2024-04-24T17:19:33-05:00 2023-06-30 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2022-07-01 830436453 DAVID LYNCH FOUNDATION FOR CONSCIOUSNESS -BASED EDUCATION AND WORLD PEACE DAVI 2126449880 1000 N 4TH STREET FAIRFIELD IA 52557 ROBERT ROTH CHIEF EXECUTIVE OFFICER 2126449880 2024-04-24 1 ROBERT ROTH XXX-XX-XXXX 1 EVA MRUK P00543254 2122862600 2024-04-24 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z ROBERT ROTH 1000 N 4TH STREET FAIRFIELD IA 52557 10037205 0 X WWW.DAVIDLYNCHFOUNDATION.ORG X 2005 IA DAVID LYNCH FOUNDATION IS COMMITTED TO ADDRESSING THE GLOBAL EPIDEMIC OF MENTAL TRAUMA AND RELIEVING TOXIC STRESS BY ADVANCING TRANSCENDENTAL MEDITATION AS A THERAPEUTIC PRACTICE AND MAKING THESE EVIDENCE-BASED PROGRAMS WIDELY AVAILABLE AT NO COST TO AT-RISK POPULATIONS. 19 18 39 24 0 0 8357989 9366955 347469 323188 825 54764 30165 -413091 8736448 9331816 281046 52455 0 0 4294072 4604236 42000 173000 1209032 3980970 4483693 8598088 9313384 138360 18432 9280358 10269967 1248060 2219237 8032298 8050730 X THE DAVID LYNCH FOUNDATION (DLF) ADDRESSES THE EPIDEMIC OF TRAUMA AND TOXIC STRESS AMONG AT-RISK POPULATIONS THROUGH THE IMPLEMENTATION OF THE EVIDENCE-BASED TRANSCENDENTAL MEDITATION (TM) TECHNIQUE. DLF HAS SUPPORTED MORE THAN 1,000,000 CHILDREN AND ADULTS WORLDWIDE, WITH A FOCUS ON URBAN YOUTH IN UNDERSERVED SCHOOLS, VETERANS SUFFERING FROM POST-TRAUMATIC STRESS AND THEIR FAMILIES, WOMEN AND CHILDREN WHO ARE SURVIVORS OF DOMESTIC VIOLENCE AND SEXUAL ASSAULT, AND PEOPLE IN RECOVERY FROM ALCOHOL AND SUBSTANCE ABUSE. DLF HAS ALSO WORKED WITH THE HOMELESS, PRISON POPULATIONS, PEOPLE LIVING WITH HIV/AIDS, AND OTHERS.THE FOUNDATION ALSO ORGANIZES AND HOSTS SCIENTIFIC AND PROFESSIONAL CONFERENCES, TOWN HALL MEETINGS, AND PUBLIC FESTIVALS TO EDUCATE LEADERS AND THE GENERAL PUBLIC ABOUT THE BENEFITS OF TM AND THE WORK OF THE FOUNDATION. IN ADDITION, DLF PARTNERS ON HIGH LEVEL RESEARCH TO ASSESS THE EFFECTS OF TM AND TO GUIDE OUR WORK. 0 0 1499016 44002 44960 VETERANS (RESILIENT WARRIOR PROGRAM):THIS PROGRAM PROVIDES TM TRAINING TO VETERANS, ACTIVE-DUTY PERSONNEL AND MILITARY FAMILIES. TM HAS BEEN SHOWN TO RELIEVE SYMPTOMS OF POST-TRAUMATIC STRESS DISORDER (PTSD) AND MAJOR DEPRESSION AMONG VETERANS. THE RESILIENT WARRIOR PROGRAM PARTNERS WITH MAJOR VETERAN SERVICE ORGANIZATIONS INCLUDING VA HOSPITALS NATIONWIDE; NATIONAL DEFENSE UNIVERSITY IN WASHINGTON, DC; BOULDER CREST RETREAT CENTERS, EOD WARRIOR FOUNDATION; RESIDENTIAL SUBSTANCE ABUSE TREATMENTS CENTERS IN NEW YORK CITY; CITY