2024-11-11T13:00:19-06:00 2023-12-31 953416914 GIVEN & COMPANY INC 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 990PF 2023-01-01 954712282 MARK C LEMONS FOUNDATION MARK 3108287547 3029 WILSHIRE BLVD 200 SANTA MONICA CA 90403 MARK C LEMONS TRUSTEE 3108287547 2024-11-06 1 0 GEOFFREY C GIVEN P00365222 3108287547 2023 2024-10-15 13:58:12Z X 9674856 X 257100 212996 184558 163596 1200769 163596 633692 348154 35000 1750 33250 17395 8697 8698 4383 1434 2949 77438 77254 184 134216 89135 45081 446809 446809 581025 89135 491890 52667 259019 43030 8413 8413 443812 441620 441620 23 23 2612472 2727426 5176983 1614825 1593721 1646671 2391514 2127209 2151146 0 250000 250000 7105653 7148412 9674856 3867 5583 3867 5583 X 0 0 0 0 7101786 7142829 7101786 7142829 7105653 7148412 7101786 52667 2500 7156953 14124 7142829 IRONWOOD P 2013-12-02 2023-12-31 250000 236499 13501 13501 GATEWAY TR GATEWAY FD CL Y P 2013-11-07 2023-11-30 120000 85899 34101 34101 RBC 449 - ST NON-COVERED P 2023-01-01 2023-12-31 29896 29896 0 0 RBC 449 - LT NON-COVERED P 2022-01-01 2023-12-31 210723 142110 68613 68613 RBC 461 - ST NON-COVERED P 2023-01-01 2023-12-31 53646 62058 -8412 -8412 RBC 461 - LT NON-COVERED P 2022-01-01 2023-12-31 178309 173214 5095 5095 JETBLUE AWYS CORP P 2023-03-28 2023-11-15 104 104 0 0 RBC 469 - LT NON-COVERED P 2022-01-01 2023-12-31 74439 89376 -14937 -14937 RBC 697 - ST COVERED P 2023-01-01 2023-12-31 68831 59325 9506 9506 RBC 697 - LT COVERED P 2022-01-01 2023-12-31 208846 158692 50154 50154 CAPITAL GAINS DIVIDENDS P 5975 5975 5975 163596 3600 0 3600 0 3600 1481 0 0 0 1481 100 2219 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A MARK C LEMONS 3108287547 C/O GIVEN CO 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARK C LEMONS 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 TRUSTEE 15.00 35000 0 0 NONE 0 NONE 0 0 7899964 359134 760750 9019848 0 0 9019848 135298 8884550 444228 444228 3600 3600 440628 0 440628 0 440628 491890 0 491890 440628 110749 0 0 491890 110749 0 0 381141 0 0 0 0 0 0 0 0 59487 0 0 0 MARK C LEMONS X AAPLE ACADEMY FOUNDATION 4750 HOLLISTER AVE SANTA BARBARA CA 93110 PUBLIC CHARITY GENERAL SUPPORT 20000 CASA OF SANTA BARBARA COUNTY 6144 CALLE REAL 200 GOLETA CA 93117 PUBLIC CHARITY GENERAL SUPPORT 7500 CHILDREN'S BUREAU 1910 MAGNOLIA AVENUE LOS ANGELES CA 900071220 PUBLIC CHARITY GENERAL SUPPORT 20000 FOODBANK OF SANTA BARBARA COUNTY 4554 HOLLISTER AVE SANTA BARBARA CA 93110 PUBLIC CHARITY GENERAL SUPPORT 5000 FOUNDATION FOR SBHS 700 E ANAPAMU ST SANTA BARBARA CA 93103 PUBLIC CHARITY GENERAL SUPPORT 5154 HEROES GOLF 4154 KARST RD CARLSBAD CA 92010 PUBLIC CHARITY GENERAL SUPPORT 5000 HUNTSMAN CANCER CENTER 2000 CIR OF HOPE DR SALT LAKE CITY UT 84112 PUBLIC CHARITY GENERAL SUPPORT 1000 KAPPA ALPHA THETA 8740 FOUNDERS RD INDIANAPOLIS IN 46268 PUBLIC CHARITY GENERAL SUPPORT 27250 LAS MADRINAS DEPARTMENT 6778 LOS ANGELES CA 900846778 PUBLIC CHARITY GENERAL SUPPORT 40000 NATIONAL CHARITY LEAGUE PO BOX 1514 SANTA BARBARA CA 93102 PUBLIC CHARITY GENERAL SUPPORT 10000 NATUREBRIDGE 28 GEARY STREET - SUITE 650 SAN FRANCISCO CA 94108 PUBLIC CHARITY GENERAL SUPPORT 20000 PAGE YOUTH CENTER 4540 HOLLISTER AVENUE SANTA BARBARA CA 93110 PUBLIC CHARITY GENERAL SUPPORT 20000 PARK CITY COMMUNITY FDN PO BOX 681499 PARK CITY UT 84068 PUBLIC CHARITY GENERAL SUPPORT 25000 PARK CITY