2024-10-14T13:15:51-05:00 2023-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2023-01-01 204451390 NATURAL RESOURCE GOVERNANCE INSTITUTE NATU 6469299750 88 PINE STREET 5TH FLOOR 540 NEW YORK NY 10005 SUNEETA KAIMAL PRESIDENT & CEO 6469299750 2024-10-14 1 0 ELIZABETH W HELLER P00397829 3019519090 2023 2024-10-15 13:58:12Z SUNEETA KAIMAL 88 PINE STREET 5TH FLOOR 540 NEW YORK NY 10005 10701192 0 X WWW.RESOURCEGOVERNANCE.ORG X 2006 DC SEE PART III AND SCHEDULE O. 12 12 13 0 0 0 10273273 10689669 0 0 2385 901 7955 10622 10283613 10701192 3371248 4923358 0 0 4704038 5028152 0 0 127438 3877202 3812987 11952488 13764497 -1668875 -3063305 11873299 10162466 3048157 4462586 8825142 5699880 NRGI ENVISIONS A WORLD WHERE NATURAL RESOURCES ENABLE FAIR, PROSPEROUS AND SUSTAINABLE SOCIETIES, INSTEAD OF UNDERMINING THEM. NRGI EXISTS BECAUSE DECISIONS ABOUT HOW NATURAL RESOURCES ARE GOVERNED DETERMINE THE WELL-BEING OF PEOPLE IN RESOURCE-RICH COUNTRIES AND OF THE PLANET. 0 0 4788819 1641120 JUST TRANSITION IN FOSSIL FUEL PRODUCING COUNTRIES: IN 2023, NRGI CONTINUED SUPPORT TO JUST TRANSITIONS IN FOSSIL-FUEL PRODUCING COUNTRIES AND EXAMINED WHAT THE ENERGY TRANSITION MEANS IN VARIOUS CONTEXTS. WE PROVIDED APPLIED RESEARCH, TOOLS, AND TECHNICAL ASSISTANCE TO INFORM DECISION-MAKING BY GOVERNMENTS AND STATE-OWNED ENTERPRISES AS THEY NAVIGATE THE TRANSITION. WE CONVENED DIALOGUES THROUGH WHICH CONTRIBUTORS CAME TO UNDERSTAND AND CO-CREATE NARRATIVES ABOUT WHAT THE ENERGY TRANSITION MEANS IN THEIR COUNTRIES. OUR RESEARCH AND EXPERIENCES FROM THESE DIALOGUES INFORMED OUR ENGAGEMENT IN GLOBAL CLIMATE CONVERSATIONS, PARTICULARLY AT COP28. WE BUILT UPON EXISTING PARTNERSHIPS AND TECHNICAL EXPERIENCE AND EXPANDED OUR WORK, INCLUDING EXAMINING THE ROLE OF RESOURCE GOVERNANCE IN THE ANDEAN AMAZON. 3773009 1641119 GOOD GOVERNANCE OF TRANSITION MINERALS: IN 2023 NRGI HELPED INFORM AND SHAPE NATIONAL, REGIONAL AND GLOBAL DIALOGUES; AGENDAS; AND STANDARDS ON TRANSITION MINERALS. WE BECAME A GO-TO PARTNER FOR GOVERNMENTS INTERESTED IN DEVELOPING ACCOUNTABILITY IN THE TRANSITION MINERAL SPACE, AND A LEADER GLOBALLY AND REGIONALLY ON ANTICORRUPTION IN TRANSITION MINERALS. OUR WORK ALSO INFORMED CONSUMER-COUNTRY POLICIES THAT AFFECT RESOURCE-PRODUCING COUNTRIES. BUILDING ON OUR REPORT "TRIPLE WIN: HOW MINING CAN BENEFIT AFRICA'S CITIZENS, THEIR ENVIRONMENT AND THE ENERGY TRANSITION," WE ENGAGED ACTIVELY WITH POLICYMAKERS AND CIVIL SOCIETY ACTORS ACROSS AFRICA ON THE STEPS NEEDED TO MAXIMIZE BENEFITS FROM TRANSITION MINERALS. 