UNIVERSITY OF NEW YORK OFFICE OF VETERANS; NUMEROUS MILITARY BASES, INCLUDING FT. BRAGG, FT. GORDON, FT. BELVOIR, AND FT. HAMILTON. IN 2022, DLF LAUNCHED THE LARGEST STUDY EVER CONDUCTED ON THE IMPACT OF MEDITATION ON VETERANS WITH PTSD. THE STUDY IS A MULTI-SITE RANDOMIZED CONTROLLED TRIAL THAT WILL EVALUATE WHETHER TM IS EFFECTIVE AS A FIRST LINE TREATMENT FOR PTSD. SECONDARY OUTCOMES WILL INCLUDE DEPRESSION, SUICIDAL IDEATION, ALCOHOL CRAVING/USAGE, SLEEP QUALITY AND QUALITY OF LIFE AND INCLUDE A NEUROIMAGING AND BIOLOGICAL COMPONENT, SHOWING THE IMPACTS OF TM. THE 6-SITE STUDY IS TAKING PLACE AT RESEARCH UNIVERSITIES AROUND THE U.S. WITH APPROXIMATELY 360 SUBJECTS. THE RESEARCH STUDY SITES INCLUDE; COLUMBIA UNIVERSITY, NORTHWELL HEALTH, STANFORD UNIVERSITY, UCSD, MT. SINAI AND USC. THE GOAL OF THE STUDY IS TO SECURE LONG-TERM GOVERNMENT FUNDING FOR TM. 1242638 2100 76133 HEAL THE HEALERS NOW (HEALTHCARE):IN THE EARLY DAYS OF THE COVID-19 PANDEMIC, THE DAVID LYNCH FOUNDATION RECOGNIZED THAT HEALTHCARE WORKERS WERE DEALING WITH CRUSHING LEVELS OF STRESS AND ANXIETY; MAKING RAPID, LIFE-OR-DEATH DECISIONS, ALL WHILE PUTTING THEIR OWN HEALTH AT RISK. WE QUICKLY MOBILIZED TO RESPOND TO THE NEEDS OF OUR HEALTHCARE WORKERS. NOW 3 YEARS ON, THE PROGRAM IS NEEDED MORE THAN EVER WITH PTSD SYMPTOMS, BURNOUT AND STAFF LEAVING THE PROFESSION DUE TO ANXIETY AND STRESS. THE RESPONSE FROM HEALTHCARE WORKERS, HOSPITALS, RESEARCH CENTERS, AND DONORS HAS BEEN EXTRAORDINARY. AS OF OCTOBER 2023, TM INSTRUCTION HAS TAKEN PLACE IN 85 HOSPITALS AND MEDICAL CENTERS AROUND THE COUNTRY, INCLUDING RESEARCH FOCUSED ON TM AND HEALTHCARE PROVIDER WELLNESS AT MAJOR RESEARCH AND TEACHING CENTERS. THROUGH THIS NATIONWIDE INITIATIVE, MORE HEALTHCARE WORKERS WILL GAIN ACCESS TO THIS POWERFUL, NON-PHARMACEUTICAL TOOL. IN ADDITION, HOSPITALS, POLICY MAKERS, AND THOSE CONCERNED WITH THE WELLBEING OF OUR NATION'S HEALTH CARE INDUSTRY AND ITS MEDICAL PROVIDERS WILL HAVE ADDITIONAL EVIDENCE OF TM'S EFFECTIVENESS; WHICH HELPS TO SECURE AND ALLOCATE FUNDING FOR FURTHER TM INSTRUCTION. 1184779 0 40000 RESILIENT RESPONDERS (LAW ENFORCEMENT & FIREFIGHTERS):THIS PROGRAM PROVIDES TM TRAINING TO LAW ENFORCEMENT OFFICERS, FIREFIGHTERS AND EMERGENCY MEDICAL TECHNICIANS WHO HAVE EXPERIENCED PTSD AND SUBSTANCE USE DISORDER. PROGRAM PARTNERS HAVE INCLUDED THE NEW YORK CITY FIRE DEPARTMENT, THE LOS ANGELES FIRE DEPARTMENT, THE NEW YORK CITY POLICE DEPARTMENT, FRONT RANGE FIRE DEPARTMENT, CO AND THE HERNDON (VA) POLICE DEPARTMENT. 