2024-08-08T14:22:14-05:00 2023-09-30 621199757 LBMC PC 2095 LAKESIDE CENTRE WAY SUITE 220 KNOXVILLE TN 37922 990 2022-10-01 620476816 OAK RIDGE ASSOCIATED UNIVERSITIES INC OAKR 8653474630 PO BOX 117 OAK RIDGE TN 378310117 J PHIL ANDREWS CFBOO 8653474630 2024-08-06 1 1 NICOLE COOK P02005173 8656919000 2024-08-06 2022 2024-08-08 14:25:15Z HARRY ANDERSON PAGE PO BOX 117 OAK RIDGE TN 378310117 123913029 0 X WWW.ORAU.ORG X 1946 TN OAK RIDGE ASSOCIATED UNIVERSITIES, INC. (ORAU) IS A PRIVATE, NOT-FOR-PROFIT CORPORATION AND CONSORTIUM OF 150+ COLLEGES AND UNIVERSITIES AND IS PRINCIPALLY A MANAGEMENT AND OPERATING CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY (DOE). THROUGH THIS CONTRACT, ORAU MANAGES AND OPERATES THE OAK RIDGE INSTITUTE FOR SCIENCE AND EDUCATION (ORISE), WHICH CARRIES OUT RESEARCH AND DEVELOPMENT PROGRAMS IN SCIENCE/ENGINEERING EDUCATION, TRAINING MANAGEMENT SYSTEMS AND ENERGY/ENVIRONMENTAL SYSTEMS FOR DOE AND OTHER FEDERAL AGENCIES AND GOVERNMENTAL ORGANIZATIONS. IN ADDITION TO THE OPERATION OF ORISE, ORAU CORPORATE CONDUCTS PROGRAMS TO PROVIDE SERVICES TO ITS MEMBER INSTITUTIONS AND OTHER GOVERNMENTAL AND PRIVATE ORGANIZATIONS. 24 21 1116 219 0 0 148500 145000 109485548 123778465 2071999 70735 26459 -81171 111732506 123913029 288406 813801 0 0 47306732 51829954 0 0 0 59379702 68976012 106974840 121619767 4757666 2293262 51152594 50711620 28208866 29253502 22943728 21458118 X TO ADVANCE NATIONAL PRIORITIES AND SERVE THE PUBLIC INTEREST BY INTEGRATING ACADEMIC, GOVERNMENT, AND SCIENTIFIC RESOURCES GLOBALLY. 0 0 78449233 82251360 HEALTH, ENVIRONMENT, SCIENCE, AND TECHNOLOGY (HEST) - RELIES ON ORAU'S EXPERIENCE IN EPIDEMIOLOGY AND WORKER PUBLIC HEALTH STUDIES PROGRAMS. EXPERTISE LIES IN THE AREA OF STUDYING EXPOSURE HISTORIES IN VARIOUS POPULATIONS TO DETERMINE THE POSSIBLE CORRELATION BETWEEN EXPOSURES TO RADIATION OR OTHER HAZARDOUS SUBSTANCES AND ILLNESSES. CAPABILITIES INCLUDE SCREENINGS OF VARIOUS GROUPS TO IDENTIFY POTENTIAL HEALTH CONCERNS RESULTING FROM EXPOSURES, AND COLLECTING DATA TO BE ANALYZED RELATED TO WORKER HEALTH HISTORIES.ORAU HAS ESTABLISHED EFFECTIVE PARTNERSHIPS ON A NATIONAL SCALE TO PROVIDE INNOVATIVE WORKERHEALTH SOLUTIONS, AND POSSESSES THE EXPERIENCE AND EXPERTISE NECESSARY TO PROVIDE THE HIGHESTLEVELS OF QUALITY AND INTEGRITY. ORAU FOCUSES ON WORKPLACE HAZARDS RESEARCH AND THE OCCUPATIONAL HEALTH AND SAFETY OF WORKERS.FROM BROAD-SCOPE EPIDEMIOLOGY AND HEALTH SCREENINGS/SURVEILLANCE STUDIES TO PROVIDING PUBLICHEALTH COMMUNICATION AND TECHNICAL TRAINING, ORAU OFFERS A