2024-05-09T13:28:39-05:00 2023-12-31 611212913 GREENE & GREENE PO BOX 955 MIDDLESBORO KY 409650955 990PF 2023-01-01 453278636 THE ROBERT E FRAZIER TRI-CITY AREA CHARITABLE FOUNDATION INC ROBE 8592558581 333 WEST VINE STREET 1500 LEXINGTON KY 40507 CHARLES D COLE PRESIDENT 8592558581 2024-04-30 1 CHARLES COLE XXX-XX-XXXX 1 U WAYNE GREENE P00213620 6062483456 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 7340770 X X 14045 14045 163361 163361 34397 1020218 34397 211803 211803 27000 1500 25500 10350 0 10350 23471 2881 20590 28846 28846 0 2608 1816 792 1087 0 2464 0 2464 6685 114 6571 102511 35157 66267 301399 301399 403910 35157 367666 -192107 176646 37517 58282 58282 138253 125798 125798 5671 5197 5197 2522421 2406387 3148239 1482679 2021300 2029399 2320523 1700228 1969757 5867 3289 3665 2578 2578 696 1520 1520 6511425 6321290 7340770 112 188 112 188 X 6511313 6321102 0 0 0 0 6511313 6321102 6511425 6321290 6511313 -192107 1896 6321102 0 6321102 PUBLICLY TRADED SECURITIES 1020218 985821 34397 34397 34397 2455 0 2455 0 2455 2800 0 0 0 2800 0 345 345 0 0 0 0 0 0 0 0 0 0 0 0 1 KY 0 0 0 1 0 1 WWW.ROBERTEFRAZIERFOUNDATION.ORG GREENE & GREENE CPAS 6062483456 2201 CUMBERLAND AVENUE SECOND FLOOR MIDDLESBORO KY 409652832 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CHARLES D COLE 1010 FINCASTLE ROAD LEXINGTON KY 40502 PRESIDENT/DIRECTOR 4.00 9000 0 4000 ALMA CORNETT 604 SPRING STREET CUMBERLAND KY 40823 SECRETARY/DIRECTOR 2.00 0 0 4000 CHRISTOPHER B HOGUE 105 BILLIPS AVENUE CUMBERLAND KY 40823 DIRECTOR 2.00 0 0 4000 ROGER M ROPER 1953 WESTMEATH PLACE LEXINGTON KY 40503 DIRECTOR 2.00 0 0 4000 ROBERTA G GOTHARD 707 PARKER STREET CUMBERLAND KY 40823 DIRECTOR 2.00 0 0 2000 NONE 0 NONE 0 0 6795992 281167 0 7077159 0 0 7077159 106157 6971002 348550 348550 2455 2455 346095 0 346095 0 346095 367666 0 367666 346095 234307 0 0 367666 234307 0 0 133359 0 0 0 0 0 0 0 0 212736 0 0 0 SHELIA DIXON 506 WEST MAIN STREET CUMBERLAND KY 40823 6065895151 TCMAINSTREET@WINDSTREAM.NET REQUEST FOR GRANTS MUST BE SUBMITTED PURSUANT TO THE FOUNDATION'S GRANT APPLICATION PROCESS. TO FACILITATE THE PROCESS THE FOUNDATION HAS PRODUCED DOCUMENTS TITLED "GRANT GUIDELINES," "GRANT APPLICATION INSTRUCTIONS, AND "PROJECT FINANCIAL INFORMATION FORM." THESE DOCUMENTS ARE AVAILABLE AT THE ADDRESS FOR SUBMITTING GRANT APPLICATIONS IDENTIFIED AT ITEM 2A ABOVE. EACH GRANT APPLICATION REQUIRES SPECIFIC INFORMATION REGARDING THE POTENTIAL DONEE ORGANIZATION TO INCLUDE DOCUMENTATION OF RECOGNIZED PUBLIC CHARITY STATUS, CURRENT FINANCIAL INFORMATION, THE ORGANIZATION'S MISSION, AND MATERIAL SERVICES PROVIDED. IN ADDITION, A DETAILED DESCRIPTION OF THE PROPOSED PROJECT IS REQUIRED ALONG WITH APPLICABLE BUDGET INFORMATION RELATING TO THE PROJECT. A "GRANT AGREEMENT" DOCUMENT IS REQURED FOR EACH APPROVED APPLICATION. BY APRIL 30 AND OCTOBER 31 