2024-06-17T15:07:49-05:00 2023-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2023-01-01 541758790 National Investor Relations Institute NATI 7035627685 908 King Street STE 320 Alexandria VA 22314 Matthew Brusch President & CEO 7035627685 2024-06-06 1 Matthew Brusch XXX-XX-XXXX 1 Yong Zhang CPA P01249785 7038930300 2024-06-06 0 AAL1 IAL1 2023 2023-04-26 12:10:37Z Matthew Brusch 908 King Street STE 320 Alexandria VA 22314 3971065 0 X www.niri.org X 1970 VA Advance and elevate the professional practice of investor relations. 18 17 13 250 25600 0 0 0 3880105 3900703 55134 70362 0 0 3935239 3971065 0 0 0 0 1689652 1656225 0 0 0 2283318 2191117 3972970 3847342 -37731 123723 4305242 4688082 2694731 2740213 1610511 1947869 X Advance and elevate the professional practice of investor relations. 0 0 National Investor Relations Institute (NIRI) Annual Conference - The largest gathering of the investor relations community in the world, delivering actionable takeaways, critical insights from leading industry professionals, opportunities to address unique challenges and discover solutions. Senior Roundtable - Formed in 1994 to respond to the needs of NIRI's more senior-level investor relations officers (IRO's) and provide a forum to support and recognize their experience. Fundamentals of Investor Relations (IR) - Comprehensive investor relations seminar offering a structured overview of all aspects of investor relations including marketing, communications and finance. IR Competency Suite: The IR Competency Suite is an online learning series designed to be maximally flexible to fit your educational and professional development needs.With demanding workloads and busy schedules, it can be challenging for IR professionals to prioritize their professional development needs. The IR Competency Suite has curated modules you need to excel in a resource that enables you to determine and reach your own goals.Based on the content of the IR Body of Knowledge, each module corresponds to the domains of the IR Competency Framework and takes approximately an hour to complete. Modules include a blend of video, audio, and interaction, with a short quiz at the end to check what you have learned. Mix and match the modules to meet your own personal objectives or take the full suite for a comprehensive overview of the investor relations functions. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 24 0 1 13 1 1 1 0 0 0 1 1 0 0 0 X 18 17 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 VA X Staci Scott 7035627685 908 King Street STE 320 Alexandria VA 22314 Katie Royce Chair 2.00 0.50 X X 0 0 0 John Moten Chair Elect 2.00 0.50 X X 0 0 0 Richard Yerganian Secretary & Treasurer 2.00 0.50 X X 0 0 0 Darin Arita Director 1.00 0.00 X 0 0 0 Remy Bernarda Director 1.00 0.00 X 0 0 0 Clay Bilby Director 1.00 0.00 X 0 0 0 Lisa Caperelli Director 1.00 0.00 X 0 0 0 Alli Deignan Director 1.00 0.00 X 0 0 0 Andy Detwiller Director 1.00 0.00 X 0 0 0 Shelly Hubbard Director 1.00 0.00 X 0 0 0 Rajesh Mehan Director 1.00 0.00 X 0 0 0 Kim Pinyopusarerk Director 1.00 0.00 X 0 0 0 Lisa Rose Director 1.00 0.00 X 0 0 0 Timothy Sedabres Director 1.00 0.00 X 0 0 0 Victoria Sivrais Director 1.00 0.00 X 0 0 0 Cherryl Valenzuela Director 1.00 0.00 X 0 0 0 Rob Williams Director 1.00 0.00 X 0 0 0 Matt Brusch CEO 37.50 0.50 X X 347950 0 22849 Staci Scott SVP, Finance & Administration 37.50 0.00 X 143021 0 8394 Steve Doran SVP, Membership & Marketing 37.50 0.00 X 141000 0 23148 Iman Hannon Chief Credientialing & Gov't Officier 37.50 0.00 X 127379 0 32473 Aaron Eggers VP, Sponsor Relations 37.50 0.00 X 112564 0 8833 Shannon Potter SVP, Programs 37.50 0.00 X 108844 0 25868 980758 0 121565 6 0 1 0 AMPED Association Management 1818 Parameter Street Middleton WI 53562 Meeting Planning 117784 1 Conference and Seminar 900099 2413690 1629140 784550 Membership Dues 900099 1375035 1375035 Publications 900099 73872 48272 25600 Certification 900099 38106 38106 3900703 70362 70362 3971065 3090553 25600 854912 522214 865645 39046 135062 94258 93309 38600 84000 30000 281113 189808 79389 39726 60376 933018 89596 188 53941 Dues/Subscriptions/Lice 203053 Other Expenses 15000 3847342 1970561 1985179 130 130 120617 88780 738872 708298 0 30574 2195001 2441938 18933 141481 4305242 4688082 278161 227428 845670 858859 1420900 1376452 150000 150000 0 127474 2694731 2740213 X 1610511 1947869 1610511 1947869 4305242 4688082 123723 213635 0 X 0 1 X 1 0 0 0 1 1375035 176479 164306 340785 249043 91742 0 1 X 738872 708298 30574 30574 Lease Liability-Operating Lease 127474 127474 X 4154700 213635 213635 3941065 30000 30000 3971065 3817342 0 3817342 30000 30000 3847342 Part IV, Line 2b: As of December 31, 2023 and 2022, amounts held by the Institute on behalf of the chapters totaled $1,376,452 and $1,420,900 respectively, and are recorded in the accompanying statements of financial position along with a corresponding liability reported as funds held for chapters. Part X, Line 2: Management has determined that no significant uncertain tax positions qualify for either recognition or disclosure in the financial statements at December 31, 2023 and 2022. X X X X X 0 0 0 Matt Brusch CEO 347950 0 0 0 0 0 17500 0 5349 0 370799 0 0 0 Steve Doran SVP, Membership & Marketing 141000 0 0 0 0 0 7000 0 16148 0 164148 0 0 0 Iman Hannon Chief Credientialing & Gov't Officie 127379 0 0 0 0 0 6450 0 26023 0 159852 0 0 0 Staci Scott SVP, Finance & Administration 