2321854 1641119 SUSTAINABLE REVENUE MANAGEMENT: IN 2023, NRGI PROVIDED RESEARCH AND ANALYSIS, CONVENING SUPPORT TO GOVERNMENTS AND CIVIL SOCIETY PARTNERS, AND TECHNICAL ASSISTANCE TO SUPPORT GOVERNMENTS TO SECURE GOOD DEALS FROM OIL, GAS AND MINING CONTRACTS AND TO ENSURE THAT REVENUES FLOWED INTO COMMUNITIES. WE ALSO CONTRIBUTED TO IMPROVED TRANSPARENCY THROUGH THE PUBLICATION OF ADDITIONAL MINING CONTRACTS ON OUR "RESOURCECONTRACTS" PLATFORM. OVER THE COURSE OF THE YEAR 115 CONTRACTS WERE ADDED TO THE "RESOURCECONTRACTS" PLATFORM, THE WORLD'S LARGEST OPEN REPOSITORY OF EXTRACTIVE INDUSTRY CONTRACTS. 10883682 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 X 18 0 1 13 1 0 1 UK BE PE GH BM TZ SG TS CG 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X LUIS M GARCIA 6469299750 88 PINE STREET 5TH FLOOR 540 NEW YORK NY 10005 GILBERT F HOUNGBO CHAIR 1.00 X X 0 0 0 LOURDES MELGAR TREASURER AND SECRETARY 1.00 X X 0 0 0 ERNEST ARYEETEY DIRECTOR (UNTIL 12/23) 1.00 X 0 0 0 ALAN DETHERIDGE DIRECTOR (UNTIL 12/23) 1.00 X 0 0 0 JORDAN DIAMOND DIRECTOR 1.00 X 0 0 0 AUDREY GAUGHRAN DIRECTOR 1.00 X 0 0 0 SEAN HINTON DIRECTOR 1.00 X 0 0 0 CAROLE NAKHLE DIRECTOR 1.00 X 0 0 0 ELENA PANFILOVA DIRECTOR 1.00 X 0 0 0 ANTHONY PAUL DIRECTOR 1.00 X 0 0 0 MAGDALENA SEPULVEDA DIRECTOR 1.00 X 0 0 0 SMITA SINGH DIRECTOR (UNTIL 12/23) 1.00 X 0 0 0 ZAINAB USMAN DIRECTOR 1.00 X 0 0 0 CHARLES WANGUHU DIRECTOR 1.00 X 0 0 0 MAMADOU BITEYE DIRECTOR (BEGAN 12/23) 1.00 X 0 0 0 SUNEETA KAIMAL PRESIDENT & CEO 40.00 X 341915 0 54478 LUIS M GARCIA CHIEF FIN. & ADMIN. OFFICER 40.00 X 231020 0 56953 PATRICK HELLER CHIEF PROGRAM OFFICER 40.00 X 214095 0 53585 AARON SAYNE SENIOR GOVERNANCE OFFICER 40.00 X 112227 0 33492 NICOLA WOODROFFE SENIOR LEGAL ANALYST 40.00 X 106756 0 23523 1006013 0 222031 5 0 1 0 QASIM AKHTAR 17304 PRESTON ROAD DALLAS TX 75252 CONSULTING 288885 ANA C GONZALES CALLE 111 13-08 BOGOTA CO CONSULTING 187593 ANTONIO HILL 411 HURRICANE ROAD KEENE NH 03431 CONSULTING 141667 MATTHIEU SALOMON 40 BIS RUE LAGORSSE FONTAINEBLEAU FR 77300 CONSULTING 131006 4 5643908 5045761 10689669 901 901 OTHER INCOME 900099 10622 10622 10622 10701192 0 0 11523 X 35000 35000 4888358 4888358 684366 295430 344283 44653 3348899 2312825 1024700 11374 258880 181629 77069 182 551629 377077 171288 3264 184378 120550 61564 2264 73187 8562 64625 175402 20519 154883 1415944 1109301 297070 9573 227770 136504 91266 445173 356840 85254 3079 320376 124187 145459 50730 395595 361009 32870 1716 523434 523097 337 44527 44527 92149 92149 MISCELLANEOUS 55498 2655 52843 SUBSCRIPTION/MEMBERSHIP 23966 13908 9455 603 MAINTENANCE 16231 16231 RECRUITING 3735 3735 13764497 10883682 2753377 127438 544686 4515507 4773346 100425 4762584 3351650 99738 2673 527382 274591 1012513 726467 226310 286046 2167 23801 937086 1607773 11873299 10162466 393753 541673 38763 33763 2615641 3887150 3048157 4462586 X 6444866 4295195 2380276 1404685 8825142 5699880 11873299 10162466 X -3063305 -61957 X 0 1 X 1 1 1 X 12559829 16002354 9015002 10273273 10689669 58540127 