COMPREHENSIVE APPROACH TO HELPING CUSTOMERS MANAGE THEIR WORKER HEALTH CONCERNS.THE PUBLIC HEALTH & HEALTHCARE (PHH) PROGRAM FOCUSES ON PROVIDING PUBLIC HEALTH AND HEALTHCARE SERVICES THROUGH SUBJECT MATTER EXPERTS AND TECHNICAL ASSISTANCE IN EIGHT CORE COMPETENCIES: PUBLIC HEALTH PREPAREDNESS, RESPONSE, AND RECOVERY; EMERGENCY MANAGEMENTLABORATORY; HEALTH COMMUNICATION, MARKETING, AND PROMOTION; FORMATIVE RESEARCH ANDEVALUATION; HEALTHCARE DELIVERY SYSTEMS; EXERCISE BUILDER NUCLEAR; ELEARNING DESIGN ANDDEVELOPMENT; AND MULTIMEDIA APPLICATIONS.ADDITIONALLY, ORAU OFFERS EXPERTISE IN THE AREAS OF NATIONAL SECURITY READINESS AND EMERGENCYPREPAREDNESS. TO FURTHER SUPPORT THESE EFFORTS, ORAU ALSO EMPLOYS FORENSIC SPECIALISTS ANDOTHER SUBJECT MATTER EXPERTS TO PROVIDE FORENSIC EVIDENCE AND OTHER INVESTIGATIVE TESTING.THE ECOLOGY & ENVIRONMENT (EE) DIRECTORATE PROVIDES ENVIRONMENTAL ASSESSMENT ANDVERIFICATION PROGRAMS THAT ENCOMPASS THE CHARACTERIZATION OF SPECIFIC ENVIRONMENTAL HAZARDS TOBE DISPOSED OF, AND THEN THE INDEPENDENT VERIFICATION OF REMEDIATION EFFORTS TO ENSURE THEDISPOSAL MEETS FEDERAL REGULATORY STANDARDS. BY PROVIDING HIGH-QUALITY DOCUMENT REVIEWS,PLANS, AND TEMPLATES, ORAU SUPPORTS ENVIRONMENTAL PROGRAMS BY ENSURING PROPER DISPOSITIONOF WASTE WHILE MINIMIZING RISK AND UNCERTAINTY.ORAU ALSO PROVIDES HEALTH PHYSICS EXPERTISE AND SPECIAL TRAINING PROGRAMS TO TEACH GOVERNMENT EMPLOYEES, OTHER GOVERNMENT CONTRACTORS, AND THE PRIVATE SECTOR THE APPROPRIATE AND PROPER METHODS TO HANDLE RADIOACTIVE MATERIALS, ACCIDENTS INVOLVING DANGEROUS OR HAZARDOUS MATERIALS, AND IN SOME CASES THE PROPER ACTIONS IN THE EVENT OF A SPILL.ORAU'S SCIENTISTS AND ENGINEERS CONDUCT RESEARCH WHICH PROVIDES HIGH-QUALITY EVALUATIONS OF AIR QUALITY, WEATHER AND CLIMATE CHANGE THROUGH ADVANCED METEOROLOGICAL ASSESSMENTS.THE SCIENCE & TECHNOLOGY (ST) DIRECTORATE IS RESPONSIBLE FOR OGS' PEER REVIEW CAPABILITYPROVIDING SCIENTIFIC EVENT LOGISTICAL SUPPORT TO MULTIPLE FEDERAL AGENCIES, STATE AGENCIES, ANDUNIVERSITIES. USING PEERNET, ORAU'S PROPRIETARY PEER REVIEW SOFTWARE AND GRANTS MANAGEMENTSYSTEM, OR THE CUSTOMERS OWN PEER REVIEW SYSTEM, THIS TEAM PROVIDES A BROAD RANGE OF SUPPORTFROM REVIEW SETUP, REVIEWER TRAVEL COORDINATION, HONORARIA PROCESSING, TO VIRTUAL EVENTCOORDINATION AND SUPPORT. ADDITIONALLY, THIS GROUP PROVIDES SUPPORT SERVICES FOR MANY VIRTUALMEETINGS, SUCH AS VIRTUAL CAREER FAIRS.ORAU'S WORKFORCE SOLUTION PROGRAM OFFERS TALENT ACQUISITION, SOURCING AND MANAGEMENTSERVICES. THE PROGRAM PROVIDES CUSTOMIZED RECRUITING CAMPAIGNS AND SERVICES TAILORED TO THESPECIFIC NEEDS OF OUR CLIENTS AND PROGRAM SUPPORT FOR SCIENTIFIC RESEARCH PROGRAMS. 