2024-08-16T14:04:14+00:00 2023-12-31 346565596 ERNST & YOUNG US LLP 155 N WACKER DRIVE CHICAGO IL 60606 990PF 2023-01-01 376022314 Caterpillar Foundation CATE 3096751000 100 N E ADAMS ST PEORIA IL 616295190 ASHA VARGHESE PRESIDENT 2024-08-16 true Lindsey Pigg P01268923 3128792000 2023-05-23 2023 2024-08-08 14:25:15Z X X 194058914 X 60200000 12585757 12585757 4908300 4908300 46776 25735143 401389 0 0 0 0 0 0 77740833 17895446 0 5481 0 0 5481 43917 43917 0 0 1632682 576872 0 1055810 314500 36950 0 0 0 0 0 207334 207334 191340 0 0 191340 2395254 657739 0 1459965 43500310 43500310 45895564 657739 0 44960275 31845269 17237707 0 26563287 21767140 21767140 0 0 0 0 0 0 0 0 0 0 0 0 0 0 15547037 19808897 19065076 22149192 28949063 31725330 14731301 19195133 18915292 0 0 0 0 72644875 93985266 102586076 0 0 0 0 0 0 0 151635692 183705499 194058914 0 0 0 0 0 0 X 151635692 183705499 151635692 183705499 151635692 183705499 151635692 31845269 224538 183705499 0 183705499 SALE OF SECURITIES 25735143 25333754 401389 0 401389 401389 0 239604 239604 239604 238000 1604 239604 X 0 0 0 false false false false false false false true true IL true false false false false true N/A KYLENE ANTHONY 3096751000 100 NE ADAMS ST PEORIA IL 616295425 true false false true false false false false false false false false false false false false true false false true false false false false ASHA VARGHESE 100 N E ADAMS ST PEORIA IL 616295190 PRESIDENT AND DIRECTOR 32.000 0 0 0 BOB DE LANGE 100 N E ADAMS ST PEORIA IL 616295190 DIRECTOR 0.100 0 0 0 BRIAN COLGAN 100 N E ADAMS ST PEORIA IL 616295190 VICE PRESIDENT 32.000 0 0 0 CATERPILLAR INC 100 N E ADAMS ST PEORIA IL 616295190 MEMBER 0.100 0 0 0 CHERYL JOHNSON 100 N E ADAMS ST PEORIA IL 616295190 DIRECTOR 0.100 0 0 0 DENISE CAROLYN JOHNSON 100 N E ADAMS ST PEORIA IL 616295190 DIRECTOR 0.100 0 0 0 JOSEPH EDWARD CREED 100 N E ADAMS ST PEORIA IL 616295190 DIRECTOR 0.100 0 0 0 KATHERYN DICKEY KAROL 100 N E ADAMS ST PEORIA IL 616295190 CHAIRMAN OF THE BOARD 0.100 0 0 0 KEVIN TODD STOLLER 100 N E ADAMS ST PEORIA IL 616295190 TREASURER 0.100 0 0 0 KYLENE ANTHONY 100 N E ADAMS ST PEORIA IL 616295190 CHIEF OF OPERATIONS 36.000 0 0 0 MIKE WISE 100 N E ADAMS ST PEORIA IL 616295190 SECRETARY 0.100 0 0 0 TONY FASSINO 100 N E ADAMS ST PEORIA IL 616295190 DIRECTOR 0.100 0 0 0 APCO WORLDWIDE LLC 1299 PENNSYLVANIA AVE NW 300 WASHINGTON DC 20004 CONSULTING SERVICES 896250 BANK OF AMERICA MERRILL LYNCH 100 North Tryon Street Charlotte CHARLOTTE NC 28255 INVESTMENT MANAGEMENT FEES 576872 GIVE2ASIA 2201 BROADWAY ST 4TH FLOOR OAKLAND CA 94612 GRANT PROCESSING SVC 144560 LANDMARK PARTNERS USA INC 505 N Village Ave Rockville Centre New York NY 11570 CONSULTING SERVICES 85000 CHARITIES AID FOUNDATION AMERICA 225 REINEKERS LB ALEXANDRIA VA 22314 CONSULTING SERVICES 57463 5 None None 0 139919003 33408255 0 173327258 0 173327258 2599909 170727349 8536367 8536367 239604 239604 8296763 8296763 8296763 44960275 0 0 44960275 8296763 0 2019 0 27976471 26474651 34906143 35929096 35962199 161248560 44960275 0 0 0 8296763 36663512 0 197912072 0 0 0 0 0 27976471 169935601 26474651 34906143 35929096 35962199 36663512 CATERPILLAR INC None ONLINE APPLICATIONS ONLY 100 N E ADAMS ST PEORIA IL 616295425 3096751000 THE GRANT INFORMATION IS ONLINE AT HTTPS://WWW.CATERPILLAR.COM/EN/COMPANY/CATERPILLAR-FOUNDATION/MATCHING -GIFTS.HTML VARY BY PROGRAM KEY ELIGIBILITY CRITERIA FOR RECEIVING AWARDS: - ALIGN WITH THE FOUNDATION'S VALUES - ALIGN WITH THE FOUNDATION'S MISSION AND THE FOUNDATION'S FOCUS AREA - PROGRAM MUST BE DELIVERED IN THE AREA SURROUNDING CATERPILLAR FACILITY (SOME EXCEPTIONS) - MUST HAVE 501(C)(3) NONPROFIT STATUS OR INTERNATIONAL EQUIVALENT - MUST PROVIDE THE FOLLOWING FINANCIAL DOCUMENTS: (1) EXTERNALLY AUDITED FINANCIAL STATEMENTS AND (2) IRS FULL FORM 990 PREPARED ON THE ACCRUAL METHOD FOR US BASED ORGANIZATIONS - MUST BE ORGANIZATION WITH HEALTHY FINANCIAL PERFORMANCE AND REASONABLE ADMINISTRATIVE OVERHEAD - PROGRAM MUST BE ABLE TO QUANTITATIVELY MEASURE INDICATORS IN FOCUS AREA GENERALLY, AREAS OF NON-ALIGNMENT INCLUDE: - CAPITAL CAMPAIGNS (INFRASTRUCTURE, EXPANSION, RENOVATION, EQUIPMENT, ETC.) - RELIGIOUS ORGANIZATIONS (ORGANIZATIONS CLASSIFIED AS CHURCHES) - SCHOLARSHIPS - DIRECT BENEFIT TO CATERPILLAR, ITS