3067690 6353 164651 OTHER PROGRAMS:THE MEDITATION CENTER - NY:THE MEDITATION CENTER - NY, FORMERLY CALLED THE CENTER FOR HEALTH AND WELLNESS (CHW) OR CENTER FOR LEADERSHIP AND PERFORMANCE (CLP), PROVIDES TM TRAINING COURSES FOR NEW YORK CITY AND LOS ANGELES AREA BUSINESS PROFESSIONALS. THIS PROFESSIONAL DEVELOPMENT PROGRAM PROVIDES A TECHNIQUE TO OVERCOME STRESS, ENHANCE CREATIVITY, AND INCREASE STAMINA AND EFFICIENCY. THIS RESULTS IN GREATER PERFORMANCE IN THE WORKPLACE. THE PROGRAM PROVIDES ORGANIZATIONS AND THEIR EXECUTIVES THE OPPORTUNITY TO FULFILL AN IMPORTANT ASPECT OF WORKPLACE TRAINING AND WELLNESS INITIATIVES. OUR NEWEST PROGRAM EXPANSION IS AN ONSITE MEDITATION CENTER ON THE AMENITIES FLOOR AT THE BEAUTIFUL NEW 425 PARK AVENUE BUILDING, WHERE TENANTS IN THE BUILDING SUCH AS CITADEL AND HELLMAN & FRIEDMAN WILL EASILY BE ABLE TO LEARN TM. CHW ALSO FURTHERS AWARENESS OF THE IMPACT OF DLF'S WORK AND THE EFFECTIVENESS OF TM.HEALTHY FAMILIES HEALTHY COMMUNITIES NY:THE FOUNDATION'S OUTREACH PROGRAM FOCUSED ON SERVING COMMUNITIES AND POPULATIONS THAT EXPERIENCE TRAUMA AND TOXIC STRESS IN THE NEW YORK CITY AREA. THE POPULATIONS SERVED WITHIN HEALTHY FAMILIES HEALTHY COMMUNITIES (HFHC) INCLUDE STUDENTS AND PARENTS IN LOW-INCOME SCHOOLS, SCHOOL TEACHERS, COMMUNITY GROUPS, LATINO AND BLACK COMMUNITY MEMBERS, AND COLLEGE STUDENTS. INSTRUCTIONS TAKE PLACE AT SCHOOLS, COMMUNITY CENTERS, LOCAL BUSINESSES AND AT OUR DLF OFFICES IN MIDTOWN MANHATTAN. THROUGH THIS CITYWIDE INITIATIVE, DLF IS WORKING TOWARDS ADDRESSING HEALTH INEQUITIES IN NEW YORK CITY, AS WELL AS INCREASING THE WELLNESS AND WELLBEING OF NYC GOVERNMENT WORKERS AND COMMUNITY MEMBERS. IN PARTNERING WITH NYC GOVERNMENT AGENCIES, DLF CONTINUES THE FOCUSED EFFORT OF DEMONSTRATING THE EFFECTIVENESS OF TM AND THE IMPORTANCE OF GETTING INSTRUCTIONS COVERED BY HEALTH INSURANCE.INTERNATIONAL PROGRAMS:DLF PROVIDES FUNDING TO TM PROGRAMS FOR UNDER-RESOURCED AND VULNERABLE POPULATIONS BEYOND THE UNITED STATES. DLF SUPPORTS TM TRAINING TO GROUPS IN ASIA, AFRICA, EUROPE AND LATIN AMERICA.WOMEN'S HEALTH INITIATIVE:THE WOMEN'S HEALTH INITIATIVE PROVIDES TM TRAINING FOR SURVIVORS OF ANY GENDER OR AGENDER WHO HAVE EXPERIENCED DOMESTIC OR GENDER-BASED VIOLENCE OR SEXUAL ASSAULT. TM IS AN EVIDENCE-BASED, ALTERNATIVE THERAPY SHOWN TO CONTRIBUTE TO HEALING AND EMPOWERMENT. PROGRAM PARTNERS INCLUDE THE MANHATTAN FAMILY JUSTICE CENTER (AN INITIATIVE OF THE NEW YORK CITY MAYOR'S OFFICE TO END DOMESTIC AND GENDER-BASED VIOLENCE), CRIME VICTIM TREATMENT