34053020 813801 34657082 RESEARCH PARTICIPATION (RP) - RESEARCH SCHOLARS (RS) DIRECTORATE WITHIN THE RP SEGMENT FOCUSES ON SCIENCE AND EDUCATION PROGRAMS THAT PRIMARILY SUPPORT FELLOWSHIPS, INTERNSHIPS, SCHOLARSHIPS OR OTHER MEANS TO PLACE STUDENTS, FACULTY, AND POSTDOCTORAL RESEARCHERS INTO RESEARCH POSITIONS AT NATIONAL RESEARCH FACILITIES OR INSTITUTIONS THROUGHOUT THE WORLD.THE PURPOSE OF THESE PROGRAMS IS TO HAVE INDIVIDUALS CONDUCT OR PARTICIPATE IN RESEARCH WITH THEIR OWN EDUCATION BEING ONE OF THE KEY BENEFITS. ONE OF THE GOALS OF THIS PROGRAM IS TO PROVIDE A STEADY SUPPLY OF SCIENTISTS AND ENGINEERS TO MEET FUTURE NEEDS IN CRITICAL SCIENCE AND TECHNOLOGY AREAS. STUDENTS IN SCIENCE, TECHNOLOGY, MATHEMATICS, AND ENGINEERING ("STEM") FIELDS NEED THE SKILLS, KNOWLEDGE, AND EXPERIENCE TO STAY COMPETITIVE IN AN EVER-CHANGING GLOBAL MARKETPLACE.THE RESEARCH SCHOLAR PROGRAM FOCUSES ON PROVIDING PARTICIPANTS THE OPPORTUNITY TO EXPAND THEIR KNOWLEDGE AS PARTICIPANTS. ORAU PROVIDES THE MECHANISM TO SUPPORT OUR CLIENTS IN FINDING THE MOST TALENTED AND DIVERSIFIED PARTICIPANTS SO THAT OUR NATION'S RESEARCH CONTINUES TO GROW. 3312 6788852 OTHER SPONSORED PROGRAMS: VARIOUS OTHER TRAINING AND EDUCATION PROGRAMS OPERATED AND MANAGED BY ORAU. 23454 GAIN ON SALE OF EQUIPMENT 23454 112505565 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1650 0 1 1116 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 21 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X PATSY PEHRSON 8652064460 100 ORAU WAY OAK RIDGE TN 37830 DR BRUCE E GNADE CHAIR EMERITUS 1.00 X 0 0 0 DR DIANE GROB SCHMIDT DIRECTOR 1.00 X 0 0 0 MAJOR GENERAL DENNIS KENNEALLY DIRECTOR 1.00 X 0 0 0 DR ANN SAVOCA DIRECTOR 1.00 X 0 0 0 LT GENERAL KATHLEEN M GAINEY DIRECTOR 1.00 X 0 0 0 DR MICHELE M MASUCCI DIRECTOR 1.00 X 0 0 0 MR KENNETH J RUETER BOARD CHAIR 1.00 X 0 0 0 DR DEBORAH L CRAWFORD BOARD VICE-CHAIR 1.00 X 0 0 0 DR CORDELL M OVERBY DIRECTOR 1.00 X 0 0 0 LT GENERAL JOHN F REGNI DIRECTOR 1.00 X 0 0 0 DR KAREN E KERR DIRECTOR 1.00 X 0 0 0 DR SAMUEL S VISNER DIRECTOR 1.00 X 0 0 0 DR MICHELLE HUTNIK DIRECTOR (THROUGH 3/9/23) 1.00 X 0 0 0 DR JOSEPH A HEPPERT DIRECTOR 1.00 X 0 0 0 DR FRANCIS O OTUONYE DIRECTOR 1.00 X 0 0 0 DR THOMAS P RUSSELL DIRECTOR 1.00 X 0 0 0 DR REBEKAH K HERSH DIRECTOR 1.00 X 0 0 0 DR ALAN S ICENHOUR DIRECTOR 1.00 X 0 0 0 DR JULIE B JORDAN DIRECTOR 1.00 X 0 0 0 DR ROBERT E NOBLES DIRECTOR 1.00 X 0 0 0 DR CHRISTOPHER P FALL DIRECTOR 