2024-10-21T12:15:05+00:00 2023-12-31 440160260 Forvis Mazars LLP 2700 Post Oak Blvd Ste 1500 Houston TX 77056 990PF 2023-01-01 816798069 McCormick Family Foundation MCCO 2814638705 7810 SAPHIRE VALLEY ROAD HOUSTON TX 770952821 RICK M MCCORMICK CO-TRUSTEE 2024-10-21 true true TOUG PLILAR P01218701 7134994600 2024-05-15 2023 2024-10-15 13:58:12Z X 4382635 X 204590 262050 257431 135993 1681493 135993 0 0 0 211 211 0 602844 393635 0 0 0 0 0 13750 6875 0 6875 17478 17478 0 0 3164 164 0 0 0 0 0 9681 9681 0 0 44073 34198 0 6875 210000 210000 254073 34198 0 216875 348771 359437 0 150787 88912 88912 0 0 0 0 0 0 0 0 0 0 0 0 0 8903 439203 439240 1417866 1540165 1543875 2602521 2436112 2310608 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4180077 4504392 4382635 0 0 0 0 0 0 X 4180077 4504392 4180077 4504392 4180077 4504392 4180077 348771 0 4528848 24456 4504392 TOTAL CAPITAL GAIN DISTRIBUTIONS 228 228 0 228 80.042 SHS OF ALLSPRING EMERGING MRKTS EQY INCM INST, EQIX, 94975P371 P 2023-01-01 2023-12-21 852 826 26 0 26 350,000 SHS OF BARCLAYS BANK PLC SER A MTN ZERO CPN 0.0, 06748XV40 P 2022-10-03 2023-07-07 350000 350000 0 0 0 18.066 SHS OF COCA-COLA FEMSA S.A.B. DE C.V. ADS EA RE, KOF, XXX-XX-XXXX P 2023-01-01 2023-12-31 1741 1373 368 0 368 1,016.686 SHS OF FIRST TR EXCHANGE TRADED FD IV ENERGY IN, EIPX, 33739Q804 P 2023-01-01 2023-12-31 21694 20743 951 0 951 36.737 SHS OF FIRST TR EXCHANGE-TRADED FD SMID RISN, SDVY, 33741X102 P 2023-01-01 2023-12-31 1200 982 218 0 218 3.379 SHS OF JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR, JHMM, 47804J206 P 2023-01-01 2023-12-31 177 160 17 0 17 5.055 SHS OF NOVARTIS AG SPONSORED ADR, NVS, 66987V109 P 2023-01-01 2023-12-31 495 423 72 0 72 10.55 SHS OF NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLA, NVO, XXX-XX-XXXX P 2023-01-01 2023-12-31 1084 841 243 0 243 0.923 SHS OF SELECT SECTOR SPDR TRUST TECHNOLOGY SELE, XLK, 81369Y803 P 2023-01-01 2023-12-31 34 30 4 0 4 4.00 SHS OF TOTAL ENERGIES SE, TTE, 89151E109 P 2023-01-01 2023-12-31 271 257 14 0 14 3,669.108 SHS OF ALLSPRING EMERGING MRKTS EQY INCM INST, EQIX, 94975P371 P 2022-01-01 2023-12-21 39039 37968 1071 0 1071 250,000 SHS OF BARCLAYS BANK PLC SER A MTN SERO CPN 0.0, 06747QY27 P 2021-01-20 2023-12-21 250000 250000 0 0 0 39.556 SHS OF COCA-COLA FEMSA S.A.B. DE C.V. ADS EA RE, KOF, XXX-XX-XXXX P 2022-01-01 2023-12-21 3811 2176 1635 0 1635 2,492 SHS OF FIRST