CENTER (THE LARGEST HOSPITAL-BASED VICTIM ASSISTANCE PROGRAM IN NEW YORK), AND OTHER DOMESTIC VIOLENCE AND SEXUAL ASSAULT SERVICE PROVIDERS.AWARENESS:OUR AWARENESS PROGRAM PRODUCES EVENTS TO INCREASE AWARENESS OF DLF AND EDUCATE THE PUBLIC ABOUT THE IMPACT AND BENEFITS OF TM. THE WORLD'S PREMIERE ARTISTS, DESIGNERS, AND MUSICIANS PARTICIPATE IN DLF'S GALAS, SPECIAL EVENTS, AND AUCTIONS. AUCTIONS OFFER ONE-OF-A-KIND NEW WORKS AND EXTRAORDINARY EXPERIENCES. FUNDS BENEFIT THE DLF'S PROGRAMS TO REDUCE TOXIC STRESS AND TRAUMA, AND IMPROVE THE QUALITY OF LIFE FOR UNDER-RESOURCED POPULATIONS. HIV WELLNESS:FOR DECADES, TRANSCENDENTAL MEDITATION HAS BEEN USED AS AN ADJUNCT TO HIV/AIDS TREATMENT BY INDIVIDUALS WHO MUST CONFRONT SERIOUS MENTAL/EMOTIONAL CHALLENGES DUE TO A COMPROMISED IMMUNE SYSTEM. DLF PARTNERS WITH ORGANIZATIONS IN THE SAN FRANCISCO BAY AREA TO PROMOTE THE POWER OF TM TO PROFOUNDLY HEAL AND RESTORE THE LIVES OF INDIVIDUALS WHO LIVE WITH HIV/AIDS.LOS ANGELES PROGRAMS:WE BEGAN SERVING THE LOS ANGELES COMMUNITY IN 2010. IN 2019 THE HEALTHY FAMILIES/HEALTHY COMMUNITIES PROGRAM WAS CREATED TO EXPAND THE MISSION TO SUPPORT STUDENTS AND THEIR FAMILIES IN SOUTHERN CALIFORNIA. UNDER THE HF/HC PROGRAM WE HAVE FORGED A POWERFUL PARTNERSHIP WITH LOS ANGELES UNIFIED SCHOOL DISTRICT'S STUDENT HEALTH AND HUMAN SERVICES DEPARTMENT TO PROVIDE TM TRAINING TO THEIR FRONTLINE MENTAL HEALTH PROVIDERS AS WELL AS DISTRICT LEADERSHIP. IN 2022 LOS ANGELES UNIFIED SCHOOL DISTRICT EXPANDED OUR PARTNERSHIP TO INCLUDE PROVIDING TM INSTRUCTION FOR EDUCATORS AND FAMILIES AT INDIVIDUAL SCHOOL SITES AND THEIR COMMUNITY WELLNESS CENTERS. OUR PUBLIC CHARTER SCHOOL PROGRAM PARTNERSHIPS CONTINUE UNDER THE HF/HC UMBRELLA AS WELL. WE ALSO PROVIDE PROGRAMS FOR COMMUNITY CENTERS SERVING YOUTH THAT HAVE BEEN INCARCERATED, VETERANS AND FIRST RESPONDERS WHO SUFFER FROM SYMPTOMS OF PTSD, WOMEN SURVIVORS OF DOMESTIC VIOLENCE, INDIVIDUALS IN RECOVERY FROM SUBSTANCE ABUSE DISORDERS, AND FRONTLINE MENTAL HEALTH PROVIDERS.MNY:MEDITATE NEW YORK WILL CREATE A PUBLIC-PRIVATE PARTNERSHIP WITH NONPROFIT ORGANIZATIONSSKILLED IN TEACHING DIFFERENT SCIENTIFICALLY-PROVEN MEDITATION TECHNIQUES TO NEW YORKERS INNEED. TOGETHER, THEY WILL HELP TO TRANSFORM THE CITYHEALING TRAUMA, BUILDING RESILIENCE,AND PROMOTING PHYSICAL AND MENTAL WELL-BEING DURING THESE CHALLENGING TIMES.WASHINGTON, DC:THE MEDITATION CENTER (TMC) AT THEARC (TOWN HALL EDUCATION ARTS RECREATION CAMPUS) IS A DIVISION OF THE CENTER FOR RESILIENCE OF THE DAVID LYNCH