2024-05-10T09:53:27-05:00 2023-04-30 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10036 990PF 2022-05-01 133933345 MARC AND DIANE SPILKER FOUNDATION MARC 2123721000 CO CASEY CONROY 600 MADISON AVE NEW YORK NY 10022 MARC SPILKER TRUSTEE 2123721000 2024-05-10 1 MARC SPILKER XXX-XX-XXXX 0 X LYNNE JOHNSON P00757336 6179129000 2024-05-10 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z X X 20875012 X X 22403 22403 357411 357411 237584 1047225 237577 578237 561818 1195635 1179209 0 0 0 15000 7500 7500 6956 6956 0 46149 0 0 683 208 0 68788 14664 7500 1030650 1030650 1099438 14664 1038150 96197 1164545 5946346 5532339 5532339 3288260 3868512 7029048 1343225 1369647 1239990 7088134 7140704 7073635 17665965 17911202 20875012 0 203 0 203 X 17665965 17910999 0 0 0 0 17665965 17910999 17665965 17911202 17665965 96197 148837 17910999 0 17910999 PUBLICLY TRADED SECURITIES 11143 14000 -2857 -2857 PUBLICLY TRADED SECURITIES P 503151 545507 -42356 -42356 L-T CAPITAL LOSS FROM SALE OF CHICAGO ATLANTIC FUND QP LLC P 2023-04-30 2023-04-30 -2434 -2434 L-T CAPITAL LOSS FROM SALE OF GPS AGRO LLC P 2023-04-30 2023-04-30 -5889 -5889 L-T CAPITAL GAIN FROM SALE OF THRU MACELLUM SPV III LP P 2023-04-30 2023-04-30 204 204 L-T CAPITAL LOSS FROM SALE OF RECEIVABLES FUNDING II LLC P 2023-04-30 2023-04-30 -18594 -18594 L-T CAPITAL GAIN FROM SALE OF SOMERSET REINSURANCE LTD. P 2023-04-30 2023-04-30 500669 300000 200669 200669 L-T CAPITAL GAIN - BCF PARTNERS LLC P 2023-04-30 2023-04-30 10590 10590 S-T CAPITAL GAIN - CEDAR GLADE LP P 2023-04-30 2023-04-30 32426 32426 L-T CAPITAL GAIN - CEDAR GLADE LP P 2023-04-30 2023-04-30 4911 4911 SEC. 1231 CAPITAL GAIN - CEDAR GLADE LP P 2023-04-30 2023-04-30 775 775 S-T CAPITAL GAIN - CHICAGO ATLANTIC FUND QP LLC P 2023-04-30 2023-04-30 1024 1024 S-T CAPITAL GAIN - CHICAGO ATLANTIC FUND QP LLC (K-1 STCG UBTI) P 2023-04-30 2023-04-30 -2 -2 L-T CAPITAL GAIN - CHICAGO ATLANTIC FUND QP LLC P 2023-04-30 2023-04-30 3300 3300 L-T CAPITAL GAIN - CHICAGO ATLANTIC FUND QP LLC (K-1 LTCG UBTI) P 2023-04-30 2023-04-30 -5 -5 S-T CAPITAL GAIN - FS TACTICAL OPPORTUNITIES FUND A LP P 2023-04-30 2023-04-30 4160 4160 S-T CAPITAL LOSS - FS TACTICAL OPPORTUNITIES FUND A LP P 2023-04-30 2023-04-30 -2206 -2206 L-T CAPITAL LOSS - FS TACTICAL OPPORTUNITIES FUND A LP P 2023-04-30 2023-04-30 -6976 -6976 L-T CAPITAL LOSS - GPS AGRO LLC P 2023-04-30 2023-04-30 -1264 -1264 S-T CAPITAL LOSS - MERCHANT WEALTH PARTNERS LLC P 2023-04-30 2023-04-30 -51 -51 L-T CAPITAL GAIN - MERCHANT WEALTH PARTNERS LLC P 2023-04-30 2023-04-30 29950 29950 SEC. 1231 CAPITAL GAIN - MERCHANT WEALTH