TR EXCHANGE TRADED FD IV ENERGY IN, EIPX, 33739Q804 P 2022-12-09 2023-12-21 53174 49342 3832 0 3832 1,101.627 SHS OF FIRST TR EXCHANGE-TRADED FD VI SMID RISN, SDVY, 33741X102 P 2022-01-01 2023-12-21 35983 28853 7130 0 7130 161 SHS OF FIRST TR EXCHNG TRADED FD VII CBOE EQT, DNOV, 33740F839 P 2022-11-18 2023-12-21 6177 5324 853 0 853 148 SHS OF FIRST TR EXCHNG TRADED FD VII CBOE VEST, FMAY, 33740F748 P 2022-01-01 2023-12-21 6068 5198 870 0 870 203.325 SHS OF JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR, JHMM, 47804J206 P 2022-01-01 2023-12-21 10655 9662 993 0 993 58.377 SHS OF NOVARTIS AG SPONSORED ADR, NVS, 66987V109 P 2022-01-01 2023-12-21 5719 4734 985 0 985 39.966 SHS OF NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLA, NVO, XXX-XX-XXXX P 2022-01-01 2023-12-21 4106 1472 2634 0 2634 38.664 SHS OF SELECT SECTOR SPDR TRUST TECHNOLOGY SELE, XLK, 81369Y803 P 2022-01-01 2023-12-31 7367 5103 2264 0 2264 91 SHS OF TOTAL ENERGIES SE, TTE, 8915E109 P 2022-01-01 2023-12-31 6174 4863 1311 0 1311 0.000 SHS OF ABRDN PRECIOUS METALS BASKET E PHYSCL PR, GLTR, XXX-XX-XXXX P 2022-05-04 2023-05-01 18 19 -1 0 -1 585.409 SHS OF CALAMOS CONVERTIBLE FUND CL I, CICVX, XXX-XX-XXXX P 2023-01-01 2023-02-01 9730 10781 -1051 0 -1051 87.474 SHS OF CALAMOS MARKET NEUTRAL INCOME CL I, CMNIX, XXX-XX-XXXX P 2023-01-01 2023-06-29 1264 1233 31 0 31 166.392 SHS OF CAMPBELL SYSTEMATIC MACRO FUND CL I, EBSIX, 74933W833 P 2022-11-15 2023-10-09 1614 1599 15 0 15 59.906 SHS OF EATON VANCE FLOATINGRATE CLASS I, EIBLX, XXX-XX-XXXX P 2023-01-01 2023-06-29 498 494 4 0 4 44.28 SHS OF LATTICE STRATEGIES TR HARTFORD MLT ETF, RODM, XXX-XX-XXXX P 2023-06-28 2023-12-31 1130 1154 -24 0 -24 0.000 SHS OF ABRDN PRECIOUS METALS BASKET E PHYSCL PR, GLTR, XXX-XX-XXXX P 2022-05-04 2023-12-31 25 26 -1 0 -1 192.919 SHS OF ALLSPRING EMERGING MRKTS EQY INCM INST, EQIX, 94975P371 P 2021-05-27 2023-06-29 2016 2538 -522 0 -522 857.325 SHS OF EATON VANCE FLOATINGRATE CLASS I, EIBLX, XXX-XX-XXXX P 2022-01-01 2023-06-29 7133 7537 -404 0 -404 467.853 SHS OF IMGP DOLAN MCENIRY CORPORATE BOND INSTL, IDMIX, 53700T777 P 2022-01-01 2023-06-29 4468 5034 -566 0 -566 22 SHS OF ISHARES TR RUS 100 GRW ETF, IWF, XXX-XX-XXXX P 2022-01-01 2023-06-29 5970 5329 641 0 641 1,728.332 SHS OF LATTICE STRATEGIES TR HARTFORD MLT ETF, RODM, XXX-XX-XXXX P 2022-01-01 2023-09-27 44124 50214 -6090 0 -6090 149 SHS OF PGIM ETF TR