27953 0 290184 0 0 KRISTIN JOHNSON PROGRAM DIRECTOR 171817 0 0 0 0 0 17182 0 40452 0 229451 0 0 0 RONNIE SWARTZ FORMER FACULTY DIRECTOR 77439 145444 0 0 0 0 0 0 0 0 77439 145444 0 0 TAYLOR BLOEDEN FACULTY DIRECTOR 0 118542 0 0 0 0 0 29577 0 27919 0 176038 0 0 KACIE FLYNN EXECUTIVE DIRECTOR 0 122898 0 0 0 0 0 39444 0 10901 0 173243 0 0 KEVIN FINGERMAN FACULTY DIRECTOR 21455 91771 0 0 0 0 0 29776 0 27919 21455 149466 0 0 JAMES WOGLOM FACULTY DIRECTOR 16347 107551 0 0 0 0 0 30247 0 11400 16347 149198 0 0 ANGELA SHULL PROGRAM DIRECTOR 121524 0 0 0 0 0 3058 0 40330 0 164912 0 0 0 JEFFREY KANE FACULTY DIRECTOR THRU 09/2023 4189 100381 0 0 0 0 0 32243 0 26371 4189 158995 0 0 SCOTT ROGALSKI PROGRAM DIRECTOR 135060 0 0 0 0 0 13506 0 13519 0 162085 0 0 0 SHAWN THOMPSON PROGRAM DIRECTOR 134813 0 0 0 0 0 13481 0 13528 0 161822 0 0 0 ALISON O'DOWD FORMER VICE PRES & FACULTY DIRECTOR 25488 129713 0 0 0 0 0 0 0 0 25488 129713 0 0 KERRY BYRNE FACULTY DIRECTOR 30907 72963 0 0 0 0 0 23796 0 26372 30907 123131 0 0 AMANDA HAHN FACULTY DIRECTOR 0 104848 0 0 0 0 0 29229 0 19858 0 153935 0 0 CARLY MARINO FORMER TREASURER & FACULTY DIRECTOR 0 100330 0 0 0 0 0 0 0 0 0 100330 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS INCLUDES THE PRESIDENT OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, HUMBOLDT, THE VICE PRESIDENTS OF THE UNIVERSITY OR THEIR DESIGNEES, AND THE DEAN FOR RESEARCH AND GRADUATE STUDIES. THE BOARD OF DIRECTORS ALSO INCLUDES THE FOLLOWING INDIVIDUALS APPOINTED BY THE UNIVERSITY PRESIDENT: ONE DIRECTOR FROM AMONG THE DEANS OF THE COLLEGES AND LIBRARY, SEVEN FACULTY DIRECTORS, TWO ENROLLED FULL-TIME STUDENT DIRECTORS (ONE UNDERGRADUATE AND ONE GRADUATE), ONE OR MORE COMMUNITY DIRECTORS, AND ADDITIONAL DIRECTORS FROM AMONG UNIVERSITY PERSONNEL OR COMMUNITY MEMBERS TO PROVIDE APPROPRIATE LEGAL, FINANCIAL AND REGULATORY EXPERTISE. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS REQUIRE APPROVAL OF THE PRESIDENT OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, HUMBOLDT. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR OF CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION AS WELL AS BY THE FINANCE OFFICER PRIOR TO THE FORM 990 BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION REVIEWS TRANSACTIONS AND MONITORS ACTIVITY ON A REGULAR BASIS FOR CONFLICT OF INTEREST ITEMS THAT MAY ARISE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR REPORTS TO THE PROVOST AND VICE PRESIDENT FOR ACADEMIC AFFAIRS OF THE CAMPUS AND COMPENSATION IS DETERMINED BASED ON CAMPUS COMPENSATION POLICIES. KEY EMPLOYEES' COMPENSATION IS DETERMINED BY CAMPUS COMPENSATION POLICIES. A REVIEW WAS LAST COMPLETED IN MAY 2021 FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALL AVAILABLE TO THE PUBLIC THROUGH HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION'S WEBSITE. FORM 990, PART IX, LINE 11G SUB-CONTRACTS: PROGRAM SERVICE EXPENSES 9,286,215. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,286,215. COUNSELING SERVICES: PROGRAM SERVICE EXPENSES 908,488. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 908,488. OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 4,533,643. MANAGEMENT AND GENERAL EXPENSES 2,009,293. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 6,542,936. FORM 990, PART XII, LINE 2C: THE PROCESS AND METHODS USED BY THE FOUNDATION TO SELECT THE INDEPENDENT AUDITOR HAVE NOT CHANGED. CALIFORNIA STATE POLYTECHNIC UNIVERSITY HUMBOLDT 1 HARPST ST ARCATA CA 95521 946001347 EDUCATION CA N/A 0 CAL POLY HUMBOLDT FOUNDATION 1 HARPST ST ARCATA CA 95521 946077724 ADVANCEMENT OF HUMBOLDT STATE UNIVERSITY'S MISSION CA 501(C)(3) LINE 10 CAL POLY HUMBOLDT 0 CAL POLY HUMBOLDT REAL ESTATE HOLDINGS 1 HARPST ST ARCATA CA 95521 812593561 ACCEPT, HOLD AND MANAGE CERTAIN REAL PROPERTY CA 501(C)(3) LINE 12A, I CAL POLY HUMBOLDT FOUNDATION 0 ASSOCIATED STUDENTS OF CAL POLY HUMBOLDT 1 HARPST ST ARCATA CA 95521 941201195 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 HUMBOLDT STATE UNIVERSITY CENTER 1 HARPST ST ARCATA CA 95521 941627074 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0