12559829 16002354 9015002 10273273 10689669 58540127 23173631 35366496 1573 2771 3185 2365 901 10795 11436 32668 7955 10622 62681 58613603 82050 0.60340 0.56610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 5630 5630 13758867 13764497 838225 209556 0 0 696621 714723 747624 838225 2997193 4495790 5630 5630 174155 178681 186906 209556 749298 1123947 13321 1903 11418 11482 11482 0 987710 713082 274628 286046 RIGHT-OF-USE ASSETS 646311 RELATED PARTY RECEIVABLES 607220 SECURITY DEPOSITS 271604 DEFERRED 457B PLAN ASSET 82638 1607773 REFUNDABLE ADVANCES 3015655 OPERATING LEASE LIABILITIES 705526 RELATED PARTY PAYABLES 165969 3887150 10720704 19512 19512 10701192 0 10701192 13784009 19512 19512 13764497 0 13764497 1 SUB-SAHARAN AFRICA 3 24 PROGRAM SERVICES SUPPORT COUNTRIES IN THE GOVERNANCE OF EXTRACTIVE NATURAL RESOURCES 2710632 SOUTH AMERICA 1 8 PROGRAM SERVICES SUPPORT COUNTRIES IN THE GOVERNANCE OF EXTRACTIVE NATURAL RESOURCES 696120 MIDDLE EAST AND NORTH AFRICA 1 2 PROGRAM SERVICES SUPPORT COUNTRIES IN THE GOVERNANCE OF EXTRACTIVE NATURAL RESOURCES 428164 NORTH AMERICA 1 3 PROGRAM SERVICES SUPPORT COUNTRIES IN THE GOVERNANCE OF EXTRACTIVE NATURAL RESOURCES 371597 EAST ASIA AND THE PACIFIC 0 3 PROGRAM SERVICES SUPPORT COUNTRIES IN THE GOVERNANCE OF EXTRACTIVE NATURAL RESOURCES 307746 EUROPE 0 0 GRANTMAKING 2924729 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 1334974 SOUTH AMERICA 0 0 GRANTMAKING 618748 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 9906 6 40 0 0 6 40 9392710 9906 9402616 EUROPE GENERAL OPERATING SUPPORT 2448466 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO IMPLEMENT GRANT GOALS IN SENEGAL FOR TRACES PROJECT 704285 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO IMPLEMENT GRANT GOALS IN SENEGAL FOR TRACES PROJECT 423602 WIRE TRANSFER 0 EUROPE IMPLEMENTATION OF THE WORLD BANK'S EGPS MULTI-DONOR TRUST FUND PROJECT "IMPLEMENTING THE CIVIL SOCIETY STRATEGY IN THE EXTRACTIVE INDUSTRIES AND BUILD CAPACITY FOR INFORMED CIVIL SOCIETY ENGAGEMENT AND COLLABORATION IN EITI AND OTHER EXTRACTIVES GOVERNANCE PROCESSES 284900 WIRE TRANSFER 0 EUROPE GENERAL OPERATING SUPPORT. 191363 WIRE TRANSFER 0 SOUTH AMERICA SEPIA XX, BIENNIAL SEMINAR. ACADEMIC RESEARCH, CAPACITY BUILDING AND PUBLIC DISCUSSION ON THE CHALLENGES OF RURAL PERU. 120000 WIRE TRANSFER 0 SOUTH AMERICA AIDA OSF COLOMBIA PROJECT: JUST ENERGY TRANSITION AMAZON AND CARIBBEAN. 107823 WIRE TRANSFER 0 SOUTH AMERICA THIS PROJECT AIMS TO CONSTRUCT A PARTICIPATORY CITIZEN AGENDA FOR REGIONAL ENERGY TRANSITION IN A DEPARTMENT CHARACTERIZED BY A HIGH DEPENDENCE ON OIL EXTRACTION. ADDITIONALLY, THE PROJECT PLANS TO MONITOR THE DIALOGUE STRATEGY IMPLEMENTED BY THE MINISTRY OF MINES AND ENERGY FOR NATIONAL-TERRITORIAL DIALOGUE ON THE MANAGEMENT OF NON-RENEWABLE NATURAL RESOURCES, AND EVALUATE THE RESULTS OF GOVERNANCE ACTIONS PROMOTED BY THE NATIONAL GOVERNMENT IN DECISION-MAKING RELATED TO ENERGY TRANSITION IN COLOMBIA. 