PGIM ULTRA SH BD, PULS, 69344A107 P 2022-08-12 2023-10-09 7349 7309 40 0 40 464.261 SHS OF VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684 P 2021-02-26 2023-06-29 3988 4738 -750 0 -750 6,072.478 SHS OF ANGEL OAK FINANCIALSINCOME FUND CL I, ANFIX, 03463K208 P 2023-01-01 2023-12-31 48570 51882 -3312 0 -3312 6,263.771 SHS OF EATON VANCE EMERG MKTS DB OPPOR CL I, EIDOX, 27827V402 P 2023-01-01 2023-12-04 46477 46042 435 0 435 13,721.33 SHS OF EATON VANCE EMRG MRKTS LOCAL INCOME I, EEIIX, XXX-XX-XXXX P 2023-01-01 2023-11-03 46241 48308 -2067 0 -2067 14,447.86 SHS OF EATON VANCE SHORT DURATION GOV INC I, EILDX, XXX-XX-XXXX P 2023-01-01 2023-12-31 105925 108571 -2646 0 -2646 237 SHS OF ISHARES IBOXX $ INVESTMENT GRADE CORPORA, LQD XXX-XX-XXXX P 2022-12-20 2023-01-03 26112 25283 829 0 829 813 SHS OF ISHARES TR PFD AND INCM SEC, PFF, XXX-XX-XXXX P 2022-12-20 2023-01-03 27072 25243 1829 0 1829 300.496 SHS OF ISHARES TR 20 YR TR BD ETF, TLT, XXX-XX-XXXX P 2023-01-01 2023-12-31 26831 30278 -3447 0 -3447 156.523 SHS OF ISHARES TR 7-10 YR TRSY BD, IEF, XXX-XX-XXXX P 2023-01-01 2023-12-31 14710 15577 -867 0 -867 3,736 SHS OF PGIM ETF TR PGIM ULTRA SH BD, PULS, 69344A107 P 2023-01-01 2023-12-31 184115 183903 212 0 212 1,168.925 SHS OF PIMCO ETF TRUST ENHANCED SHORT MATURITY, MINT, 72201R833 P 2023-01-01 2023-12-31 116044 115677 367 0 367 10,494.961 SHS OF EATON VANCE SHORT DURATION GOV INC I, EILDX, XXX-XX-XXXX P 2022-01-01 2023-12-31 78662 84594 -5932 0 -5932 6,000 SHS OF NEWELL BRANDS INC NOTE CALL MAKE WHOLE6., 651229BD7 P 2023-03-28 2023-12-27 5993 5910 83 0 83 29,000 SHS OF WESTERN DIGITAL CORP. NOTE 2.85000% 02/0, 95812AQ8 P 2023-01-01 2023-12-31 24085 23418 667 0 667 8,000 SHS OF AMC NETWORKS INC NOTE 4.75000% 08/01/202, 00164VAE3 P 2022-01-01 2023-01-09 6060 8095 -2035 0 -2035 5,000 SHS OF BROADCOM INC SER B NOTE 4.11000% 09/15/2, 11135FAL5 P 2021-10-20 2023-09-08 4672 5379 -707 0 -707 24,000 SHS OF FORTUNE BRANDS INNOVATIONS INC NOTE4.000, 34964CAC0 P 2022-01-01 2023-01-18 23797 24227 -430 0 -430 10,000 SHS OF HP INC NOTE CALL MAKE WHOLE3.00000% 06/01, 40434LAB1 P 2020-07-08 2023-08-16 9125 10303 -1178 0 -1178 7,000 SHS OF NEWELL BRANDS INC NOTE CALL MAKE WHOLE6., 651229BD7 P 2022-09-09 2023-12-27 6991 7000 -9 0 -9 26,000 SHS OF ORACLE CORP NOTE CALL MAKE WHOLE2.30000%, 68389XCD5 P 2021-03-25 2023-07-12 22982 26207 -3225 0 -3225 1,000 SHS OF SERVICE CORP