TO BE CONSIDERED IN SEMI-ANNUAL MEETINGS IN MAY AND NOVEMBER. GRANTS ARE AWARDED TO ORGANIZATIONS FOR PURPOSES DESCRIBED IN CODE SECTION 501(C)(3) AND FOR WHICH CONTRIBUTIONS ARE DEDUCTIBLE UNDER CODE SECTIONS 170(C), 2055(A), AND 2522(A), BUT ARE LIMITED TO CONTRIBUTIONS THAT PRIMARILY BENEFIT THE CITY AND CITIZENRY OF CUMBERLAND, KENTUCKY, AND THE TRI-CITY AREA OF CUMBERLAND, BENHAM, AND LYNCH, KENTUCKY. GRANT RECIPIENTS ARE SELECTED BASED ON MERIT WITH PREFERENCE GIVEN TO GRANTS WHICH ARE SUBJECT TO MATCHING AWARDS. HOWEVER, GRANTS WILL NOT BE MADE TO OR FOR INDIVIDUALS; RELIGIOUS ORGANIZATIONS FOR RELIGIOUS PURPOSES; INTERNATIONAL ORGANIZATIONS WITHOUT A QUALIFIED DOMESTIC 501(C)(3) REPRESENTATIVE; PRIVATE FOUNDATIONS (OTHER THAN OPERATING FOUNDATIONS); ENDOWMENTS OR OTHER DISCRETIONARY FUNDING POOLS; DINNERS, BALLS, OR OTHER TICKETED EVENTS; POLITICAL PURPOSES; LOBBYING ACTIVITIES; AND PURPOSES OUTSIDE THE FOUNDATION'S SPECIFIED FUNDING PRIORITIES. CITY OF BENHAM KENTUCKY 230 MAIN STREET BENHAM KY 40807 N/A GOV IMPROVEMENTS TO CITY HALL BUILDING. 27833 CITY OF CUMBERLAND KENTUCKY (#1) 402 WEST MAIN STREET CUMBERLAND KY 40823 N/A GOV TESTING EQUIPMENT AND SUPPLIES AND LEAK DETECTION EQUIPMENT FOR MUNICIPAL WATER UTILITY. 28985 CITY OF CUMBERLAND KENTUCKY (#2) 402 WEST MAIN STREET CUMBERLAND KY 40823 N/A GOV PARTIAL FUNDING FOR POLICE CRUISER. 29040 CITY OF LYNCH KENTUCKY (#1) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV REPAIR PART FOR WATER UTILITY PUMP STATION. 10000 CITY OF LYNCH KENTUCKY (#2) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV UTILITY VEHICLE FOR USE BY WATER AND SEWER DEPARTMENTS. 10000 CITY OF LYNCH KENTUCKY (#3) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV RADIOS FOR LAW ENFORCEMENT PERSONNEL. 2554 CITY OF LYNCH KENTUCKY (#4) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV TWO COMPUTERS WITH SOFTWARE, ONE FOR USE BY POLICE DEPARTMENT AND ONE FOR GENERAL ADMINISTRATIVE USE. 7077 CITY OF LYNCH KENTUCKY (#5) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV OFFICE PRINTER FOR CITY HALL. 6725 CITY OF LYNCH KENTUCKY (#6) 1 CHURCH STREET PO BOX 667 LYNCH KY 40855 N/A GOV ZERO-TURN MOWER FOR USE BY MAINTENANCE PERSONNEL. 8180 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#1) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV TRAINING AND STUDY MATERIALS, FOOD AND TRAVEL, APPAREL, AND END-OF-YEAR CELEBRATION FOR GRADES 6-8 ACADEMIC TEAM. 3500 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#2) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV AMERICORPS VOLUNTEER INSTRUCTIONAL ASSISTANT FOR GRADES 3-5 MATHEMATICS INTERVENTION. 6500 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#3) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV RESEARCH-BASED EDUCATIONAL MATERIALS AND SUPPLIES, AND FIELD TRIP EXPENSES FOR KINDERGARTEN STUDENTS. 