PARTNERS LLC P 2023-04-30 2023-04-30 4 4 L-T CAPITAL GAIN - VALOR EQUITY PARTNERS III LP P 2023-04-30 2023-04-30 -64 -64 CAPITAL GAINS DIVIDENDS P 32262 32262 32262 237577 16187 0 16187 0 16187 17000 0 0 0 17000 X 84 729 729 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 1 1 WWW.DIANEANDMARCSPILKERFOUNDATION.ORG THE FOUNDATION 2123721000 C/O CASEY CONROY 600 MADISON AVE 17 NEW YORK NY 10022 0 0 0 0 0 0 0 0 0 2021 0 0 0 0 0 0 0 0 0 0 0 0 MARC SPILKER C/O MAXIM GRP 600 MADISON AVE FL17 NEW YORK NY 10022 TRUSTEE 0.50 0 0 0 NONE 0 NONE 0 0 8279820 5041583 7073635 20395038 0 0 20395038 305926 20089112 1004456 1004456 16187 1131 17318 987138 0 987138 0 987138 1038150 0 1038150 987138 955695 2020 42794 0 1038150 955695 42794 0 39661 0 0 0 0 0 42794 0 0 947477 0 0 0 X ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND 6823 SAINT CHARLES AVENUE NEW ORLEANS LA 70118 UNRELATED PC GENERAL CHARITABLE PURPOSE 125000 AMERICAN ISRAEL EDUCATION FOUNDATION 251 H STREET NW WASHINGTON DC 20001 UNRELATED PC GENERAL CHARITABLE PURPOSE 100000 CENTRAL SYNAGOGUE 123 EAST 55TH STREET NEW YORK NY 10022 UNRELATED PC GENERAL CHARITABLE PURPOSE 4200 DISCOVERY LAND COMPANY FOUNDATION 257 NORTH CANON DRIVE THIRD FLOOR BEVERLY HILLS CA 90210 UNRELATED PC GENERAL CHARITABLE PURPOSE 10000 FRIENDS OF THE ISRAEL DEFENSE FORCES 60 EAST 42ND STREET NEW YORK NY 10165 UNRELATED PC GENERAL CHARITABLE PURPOSE 5000 HILLEL FOUNDATION OF NEW ORLEANS 912 BROADWAY STREET NEW ORLEANS LA 70118 UNRELATED PC GENERAL CHARITABLE PURPOSE 25000 JEWISH CENTER OF THE HAMPTONS 44 WOODS LANE EAST HAMPTON NY 11937 UNRELATED PC GENERAL CHARITABLE PURPOSE 13000 NEW 42ND STREET INC 229 WEST 42ND STREET NEW YORK NY 10036 UNRELATED PC GENERAL CHARITABLE PURPOSE 109000 PALM BEACH POLICE AND FIRE FOUNDATION 139 NORTH COUNTY ROAD SUITE 26 PALM BEACH FL 33480 UNRELATED PC GENERAL CHARITABLE PURPOSE 7500 ROBERT F KENNEDY HUMAN RIGHTS 1300 19TH STREET NW WASHINGTON DC 20036 UNRELATED PC GENERAL CHARITABLE PURPOSE 30000 SOUTHAMPTON HOSPITAL FOUNDATION 240 MEETING HOUSE LANE SOUTHAMPTON NY 11968 UNRELATED PC GENERAL CHARITABLE PURPOSE 100000 THIRD WAY INSTITUTE 1025 CONNECTICUT AVENUE NW SUITE 400 WASHINGTON DC 20036 UNRELATED PC GENERAL CHARITABLE PURPOSE 200000 UJA-FEDERATION OF NEW YORK 130 EAST 59TH STREET NEW YORK NY 10022 UNRELATED PC GENERAL CHARITABLE PURPOSE 251950 YELLOWSTONE CLUB COMMUNITY FOUNDATION 1111 RESEARCH DRIVE UNIT B BOZEMAN MT 59718 UNRELATED PC GENERAL CHARITABLE PURPOSE 50000 1030650 0 14 22403 14 357411 901101 16655 14 560822 901101 7 18 238337 16662 1178973 0 1195635 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 