INTL NOTE CALL MAKE WHOLE5., 817565CE2 P 2021-07-29 2023-04-17 971 1067 -96 0 -96 9,000 SHS OF UNITED STATES TREAS SER W-2026 0.750000%, 91282CBT7 P 2021-11-09 2023-12-21 8331 8903 -572 0 -572 24,000 SHS OF WESTERN DIGITAL CORP. NOTE 4.750000% 02/1, 958102AM7 P 2022-01-01 2023-07-31 22920 23711 -791 0 -791 14,000 SHS OF HP INC NOTE CALL MAKE WHOLE3.00000% 06/1, 40434LAB1 P 2020-10-07 2023-08-16 12775 14669 -1894 0 -1894 7,000 SHS OF SERVICE CORP INTL NOTE CALL MAKE WHOLE5., 817565CE2 P 2020-10-07 2023-04-17 6798 7556 -758 0 -758 150.86 SHS OF ALPHAKEYS MILLENNIUM OFFSHORE FUND LTD SER 1 P 2017-09-27 2023-01-01 357845 231567 126278 0 126278 18,834 SHS OF ALPHAKEYS MILLENNIUM FD OFFSHORE LTD SERIES P 2022-12-30 2023-01-01 18841 0 18841 0 18841 AG ENERGY CREDIT OPPS P 2022-01-01 2023-12-31 195 0 195 0 195 COST BASIS ADJUSTMENTS 818 -818 0 -818 135993 0 4996 4996 4996 3363 5000 8363 3367 3367 0 false false false false false false false true true TX true false false false false true N/A RICK M MCCORMICK 2814638705 7810 SAPHIRE VALLEY ROAD HOUSTON TX 770952821 false false false false false false false false false false false false false false false false false false false false false PAMELA MCCORMICK 7810 SAPHIRE VALLEY ROAD HOUSTON TX 770952821 CO-TRUSTEE 0.250 0 0 0 RICK M MCCORMICK 7810 SAPHIRE VALLEY ROAD HOUSTON TX 770952821 CO-TRUSTEE 0.250 0 0 0 0 NO DIRECT CHARITABLE ACTVITIES. EXPENDITURES ARE DIRECT DONATIONS OVER WHICH THE FOUNDATION EXCERCISES NO CONTROL. NO PROGRAM RELATED INVESTMENTS. 0 4073200 102913 0 4176113 0 4176113 62642 4113471 205674 205674 4996 4996 200678 200678 200678 216875 0 0 216875 200678 0 7864 13850 29903 51617 216875 0 0 0 200678 16197 0 67814 0 0 0 0 0 0 67814 0 7864 13850 29903 16197 RICK AND PAMELA MCCORMICK NONE X TREASURES OF JOY 7915 BALTZELL DR SPRING TX 77389 NONE PC CHARITABLE 15000 RESTORING HOPE FOUNDATION 3503 INCLINE ST NW HUNTSVILLE AL 35810 NONE PC CHARITABLE 20000 BRIDGE BUILDERS INTERNATIONAL PO BOX 1472 WHEATON IL 601871472 NONE PC CHARITABLE 20000 MODERN DAY PO BOX 535578 GRAND PRAIRE TX 75053 NONE PC BIBLES FOR WIDOWS AND BOOKS FOR UKRAINE 80000 PIONEERS 10123 WILLIAM CAREY DRIVE ORLANDO FL 32832 NONE PC CHARITABLE 15000 ANANIAS HOUSE PO BOX 941292 HOUSTON TX 77094 NONE PC CHARITABLE 20000 CRU FOUNDATION 100 LAKE HART DRIVE 3600 ORLANDO FL 32832 NONE PC CHARITABLE 10000 CANYON PATHWAYS 3617 SAN BAR LN COLLEYVILLE