2024-11-07T13:24:38-06:00 2024-05-31 431126847 WILLIAMS-KEEPERS LLC 3220 WEST EDGEWOOD SUITE E JEFFERSON CITY MO 65109 990 2023-06-01 430620357 MISSOURI BANKERS ASSOCIATION MISS 5736368151 207 E CAPITOL AVENUE JEFFERSON CITY MO 65101 CLIFFORD JACKSON HATAWAY JR PRESIDENT 5736368151 2024-10-29 1 1 KATHLEEN A GRAESSLE P00048898 5736356196 2023 2024-10-15 13:58:12Z CLIFFORD JACKSON HATAWAY 207 E CAPITOL AVENUE JEFFERSON CITY MO 65101 4851943 0 X WWW.MOBANKERS.COM X 1891 MO TO PROVIDE USEFULNESS OF BANKS AND BANKING INSTITUTIONS. 21 21 17 350 36315 0 181165 187106 3803948 3969098 15359 143716 704138 535418 4704610 4835338 0 0 0 0 2600811 2511646 0 0 0 1964390 2233292 4565201 4744938 139409 90400 7259783 7731359 2121977 2469730 5137806 5261629 TO PROVIDE EDUCATIONAL SUPPORT AND PROMOTE GENERAL WELFARE AND USEFULNESS OF BANKS AND BANKING INSTITUTIONS. 0 0 PROVIDE EDUCATIONAL & LOBBYING SUPPORT TO MO BANKS. ENGAGE IN THE PROMOTION OF THE GENERAL WELFARE AND USEFULNESS OF BANKS & BANKING INSTITUTIONS. EDUCATIONAL SUPPORT INCLUDES THE GENERAL EDUCATION OF MEMBER BANKERS IN AREAS OF COMPLIANCE, TRAINING, AND UPDATES ON CURRENT ISSUES REGARDING THE BANKING INDUSTRY. PROVIDED PRINTED MATERIAL AND PRODUCTS TO MEMBERS WHICH CAN NOT BE OBTAINED ADEQUATELY FROM A SOURCE OUTSIDE OF MISSOURI BANKERS ASSOCIATION. MONTHLY PUBLISHED THE MISSOURI BANKER AS A COMMUNICATION TOOL TO KEEP MEMBER BANKS INFORMED OF CURRENT BANKING ISSUES. 0 0 0 1 0 0 0 0 0 1 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 1 46 0 1 17 1 1 1 0 0 0 1 1 0 0 0 0 0 X 21 21 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X JANET ROLING 5736368151 207 E CAPITOL AVENUE JEFFERSON CITY MO 65101 X JR BUCKNER II IMMEDIATE PAST CHAIRMAN 1.00 X X 0 0 0 DAVID M GOHN CHAIRMAN-ELECT 2.00 X X 0 0 0 PATRICK J KUSSMAN TREASURER 2.00 X X 0 0 0 ADRIAN O BREEN CHARIMAN 5.00 1.00 X X 0 0 0 CLIFFORD JACKSON HATAWAY JR PRESIDENT & CEO 42.00 18.00 X X 237336 101715 51368 JOSELYN E BALDNER AT LARGE DIRECTOR 1.00 X 0 0 0 MARILYN BUSH AT LARGE DIRECTOR 1.00 X 0 0 0 LOGAN DALE AT LARGE DIRECTOR 1.00 X 0 0 0 ORVIN T KIMBROUGH AT LARGE DIRECTOR 1.00 X 0 0 0 MATT LAUMANN DIRECTOR 1.00 X 0 0 0 TOM KLEBBA DIRECTOR 1.00 X 0 0 0 E KIM LIGHT AT LARGE DIRECTOR 1.00 X 0 0 0 JAMES P LIMBAUGH DIRECTOR 1.00 X 0 0 0 KYLE S MYERS AT LARGE DIRECTOR 1.00 X 0 0 0 SCOTT A PERKINS AT LARGE DIRECTOR 1.00 X 0 0 0 CORT HEGARTY AT LARGE DIRECTOR 1.00 X 0 0 0 CURT BRUMLEY GOVT RELATIONS CHAIRMAN 1.00 X 0 0 0 JEFF CARR NEXT GENERATION BOARD CHAIR 1.00 X 0 0 0 BRIAN ALDERTON DIRECTOR 1.00 X 0 0 0 BRIAN VANFOSSON DIRECTOR 1.00 X 0 0 0 JACOB WILSON DIRECTOR 1.00 X 0 0 0 KEITH THORNBURG VP, GENERAL COUNSEL 48.00 12.00 X 123166 52786 47878 JANET ROLING EXECUTIVE VP-CFO/COO 36.00 24.00 X 112879 75253 47935 BRYAN BRADLEY VP, COMPLIANCE SERVICES 1.00 40.00 X 0 128591 45144 CAROL BARNETT SVP