SUBSIDIARIES, DEALERS, EMPLOYEE OR CUSTOMERS - ORGANIZATIONS WITH DISCRIMINATORY POLICIES - HOSPITALS SEE ATTACHED LIST VARIOUS VARIOUS IL 00000 NONE PC SEE ATTACHED LIST 43500310 43500310 0 14 12585757 14 4908300 18 46776 0 17540833 0 17540833 false false false false false false false false false false X X 1 Caterpillar Inc 100 N E ADAMS ST PEORIA IL 616295425 60200000 X Accounting 43917 43917 CHINA ENVIRONMENTAL PROTECTION FOUNDATION ROOM 708 ENVIRONMENTAL BUILDING BEIJING CH 100062 2022-11-07 497000 Community-based Wetland Habitat Improvement and Restoration 252834 No 2023-12-31T00:00:00 2023-12-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Foundation For Rural Development SOUTH BUILDING 3B Shuangyushu Xili Haidian District Beijing CH 100086 2022-11-17 350000 Disaster Preparedness and Relief 350000 No 2023-12-31T00:00:00 2023-12-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Junior Achievement Development Center in Lianhu District of Xi'an 169 Miaohou Street Lianhu District Beijing Xi'an Province CH 100020 2022-11-07 274720 STEM Education 274720 No 2023-12-31T00:00:00 2023-12-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Shanghai Better Education Development Center Room 201 Jiedi Building 2790 Zhongshan Road North Shanghai CH 200063 2022-11-17 320000 Aateen Youth Sustainable Development Program 2022 157205 No 2023-12-31T00:00:00 2023-12-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Share the Care Volunteer Organization No 3207 Digital Building 2 Zhongguancun South Street Beijing Haidan District CH 100086 2022-11-07 90000 STEM Rural Class over Cloud 90000 No 2023-12-31T00:00:00 2023-12-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Foundation For Rural Development SOUTH BUILDING 3B Shuangyushu Xili Haidian District Beijing CH 100086 2023-11-16 350000 Disaster Response 76963 No 2024-01-31T00:00:00 2024-01-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Junior Achievement Development Center in Lianhu District of Xi'an Room 201 Jiedi Building 2790 Zhongshan Road North Shanghai CH 200063 2023-11-29 300006 Workforce Readiness: STEM for Students 0 No 2024-01-31T00:00:00 2024-01-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Share the Care Volunteer Organization No 3207 Digital Building 2 Zhongguancun South Street Beijing Haidan District CH 100086 2023-11-16 108000 Workforce Readiness: STEM for Students 10 No 2024-01-29T00:00:00 2024-01-29 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Environmental Protection Foundation ROOM 708 ENVIRONMENTAL BUILDING BEIJING CH 100062 2023-11-29 480000 Community Infrastructure: Sustainable Natural Infrastructure 15000 No 2024-02-19T00:00:00 2024-02-19 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Environmental Protection Foundation ROOM 708 ENVIRONMENTAL BUILDING BEIJING CH 100062 2023-11-29 490000 Community Infrastructure: Sustainable Natural Infrastructure 15300 No 2024-02-19T00:00:00 2024-02-19 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Blue Sustainability Institute 7A A3 Office Tower Huandao Bld No1 East 4th Ave Haidian Haikou CH 570208 2023-11-16 249161 Community Infrastructure: Sustainable Natural Infrastructure 25909 No 2024-02-06T00:00:00 2024-02-06 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Shanghai Better Education Development Center Room 201 Jiedi Building 2790 Zhongshan Road North Shanghai CH 200063 2023-11-16 241953 Workforce Readiness: Vocational Training 10 No 2024-02-07T00:00:00 2024-02-07 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. China Foundation For Rural Development SOUTH BUILDING 3B Shuangyushu Xili Haidian District Beijing CH 100086 2023-11-16 249160 Community Infrastructure: Sustainable Natural Infrastructure 24916 No 2024-01-31T00:00:00 2024-01-31 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Gain/Loss 46776 46776 SEE ATTACHMENT 19195133 18915292 SEE ATTACHMENT 28949063 31725330 19808897 19065076 0 0 SEE ATTACHMENT FMV 93985266 102586076 Legal 5481 0 0 5481 COUNCIL ON FOUNDATIONS MEMBERSHIP 20000 20000 UNITED WAY CAMPAIGN 8426 8426 THE CONFERENCE BOARD MEMBERSHIP 14500 14500 LANDMARK PARTNERS MEMBERSHIP 85000 85000 OTHER FEES 63414 63414 Fund balance adjustment 224538 Other professional 1632682 576872 1055810 Excise Taxes 277550 0 0 0 Foreign Txes 36950 36950 0 0