101363 WIRE TRANSFER 0 SOUTH AMERICA PROJECT "STRENGTHENING THE GOVERNANCE OF EXTRACTIVE INDUSTRIES IN THE PERUVIAN AMAZON." 85265 WIRE TRANSFER 0 SUB-SAHARAN AFRICA FOR MEDIA TRAINING IN UGANDA FOR 2023. 40003 WIRE TRANSFER 0 SUB-SAHARAN AFRICA NRGI, WITHIN THE FRAMEWORK OF THE IMPLEMENTATION OF ITS PROJECT "DEVELOPING CAPACITY ON EXTRACTIVE SECTOR DRM AMID THE ENERGY TRANSITION" FUNDED BY NORAD, WILL AWARD A GRANT TO "CENTRE D'EXCELLENCE POUR LA GOUVERNANCE DES INDUSTRIES EXTRACTIVES EN AFRIQUE FRANCOPHONE - CEGIEAF" OF THE CATHOLIC UNIVERSITY OF CENTRAL AFRICA TO SUPPORT SOME ACTIVITIES UNDER ITS IMPLEMENTATION PLAN. 40000 WIRE TRANSFER 0 SOUTH AMERICA REPORT ON THE GOVERNANCE OF THE COPPER AND LITHIUM VALUE CHAINS IN CHILE IN ORDER TO PROVIDE REGIONAL CIVIL SOCIETY INSTITUTIONS AND ACTIVISTS WITH LESSONS LEARNED FROM THE CHILE EXPERIENCE AND AN AGENDA FOR ACTIVISM REGARDING GOOD GOVERNANCE OF CRITICAL MINERALS IN THE ENERGY TRANSITION. 40000 WIRE TRANSFER 0 SOUTH AMERICA WORK ON THE RELATIONSHIP BETWEEN ILLEGAL ACTIVITIES AND THE DEFORESTATION PHENOMENON, INDIGENOUS COMMUNITIES SECURITY AND POLITICAL AUTHORITY'S LINK. 33000 WIRE TRANSFER 0 SOUTH AMERICA JUST ENERGY TRANSITION IN THE COLOMBIAN AMAZON PUTUMAYO CASE. 32000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA HOST AND RUN THE AFRICA ANGLOPHONE HUB 2023, WHOSE OBJECTIVE IS TO BUILD THE CAPACITY OF EXTRACTIVE SECTOR PLAYERS (CIVIL SOCIETY AND GOVERNMENT) IN EFFECTIVELY MANAGING THE EXTRACTIVE RESOURCES. 31577 WIRE TRANSFER 0 SOUTH AMERICA FOR THE PROJECT "AMAZON BORDERS: JOURNALISTIC STORIES ABOUT ILLEGAL ACTIVITIES." 30000 WIRE TRANSFER 0 SOUTH AMERICA THIS PROJECT AIMS TO COLLECTIVELY DOCUMENT THE PRACTICES OF COMPANIES IN THEIR RELATIONSHIPS WITH COMMUNITIES, PARTICULARLY WOMEN, IN A FRAMEWORK OF ASYMMETRY IN POWER RELATIONS. THE OBJECTIVE IS TO DETAIL SPECIFIC CASES OF HOW THESE PRACTICES LIMIT THE POSSIBILITIES OF WOMEN TO CONSOLIDATE SOCIAL PROCESSES THAT RESTRICT THEM FROM POSITIONING THEIR DEMANDS AND VOICES IN SUSTAINABLE ENVIRONMENTS AND DEFINE ALTERNATIVE STRATEGIES TO REDUCE THESE IMBALANCES AND ENHANCE THEIR AGENCY. 25000 WIRE TRANSFER 0 SOUTH AMERICA THIS PROJECT'S PRIMARY GOAL IS TO JOINTLY DEVELOP RESOURCES USING A TERRITORIAL PERSPECTIVE, ALLOWING FOR THE RECOGNITION OF OBSTACLES AS WELL AS THE IDENTIFICATION OF OPPORTUNITIES AND ALTERNATIVES FOR A JUST ENERGY TRANSITION. THIS PROJECT PROPOSES THE COLLECTION OF PRIMARY INFORMATION IN LA JAGUA DE IBIRICO THROUGH INTERVIEWS WITH INVOLVED ACTORS AND THROUGH THE OBSERVATION OF THE RESEARCH TEAM. THROUGH A CONTINUOUS AND TWO-WAY DIALOGUE WITH STAKEHOLDERS, THIS BOTTOM-UP APPROACH ENABLES THE IDENTIFICATION AND CONSIDERATION OF LOCAL VISIONS AND NEEDS WITH A VIEW TO DEVELOPING TERRITORIAL PROPOSALS FOR A JUST TRANSITION. 