1.00 X 0 0 0 DR JOSEPH J PANCRAZIO DIRECTOR 1.00 X 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 40.00 X 308967 0 37431 MEGHAN F MILLWOOD VP OF HR 40.00 X 294370 0 38425 RACHEL A LOKITZ CHIEF LEGAL & RISK OFFICER 40.00 X 338316 0 28373 CHESTER KEITH MAZE VP & CIO 40.00 X 278486 0 38684 WILLIAM J VOSBURG ORISE DIRECTOR 40.00 X 379063 0 28834 J PHIL ANDREWS CFO & TREASURER 40.00 X 351875 5778 42004 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 40.00 X 401897 0 32114 HARRY ANDERSON PAGE PRESIDENT & CEO 40.00 X 648066 0 40628 KENNETH W TOBIN VP OF RESEARCH 40.00 X 261287 0 23167 BRANDON CRISWELL SECRETARY 40.00 X 81626 0 12639 CRAIG T LAYMAN PROGRAM DIRECTOR 40.00 X 213589 0 32053 MAE D MOSLEY DIR EMPLOYEE RELATIONS 40.00 X 191910 0 27073 THOMAS PATRICK AMIDON DIRECTOR S&S 40.00 X 181466 0 26286 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 40.00 X 203492 0 27578 KERI LYNN CAGLE PROGRAM DIRECTOR 40.00 X 207262 0 26988 PAMELA S BONEE DIR COMM & MARKETING 40.00 X 181174 0 31093 CHAD L BECKER DIRECTOR FTD 40.00 X 184890 0 31366 PATSY L PEHRSON DIRECTOR FINOPS 40.00 X 197646 0 27600 CAROL IDDINS PROGRAM DIRECTOR 40.00 X 312577 0 22643 JAMES SCOTT MILLER DIRECTOR 40.00 X 259730 0 35422 FREDDY E GRAY DIRECTOR HS-PHH 40.00 X 193299 0 20600 CATHY SANDERS FORE DIRECTOR 40.00 X 193369 0 27706 ASHLEY GOLDEN DIRECTOR 40.00 X 202277 0 21630 KRISTY ANGELIQUE KISTNER DIRECTOR 40.00 X 181229 0 26293 CYNTHIA BABB SNOW DIRECTOR 40.00 X 179081 0 30541 BRIAN R COOK DIRECTOR 40.00 X 168486 0 26484 ANGELA R HOLMBERG DIRECTOR CONTRACTS ADMIN 40.00 X 166998 0 29497 MANDY LYNN BASAL ASSOC. DIRECTOR STEM WORKFORCE DEVELOPMENT 40.00 X 152933 0 29562 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 40.00 X 264262 0 36192 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOY 40.00 X 242750 0 18590 MARK DENTON ERVIN HIGHEST COMPENSATED EMPLOY 40.00 X 242708 0 29381 BRENDA LYNN BLUNT HIGHEST COMPENSATED EMPLOY 40.00 X 259811 0 8028 JAMIE LYNN STALKER HIGHEST COMPENSATED EMPLOY 40.00 X 239933 0 20679 8164825 5778 935584 240 0 1 0 MJW TECHNICAL SERVICES INC 15 HAZELWOOD DRIVE SUITE 112 AMHERST NY 14228 PROFESSIONAL SERVICES 10286422 DADE MOELLER & ASSOCIATES INC 1835 TERMINAL DRIVE SUITE 200 RICHLAND WV 99354 PROFESSIONAL SERVICES 6243537 ESG CONSTRUCTION LLC 900 E HILL AVENUE SUITE 350 KNOXVILLE TN 37915 PROFESSIONAL SERVICES 1051180 CN ASSOCIATES INCORPORATED 18 PINE STREET MANCHESTER MA 01944 PROFESSIONAL SERVICES 802243 COMPREHENSIVE HEALTH SERVICES INC 8600 ASTRONAUT BLVD CAPE CANAVERAL FL 32920 PROFESSIONAL SERVICES 