5600 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#4) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV BARTER THEATRE TICKETS AND BUS TRANSPORTATION STIPEND FOR GRADES 7 AND 8 CULTURAL AWARENESS EXPOSURE TO PERFORMING ARTS. 3621 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#5) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV "DREAMBOX READING" LITERACY INTERVENTION PROGRAM FOR GRADES 3-8. 9500 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#6) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV SHOES, SUPPLIES, TRAVEL STIPENDS, AND MISCELLANEOUS SUPPORT FOR BOYS AND GIRLS GRADES 4-8 BASKETBALL TEAMS. 14440 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#7) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV FOOD ITEMS FOR WEEKEND "BACKPACK" PROGRAM. 15000 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#8) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV REGISTRATIONS, SUBSCRIPTIONS, SUPPLIES, AND INCENTIVE AND PROMOTIONAL COSTS FOR GRADES 6-8 PARTICIPATION IN "MATH COUNTS" COMPETITION. 3585 CUMBERLAND ELEMENTARY SCHOOL HARLAN COUNTY BOARD OF EDUCATION (#9) 322 GOLF COURSE ROAD CUMBERLAND KY 40823 N/A GOV "SUMMER CAMP" ACTIVITIES DESIGNED TO HELP STUDENTS REMAIN OR EXCEL AT GRADE LEVEL. 8000 FRIENDS OF BENHAM LTD PO BOX 131 BENHAM KY 40807 N/A PC REPAIRS TO PUBLIC COAL MINERS MEMORAL WALL. 10500 HERITAGE MINISTRIES INC (#1) PO BOX 821 LYNCH KY 40855 N/A PC ROOF REPAIR PROJECTS FOR TWO ECONOMICALLY DISADVANTAGED OCCUPANTS. 9200 HERITAGE MINISTRIES INC (#2) PO BOX 821 LYNCH KY 40855 N/A PC CONTRIBUTION TO 2023 TRI-CITY EMPTY STOCKING FUND FOR ECONOMICALLY DISADVANTAGED PERSONS.CONTRIBUTION TO 2023 TRI-CITY EMPTY STOCKING FUND FOR DISADVANTAGED PERSONS. 20000 LYNCH CHURCH OF GOD 547 E MAIN STREET LYNCH KY 40855 N/A PC CONTRIBUTION TO "LOAVES AND FISHES" FOOD PROGRAM FOR ECONOMICALLY DISADVANTAGED PERSONS. 5000 MERIDZO CENTER MINISTRIES INC 202 CHURCH STREET LYNCH KY 40855 N/A PC GRANTEE-AWARDED POST-SECONDARY SCHOLARSHIPS TO "TRI-CITY" AREA STUDENTS. 25000 ST STEPHEN'S OUTREACH ROMAN CATHOLIC DIOCESE OF LEXINGTON 304 CENTRAL STREET CUMBERLAND KY 40823 N/A PC INSTALLED ENTRANCE DOOR FOR FOOD DISTRIBUTION FACILITY. 8900 TRI-CITY LITTLE LEAGUE INC PO BOX 483 BENHAM KY 40807 N/A PC UNIFORMS, EQUIPMENT, AND OPERATING SUPPLIES. 22659 301399 0 14045 163361 34397 0 0 211803 211803 3 INCOME EARNED TO SUPPORT CHARITABLE CONTRIBUTIONS OR GRANTS 4 INCOME EARNED TO SUPPORT CHARITABLE CONTRIBUTIONS OR GRANTS 8 INCOME EARNED TO SUPPORT CHARITABLE CONTRIBUTIONS OR GRANTS 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND TAX RETURN PREPARATION 23471 2881 20590 DIRECTORS AND OFFICERS THE DIRECTORS SERVE ON A VOLUNTARY BASIS. HOWEVER, FOR 2023, PER MEETING STIPENDS OF $2,000 WERE PAID TO COVER TRAVEL AND INCIDENTAL EXPENSES RELATING TO THEIR DUTIES AND