25000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA GRANT FOR DOMESTIC REVENUE MOBILIZATION IN GHANA'S ENERGY TRANSITION AGENDA. 19528 WIRE TRANSFER 0 SUB-SAHARAN AFRICA ADVOCACY ON BENEFICIAL OWNERSHIP IN GUINEA. 18241 WIRE TRANSFER 0 SUB-SAHARAN AFRICA GRANT FOR DOMESTIC REVENUE MOBILIZATION IN GHANA'S ENERGY TRANSITION AGENDA. 14646 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO SUPPORT THE IMPLEMENTATION OF PROGRAM ACTIVITIES FOR TITLE CIVIL SOCIETY CAPACITY STRENGTHENING. 10347 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA DEVELOP A PARTICIPATORY DEMOCRACY INDEX FOR A GREEN, RESILIENT AND INCLUSIVE TRANSITION (PDI FOR GRI TRANSITION). 9906 WIRE TRANSFER 0 SOUTH AMERICA THE ANALYSIS OF THE ENERGETIC AND ECONOMIC POTENTIAL OF NATURAL GAS AND ITS RELEVANCE IN THE ENERGY TRANSITION/ CSO PLATFORM GRANT POTENTIAL OF NATURAL GAS IN ET. 9808 WIRE TRANSFER 0 SOUTH AMERICA PROMOTE DISCUSSIONS ON ENERGY TRANSITION IN INDIGENOUS TERRITORIES FROM THE AMAZON IN THE CONTEXT OF SUBNATIONAL ELECTIONS IN PERU/CSO PLATFORM GRANT ENERGY TRANSITION IN INDIGENOUS TERRITORIES. 9490 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STRENGTHENING THE TECHNICAL CAPACITIES OF THE MONITORING COMMITTEE AND REVITALIZING THE CONSULTATION FRAMEWORK, FOR BETTER MONITORING OF MAJOR OBLIGATIONS AND EFFECTIVE ADVOCACY FOR COMPLIANCE WITH THE OBLIGATIONS IDENTIFIED IN MANDIANA. 9000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA TO CONTRIBUTE TO MAKING EFFICIENT AND RATIONAL MANAGEMENT OF FODEL FUNDS ALLOCATED TO THE COMMUNITY OF BANORA AND EMPOWER AGT CAPACITY IN ADVOCACY AND TRAINING ORGANIZATION. 9000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA ORGANIZE A TEAM OF SELECTED CSO EXPERTS WITH RELEVANT EXPERTISE TO REVIEW THE DRAFT UGANDA NATIONAL PETROLEUM POLICY AND DEVELOP A POSITION PAPER WITH KEY POLICY ISSUES THAT NEED TO BE TAKEN INTO CONSIDERATION DURING THE STAKEHOLDER ENGAGEMENTS TO ADOPT THE DRAFT POLICY. THE GRANT WILL INCLUDED ORGANIZATION OF A VALIDATION WORKSHOP TO PRESENT THE POSITION PAPER TO THE WIDER CSOS FOR ADOPTION BEFORE IT WAS PRESENTED TO THE MINISTRY OF ENERGY AND MINERAL DEVELOPMENT FOR CONSIDERATION. 7820 WIRE TRANSFER 0 SUB-SAHARAN AFRICA IDENTIFY, PRIORITIZE AND MAKE RECOMMENDATIONS ON RURAL WOMENS' ENERGY NEEDS IN THE OIL RICH BULIISA AND NWOYA DISTRICTS IN UGANDA. THIS INCLUDED PROVIDING WOMEN WITH SKILLS NEEDED IN THE DESIGN AND PROMOTION OF CLEAN COOKING TECHNOLOGIES TO ENSURE THAT THESE ADEQUATELY MEET THEIR NEEDS. IT IS ALSO IMPORTANT TO NOTE THAT, ACCESS TO CLEAN ENERGY, ESPECIALLY WHEN IT SUPPORTS THE