2024-04-16T12:01:43-05:00 2023-12-31 990PF 2023-01-01 366010130 HERBERT ROSE TRUST CONSOLIDATION ROSE 8888663275 PO BOX 653067 DALLAS TX 752653067 BANK OF AMERICA AS TTEE MANAGING DIR 8888663275 2024-04-16 true 2023 2023-04-26 12:10:37Z X 13144744 X 301950 300440 491894 4404249 491894 0 5176 799020 792334 95830 57498 38332 0 0 0 0 0 0 1250 750 0 500 0 0 15263 6983 0 0 0 0 0 0 0 15 15 112358 65231 0 38847 577334 577334 689692 65231 0 616181 109328 727103 0 347279 267924 267924 0 0 0 913513 643703 655373 5058070 6220274 11630585 1306733 595400 590862 668 0 7626263 7727301 13144744 0 X 7626263 7727301 7626263 7727301 7626263 7727301 7626263 109328 3 7735594 8293 7727301 5.77 FNMA P487508 06 50%2029 1999-05-13 2023-01-31 6 6 2.47 GNM P356016X 07%2023 1998-03-13 2023-01-31 2 3 -1 -1 6.62 GNM P506886X 07%2029 1999-05-13 2023-01-31 7 7 5.81 FNMA P487508 06 50%2029 1999-05-13 2023-02-28 6 6 2.49 GNM P356016X 07%2023 1998-03-13 2023-02-28 2 3 -1 -1 6.66 GNM P506886X 07%2029 1999-05-13 2023-02-28 7 7 5.84 FNMA P487508 06 50%2029 1999-05-13 2023-03-31 6 6 2.52 GNM P356016X 07%2023 1998-03-13 2023-03-31 3 3 6.7 GNM P506886X 07%2029 1999-05-13 2023-03-31 7 7 5.87 FNMA P487508 06 50%2029 1999-05-13 2023-04-30 6 6 2.53 GNM P356016X 07%2023 1998-03-13 2023-04-30 3 3 6.74 GNM P506886X 07%2029 1999-05-13 2023-04-30 7 7 5.9 FNMA P487508 06 50%2029 1999-05-13 2023-05-31 6 6 2.54 GNM P356016X 07%2023 1998-03-13 2023-05-31 3 3 6.79 GNM P506886X 07%2029 1999-05-13 2023-05-31 7 7 94.5 ALPHABET INC SHS CL C 2015-04-02 2023-06-27 11280 2524 8756 8756 950.5 ALPHABET INC SHS CL C 2014-04-22 2023-06-27 113452 25341 88111 88111 150. APPLE INC COM 2012-11-29 2023-06-27 28232 3154 25078 25078 765.81 ARBITRAGE FUNDS CL I 2021-12-06 2023-06-27 9665 10147 -482 -482 5020.91 ARBITRAGE FUNDS CL I 2021-12-06 2023-06-27 63364 66527 -3163 -3163 3648.983 BLACKROCK STRATEGIC INC OPPTNT PT CL CLASS K 2021-12-06 2023-06-27 33571 37297 -3726 -3726 6719.128 BLACKROCK STRATEGIC INC OPPTNT PT CL CLASS K 2021-12-16 2023-06-27 61816 68610 -6794 -6794 3179.663 BLACKROCK STRATEGIC INC OPPTNT PT CL CLASS K 2018-01-10 2023-06-27 29253 31791 -2538 -2538 323. DUPONT DE NEMOURS INC 2016-12-21 2023-06-27 22246 28286 -6040 -6040 8613.537 GOLDMAN SACHS ABSOLUTE RTRN TRACKER FD CL R6 2022-04-29 2023-06-27 79761 80102 -341 -341 2190. INTEL CORPORATION 2012-09-20 2023-06-27 74416 50581 23835 23835 235. MICROSOFT CORPORATION 2009-09-18 2023-06-27 78834 5930 72904 72904 340.553 NEUBERGER BERMAN LONG SHORT FUND INSTL CL 2021-12-06 2023-06-27 5674 6041 -367 -367 2561.182 NEUBERGER BERMAN LONG SHORT FUND INSTL CL 2021-12-16 2023-06-27 42669 45538 -2869 -2869 1217.96 NEUBERGER BERMAN LONG SHORT FUND INSTL CL 2021-12-16 2023-06-27 20291 21655 -1364 -1364 135. WT08 27OCCIDENTAL PETROL CORP PRICE USD 22.00 2020-08-03 2023-06-27 4748 668 4080 4080 5.94 FNMA P487508 06 50%2029 1999-05-13 2023-06-30 6 6 2.56 GNM P356016X 07%2023 1998-03-13 2023-06-30 3 3 6.83 GNM P506886X 07%2029 1999-05-13 2023-06-30 7 7 370. APPLE INC COM 2012-11-29 2023-07-10 69686 7781 61905 61905 100. AUTOMATIC DATA PROCESSING INC 2010-11-23 2023-07-10 22443 3921 18522 18522 50. MICROSOFT CORPORATION 2009-09-18 2023-07-10 16527 1262 15265 15265 15. NVIDIA CORP COM 2018-06-07 2023-07-10 6308 994 5314 5314 300. 3M CO COM 2010-11-23 2023-07-10 29286 25048 4238 4238 35. UNITED PARCEL SERVICE CL B 2009-09-18 2023-07-10 6340 2054 4286 4286 5.97 FNMA P487508 06 50%2029 1999-05-13 2023-07-31 6 6 2.57 GNM P356016X 07%2023 1998-03-13 2023-07-31 3 3 6.87 GNM P506886X 07%2029 1999-05-13 2023-07-31 7 7 100000. US TREASURY BONDS 6.25% 8/15/23 1997-08-19 2023-08-15 100000 95797 4203 4203 25000. US TREASURY BONDS 6.25% 8/15/23 1997-12-03 2023-08-15 25000 25231 -231 -231 525000. US TREASURY BONDS 6.25% 8/15/23 2019-07-10 2023-08-15 525000 525000 6. FNMA P487508 06 50%2029 1999-05-13 2023-08-31 6 6 1.62 GNM P356016X 07%2023 1998-03-13 2023-08-31 2 2 6.91 GNM P506886X 07%2029 1999-05-13 2023-08-31 7 7 52.24 ALPHABET INC SHS CL C 2014-04-22 2023-09-18 7275 1393 5882 5882 77.76 ALPHABET INC SHS CL C 2012-11-29 2023-09-18 10829 1334 9495 9495 47233.658 BAIRD AGGREGATE BOND FUND INSTL CL 2023-06-27 2023-09-18 447775 458166 -10391 -10391 580. COMCAST CORP NEW CL A COM 2009-09-18 2023-09-18 26494 5004 21490 21490 55. META PLATFORMS INC CLASS A COMMON STOCK 2015-04-02 2023-09-18 16527 4525 12002 12002 535. TRUIST FINL CORP 2020-11-18 2023-09-18 15330 26026 -10696 -10696 755. TRUIST FINL CORP 2015-04-02 2023-09-18 21634 29410 -7776 -7776 300. TRUIST FINL CORP 2014-03-12 2023-09-18 8596 11677 -3081 -3081 300. TRUIST FINL CORP 2014-04-22 2023-09-18 8596 11405 -2809 -2809 1000. VANGUARD SHORT-TERM TREASURY ETF 2023-06-27 2023-09-18 57545 57777 -232 -232 200000. SNOHOMISH CNTY WASH SCH DIST NO 201 ULTD SCH GTD 2021-05-27 2023-09-19 203506 211030 -7524 -7524 190. ALPHABET INC SHS CL C 2012-11-29 2023-09-20 26027 3259 22768 22768 70. AMGEN INC COM 2008-12-15 2023-09-20 19038 4049 14989 14989 145. AUTOMATIC DATA PROCESSING INC 2010-11-23 2023-09-20 35783 5686 30097 30097 570. COMCAST CORP NEW CL A COM 2009-09-18 2023-09-20 26211 4918 21293 21293 55. LILLY ELI & COMPANY 2018-06-07 2023-09-20 31526 4740 26786 26786 600. NOVARTIS AG ADR 2010-11-23 2023-09-20 62501 28967 33534 33534 160. UNITED PARCEL SERVICE CL B 2009-09-18 2023-09-20 25430 9391 16039 16039 1110. VANGUARD SHORT-TERM TREASURY ETF 2023-06-27 2023-09-20 63910 64133 -223 -223 6.04 FNMA P487508 06 50%2029 1999-05-13 