15000 7500 7500 ELECTION TO APPLY CURRENT YEAR EXCESS QUALIFYING DISTRIBUTIONS TO PRIOR YEARS:MARC AND DIANE SPILKER FOUNDATIONEIN: 13-3933345TAX YEAR ENDING: APRIL 30, 2023PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) , THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF UNDISTRIBUTED INCOME FROM THE TAX YEAR ENDING:TAX YEAR AMOUNT 2020 $42,794 TOTAL $42,794SIGNED: __________________________ DATE: __________________ MARC SPILKER, TRUSTEE PRUDENTIAL FINANCIAL, INC. 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HYBRID 03/15/28 5.875% 9400 9278 METLIFE, INC. 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HYBRID 05/15/28 7.375% 12962 12837 CITIGROUP INC. HYBRID 07/30/23 9.341% 9975 9950 CITIGROUP INC. HYBRID 08/15/26 6.250% 45000 44135 CITIGROUP INC. HYBRID 02/18/26 3.875% 15125 12806 CITIGROUP INC. HYBRID 05/15/25 5.950% 9550 9375 CITIGROUP INC. HYBRID 12/10/25 4.000% 24869 21777 COMERICA INCORPORATED HYBRID 07/01/25 5.625% 4987 4236 DOMINION ENERGY, INC. HYBRID 12/15/24 4.650% 25000 21730 DUKE ENERGY CORPORATION HYBRID 09/16/24 4.875% 2896 2883 EDISON INTERNATIONAL HYBRID 03/15/26 5.375% 15000 13358 EDISON INTERNATIONAL HYBRID 12/15/26 5.000% 14917 12822 FIFTH THIRD BANCORP HYBRID 09/30/25 4.500% 30000 26570 FIRST CITIZENS BANCSHARES INC HYBRID 01/04/27 8.838% 0 18550 HUNTINGTON BANCSHARES INC HYBRID 07/15/20 5.625% 2623 2675 HUNTINGTON BANCSHARES INC HYBRID 10/15/27 4.450% 15000 12357 M&T BANK CORPORATION HYBRID 08/01/24 5.000% 15450 12107 M&T BANK CORPORATION HYBRID 11/01/26 5.125% 25125 19323 REGIONS FINANCIAL CORPORATION HYBRID 06/15/25 5.750% 15000 14186 VOYA FINANCIAL, INC. HYBRID 09/15/23 6.125% 25000 24080 WELLS FARGO & COMPANY HYBRID 03/15/26 3.900% 25000 21755 WELLS FARGO & COMPANY HYBRID 06/15/25 5.875% 39701 36194 JPMORGAN CHASE & CO. HYBRID 08/01/24 5.000% 15000 14374 KKR GROUP FINANCE CO. IX LLC PFD 04/01/26 4.620% 4875 3719 AT&T INC. PFD 12/12/24 5.000% 9459 8459 CAPITAL ONE FINANCIAL CORP PFD 12/01/24 5.000% 9375 7706 CITIZENS FINANCIAL GROUP, INC. PFD 01/06/25 5.000% 12500 9786 CITIZENS FINANCIAL GROUP, INC. PFD 04/06/24 6.350% 5925 5479 DUKE ENERGY CORPORATION PFD 06/15/24 5.750% 18125 18727 MORGAN STANLEY PFD 10/15/24 6.380% 27601 25040 MORGAN STANLEY PFD 10/15/27 6.500% 3112 3111 MORGAN STANLEY PFD 01/15/24 6.880% 7053 7039 MORGAN STANLEY PFD 10/15/23 7.130% 13527 11921 REGIONS FINANCIAL CORPORATION PFD 05/15/29 5.700% 6250 5785 SYNCHRONY FINANCIAL PFD 11/15/24 5.630% 9375 6356 VOYA FINANCIAL, INC. PFD 09/15/29 5.350% 5000 4880 WELLS FARGO & COMPANY PFD 03/15/24 6.625% 3216 3210 2,400.00 SHRS