PRODUCTIVE USES OF ENERGY, IS A POWERFUL MEANS TO ADVANCE SOCIO-ECONOMIC DEVELOPMENT IN A WAY THAT REDUCES INEQUALITIES AND INCREASES WOMENS' RESILIENCE. WHEN THIS GENDER PERSPECTIVE IS FORESEEN AND INCLUDED IN CLEAN ENERGY PROJECTS AND POLICIES, THESE BECOME TRANSFORMATIONAL FOR THE ENTIRE COMMUNITY. SECONDLY, THE GRANT WAS ALSO AIMED TO SUPPORT BIRUDO TO HOLD 2 ROUNDTABLE MEETINGS TARGETING DISTRICT LEADERS 6424 WIRE TRANSFER 0 2 27 1 0 0 0 0 0 PART I, LINE 2: THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED. ALL THE GRANTEES ARE REQUIRED TO REPORT AT LEAST ANNUALLY TO NRGI AND RESTATE THE PROJECT'S OBJECTIVES/ OUTCOMES AND ACTIVITIES AS STATED IN THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM; DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT. 1 PUBLISH WHAT YOU PAY - USA 122 MARYLAND AVENUE NE WASHINGTON DC 20002 OTHER 25000 0 TO ADVOCATE FOR SPECIFIC CLIMATE-RELATED DISCLOSURES. UNIVERSITY OF CALIFORNIA BERKELEY - CENTER FOR LAW ENERGY AND THE ENVIRON 1995 UNIVERSITY AVENUE SUITE 401 BERKELEY CA 94720 946090626 501(C)(3) 10000 0 FOR ADAPTATION AND DISSEMINATION OF KEY MESSAGES 1 1 PART I, LINE 2: THE STAFF WILL COMMUNICATE WITH THE GRANTEE DURING PROJECT IMPLEMENTATION AND HELP THEM TO THINK THROUGH THE SPECIFIC MILESTONES TO BE ACHIEVED. ALL THE GRANTEES ARE REQUIRED TO REPORT AT LEAST ANNUALLY TO NRGI AND RESTATE THE PROJECT'S OBJECTIVES/ OUTCOMES AND ACTIVITIES AS STATED IN THE ORIGINAL PROPOSAL; EXPLAIN WHICH ACTIVITIES WERE ACCOMPLISHED AND WHICH WERE NOT; EXPLAIN ANY VARIANCES FROM THE ORIGINAL PROPOSAL; EXPLAIN THE MAIN PROJECT CHALLENGES, AND HOW THE GRANTEE RESPONDED TO THEM; DESCRIBE THE PRINCIPAL LESSONS LEARNED; DESCRIBE ANY UNFORESEEN DEVELOPMENTS THAT HAVE POSITIVELY OR NEGATIVELY AFFECTED THE PROJECT. X X X X X X 0 0 0 0 0 0 0 0 0 SUNEETA KAIMAL PRESIDENT & CEO 341915 0 0 0 0 0 34997 0 19481 0 396393 0 0 0 LUIS M GARCIA CHIEF FIN. & ADMIN. OFFICER 231020 0 0 0 0 0 23102 0 33851 0 287973 0 0 0 PATRICK HELLER CHIEF PROGRAM OFFICER 214095 0 0 0 0 0 21810 0 31775 0 267680 0 0 0 PART III, LINE 1: NRGI IS AN INDEPENDENT, GLOBAL POLICY ANALYSIS AND ADVOCACY INSTITUTE THAT WORKS COLLABORATIVELY TO GENERATE AND TRANSLATE KNOWLEDGE INTO POLICY REFORM IN RESOURCE-RICH COUNTRIES. WE ENVISION A WORLD WHERE NATURAL RESOURCES ENABLE FAIR, PROSPEROUS AND SUSTAINABLE SOCIETIES, NOT UNDERMINE THEM. WE EXIST BECAUSE DECISIONS ABOUT HOW NATURAL RESOURCES ARE GOVERNED DETERMINE THE WELLBEING OF PEOPLE IN RESOURCE-RICH COUNTRIES, AND OF THE PLANET. DURING 2023, WE REFLECTED ON OUR STRATEGIC EVOLUTION, WHAT WE HAVE LEARNED AND HOW WE SHOULD ADAPT OUR APPROACHES GOING FORWARD. WE CONTINUED TO HONE OUR THREE "GUIDING LIGHTS" (TRANSITION MINERAL GOVERNANCE, FOSSIL FUEL TRANSITION, AND SUSTAINABLE REVENUE MANAGEMENT), AND