710912 68 145000 145000 HEALTH, ENVIRONMENT, SCIENCE, AND 541700 82251355 82251355 RESEARCH PARTICIPATION 541700 34657082 34657082 DOE CONTRACT MANAGEMENT FEE 541700 5966470 5966470 FACILITIES CAPITAL COST 541700 903534 903534 24 24 123778465 47281 47281 23454 0 23454 23454 23454 MISC 541700 11304 11304 LOSS FROM CONSCIENTIA 541700 -92475 -92475 -81171 123913029 123720748 0 47281 698986 698986 114815 114815 6921143 6534226 386917 33739108 31852972 1886136 4334000 4091714 242286 3622246 3419750 202496 3213457 3033813 179644 151863 121136 30727 41 33 8 607086 484252 122834 3041440 3011080 30360 505110 402909 102201 704656 704656 1480550 1180984 299566 PROFESSIONAL SERVICES 26977454 26977454 PARTICIPANT COSTS 24826494 21935791 2890703 OTHER EXPENSE 8074807 6372148 1702659 SUPPLIES 1644761 1311970 332791 961750 961532 218 121619767 112505565 9114202 0 7351180 6383080 20385063 20605162 1604000 1500000 543779 307115 45016226 24329062 20748682 20687164 519890 1229099 51152594 50711620 10067091 11165173 16069675 15205195 2072100 2883134 28208866 29253502 X 22943728 21458118 22943728 21458118 51152594 50711620 X 2293262 -3778872 X X 0 1 X 1 1 1 X 149500 155500 149000 148500 145000 747500 94545991 89537881 90391421 109458586 123778441 507712320 94695491 89693381 90540421 109607086 123923441 508459820 0 0 0 508459820 28359 10072 6464 5973 47281 98149 28359 10072 6464 5973 47281 98149 94723850 89703453 90546885 109613059 123970722 508557969 0.99980 0.99990 0.00020 0.00010 X 159222 159222 121460545 121619767 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 120125 120154 120288 159222 519789 250000 250000 250000 250000 1000000 1500000 119808 119808 33414335 16865922 16548413 10713695 7463140 3250555 768388 768388 20687164 POSTRETIREMENT BENEFITS 2119100 DEFERRED COMPENSATION 150000 OPERATING LEASE LIABILITY, 614034 2883134 X 129600653 5687624 5687624 123913029 0 123913029 122328194 708427 708427 121619767 0 121619767 PART X, LINE 2: ORAU AND ITS FOUNDATION SUBSIDIARY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND ARE CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN PRIVATE FOUNDATIONS, AND, ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS RELATED TO THESE ENTITIES. AN UNCERTAIN TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE LIKELY THAN NOT TEST, NO TAX BENEFIT IS RECORDED. THE ORGANIZATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. AS OF SEPTEMBER 30, 2023 AND 2022, THE ORGANIZATION HAS ACCRUED NO INTEREST AND NO PENALTIES RELATED TO UNCERTAIN TAX POSITIONS. IT IS THE ORGANIZATION'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. OAK RIDGE ASSOCIATED UNIVERSITIES AND ITS SUBSIDIARY FILE SEPARATE U.S. FEDERAL INFORMATIONAL TAX RETURNS ANNUALLY. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME FROM ORAU FOUNDATION 5,595,149. NET INCOME/LOSS FROM CONSCIENTIA 92,475. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM ORAU FOUNDATION 708,427. 1 UNIVERSITY OF NEW MEXICO 1 UNIVERSITY OF NEW MEXICO ALBUQUERQUE NM 87131 856000642 55000 0 LIBRARY SUPPORT PROGRAM UNIVERSITY OF HAWAII 2440 CAMPUS RD BOX 368 HONOLULU HI 93625 996000354 55000 0 LIBRARY SUPPORT PROGRAM TEXAS WOMAN'S UNIVERSITY ORSP 304 ADMINISTRATION DRIVE DENTON TX 76204 756002618 55000 0 LIBRARY SUPPORT PROGRAM ALBANY STATE UNIVERSITY 504 COLLEGE DRIVE ALBANY GA 91705 586001996 44500 0 LIBRARY SUPPORT PROGRAM CARL ALBERT STATE COLLEGE 1507 SOUTH MCKENNA POTEAU OK 74953 731082189 44500 0 LIBRARY SUPPORT PROGRAM FLORIDA A & M UNIVERSITY FHAC 201 CONTROLLERS OFFICE TALLAHASSEE FL 32307 590977035 44500 0 LIBRARY SUPPORT PROGRAM HOWARD UNIVERSITY 501 W STREET NW WASHINGTON DC 20059 530204707 44500 0 LIBRARY SUPPORT PROGRAM MERRITT COLLEGE 12500 CAMPUS DRIVE OAKLAND CA 94619 237091547 44500 0 LIBRARY SUPPORT PROGRAM SAM HOUSTON STATE UNIVERSITY PO BOX 2179 HUNTSVILLE TX 77341 746001430 44500 0 LIBRARY SUPPORT PROGRAM MOREHOUSE SCHOOL OF MEDICINE 720 WESTVIEW DRIVE SW ATLANTA GA 30310 581438873 44500 0 LIBRARY SUPPORT PROGRAM SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 956042721 44500 0 LIBRARY SUPPORT PROGRAM TUSKEGEE UNIVERSITY 1200 W MONTGOMERY RD TUSKEGEE AL 36088 630288878 44500 0 LIBRARY SUPPORT PROGRAM UNIVERSITY OF MARYLAND BALTIMORE COUNTY 1000 HILLTOP CIRCLE BALTIMORE MD 21250 526002033 44500 0 LIBRARY SUPPORT PROGRAM NORTHERN ARIZONA UNIVERSITY 525 BEAVER STREET FLAGSTAFF AZ 86011 860193726 44499 0 LIBRARY SUPPORT PROGRAM MARYMOUNT UNIVERSITY 2807 N GLEBE ROAD ARLINGTON VA 22207 540573801 44487 0 LIBRARY SUPPORT PROGRAM RALPH POWE JUNIOR FACULTY AWARDS 10 38015 INNOVATION PARTNERSHIP GRANTS 13 52000 SCHOLARSHIP COMPETITIONS 7 18500 TENNESSEE SCIENCE BOWLS 5 2600 ORISE FUTURE OF SCIENCE AWARD 4 3700 PART I, LINE 2: OAK RIDGE ASSOCIATED UNIVERSITIES, INC. IS A PRIVATE, NOT-FOR-PROFIT ASSOCIATION OF 150+ COLLEGES AND UNIVERSITIES. IT IS A CONTRACTOR FOR THE U.S. DEPARTMENT OF ENERGY, CONDUCTING RESEARCH AND EDUCATIONAL PROGRAMS IN THE AREAS OF ENERGY, HEALTH, AND THE ENVIRONMENT FOR THE DEPARTMENT OF ENERGY, MEMBER INSTITUTIONS, OTHER COLLEGES AND UNIVERSITIES, AND OTHER PRIVATE AND GOVERNMENT ORGANIZATIONS. ORGANIZATIONS