143021 0 0 0 0 0 7151 0 1243 0 151415 0 0 0 Form 990, Part VI, Section A, line 1a The Executive Committee shall be comprised of the Chairperson (who shall serve as Chairperson of the committee), the Chairperson-Elect, the Past Chairperson, the President and Chief Executive Officer, and at least three additional elected members of the Board of Directors, who shall include the current Chairpersons of the Institute's other standing and special committees. This committee shall oversee the business and affairs of the Institute in the intervals between meetings of the Board of Directors. Form 990, Part VI, Section A, line 4 NIRI updated the following policies and procedures in FY23: Billing & Collections, Capital Assets, Conflict of Interest, Employee Business Expense, Financial Close, Investment Policy, Procurement Contract Management, Record Retention Policy, Signature & Approval, Whistleblower, and CEO Transition Plan. Form 990, Part VI, Section A, line 6 Membership in the Institute shall be subject to the approval of the Chairperson or President and in compliance with the rules, regulations and related code of ethics of the Institute. Classes of membership: Individuals who were admitted to membership in the Institute prior to December 31, 1970, shall be considered charter members of the Institute. The classes of membership in the Institute and the qualification for those classes are: 1. Regular members. The following categories are eligible to apply as regular members: a. An individual who is actively engaged in the practice of investor relations and/or corporate communication at the time of the application as an employee of a corporation listed on a public stock exchange (or of a company that is planning to list). B. An individual who is a consultant engaged in assisting public-company clients in the design and implementation of broad-based investor relations and/or corporate communication programs that contribute to the companies' securities achieving fair valuation in the marketplace. 2.Associate members. Any professional who does not qualify as a regular member may be considered for the classification of associate member. This classification is limited to professionals who normally work with regular members in support of investor relations. The following categories are eligible to apply as associate members: A. Service provider member. An individual who is employed in a business that provides discrete products or services to support the investor relations and/or corporate communication function. B. Affiliated profession member. An individual who is employed in a profession related to investor relations and/or corporate communication (such as, but not limited to, lawyers, investment bankers, journalists, analysts/brokers and accountants). C. Academic member: an individual who is engaged full-time in a college or university in areas encompassing investor relations and/or corporate communication shall be eligible to apply for associate membership in the categories below: C1. Professors - a member of the academic community who is engaged full-time in college or university teaching or research in the areas noted above. C2. Students- a full-time student enrolled in a college or university in pursuit of a career in investor relations and/or corporate communication. D. Honorary members - an individual recommended by the Board of Directors who, in the opinion of the majority of the members of the Board of Directors has performed outstanding service to the Institute or the profession of investor relations, shall be designated an honorary member and shall be exempt from the payment of dues. E. Retired members. An individual who has been a regular member who is fully retired from professional investor relations and/or corporate communication shall be eligible to become a retired member. 3.Colleague members. Any individual meeting the requirements of a regular or associate member may be considered for the classification of companion member if this individual is an additional member of the regular member's or associate member's company or firm as defined in article II sec a 1 or 2. Form 990, Part VI, Section A, line 7a Membership votes on board members at the Annual Meeting. The Annual Meeting is held after the year end board meeting. Form 990, Part VI, Section A, line 7b Membership votes on bylaw changes. Form 990, Part VI, Section B, line 11b The 990 is posted on the Board portal for review. Any questions are either answered via email, phone, or during the board meeting. Form 990, Part VI, Section B, line 12c Secretary of the Board reviews the policy with the board annually. Form 990, Part VI, Section B, line 15a In FY22, NIRI reviewd and updated all job descriptions. NIRI hired a consultant to do a salary analysis. Salary adjustments were made in FY22 and FY23. Form 990, Part VI, Section C, line 18 NIRI's by-laws, which includes information about NIRI's mission, membership, purpose of the Board of Directors, information about chapters, and other relevant processes, are available on NIRI's website. The Conflict-of-Interest Policy and financial statements are available upon request. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy, and financial statements are available upon request. NIRI Education Foundation 908 King Street Ste 320 Alexandria VA 22314 511321871 Education VA 501(c)(3) Line 12a, I NIRI 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0