TX 76034 NONE PC CHARITABLE 15000 TRANSFORM ASIA PO BOX 440283 AURORA CO 800440283 NONE PC FOR JOY CHILD DAY CARE CENTER 15000 210000 0 14 262050 18 135993 PARTNERSHIP INCOME 1 211 0 398254 0 398254 false false false false false false false false false false X X 1 RICK AND PAMELA MCCORMICK 7810 SAPPHIRE VALLEY ROAD HOUSTON TX 770952821 204590 X X 1 VARIOUS SECURITIES 204590 2023-12-20 Accounting Fees 13750 6875 0 6875 250,000 SHS OF BARCLAYS BANK PLC SER A MTN ZERO 250000 240800 350,000 SHS OF BARCLAYS BANK PLC MNT ZERO CPN 0 0 200,000 SHS OF CITIGROUP GLOBAL INDEX-LINKED MKTS HLDGS 200000 195580 200,000 SHS OF CITIGROUP GLOBAL INDEX-LINKED MKTS HLDGS 200000 197760 350,000 SHS OF GS FIN CORP INDEX-LINEKD SER F MTN ZERO 350000 268038 400,000 SHS OF MORGAN STANLEY FIN INDEX-LINKED LLC SER 400000 402820 24,000 SHS OF FORTUNE BRANDS INNOVATION INC NOTE 0 0 3,000 SHS OF MOTOROLA SOLUTIONS INC NOTE 4.0% 3010 2968 24,000 SHS OF ALLEGION US HLDG CO INC NOTE 3.2% 24047 23517 8,000 SHS OF CARLISLE COS INC NOTE 3.5% 8045 7847 18,000 SHS OF QVC INC NOTE 4.45% 17683 16894 25,000 SHS OF DOLLAR TREE INC NOTE 4.0% 25397 24540 23,000 SHS OF AMERICAN TOWER CORP NOTE 4.0% 23711 22588 23,000 SHS OF REYNOLDS AMERICAN INC NOTE 4.45% 23318 22731 2,000 SHS OF DISCOVERY COMMUNICATION LLC 3.95% 2058 1956 8,000 SHS OF AMC NETWORK INC NOTE 4.75% 0 0 25,000 SHS OF MICROCHIP TECHNOLOGY INC. SER B NOTE 25404 24623 22,000 SHS OF CONAGRA BRANDS INC NOTE 4.6% 23327 21784 27,000 SHS OF BERRY GLOBAL INC SER B NOTE 1.57% 24285 25083 26,000 SHS OF ZIMMER BIOMET HOLDINGS INC NOTE 3.05% 26362 25101 24,000 SHS OF ALTRIA GROUP INC NOTE 4.4% 25455 23776 24,000 SHS OF WESTERN DIGITAL CORP. NOTE 4.75% 0 0 22,000 SHS OF TRINITY ACQUISITION PLC NOTE 4.4% 23061 21716 22,000 SHS OF GLOBAL PMTS INC NOTE 4.8% 22860 21808 24,000 SHS OF MOLSON COORS BEVERAGE CO NOTE 3.0% 24954 22986 7,000 SHS OF BROADCOM CORP 3.875% 6727 6831 7,000 SHS OF AT&T INC SER B NOTE 3.8% 7481 6832 9,000 SHS OF QVC INC NOTE 4.75% 7680 7126 23,000 SHS OF SBA COMMUNICATIONS CORP SER B NOTE 3.875% 23492 22087 17,000 SHS OF AT&T INC NOTE 4.25% 18441 16810 11,000 SHS OF CA INC NOTE 4.7% 10989 10635 23,000 SHS OF VERISON COMMUNICATIONS INC 4.125% 24872 22662 24,000 SHS OF KRAFT HEINZ FOODS CO SER B NOTE 3.875% 25227 23540 12,000 SHS OF UNITED RENTALS NORTH AMER INC NOTE 12459 12026 24,000 SHS OF HP INC NOTE 3% 0 0 15,000 SHS OF NEWELL