2023-09-30 6 6 6.96 GNM P506886X 07%2029 1999-05-13 2023-09-30 7 7 120. ALPHABET INC SHS CL C 2012-11-29 2023-10-23 16539 2058 14481 14481 55. AMGEN INC COM 2008-12-15 2023-10-23 15168 3181 11987 11987 5020.91 ARBITRAGE FUNDS CL I 2021-12-19 2023-10-23 65071 66577 -1506 -1506 459.827 ARBITRAGE FUNDS CL I 2021-12-06 2023-10-23 5959 6093 -134 -134 9549.274 ARBITRAGE FUNDS CL I 2018-01-10 2023-10-23 123759 125000 -1241 -1241 6799.897 BLACKROCK STRATEGIC INC OPPTNT PT CL CLASS K 2018-01-10 2023-10-23 60927 67896 -6969 -6969 280. COMCAST CORP NEW CL A COM 2009-09-18 2023-10-23 12110 2416 9694 9694 8170. ISHARES CORE TOT U S BD MKT ETF 2023-09-18 2023-10-23 753962 781093 -27131 -27131 32000. JPMORGAN CHASE & CO GLB 2016-08-05 2023-10-23 30966 32134 -1168 -1168 168000. JPMORGAN CHASE & CO GLB 2016-08-05 2023-10-23 162574 168645 -6071 -6071 115. PEPSICO INCORPORATED 2004-10-22 2023-10-23 18514 5627 12887 12887 300000. UNITEDHEALTH GROUP INC GLB 2015-12-16 2023-10-23 292290 301879 -9589 -9589 2225. VANGUARD SHORT-TERM TREASURY ETF 2023-06-27 2023-10-23 128092 128554 -462 -462 200000. WELLS FARGO & COMPANY SER MTN GLB 2016-08-01 2023-10-23 192284 201076 -8792 -8792 6.07 FNMA P487508 06 50%2029 1999-05-13 2023-10-31 6 6 7. GNM P506886X 07%2029 1999-05-13 2023-10-31 7 7 6.1 FNMA P487508 06 50%2029 1999-05-13 2023-11-30 6 6 7.04 GNM P506886X 07%2029 1999-05-13 2023-11-30 7 7 6.14 FNMA P487508 06 50%2029 1999-05-13 2023-12-31 6 6 7.09 GNM P506886X 07%2029 1999-05-13 2023-12-31 7 7 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 CAPITAL GAIN DIVIDENDS P 20791 491894 10107 0 10107 0 10107 11344 0 0 11344 0 1237 1237 0 false false false false false false false true true IL true false false false false true N/A BANK OF AMERICA NA 8888663275 PO BOX 653067 DALLAS TX 752653067 false false false false true false false false false false false false false false false false false false false false false false BANK OF AMERICA PO BOX 653067 DALLAS TX 752653067 TRUSTEE 1 95830 NONE 0 NONE 0 12205148 398487 0 12603635 0 0 12603635 189055 12414580 620729 620729 10107 10107 610622 0 610622 0 610622 616181 0 0 0 0 616181 610622 577334 0 0 0 0 0 0 0 616181 577334 0 0 38847 0 0 0 0 0 0 0 0 571775 0 0 0 0 0 0 0 0 X CHICAGO FOUNDLINGS HOME 1300 W LEXINGTON STREET CHICAGO IL 60607 N/A PC UNRESTRICTED GENERAL 25000 CHILDREN'S HOME & AID SOCIETY ILLINOIS 200 W MONROE STREET CHICAGO IL 60606 N/A PC UNRESTRICTED GENERAL 552334 577334 14 301950 18 491894 EXCISE TAX REFUND 1 5176 799020 799020 false false false false false false false false false false TAX PREPARATION FEE - BOA 1250 750 500 FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES. 31382NR53 FNMA P487508 06 50% 459 481 36203QN98 GNM P356016X 