DAY SCHOOL 3120 PINEBROOK ROAD PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 5000 ROD DEDEAUX FOUNDATION 1430 S EASTMAN AVE LOS ANGELES CA 90023 PUBLIC CHARITY GENERAL SUPPORT 10000 ROYAL PRIDE FOUNDATION 4750 HOLLISTER AVE SANTA BARABARA CA 93110 PUBLIC CHARITY GENERAL SUPPORT 17750 SAN MARCOS HIGH SCHOOL 4750 HOLLISTER AVE SANTA BARBARA CA 93110 PUBLIC CHARITY GENERAL SUPPORT 10000 SANTA BARBARA COMMUNITY COLLEGE 721 CLIFF DRIVE SANTA BARBARA CA 93109 PUBLIC CHARITY GENERAL SUPPORT 10000 SANTA BARBARA GIRLS GOLF 721 CLIFF DRIVE SANTA BARBARA CA 93109 PUBLIC CHARITY GENERAL SUPPORT 10000 SBNL 1259 VERONICA SPRINGS RD SANTA BARBARA CA 93105 PUBLIC CHARITY GENERAL SUPPORT 5000 STORYTELLER CHILDREN'S CENTER 2115 STATE ST SANTA BARBARA CA 93105 PUBLIC CHARITY GENERAL SUPPORT 2500 TCU 2800 S UNIVERSITY DR FORT WORTH TX 76109 PUBLIC CHARITY GENERAL SUPPORT 25000 TEDDY BEAR CANCER FOUNDATION 3892 STATE ST 220 SANTA BARBARA CA 93105 PUBLIC CHARITY GENERAL SUPPORT 1000 THE COLLEAGUES 3312 PICO BLVD SANTA MONICA CA 90405 PUBLIC CHARITY GENERAL SUPPORT 5000 THE FORMAN SCHOOL 12 NORFOLK ROAD ANNUAL FUND PO BOX 80 LITCHFIELD CT 067590080 PUBLIC CHARITY GENERAL SUPPORT 25000 TIGER WOODS FOUNDATION 15440 LAGUNA CANYON RD 230 IRVINE CA 92618 PUBLIC CHARITY GENERAL SUPPORT 30000 TRANSITION HOUSE OF SANTA BARBARA 425 E COTA ST SANTA BARBARA CA 93101 PUBLIC CHARITY GENERAL SUPPORT 5000 UNIVERSITY OF SOUTHERN CALIFORNIA 1026 W 34TH ST LOS ANGELES CA 90089 PUBLIC CHARITY GENERAL SUPPORT 59500 USSSA FDN (SKI AND SNOWBOARD) 1 VICTORY LAND PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 15000 WESTSIDE GUILD CHILDREN'S HOSPITAL 4650 SUNSET BLVD LOS ANGELES CA 90027 PUBLIC CHARITY GENERAL SUPPORT 2555 SANTA BARBARA FORESTERS 4299 CARPINTERIA AVE CARPINTERIA CA 93013 PUBLIC CHARITY GENERAL SUPPORT 2500 NATIONAL POLICE ASSOCIATION 8710 BASH ST 501692 INDIANAPOLIS IN 46250 PUBLIC CHARITY GENERAL SUPPORT 100 446809 0 14 212996 18 163596 0 376592 0 376592 0 0 0 0 0 0 0 0 0 0 X X 1 MARK C LEMONS CHARITABLE LEAD UNITRUST 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 257100 X ACCOUNTING 17395 8697 8698 RBC 351 FIXED INCOME 642152 754269 RBC 449 FIXED INCOME 24053 30132 RBC 469 FIXED INCOME 927516 862270 RBC 449 INTERNATIONAL EQUITIES 130709 255740 RBC 449 US EQUITIES 657400 1940919 RBC 461 INTERNATIONAL EQUITIES 206769 212826 RBC 461 US EQUITIES 792411 1300760 RBC 697 INTERNATIONAL EQUITIES 46062 87728 RBC 697 US EQUITIES 868980 1346298 RBC 461 EMERGING MARKETS EQUITY 25095 32712 IRONWOOD MULTI-STRATEGY AT COST 311589 317129 MWFEIF IV HOLDINGS LLC AT COST 261780 201037 RBC 351 MIXED ASSETS AT COST 262620 363607 RBC 351 REAL ASSETS AT COST 199791 151499 RBC 449 REAL ASSETS AT COST 30292 29242 RBC 461 REAL ASSETS AT COST 216397 262107 RBC 475 REAL ASSETS AT COST 494740 477470 RBC 566 RBC ABSOLUTE RETURN BARRIER NOTE AT COST 350000 349055 DUE FROM IRONWOOD (SALES PROCEEDS TIMING) 0 250000 250000 AMORTIZATION AND COST BASIS ADJUSTMENTS OF INVESTMENTS 14124 BANK CHARGES 184 0 184 RBC ADR, PROGRAM, AND MISC FEES 69138 69138 0 MWREIF IV HOLDINGS - OTHER DEDUCTIONS (SCH K-1) 5025 5025 0 4C GPS 1 LP (SCH K-1) 2800 2800 0 4C GPS 3 LP (SCH K-1) 291 291 0 PRIOR PERIOD ADJUSTMENT 2500 4C GPS I LP 3503 5044 4C GPS III LP 364 539 FOREIGN TAX 1284 1284 0 PAYROLL TAXES 2999 150 2849 STATE TAXES 100 0 100