RESPONSIBILITIES (OFFICERS OF THE CORPORATION ARE ALSO DIRECTORS) AND FOR ATTENDANCE AT TWO SCHEDULED MEETINGS. IN ADDITION, COMPENSATION PAID TO THE PRESIDENT, EXCLUSIVE OF THE DIRECTOR STIPENDS, AMOUNTED TO $9,000 FOR 2023. COMPUTER DESK 2012-12-27 432 432 SL 7.000000000000 0 0 COMPUTERS, PRINTERS, OTHER TECH EQUIP 2020-07-24 3100 1498 SL 5.000000000000 620 0 LAPTOP COMPUTER, SCANNER 2022-05-26 2335 272 SL 5.000000000000 467 0 PURSUANT TO KENTUCKY REVISED STATUTE 367.657, ONLY ORGANIZATIONS SOLICITING CONTRIBUTIONS ARE REQUIRED TO FILE FORM 990 (FORM 990-PF) WITH THE SECRETARY OF STATE. THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE TRUST FOUNDATION HAS NOT SOLICITED CONTRIBUTIONS IN KENTUCKY OR IN OTHER STATES. DISREGARDED SINGLE-MEMBER LLC FORM 990-PF, PART VI-A, LINE 11 THIS FORM 990-PF FOR THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE FOUNDATION, INC. INCLUDES THE TRANSACTIONS FOR ITS CONTROLLED SINGLE-MEMBER LIMITED LIABILITY COMPANY, THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE GRANT FOUNDATION, LLC (46-4387129), 333 WEST VINE STREET, SUITE 1500, LEXINGTON, KY 40507. THE LIMITED LIABILITY COMPANY WAS ORGANIZED TO HANDLE DAILY OPERATIONS, GRANT-MAKING PROCESSES, AND RELATED ADMINISTRATION, AND THEREBY SEPARATE THESE FUNCTIONS FROM THE INVESTMENT ACTIVITIES PERFORMED BY ITS SOLE MEMBER, THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE FOUNDATION, INC. ALTHOUGH A SEPARATE ENTITY FROM ITS SOLE MEMBER, THE LIMITED LIABILITY COMPANY IS A DISREGARDED ENTITY PURSUANT TO THE PROVISIONS OF TREASURY REGULATION PARAGRAPHS 301.7701-2(C)(2)(I) AND 301.7701-3(B)(1)(II) UNDER THE INTERNAL REVENUE CODE OF 1986. ACCORDINGLY, THE SINGLE-MEMBER LIMITED LIABILITY COMPANY IS NOT AN EXCESS BUSINESS HOLDING. FURTHER, TRANSFERS TO OR FROM THIS DISREGARDED ENTITY ARE NOT REPORTABLE. ELECTION TO AMORTIZE BOND PREMIUMS FORM 990-PF, PART I, LINE 4 THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE FOUNDATION, INC., AS SUCCESSOR TO THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE TRUST FOUNDATION IN A COMPLETE TRANSFER OF ASSETS EFFECTED IN CALENDAR YEAR 2014 PURSUANT TO INTERNAL REVENUE CODE SECTION 507(B)(2), RELATED TREASURY REGULATIONS 1.507-3(C)(1) AND 1.507-4(B), AND REVENUE RULING 2002-28, CONTINUES TO AMORTIZE BOND PREMIUMS PURSUANT TO ELECTION UNDER INTERNAL REVENUE CODE SECTION 171(C) AND RELATED TREASURY REGULATION 1.171-4(A) INITIALLY MADE FOR THE 2013 CALENDAR YEAR BY THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE TRUST FOUNDATION. ELECTION TO ACCRUE BOND MARKET DISCOUNT FORM 990-PF, PART I, LINE 4 PURSUANT TO INTERNAL REVENUE CODE SECTION 1278(B) AND THE AUTOMATIC CONSENT PROCEDURE OUTLINED IN REVENUE PROCEDURE 92-67, THE ROBERT E. FRAZIER TRI-CITY AREA CHARITABLE FOUNDATION, INC. ELECTED, EFFECTIVE FOR THE 2017 CALENDAR YEAR, TO INCLUDE ACCRUED MARKET