BRANDS INC NOTE 6.375% 15027 14893 26,000 SHS OF STEEL DYNAMICS INC NOTE 1.65% 25819 23137 29,000 SHS OF TRANSDIGM INC SER B NOTE 5.5% 27497 28412 24,000 SHS OF BOYD GAMINGS CORP SER B NOTE 4.75% 22220 23090 16,000 SHS OF CARLISLE COS INC NOTE 3.75% 15710 15331 2,000 SHS OF FLEXTRONICS INTL LTD NOTE 6.0% 2033 2067 5,000 SHS OF UNITED RENTALS NORTH AMER INC NOTE 4781 4881 25,000 SHS OF ENCOMPASS HEALTH CORP NOTE 4.5% 24063 23919 26,000 SHS OF EXPEDIA GROUP INC SER B NOTE 3.8% 23912 25065 29,000 SHS OF TEGNA INC SER B NOTE 4.65% 29568 27088 24,000 SHS OF DISCOVERY COMMUNICATIONS LLC 3.95% 24273 22828 16,000 SHS OF CDW LLC NOTE 4.25% 15897 15323 24,000 SHS OF TRIMBLE INC NOTE 4.9% 24520 24114 28,000 SHS OF BLOCK FINL LLC NOTE 2.5% 26733 24954 24,000 SHS OF HCA INC NOTE 5.625% 26638 24561 23,000 SHS OF WABTEC NOTE 4.7% 24982 22743 2,000 SHS OF WILLIS NORTH AMER INC NOTE 4.5% 2217 1947 6,000 SHS OF SBA COMMUNICATIONS CORP SER B NOTE 3.125% 5385 5391 11,000 SHS OF CDW LLC NOTE 3.25% 11096 10058 19,000 SHS OF MOTOROLA SOLUTIONS INC NOTE 4.6% 18304 18852 19,000 SHS OF SERVICE CORP INTL NOTE 5.125% 20096 18620 27,000 SHS OF BATH & BODY WORKS INC NOTE 7.5% 25380 28055 24,000 SHS OF OLIN CORP NOTE 5.625% 23640 23618 26,000 SHS OF QORVO INC SER B NOTE 4.375% 27309 24667 4,000 SHS OF ENCOMPASS HEALTH CORP NOTE 4.75% 3560 3767 8,000 SHS OF CARRIER GLOBAL CORP SER B 6967 7157 27,000 SHS OF ORACLE CORP NOTE 2.3% 23586 24369 8,000 SHS OF FLEXTRONICS INTL LTD 7789 7843 8,000 SHS OF BROADCOM INC SER B NOTE 4.15% 7312 7641 19,000 SHS OF DICKS SPORTING GOODS INC NOTE 3.15% 14835 16186 28,000 SHS OF HP INC NOTE 4.2% 24717 26582 18,000 SHS OF GENUINE PARTS CO NOTE 6.875% 19901 19984 237 SHS OF ISHARE IBOXX $ INVMT 0 0 685 SHS OF PGIM ETF TR ULTRA SH 0 0 1,163 SHS OF PIMCO ETF TR ULTRA SH 0 0 7,000 SHS OF NEWELL BRANDS INC 0 0 150.86 SHS OF ALPHAKEYS MILLENNIUM OFFSHORE FUND LTD SER 1 0 0 2,123.4 SHS OF ALLSPRING EMERGING MRKTS EQY INCM INST 25893 23209 632.625 SHS OF CALAMOS MARKET NUETRAL INCOME CL I 8917 8971 585 SHS OF CALAMOS CONVERTIBLE FUND CL I 0 0 1,543.62 SHS OF CAMPBELL SYSTEMATIC MACRO FUND CL I 14825 13892 4,646.245 SHS OF FEDERATED HERMIES INTL STR VAL DIV IS 16268 17238 344.555 SHS OF FIRST TRUST ALTER OPPORTUNITIES CL I 9123 9117 1,013.945 SHS OF FIRST TRUST MERGER ARBITRAGE CLASS I 10754 10778 1,086.634 SHS OF GRANT PARK MULTI ALT STRATEGIES FD CL I 12544 11497 