RECEIVING AWARDS FROM ORAU MUST DEMONSTRATE THAT THEIR EDUCATIONAL AND SCIENTIFIC PROGRAMS WILL CONTINUE TO ENHANCE THE SPECIFIC AND OVERALL OBJECTIVES AS OUTLINED BY THE ORAU BOARD OF DIRECTORS AND MEMBERS. X X X 0 1 0 0 0 0 0 1 0 HARRY ANDERSON PAGE PRESIDENT & CEO 543187 0 104879 0 0 0 30500 0 10128 0 688694 0 0 0 WANDA GAMBLE VP OF BUSINESS DEVELOPMENT 271406 0 130491 0 0 0 27050 0 5064 0 434011 0 0 0 WILLIAM J VOSBURG ORISE DIRECTOR 292319 0 86744 0 0 0 28834 0 0 0 407897 0 0 0 J PHIL ANDREWS CFO & TREASURER 269737 5778 82138 0 0 0 27555 0 14449 0 393879 5778 0 0 RACHEL A LOKITZ CHIEF LEGAL & RISK OFFICER 289585 0 48731 0 0 0 28373 0 0 0 366689 0 0 0 JEFFREY MILLER SR. VP & DIRECTOR 274434 0 34533 0 0 0 27303 0 10128 0 346398 0 0 0 CAROL IDDINS PROGRAM DIRECTOR 232527 0 80050 0 0 0 22643 0 0 0 335220 0 0 0 MEGHAN F MILLWOOD VP OF HR 240200 0 54170 0 0 0 23976 0 14449 0 332795 0 0 0 CHESTER KEITH MAZE VP & CIO 241828 0 36658 0 0 0 24235 0 14449 0 317170 0 0 0 FRANK ATTILLA PASZTOR HIGHEST COMPENSATED EMPLOY 215609 0 48653 0 0 0 21743 0 14449 0 300454 0 0 0 JAMES SCOTT MILLER DIRECTOR 203078 0 56652 0 0 0 20973 0 14449 0 295152 0 0 0 KENNETH W TOBIN VP OF RESEARCH 234049 0 27238 0 0 0 23167 0 0 0 284454 0 0 0 MARK DENTON ERVIN HIGHEST COMPENSATED EMPLOY 214088 0 28620 0 0 0 14932 0 14449 0 272089 0 0 0 BRENDA LYNN BLUNT HIGHEST COMPENSATED EMPLOY 229172 0 30639 0 0 0 8028 0 0 0 267839 0 0 0 LAURA SHAFFER KOPP HIGHEST COMPENSATED EMPLOY 211937 0 30813 0 0 0 18590 0 0 0 261340 0 0 0 JAMIE LYNN STALKER HIGHEST COMPENSATED EMPLOY 239933 0 0 0 0 0 10551 0 10128 0 260612 0 0 0 CRAIG T LAYMAN PROGRAM DIRECTOR 172106 0 41483 0 0 0 17604 0 14449 0 245642 0 0 0 KERI LYNN CAGLE PROGRAM DIRECTOR 169481 0 37781 0 0 0 16860 0 10128 0 234250 0 0 0 DEREK ALDEN HAGEMEYER PROGRAM DIRECTOR 171311 0 32181 0 0 0 17450 0 10128 0 231070 0 0 0 PATSY L PEHRSON DIRECTOR FINOPS 174977 0 22669 0 0 0 17472 0 10128 0 225246 0 0 0 ASHLEY GOLDEN DIRECTOR 164896 0 37381 0 0 0 16566 0 5064 0 223907 0 0 0 CATHY SANDERS FORE DIRECTOR 172925 0 20444 0 0 0 17578 0 10128 0 221075 0 0 0 MAE D MOSLEY DIR EMPLOYEE RELATIONS 172234 0 19676 0 0 0 16945 0 10128 0 218983 0 0 0 CHAD L BECKER DIRECTOR FTD 162652 0 22238 0 0 0 16917 0 14449 0 216256 0 0 0 FREDDY E GRAY DIRECTOR HS-PHH 169041 0 24258 0 0 0 15536 0 5064 0 213899 0 0 0 PAMELA S BONEE DIR COMM & MARKETING 162170 0 19004 0 0 0 16644 0 14449 0 212267 0 0 0 CYNTHIA BABB SNOW DIRECTOR 157545 0 21536 0 0 0 16092 0 14449 0 209622 0 0 0 THOMAS PATRICK AMIDON DIRECTOR S&S 160024 0 21442 0 0 0 16158 0 