OF COMPLIANCE 16.00 26.00 X 52059 78088 34135 DAVID KENT SVP, CHIEF LOBBYIST 40.00 10.00 X 113360 28340 35538 CARL MAX COOK FORMER CEO 20.00 5.00 X 120440 40147 32259 759240 504920 294257 5 1 1 0 0 187106 187106 MEMBERSHIP DUES 900099 2271418 2271418 EDUCATION PROGRAMS 611710 1661365 1661365 MO BANKER - ADVERTISIN 541800 36315 36315 3969098 146932 146932 55732 55732 3216 -3216 -3216 -3216 41267 13389 27878 27878 REIMBURSEMENTS 900099 419040 419040 MISCELLANEOUS 900099 32768 32768 451808 4835338 3960661 36315 651256 627098 1318959 241279 206604 117706 17650 24000 5160 109381 352836 260662 78091 1265811 29210 12335 DUES & SUBSCRIPTIONS 33438 MISSOURI BANKER PUBLISH 19808 MEMBER RELATIONS 13320 LEGISLATIVE EXPENSES 6590 5000 4744938 1560816 1518290 100000 100000 247129 237853 156177 151967 87631 60855 55986 26776 2607367 3130743 2532308 2565730 7259783 7731359 299622 549107 1822355 1920623 2121977 2469730 X 5137806 5261629 5137806 5261629 7259783 7731359 X 90400 33423 X X 0 1 X 1 0 0 0 0 2046164 202222 -116196 86026 245540 -159514 87631 60855 26776 26776 CERTIFICATES OF DEPOSIT 671792 C US GOVERNMENT SECURITIES 1770893 C CORPORATE BONDS 286622 C EXCHANGE TRADED PRODUCTS 401436 C 3130743 INVESTMENT IN EARNINGS OF SUBSIDIAR 2565730 2565730 4829187 -6151 -6151 4835338 0 4835338 4738792 -6151 -6151 4744943 -5 -5 4744938 PART XI, LINE 2D - OTHER ADJUSTMENTS: EXPENSES NETTED WITH INCOME -6,151. PART XI, LINE 4B - OTHER ADJUSTMENTS: ROUNDING PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES NETTED WITH INCOME -6,151. PART XII, LINE 4B - OTHER ADJUSTMENTS: ROUNDING -5. X X X 1 1 X X X X 0 1 0 CLIFFORD JACKSON HATAWAY JR PRESIDENT & CEO 209336 89715 28000 12000 0 0 24722 10595 11236 4815 273294 117125 0 0 JANET ROLING EXECUTIVE VP-CFO/COO 103879 69253 9000 6000 0 0 19395 12930 9366 6244 141640 94427 0 0 KEITH THORNBURG VP, GENERAL COUNSEL 116166 49786 7000 3000 0 0 21557 9239 11957 5125 156680 67150 0 0 CARL MAX COOK FORMER CEO 97940 32647 22500 7500 0 0 16406 5469 7788 2596 144634 48212 0 0 DAVID KENT SVP, CHIEF LOBBYIST 109360 27340 4000 1000 0 0 16509 4127 11922 2980 141791 35447 0 0 BRYAN BRADLEY VP, COMPLIANCE SERVICES 0 125591 0 3000 0 0 0 19071 0 26073 0 173735 0 0 CAROL BARNETT SVP OF COMPLIANCE 51259 76888 800 1200 0 0 8822 13233 4832 7248 65713 98569 0 0 PART I, LINE 4B MAX COOK - $19,576 MBA BANKERS SERVICE CORPORATION CONTROLLED ENTITY 419040 REIMBURSEMENT FOR MANAGEMENT AND ADMINISTRATIVE FEES.LIST 70 _ 2TKROLL@WILLIAMSKEEPERS.COM - 10/19/21 15:23 WORKSHEET BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS (PART IV)8-11 D.02 REIMBURSEMENTS _ 407304.LIST 70 _ 2TKROLL@WILLIAMSKEEPERS.COM - 10/24/22 09:30 AM WORKSHEET BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS (PART IV)8-11 D.02 REIMBURSEMENTS _ 460224.LIST 70 _ 2TKROLL@WILLIAMSKEEPERS.COM - 10/09/23 09:35 AM WORKSHEET BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS (PART IV)8-11D.02 REIMBURSEMENTS _ 494544 0 FORM 990, PART VI, SECTION A, LINE 6 THE MISSOURI BANKERS ASSOCIATION HAS MEMBERS WHICH ARE MADE UP OF THE PARTICIPATING BANKS AND ASSOCIATED MEMBERS WHO ARE AFFILIATED WITH THE BANKING INDUSTRY. EACH ACTIVE MEMBER HAS ONE VOTE IN THE ELECTION OF OFFICERS AND ON ALL OTHER MATTERS TO BE VOTED ON BY THE ASSOCIATION OR THE REGION IN WHICH THE MEMBER IS LOCATED. FORM 990, PART VI, SECTION A, LINE 7A REGIONAL DIRECTORS ARE NOMINATED BY THE REGIONAL NOMINATING COMMITTEES AND ARE VOTED ON BY THE REGIONAL MEMBERSHIP DELEGATES. FORM 990, PART VI, SECTION A, LINE 7B EACH ACTIVE MEMBER HAS ONE VOTE IN THE ELECTION OF OFFICERS AND ON ALL OTHER MATTERS TO BE VOTED ON BY THE ASSOCIATION OR THE REGION IN WHICH THE MEMBER IS LOCATED. A CHANGE OF BY-LAWS REQUIRES MEMBERSHIP APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS PREPARED BY THE CFO AND REVIEWED BY THE PRESIDENT & CEO. IT IS REVIEWED BY THE EXECUTIVE COMMITTEE, WHICH INCLUDES THE CEO, CHAIRMAN OF THE BOARD, THE CHAIRMAN-ELECT, THE PAST CHAIRMAN, AND THE TREASURER. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS ARE PROVIDED THE CONFLICT OF INTEREST POLICY ANNUALLY WITH A QUESTIONNAIRE THAT IS USED TO IDENTIFY CONFLICTS BETWEEN BOARD MEMBERS AND BANKS. QUESTIONNAIRES ARE REVIEWED BY THE PRESIDENT/CEO, THE GENERAL COUNSEL, AND THE CFO AS WELL AS OTHERS FAMILIAR WITH THE BOARD MEMBERS IN QUESTION TO ENSURE ALL RELEVANT INFORMATION HAS BEEN DISCLOSED. BOARD MEMBERS ARE REQUIRED TO ABSTAIN FROM VOTING ON MATTERS THAT COULD BE A CONFLICT. THE ABSTENTION IS DOCUMENTED IN THE BOARD MINUTES. EMPLOYEES ARE ALSO REQUIRED TO DISCLOSE CONFLICTS RELATED TO SPECIFIC BANKS OR BANKERS AND VENDORS TO THE PRESIDENT/CEO WHO FORWARDS THE INFORMATION TO THE CFO FOR INCLUSION IN THE EMPLOYEE'S PERSONNEL FILE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE MBA BOARD OF DIRECTORS (WITH THE EXCEPTION OF THE PRESIDENT/CEO) REVIEWS THE COMPENSTAION OF THE PRESIDENT/CEO AND OTHER KEY EMPLOYEES ANNUALLY. THE REVIEW INCLUDES UTILIZING A PEER REVIEW SALARY SURVEY THAT IS COMPLETED ANNUALLY BY MOST STATE BANKING ASSOCIATIONS. THE COMPENSATION REVIEW IS COMPLETED ANNUALLY AND WAS LAST COMPLETED IN APRIL 2024. COMPENSATION OF ALL STAFF IS COMPARED TO THAT OF SIMILIAR POSITIONS IN OTHER STATE BANKING ASSOCIATIONS THAT ARE MOST LIKE THE MBA IN TERMS OF SIZE AND ECONOMIC FACTORS. A WRITTEN PERFORMANCE REVIEW IS COMPLETED ON ALL STAFF BY THE SUPERVISOR. THE CEO COMPLETES PERFORMANCE REVIEWS OF KEY STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, SECTION A, LINE 1A THE CHAIRMAN, CHAIRMAN-ELECT, PRESIDENT, IMMEDIATE PAST CHAIRMAN, AND THE TREASURER CONSTITUTE THE EXECUTIVE COMMITTEE THAT CONDUCTS THE AFFAIRS OF THE ASSOCIATION BETWEEN MEETINGS OF THE BOARD AND