DISCOUNT IN GROSS INCOME USING THE CONSTANT INTEREST RATE METHOD. ACCORDINGLY, THIS ELECTION APPLIES TO ALL MARKET DISCOUNT BONDS, REGARDLESS OF ISSUE DATE, ACQUIRED ON OR AFTER THE FIRST DAY OF THE 2017 TAX YEAR. BLACKROCK INC 3.25% DTD 4/29/19 93874 96063 BRISTOL MYERS SQUIBB CO 3.9% DTD 2/20/20 75683 73697 CATERPILLAR FINANCIAL SERVICE 5.15% DTD 8/11/23 99549 100706 CHARLES SCHWAB CORP 5.875% DTD 8/24/23 99243 102565 DUKE ENERGY PROGRESS LLC 3.4% DTD 3/17/22 89901 90388 FLORIDA POWER & LIGHT CO 5.05% DTD 3/3/23 98097 102216 GENERAL DYNAMICS 3.25% DTD 3/25/20 103450 97956 GENERAL DYNAMICS 3.5% DTD 3/25/20 74757 73066 HOME DEPOT INC 4.5% DTD 9/19/22 98679 102020 INTEL CORP 3.75% DTD 8/5/22 72793 73502 JOHN DEERE CAPITAL CORP 4.15% DTD 9/8/22 73798 74514 METLIFE INC 4.55% DTD 3/23/20 99570 100563 PEPSICO INC 3.9% DTD 7/18/22 95607 97818 PFIZER INVESTMENT ENTERPRISES 4.65% DTD 5/19/23 98898 99672 PHILIP MORRIS INTERNATIONAL INC 3.375% DTD 8/11/15 96523 97558 ROYAL BANK OF CANADA 2.25% DTD 10/24/19 101484 97479 ROYAL BANK OF CANADA 4.95% MEDIUM-TERM NOTE DTD 4/27/23 98807 100012 TORONTO DOMINION BANK 2.65% DTD 6/12/19 101079 98748 TOYOTA MOTOR CREDIT CORP 4.8% DTD 1/12/23 99291 100023 UNITED HEALTH GROUP INC 3.85% DTD 6/19/18 75351 73335 UNITED HEALTH GROUP INC 5.25% DTD 10/28/22 99484 103407 WALMART INC 3.7% DTD 6/27/18 75382 74091 ABBVIE INC - 204 SHS 17979 31614 ADOBE SYSTEM INC - 75 SHS 9048 44745 ALPHABET INC CLASS A - 500 SHS 65465 69845 ALPHABET INC CLASS C - 460 SHS 25748 64828 AMAZON.COM INC - 680 SHS 108844 103319 APTIV PLC - 158 SHS 11266 14176 AUTODESK INC - 268 SHS 65957 65253 BCE INC - 590 SHS 25235 23234 BOEING COMPANY - 425 SHS 88019 110781 BRISTOL MYERS SQUIBB CO - 378 28667 19395 BRITISH AMERICAN TOBACCO ADR - 988 SHS 35620 28938 BROADCOM INC - 71 SHS 35634 79254 CHEVRON CORP - 333 SHS 25985 49670 CISCO SYSTEMS INC - 610 SHS 25380 30817 CORTEVA INC - 589 SHS 14649 28225 CROWN CASTLE INC - 158 SHS 27328 18200 DANAHER CORP - 93 SHS 7055 21515 DEERE & COMPANY - 121 SHS 28465 48384 DUKE ENERGY CORP - 250 SHS 23441 24260 ENBRIDGE INC - 817 SHS 27767 29434 EXXON MOBIL - 418 SHS 14601 41792 GILEAD SCIENCES INC - 620 SHS 41555 50226 HCA HEALTHCARE INC - 143 SHS 9825 38707 HOME DEPOT INC - 102 SHS 29815 35348 JOHNSON CONTROLS INTL PLC - 396 SHS 14821 22825 JPMORGAN CHASE & CO - 249 SHS 26002 42355 MARSH & MCLENNAN COS - 188 SHS 31775 35620 MEDTRONIC PLC - 291 SHS 26596 23972 MERCK & COMPANY INC - 829 SHS 67154 90377 META PLATFORMS INC CLASS A - 365 SHS 98165 129195 MICROCHIP TECHNOLOGY INC - 428 SHS 16504 38597 MICROSOFT CORP - 265 SHS 36409 99651 MONDELEZ INTERNATIONAL INC - 555 SHS 33582 40199 MONSTER BEVERAGE CORP - 1,176 SHS 51975 67749 NEXTERA ENERGY INC - 496 SHS 37102 30127 NOVARTIS A G ADR - 538 SHS 40135 54322 NVIDIA CORP - 438 SHS 68170 216906 NXP SEMICONDUCTORS N V - 167 SHS 13157 