FOUNDATION. SINCE 2018, WE HAVE CONTINUED TO WORK IN PARTNERSHIP WITH 13 NATIONALLY ACCLAIMED ORGANIZATIONS BASED AT THEARC, AND WITH SEVERAL LONGSTANDING COMMUNITY-BASED ORGANIZATIONS TO PROVIDE TM COURSES AND ONGOING SUPPORT TO RESIDENTS OF ONE OF DC'S MOST UNDER-RESOURCED COMMUNITIES. COLLABORATIONS HAVE BEEN FOSTERED AND EXPANDED WITH ORGANIZATIONS SUCH AS: CHILDREN'S NATIONAL HEALTH SYSTEM, COMMUNITY OF HOPE, DC CENTRAL KITCHEN, HORTON'S KIDS, WHITMAN WALKER HEALTH, BELLEVUE FAMILY SUCCESS CENTER, AND OTHERS. THE SERVICE THAT TMC IS PROVIDING TO THE COMMUNITY IS HELPING TO ERADICATE THE EPIDEMIC OF TOXIC STRESS AND TRAUMA AND IMPROVE THE QUALITY OF PEOPLE'S LIVES. 3067690 6353 164651 6994123 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 55 0 39 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 18 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CA FL HI IL MA MD MI MS NC NH NJ NY SC TN VA WI X X X VELKY MARTE SVP FINANCE 2126449880 228 EAST 45TH STREET 15TH FLOOR NEW YORK NY 10017 X ROBERT ROTH CHIEF EXECUTIVE OFFICER & DIRECTOR 41.00 X X 331640 0 14558 DAVID LYNCH CHAIRMAN 2.00 X X 0 0 0 MARK AXELOWITZ TREASURER, EXECUTIVE CHAIR 2.00 X X 0 0 0 STEVE ABRAMS DIRECTOR THRU DEC 2022 1.00 X 0 0 0 JILL BLACK DIRECTOR 1.00 X 0 0 0 STEVEN CHANIN DIRECTOR 2.00 X 0 0 0 NANCY CHEMTOB DIRECTOR 1.00 X 0 0 0 PETER DODGE DIRECTOR 1.00 X 0 0 0 PEGAH EASTON DIRECTOR 1.00 X 0 0 0 JOHN GARDNER DIRECTOR 1.00 X 0 0 0 DAVID GOODMAN DIRECTOR 1.00 X 0 0 0 STEVE ISRAEL DIRECTOR THRU DEC 2022 1.00 X 0 0 0 ROBERT C JONES DIRECTOR 1.00 X 0 0 0 CHRIS JOSEPH DIRECTOR THRU MAR 2023 1.00 X 0 0 0 SHRUTI JOSHI DIRECTOR THRU MAR 2023 1.00 X 0 0 0 NIGOL KOULAJIAN DIRECTOR 1.00 X 0 0 0 DR YOLANDA LEWIS-RAGLAND DIRECTOR 1.00 X 0 0 0 ARTHUR LIEBLER DIRECTOR 1.00 X 0 0 0 SUSAN MOLINARI DIRECTOR THRU DEC 2022 1.00 X 0 0 0 JANE OTTENBERG DIRECTOR 1.00 X 0 0 0 JOANNA PLAFSKY DIRECTOR 1.00 X 0 0 0 JACK ROVNER DIRECTOR 1.00 X 0 0 0 ORIN SNYDER DIRECTOR 1.00 X 0 0 0 DR HASSAN TETTEH DIRECTOR 1.00 X 0 0 0 ILIANE OGILVIE THOMPSON DIRECTOR THRU MAR 2023 1.00 X 0 0 0 FREDDA PLESSER EXECUTIVE VP 40.00 X 288852 0 43852 JONATHAN HASELTINE CHIEF OPERATING OFFICER THRU SEPT 2022 40.00 X 232654 0 41549 WILLIAM GOLDSTEIN SECRETARY AND GENERAL COUNSEL - SEE SCH O 6.00 X 57000 0 0 DARCY VALENTI SENIOR DIRECTOR, STRATEGIC INITIATIVES 40.00 X 147023 0 38488 JESSICA HARRIS VICE PRESIDENT 40.00 X 166929 0 4403 VELKY MARTE SVP, FINANCE 32.00 X 141550 0 19452 HAYLEY HANNA VP, PROGRAMS & PARTNERSHIPS 40.00 X 144976 0 409 ETHELYNN