10128 0 207752 0 0 0 KRISTY ANGELIQUE KISTNER DIRECTOR 159655 0 21574 0 0 0 16165 0 10128 0 207522 0 0 0 ANGELA R HOLMBERG DIRECTOR CONTRACTS ADMIN 146474 0 20524 0 0 0 15048 0 14449 0 196495 0 0 0 BRIAN R COOK DIRECTOR 159363 0 9123 0 0 0 12035 0 14449 0 194970 0 0 0 MANDY LYNN BASAL ASSOC. DIRECTOR STEM WORKFORCE DEVEL 152933 0 0 0 0 0 15113 0 14449 0 182495 0 0 0 PART I, LINE 4B HARRY ANDERSON PAGE $25,000 PART I, LINE 7 SATISFACTION OF GOALS A IDB OF THE CITY OF OAK RIDGETN 621786717 2010-06-01 27700000 REFINANCE REFUNDED BONDS AND PAY ISSUANCE COSTS 0 0 0 A 12412000 27700000 155000 27545000 2007 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 TRUIST BANK 7.300000000000 0 0 0 NA 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 6 OAK RIDGE ASSOCIATED UNIVERSITIES, INC. HAS TWO CLASSES OF MEMBERS - "SPONSORING INSTITUTIONS AND "ASSOCIATES." FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BOARD OF DIRECTORS IS SELECTED BY THE COUNCIL OF SPONSORING INSTITUTIONS, WHICH IS COMPRISED OF A REPRESENTATIVE FROM EACH OF ORAU'S MEMBER ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF FORM 990 IS PROVIDED TO THE ORGANIZATION'S CFO FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ORAU MONITORS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT IS DETERMINED BY THE BOARD'S EXECUTIVE COMMITTEE BASED ON AN ANNUAL SALARY SURVEY. COMPENSATION FOR OTHER SENIOR STAFF IS RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE BOARD'S COMPENSATION COMMITTEE BASED ON SALARY SURVEYS AND DOE GUIDANCE. FORM 990, PART VI, SECTION C, LINE 19 POLICIES ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED GAIN ON INTEREST RATE SWAP 106,755. CHANGE IN POSTRETIREMENT BENEFIT OBLIGATION -177,200. TRANSFER TO THE ORAU FOUNDATION -3,708,427. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. PART III, LINE 4D AT SEPTEMBER 30, 2023, ASSETS WHICH NO LONGER SERVED THE NEEDS OF THE ORGANIZATION'S PROGRAMS WERE SOLD AT A GAIN OF $23,454 AFTER SELLING EXPENSES. THE ORAU FOUNDATION PO BOX 117 OAK RIDGE TN 378310117 581512615 TO PROMOTE HIGHER SCIENTIFIC EDUCATION TN 501(C)(3) LINE 12A, I 0 ORAU CONSCIENTIA INC 100 ORAU WAY OAK RIDGE TN 378306209 833026826 SCIENCE AND ENGINEERING PROJECTS IN U.S. FEDERAL GOVERNMENT MARKETS. TN OAK RIDGE ASSOCIATED UNIVERSITIES INC C 24 5 1.00000 0 1 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 THE ORAU FOUNDATION B 3708427 FAIR MARKET VALUE ORAU CONSCIENTA INC L 5943 LABOR / DIRECT COSTS ORAU CONSCIENTA INC A 4004 INTERST / CASH THE ORAU FOUNDATION M 285319 DIRECT COSTS / LABOR