HAS POWERS GRANTED IN THE BYLAWS. FORM 990, PART VII, SECTION A, LINE 1E COMPENSATION WAS RECEIVED FROM RELATED ORGANIZATIONS, MBA BANKERS SERVICE CORPORATION AND MBA BANKERS BENEFIT CORPORATION FOR WORK COMPLETED. CLIFFORD J. HATAWAY SPENT 30% OF HIS TIME WORKING FOR THESE SAME RELATED ORGANIZATIONS; KEITH THORNBURG SPENT 20% OF HIS TIME WORKING FOR RELATED ORGANIZATIONS; JANET ROLING SPENT APPROXIMATELY 40% OF HER TIME WORKING FOR THESE RELATED ENTITIES; WHILE DAVID KENT SPENT 20% AND CAROL BARNETT SPENT 60% OF HER TIME. BRYAN BRADLEY SPENT 100% OF HIS TIME WORKING FOR MBA BANKERS SERVICE CORPORATION. FORM 990, PART XI, LINE 9: NET INCOME OF SUBSIDIARIES 33,423. PART XII THE PROCESS FOR OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. MBA VEBA 207 E CAPITOL AVE JEFFERSON CITY MO 65101 EMPLOYEE BENEFITS MO 501(C)9 0 MBA REAL ESTATE COMPANY 207 E CAPITOL AVE JEFFERSON CITY MO 65101 431748736 TITLE HOLDING COMPANY MO 501(C)2 MISSOURI BANKERS ASSOCIATION 0 MBA BANKERS SERVICE CORPORATION INC 207 E CAPITOL AVE JEFFERSON CITY MO 65101 431207512 INSURANCE AGENCY MO MISSOURI BANKERS ASSOCIATION C -67293 1880506 1.00000 0 MBA OZARK REGION PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803682 POLITICAL ACTION COMMITTEE MO C 0 MBA FEDERAL PAC PO BOX 1122 JEFFERSON CITY MO 65102 431436706 POLITICAL ACTION COMMITTEE MO C 0 MBA RIVER HERITAGE PAC PO BOX 1122 JEFFERSON CITY MO 65102 431436706 POLITICAL ACTION COMMITTEE MO C 0 MBA CAPITOL REGION PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803685 POLITICAL ACTION COMMITTEE MO C 0 MBA STATE PAC PO BOX 1122 JEFFERSON CITY MO 65102 431436709 POLITICAL ACTION COMMITTEE MO 0 MBA PONY EXPRESS REGION PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803690 POLITICAL ACTION COMMITTEE MO 0 MBA MARK TWAIN REGION PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803689 POLITICAL ACTION COMMITTEE MO 0 MBA TRUMAN PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803686 POLITICAL ACTION COMMITTEE MO 0 MBA GATEWAY PAC PO BOX 1122 JEFFERSON CITY MO 65102 431803683 POLITICAL ACTION COMMITTEE MO 0 MBA BANKERS BENEFIT CORPORATION INC 207 E CAPITOL AVE JEFFERSON CITY MO 65101 431383648 INSURANCE AGENCY MO MBA BANKERS SERVICE CORPORATION INC C 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 MBA BANKERS SERVICE CORPORATION O 519156 ACTUAL COST MBA REAL ESTATE COMPANY R 260662 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 430704 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 18288 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 109680 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 9144 ACTUAL COST MBA BANKERS BENEFIT CORPORATION R 158496 ACTUAL COST MBA BANKERS BENEFIT CORPORATION O 125466 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 2400 ACTUAL COST MBA BANKERS SERVICE CORPORATION R 22920 ACTUAL COST