OF CITI TRENDS, INC. 41880 41424 16,800.00 SHRS OF SPDR S&P 500 ETF TRUST 3826632 6987624 GS CAPITAL PARTNERS VI PMD QP FUND OFFSHORE LTD AT COST 40875 38168 GS GLOBAL LONG SHORT PARTNERS AT COST 79312 14949 BCF PARTNERS LLC AT COST 33068 33068 CEDAR GLADE LP AT COST 355120 355120 COVENTURE CLEARBANC SPV2 LLC AT COST 2003 2003 COVENTURE CREDIT OPPORTUNITIES PARTNERS FUND LP AT COST 245451 245451 COVENTURE NO1 CREDIT OPPORTUNITIES FUND LLC AT COST 386304 386304 COVENTURE VANTAGE CREDIT OPPORTUNITIES FUND LP AT COST 412298 412298 FS TACTICAL OPPORTUNITIES FUND A LP AT COST 523641 523641 GPS CB LLC AT COST 47605 47606 GPS SECURITY LLC AT COST 135271 135271 MAXIM INCOME OPPORTUNITY FUND II LP AT COST 961580 961580 MAXIM INCOME OPPORTUNITY FUND III LP AT COST 482658 482658 MAXIM INCOME OPPORTUNITY FUND IV LP AT COST 163766 163766 MERCHANT CREDIT PARTNERS SPV 1 LLC AT COST 486495 486495 MERCHANT WEALTH PARTNERS LLC AT COST 1471919 1471919 ORELLANA HOLDINGS LLC AT COST 347979 347979 RECEIVABLES FUNDING LLC AT COST 934648 934648 VALOR EQUITY PARTNERS III LP AT COST 30711 30711 OTHER EXPENSES 475 0 0 SYNDICATION COST FROM PARTNERSHIP 208 208 0 K-1 INCOME - BCF PARTNERS LLC -374 -374 -374 K-1 INCOME - CEDAR GLADE LP -7022 -7022 -7022 K-1 INCOME - CHICAGO ATLANTIC FUND QP LLC 10779 10071 10779 K-1 INCOME - COVENTURE CLEARBANC SPV2 LLC -15 -15 -15 K-1 INCOME - COVENTURE CREDIT OPPORTUNITIES PARTNERS FUND LP 29086 29086 29086 K-1 INCOME - COVENTURE NO1 CREDIT OPPORTUNITIES FUND LLC 59353 59353 59353 K-1 INCOME - COVENTURE VANTAGE CREDIT OPPORTUNITIES FUND LP 46715 46715 46715 K-1 INCOME - FS TACTICAL OPPORTUNITIES FUND A LP 55485 55485 55485 K-1 INCOME - GPS AGRO LLC 2352 2352 2352 K-1 INCOME - GPS CB LLC 14009 14009 14009 K-1 INCOME - GPS SECURITY LLC -88 -88 -88 K-1 INCOME - MAXIM INCOME OPPORTUNITY FUND II LP 86851 86851 86851 K-1 INCOME - MAXIM INCOME OPPORTUNITY FUND III LP 34151 34151 34151 K-1 INCOME - MAXIM INCOME OPPORTUNITY FUND IV LP -64 -64 -64 K-1 INCOME - MERCHANT CREDIT PARTNERS HOLDINGS LP 2797 2797 2797 K-1 INCOME - MERCHANT CREDIT PARTNERS SPV 1 LLC 27516 27516 27516 K-1 INCOME - MERCHANT WEALTH PARTNERS LLC 18456 2272 18456 K-1 INCOME - ORELLANA HOLDINGS LLC -5036 -5036 -5036 K-1 INCOME - RECEIVABLES FUNDING II LLC 49190 49190 49190 K-1 INCOME - RECEIVABLES FUNDING LLC 138725 138725 138725 K-1 INCOME - VALOR EQUITY PARTNERS III LP -1654 -1181 -1654 LIQUIDATION INCOME 760 760 760 REBATE INCOME 16265 16265 16265 PRIOR PERIOD ADJUSTMENT 148837 DUE TO MERCHANT CREDIT PARTNERS HOLDINGS LP 0 203 ACCOUNT MANAGEMENT FEES 6956 6956 0 FEDERAL EXCISE TAX 46149 0 0