BEGAN A DEEP DIVE INTO OUR TRANSITION MINERALS WORK TO SHARPEN OUR THEORY OF CHANGE AND OUR PRIORITIES FOR FUTURE EVOLUTIONS. WE HELPED COMMISSION RESEARCH ON THE NEW PARADIGMS OF NATURAL RESOURCE GOVERNANCE, TESTING THE ASSUMPTIONS ON WHICH OUR CURRENT AND FUTURE WORK WILL BE BASED. MOVING FORWARD, WE CONTINUE TO BE FOCUSED ON BUILDING UPON THESE EXPERIENCES AND LESSONS TO FURTHER DEVELOP NRGI'S NEXT STRATEGY TO GUIDE US UNTIL 2030. SINCE THE LAUNCH OF OUR STRATEGY IN EARLY 2020, NRGI HAS BEEN EVOLVING IN RESPONSE TO CHANGES IN THE GEOPOLITICAL CONTEXT, THE RESOURCE GOVERNANCE LANDSCAPE, AND THE DEMANDS OF REFORMERS AND CIVIL SOCIETY LEADERS IN RESOURCE-RICH PRODUCING COUNTRIES. AS A RESULT, WE ARE DEEPENING AND EXPANDING OUR WORK ON THE ENERGY TRANSITION AND CONTINUED OUR ENGAGEMENT ON SUSTAINABLE REVENUE MANAGEMENT. ACCOUNTABILITY AND CITIZEN EMPOWERMENT HAVE NOW BEEN INTEGRATED INTO THESE LINES OF WORK AS APPROPRIATE. IN 2023, NRGI'S STRATEGY FOCUSED ON THREE STRATEGIC OBJECTIVES: GOOD GOVERNANCE OF TRANSITION MINERALS, JUST TRANSITION IN FOSSIL FUEL PRODUCING COUNTRIES, AND SUSTAINABLE REVENUE MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS. THE FORM 990 WAS THEN REVIEWED BY NRGI'S SENIOR ACCOUNTANT, CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER AND THE BOARD AUDIT & FINANCE COMMITTEE BEFORE BEING SHARED WITH THE FULL BOARD. A COPY IS PROVIDED TO THE FULL BOARD PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C WHEN A COVERED PERSON BECOMES AWARE OF A PROPOSED COVERED TRANSACTION, HE OR SHE SHALL HAVE A DUTY TO TAKE THE FOLLOWING ACTIONS: (A) IMMEDIATELY DISCLOSE THE EXISTENCE AND CIRCUMSTANCES OF SUCH COVERED TRANSACTION TO ONE OF THE SENIOR MANAGEMENT OF THE CORPORATION (IN THE CASE OF EMPLOYEES) OR TO THE BOARD OF DIRECTORS OF THE CORPORATION (THE "BOARD") OR APPLICABLE COMMITTEE THEREOF (IN THE CASE OF DIRECTORS AND OFFICERS); (B) REFRAIN FROM USING HIS OR HER PERSONAL INFLUENCE TO ENCOURAGE THE CORPORATION TO ENTER INTO THE COVERED TRANSACTION; AND (C) PHYSICALLY EXCUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS REGARDING THE COVERED TRANSACTION WITH OFFICERS, DIRECTORS, AND EMPLOYEES OF THE CORPORATION, EXCEPT TO RESPOND TO REQUESTS FOR INFORMATION. IN ORDER TO ASSIST THE CORPORATION IN IDENTIFYING POTENTIAL COVERED TRANSACTIONS, EACH COVERED PERSON ANNUALLY SHALL COMPLETE AND SIGN A CONFLICT OF INTEREST DECLARATION ("DECLARATION") PROVIDED BY THE CORPORATION AND SHALL UPDATE SUCH DECLARATION AS NECESSARY TO REFLECT CHANGES DURING THE COURSE OF THE YEAR. COMPLETED DECLARATIONS SHALL BE AVAILABLE FOR INSPECTION BY THE DIRECTORS AND OFFICERS OF THE CORPORATION, AND BY SUCH OTHER PERSONS AS THE SENIOR MANAGEMENT MAY DEEM APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 NRGI'S PRESIDENT AND CEO SALARY IS APPROVED IN ADVANCE BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH ITS CONFLICT OF INTEREST POLICY AFTER OBTAINING AND RELYING ON APPROPRIATE DATA, INCLUDING COMPENSATION DATA FROM OUTSIDE SOURCES AND A COMPENSATION CONSULTANT. THE BOARD ALSO APPROVES THE SALARY FOR THE CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER. THE LAST COMPENSATION REVIEW WAS HELD JUNE 2023. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST STATEMENT ARE AVAILABLE UPON REQUEST. FINANCIAL STATEMENTS ARE POSTED ON OUR WEBSITE. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 1,069,129. MANAGEMENT AND GENERAL EXPENSES 286,312. FUNDRAISING EXPENSES 9,227. TOTAL EXPENSES 1,364,668. TRANSLATION SERVICES: PROGRAM SERVICE EXPENSES 25,407. MANAGEMENT AND GENERAL EXPENSES 6,804. FUNDRAISING EXPENSES 219. TOTAL EXPENSES 32,430. OTHER: PROGRAM SERVICE EXPENSES 10,757. MANAGEMENT AND GENERAL EXPENSES 2,881. FUNDRAISING EXPENSES 92. TOTAL EXPENSES 13,730. RESEARCHER FEES: PROGRAM SERVICE EXPENSES 2,436. MANAGEMENT AND GENERAL EXPENSES 652. FUNDRAISING EXPENSES 21. TOTAL EXPENSES 3,109. TRAINING SERVICES: PROGRAM SERVICE EXPENSES 1,102. MANAGEMENT AND GENERAL EXPENSES 295. FUNDRAISING EXPENSES 10. TOTAL EXPENSES 1,407. HONORARIA: PROGRAM SERVICE EXPENSES 470. MANAGEMENT AND GENERAL EXPENSES 126. FUNDRAISING EXPENSES 4. TOTAL EXPENSES 600. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY TRANSLATION -61,957. NATURAL RESOURCE CHARTER LTD 3RD FLOOR JASPER HOUSE 4-6 COPTHA LONDON UK SEE PART VII UK 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI LEBANON HAROUT BUILDING FL 3 BEIRUT LE SEE PART VII LE 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI EU ASBL DREVE DU PRESSOIR 38 FOREST BE SEE PART VII BE 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI TZ LIMITED TCRS BUILDING FL 3 MICOCHENI B M DAR ES SALAAM TZ SEE PART VII TZ 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 NRGI TUNISIA IMMEUBLE EMERAUDE A 6-3-6 EME ETAG TUNIS TS SEE PART VII TS 501(C)(3) NATURAL RESOURCE GOVERNANCE INSTITUTE 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NATURAL RESOURCE CHARTER LTD B 2448466 ACTUAL AMOUNT NRGI EU ASBL B 191363 ACTUAL AMOUNT PART II (B): NATURAL RESOURCE CHARTER, LTD. PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI TZ LIMITED PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI LEBANON PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI EU ASBL PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE. NRGI TUNISIA PRIMARY ACTIVITY: TO ADVANCE EDUCATION FOR THE PUBLIC BENEFIT IN THE MANAGEMENT AND USE OF NONRENEWABLE NATURAL RESOURCES TO EFFECTIVELY GOVERN THOSE RESOURCES IN A WAY THAT GENERATES ECONOMIC GROWTH, PROMOTES THE WELFARE OF THE POPULATION AND IS ENVIRONMENTALLY SUSTAINABLE.