KAPLAN REGIONAL DIRECTOR, LA 40.00 X 134106 0 10910 1644730 0 173621 12 0 1 0 JAZZ LINCOLN CENTER INC 3 COLUMBUS CIRCLE 12TH FLOOR NEW YORK NY 10019 MNY GALA SERVICES 135598 MAHARISHI FOUNDATION 1100 UNIVERSITY MANOR DRIVE B-35 FAIRFIELD IA 52556 TM TEACHING SERVICES 134407 MICHAEL BEST STRATEGIES LLC 790 NORTH WATER STREET SUITE 2500 MILWAUKEE WI 53202 STRATEGIC AND BUSINESS ADVISING SERVICES 124998 NATALIE FERRONE LLC 70 PINE STREET SUITE 4301 NEW YORK NY 10005 DEVELOPMENT AND PROJECT MANAGEMENT CONSU 119686 CARRIE WELCH 110 LIVINGSTON STREET APARTMENT 5B BROOKLYN NY 11201 STRATEGIC CONSULTING SERVICES 115000 8 74957 585494 1028730 7677774 14779 9366955 EDUCATION/INSTRUCTION FEES 611710 323188 323188 323188 54764 54764 2556 2556 260742 327312 -66570 -66570 -66570 29000 585494 378077 -349077 -349077 9331816 325744 0 -360883 52455 52455 912086 750870 109784 51432 3101436 2309774 213512 578150 312706 236729 21058 54919 278008 212260 21586 44162 22261 16897 5364 71000 10773 55187 5040 64999 64999 173000 173000 795427 782096 536 12795 35539 35539 143589 115441 28148 267312 156809 24011 86492 825923 226475 480558 118890 198259 145374 21430 31455 100041 87500 6250 6291 35696 24059 9148 2489 78070 40679 28874 8517 PROGRAM RESEARCH/OTHER 841891 841453 438 TEACHING/LICENSING FEES 769288 769288 PRODUCTION MEDIA 102052 89537 7778 4737 CULTIVATION EXPENSES 93453 90144 2194 1115 38893 35510 1983 1400 9313384 6994123 1110229 1209032 310220 200000 2596218 3079030 5913629 5306751 52 0 151259 134114 623901 523010 104511 100891 204469 1449181 9280358 10269967 484055 556133 0 400000 764005 1263104 1248060 2219237 X 140616 856898 7891682 7193832 8032298 8050730 9280358 10269967 18432 0 X X 0 1 X 1 0 X 11447289 7521328 7074106 8357989 9366955 43767667 11447289 7521328 7074106 8357989 9366955 43767667 16074538 27693129 10529 180642 253406 254069 315506 1014152 44781819 3081602 0.61840 0.59180 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 64999 64999 0 PART II-B, LINE 1: STRATEGIC GUIDANCE AND FEDERAL GOVERNMENT AFFAIRS SERVICES. 279738 264703 15035 344163 258307 85856 100891 SECURITY DEPOSITS 204569 RIGHT OF USE ASSET 1244612 1449181 LEASE LIABILITY 1263104 1263104 X 9734128 75000 327312 402312 9331816 0 9331816 9715696 75000 327312 402312 9313384 0 9313384 PART X, LINE 2: THE FOUNDATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE FOUNDATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASSED RENTAL EXPENSES FROM PART IX 327,312. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASSED RENTAL EXPENSES FROM PART IX 327,312. X X X X X X X 1 PITCH LLC 2238 WASHINGTON AVE SUITE 202 SILVER SPRING MD 20910 GRANT WRITER / FUNDRAISING DEVELOPMENT 0 3000000 48000 2952000 COMMUNITY COUNSELLING SERVICE CO LLC 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 FUNDRAISING COUNSEL 0 0 125000 -125000 3000000 173000 2827000 AL CA CO CT DC FL HI IL MA MD MI MS NH NJ NY NC SC TN VA WI MEDITATE NY GALA 614494 585494 29000 30000 85785 17379 244913 614494 585494 29000 30000 85785 17379 244913 378077 -349077 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PITCH, LLC: THE AGREEMENT PROVIDES FOR TWELVE MONTHS OF PAYMENT FOR SERVICES AT A FLAT RATE OF $4,000/MONTH FOR A TOTAL OF 180 HOURS. THE AGREEMENT DOES NOT PROVIDE FOR THE PAYMENT OF EXPENSES. 1 CASTLEFIELD CONSULTING LLC 14708 DUNLEITH STREET NORTH POTOMAC MD 20878 32351 0 CONSCIOUSNESS-BASED EDUCATION MAHARISHI INTERNATIONAL UNIVERSITY 1000 NORTH 4TH STREET FAIRFIELD IA 52557 421315493 501(C)(3) 10000 0 CONSCIOUSNESS-BASED EDUCATION MAHARISHI FOUNDATION USA INC PO BOX 670 FAIRFIELD IA 52556 043196447 501(C)(3) 5600 0 CONSCIOUSNESS-BASED EDUCATION 2 1 PART I, LINE 2: THE ORGANIZATION HAS PROCEDURES FOR MONITORING THE USE OF ITS GRANT FUNDS. GRANT MONITORING INCLUDES PERIODIC REPORTS TO ENSURE THAT THE PROJECTED NUMBER OF INDIVIDUALS TO BE INSTRUCTED HAVE IN FACT BEEN INSTRUCTED. IN ADDITION, ANNUAL REPORTS ARE REQUIRED WHICH INCLUDE A FINANCIAL ACCOUNTING OF EXPENDITURES IN SUPPORT OF THE PROGRAMS. X X X X X 1 0 0 0 0 0 0 0 0 ROBERT ROTH CHIEF EXECUTIVE OFFICER & DIRECTOR 331640 0 0 0 0 0 0 0 14558 0 346198 0 0 0 FREDDA PLESSER EXECUTIVE VP 288594 0 0 0 258 0 0 0 43852 0 332704 0 0 0 JONATHAN HASELTINE CHIEF OPERATING OFFICER THRU SEPT 2022 157977 0 0 0 74677 0 0 0 41549 0 274203 0 0 0 DARCY VALENTI SENIOR DIRECTOR, STRATEGIC INITIATIVES 146969 0 0 0 54 0 0 0 38488 0 185511 0 0 0 JESSICA HARRIS VICE PRESIDENT 166871 0 0 0 58 0 0 0 4403 0 171332 0 0 0 VELKY MARTE SVP, FINANCE 141412 0 0 0 138 0 0 0 19452 0 161002 0 0 0 PART I, LINE 4A THE ORGANIZATION'S CHIEF OPERATING OFFICER JONATHAN HASELTINE RECEIVED A $60,000 SEVERANCE PAYMENT DURING THE 2022 CALENDAR YEAR. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS CHRIS JOSEPH AND SHRUTI JOSHI HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS SENT TO THE BOARD OF DIRECTORS FOR ANY COMMENTS. ANY COMMENTS ARE THEN SUMMARIZED AND PROVIDED TO THE OUTSIDE ACCOUNTANTS. EACH ISSUE IS DOCUMENTED AND ADDRESSED UNTIL THE RETURN IS FINALIZED AND APPROVED FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO ALL BOARD MEMBERS, OFFICERS AND MEMBERS OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS, WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST. ALL APPLICABLE INDIVIDUALS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST AGREEMENT ANNUALLY, DISCLOSING THE EXISTENCE OF THE FINANCIAL INTEREST AND ARE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF ALL MATERIAL FACTS, AND AFTER ANY DISCUSSIONS WITH THE INTERESTED PERSON, HE/SHE LEAVE THE BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING DISINTERESTED BOARD MEMBERS DECIDE IF A CONFLICT OF INTEREST EXISTS BY A MAJORITY VOTE. THE CHAIRPERSON OF THE GOVERNING BOARD APPOINTS A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. PERSONS HAVING ACTUAL OR APPARENT CONFLICTS MUST RECUSE THEMSELVES FROM DELIBERATIONS AND VOTING ON MATTERS GIVING RISE TO SUCH CONFLICT. DELIBERATION AND DECISIONS ARE RECORDED IN THE MINUTES OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR THE TOP EXECUTIVE, THE CHIEF EXECUTIVE OFFICER (CEO), IS FIRST CONDUCTED AT THE BOARD LEVEL IN COORDINATION WITH THE FINANCE COMMITTEE AND THE EXECUTIVE VP (EVP). THE EVP THEN ASSESSES THE MARKET RATE OF THE CEO'S SALARY WITH A THIRD-PARTY INDEPENDENT COMPENSATION CONSULTANT. IN ADDITION, OTHER COMPARABLE ORGANIZATION'S FORM 990 AND NONPROFIT COMPENSATION REPORTS AND STUDIES ARE REVIEWED. THE BOARD MEMBERS VOTE AND APPROVE THE CEO'S SALARY. COMPENSATION FOR THE EXECUTIVE VP IS ASSESSED USING COMPARABILITY DATA, THEN APPROVED AND DOCUMENTED DURING THE EXECUTIVE SESSION OF THE BOARD OF DIRECTORS' YEAR-END MEETING. APPROVAL IS CONDUCTED ANNUALLY AND DOCUMENTED THROUGH THE ADOPTION OF THE FISCAL YEAR BUDGET. THE LAST REVIEW PROCESS TOOK PLACE IN 2023. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS FORM 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 1023 AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990 AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE FOUNDATION'S WEBSITE. PART VII, SECTION A: COMPENSATION REPORTED IN PART VII FOR SECRETARY WILLIAM GOLDSTEIN WAS FOR LEGAL SERVICES PROVIDED TO THE ORGANIZATION RATHER THAN FOR HIS SERVICES AS A BOARD MEMBER. HIS ROLE WAS AS GENERAL COUNSEL. HE SPENT FIVE HOURS PER WEEK AS AN INDEPENDENT CONTRACTOR AND ONE HOUR PER WEEK AS SECRETARY. FORM 990, PART VI, SECTION A, LINE 1A & PART VII, SECTION A, LINE 1A: BOARD MEMBERS CHRIS JOSEPH AND SHRUTI JOSHI SHARE ONE VOTE ON THE GOVERNING BOARD. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.