38356 ORACLE CORP - 884 SHS 63950 93200 PAYPAL HOLDINGS INC - 180 SHS 8971 11054 PEPSICO INC - 136 SHS 18914 23098 PFIZER INC - 447 SHS 15555 12869 PHILIP MORRIS INTERNATIONAL INC - 347 SHS 27560 32646 PROCTER & GAMBLE COMPANY - 241 SHS 38891 35316 PROLOGIS INC - 176 SHS 29813 23461 REALTY INCOME CORP - 428 SHS 30786 24576 REGENERON PHARMACEUTICALS INC - 82 SHS 51001 72020 SALESFORCE.COM INC - 257 SHS 67049 67626 SANDOZ GROUP AG - 107 SHS 2246 3425 SOUTHERN COMPANY - 425 SHS 25212 29801 TESLA INC - 150 SHS 44364 37272 TEXAS INSTRUMENTS INC - 187 SHS 29551 31876 TOTAL ENERGIES SE - 623 SHS 30022 41978 TRUIST FINANCIAL CORP - 7,430 SHS 274576 274316 UNITED HEALTH GROUP INC - 61 SHS 7252 32115 UNITED PARCEL SERVICES B - 99 SHS 17316 15566 VERIZON COMMUNICATIONS INC - 712 SHS 40103 26842 VERTEX PHARMACEUTICALS INC - 210 SHS 47661 85447 VISA INC - 407 SHS 86664 105962 WALT DISNEY CO - 399 SHS 65115 36026 WILLIAMS COMPANIES INC - 848 SHS 28920 29536 BLACKROCK GLOBAL LONG/SHORT CREDIT FD - 7,530 SHS AT COST 77337 66945 DFA INFLATION PROTECTED SECURITIES FD - 3,570 SHS AT COST 46611 38661 DFA INTERMEDIATE TERM EXTENDED QUALITY PORTFOLIO - 9,449 SHS AT COST 103963 90993 DODGE & COX INCOME FD - 6,133 SHS AT COST 85128 77393 DOUBLETREE LOW DURATION BOND FD - 4,066 SHS AT COST 40161 38912 ISHARES 1-5 YEAR INVESTMENT GRADE CORP BD ETF - 1,226 SHS AT COST 65815 62863 ISHARES DJ SELECT DIVIDEND ETF - 1,361 SHS AT COST 120467 159536 ISHARES MSCI EAFE ETF - 2,084 SHS AT COST 138996 157029 ISHARES RUSSELL 1000 GROWTH ETF - 1,200 SHS AT COST 272878 363804 ISHARES RUSSELL 1000 VALUE ETF - 749 SHS AT COST 92561 123772 ISHARES RUSSELL MIDCAP ETF - 696 SHS AT COST 42540 54100 ISHARES RUSSELL MIDCAP GROWTH ETF - 1,013 SHS AT COST 55250 105818 ISHARES RUSSELL MIDCAP VALUE ETF - 620 SHS AT COST 42690 72100 METROPOLITAN WEST TOTAL RETURN BD FD - 8,584 SHS AT COST 85577 73995 PRINCIPAL SPECTRUM PREFERRED AND CAPITAL SECURITIES INC FD - 3,575 SHS AT COST 36365 31527 SPDR PORTFOLIO DEVELOPED WORLD ETF - 2,833 SHS AT COST 85698 96350 SPDR S&P 500 ETF TRUST - 335 SHS AT COST 117798 159229 VANGUARD SHORT TERM BOND FD - 811 SHS AT COST 65460 62463 VANGUARD TOTAL STOCK MARKET ETF - 566 SHS AT COST 124933 134267 COMPUTER DESK 432 432 0 0 COMPUTERS, PRINTERS, OTHER TECH EQUIP 3100 2118 982 982 LAPTOP COMPUTER, SCANNER 2335 739 1596 1596 ACCRUED INVESTMENT COMPANY DIVIDENDS 696 1520 1520 ADMINISTRATIVE ASSISTANCE 1252 0 1252 OFFICE SUPPLIES AND EXPENSES 309 0 309 TELECOMMUNICATIONS 600 0 600 INSURANCE 3507 0 3507 INTERNET WEBSITE MAINTENANCE 873 0 873 ADR FEES 100 100 0 MISCELLANEOUS INVESTMENT EXPENSES 14 14 0 OTHER EXPENSES 30 0 30 REFUND OF EXCISE TAX ON INVESTMENT INCOME (2022) 1896 STATE INCOME TAX WITHHELD FROM WAGES 112 188 TRUIST - INVESTMENT MANAGEMENT FEES 28846 28846 0 FOREIGN TAXES WITHHELD 1816 1816 0 PAYROLL TAXES 792 0 792