1,132.187 SHS OF JOHN HANCOCK DIVERSIFIED MACRO I 10598 10020 617.798 SHS OF VIRTUS KAR SMALL MID CAP CORE FD CL I 11346 11547 755.411 SHS OF BRAMSHILL INCOME PRF FUND INSTITUTIONAL 7800 7388 2,093.34 SHS OF COLUMBIA MORTGAGE OPPORTUNITIES ADV 16584 16998 882.245 SHS OF EATON VANCE FLOATING RATE CLASS I 0 0 1,826.487 SHS OF EATON VANCE EMRG MRKTS LOCAL INCOME I 6545 6448 2,297.32 SHS OF EATON VANCE SHORT DURATION GOV INC I 17477 16839 1,588 SHS OF GOLDMAN SACHS COMM STRATEGY INSTL CL SH 17868 13022 2,333 SHS OF IMGP DOLAN MCENIRY CORPORATE BOND INSTL 24080 23007 2,872 SHS OF VOYA INTERMEDIATE BOND CLASS I 29088 25215 303.226 SHS OF FIRST TR EXCHANGE-TRADED FD IV NO AMER 8187 8396 1,352 SHS OF FIRST TR EXCHNG TRADED FD VIII FT CBOE 27419 29879 308.187 SHS OF ISHARES RUSSELL 1000 VALUE ETF 45938 50928 86.659 SHS OF ISHARES TR RUS 1000 GRW ETF 20897 26272 1,728.332 SHS OF LATTICE STRATEGY TR HARTFORD MLT ETF 0 0 242.579 SHS OF PGIM ETF TR PGIM ULTRA SH BD 11895 11981 81 SHS OF ABRDN PRECIOUS METALS BASKET E PHYSICL 7477 7373 14,250.434 SHS OF FS CR REAL ESTATE INCOM TR INC COM CL I 348665 345084 7,977.663 SHS OF GOLUB CAPITAL PRIVATE CREDIT FUND CLASS I 200000 200000 8,150.942 SHS OF ANGEL OAK FINANCIALS INCOME FUND CL I 61134 62029 2,984.267 SHS OF COUNTERPOINT TACTICAL MUNICIPAL CLI 31383 31812 7,859.536 SHS OF LIBERTY ST ROBINSON TAX ADVNTG INC INSTL 65446 66256 7,518.26 SHS OF AMERICAN CENTURY HIGH-YLD MUNI CL I 62491 65935 9,677.493 SHS OF BRAMSHILL INCOME PRF FUND INSTITUTIONAL 94722 94646 4,099.139 SHS OF COLUMBIA MORTGAGE OPPORTUNITIES ADV 30271 33285 5,787.287 SHS OF COUNTERPOINT TACTICAL INCOME CL I 65971 65223 13,625.63 SHS OF EATON VANCE EMRG MRKTS LOCAL INCOME I 46883 48098 5,441.975 SHS OF EATON VANCE FLOATING RATE CLASS I 47663 45821 3,396.864 SHS OF EATON VANCE SHORT DURATION GOV INC I 25475 24899 10,332.254 SHS OF VOYA STRATEGIC INC OPPORTUNITIES CL I 92692 94540 119.05 SHS OF PGIM ETF TR PGIM ULTRA SH BD 5846 5880 813 SHS OF ISHARES TR PFD AND INCM SEC 0 0 352 SHS OF AG ENERGY CREDIT 0 352 439203 439240 0 0 BOOK/TAX DIFFERENCE FROM SALE OF DONATED STOCK 24261 Book/Tax difference from K-1 investment 195 BOND PREMIUM 6553 6553 0 0 NONCOVERED BOND PREMIUM 1113 1113 0 0 ACCRUED INTEREST PAID 2015 2015 0 0 Other Income 211 211 0 UBS MANAGEMENT FEES 175 175 0 0 ROCKEFELLER CAPITAL MGMT FEES 17303 17303 Excise Taxes 3000 0 0 0 Foreign Taxes 164 164 0 0