07% 36211ACX2 GNM P506886X 07% 343 339 91324PCP5 UNITEDHEALTH GROUP I 46625HKC3 JPMORGAN CHASE & CO 94974BGH7 WELLS FARGO & COMPAN 857477AN3 STATE STREET CORP - 98970 98370 02665WCZ2 AMERICAN HONDA FINAN 150413 147782 89236TDW2 TOYOTA MOTOR CREDIT 151813 148874 14913Q3B3 CATERPILLAR FINL SER 193402 195016 464287630 ISHARES RS 2000 VALU 64558 232995 464287804 ISHARES CORE S&P SMA 66618 324750 166764100 CHEVRON CORP 85780 137227 097023105 BOEING COMPANY 12644 44312 438516106 HONEYWELL INTL INC D 37911 167768 88579Y101 3M COMPANY 911312106 UNITED PARCEL SVC CL 23771 63678 20030N101 COMCAST CORP NEW CL 2416 12278 254687106 DISNEY (WALT) CO COM 27621 87581 437076102 HOME DEPOT INC 20324 109163 855244109 STARBUCKS CORP 29181 93130 22160K105 COSTCO WHOLESALE CRP 9699 62708 713448108 PEPSICO INC 59589 268347 742718109 PROCTER & GAMBLE CO 60127 145807 031162100 AMGEN INC COM 24873 123849 478160104 JOHNSON AND JOHNSON 50508 152038 58933Y105 MERCK AND CO INC SHS 62165 158624 66987V109 NOVARTIS ADR 46625H100 JPMORGAN CHASE & CO 44149 164997 902973304 US BANCORP 34471 76606 037833100 APPLE INC 87539 868310 053015103 AUTOMATIC DATA PROC 10195 60572 458140100 INTEL CORP 594918104 MICROSOFT CORP 65991 987105 00287Y109 ABBVIE INC SHS 23988 154970 02079K107 ALPHABET INC SHS 10548 86672 02079K305 ALPHABET INC SHS 47117 293349 30303M102 META PLATFORMS INC C 31678 136275 H1467J104 CHUBB LTD 33528 68252 149123101 CATERPILLAR INC DEL 23603 44351 244199105 DEERE CO 23854 59981 907818108 UNION PACIFIC CORP 21370 36843 654106103 NIKE INC CL B 37373 54285 872540109 TJX COS INC NEW 47442 93810 87612E106 TARGET CORP C 39437 71210 101137107 BOSTON SCIENTIFIC CO 30909 57810 532457108 ELI LILLY & CO 38352 259399 617446448 MORGAN STANLEY 62711 111900 17275R102 CISCO SYSTEMS INC 22119 25260 67066G104 NVIDIA 25510 190660 92826C839 VISA INC CL A SHRS 94700 182245 03875R205 ARBITRAGE FUNDS CL I 64128R608 NEUBERGER BERMAN LON 177405 187706 78463V107 SPDR GOLD TRUST 472664 538144 22052L104 CORTEVA INC REG SHS 9870 15478 26614N102 DUPONT DE NEMOURS 89832Q109 TRUIST FINL CORP 929160109 VULCAN MATERIALS CO 22072 35187 G29183103 EATON CORP PLC 37059 75858 670693837 NUVEEN SMALL CAP VAL 100000 125950 00203H859 AQR MANAGED FUTURES 280528 287059 46432F842 ISHARES TR CORE MSCI 662122 867416 46434G103 ISHARES INC CORE MSC 520772 603419 084670702 BERKSHIRE HATHAWAYIN 46313 60632 693475105 PNC FINCL SERVICES G 22941 23228 015565211 ALGER WEATHERBIE SPE 102537 114990 38145N220 GOLDMAN SACHS ABSOLU 47103D405 JANUS HENDERSON ENTE 160329 185946 94987W513 ALLSPRING SPECIAL MI 170895 180217 09260B374 BLACKROCK STRATEGIC 921937835 VANGUARD TOTAL BOND 845938 908343 09250J734 BLACKROCK EVENT DRIV 180682 185129 057071854 BAIRD AGGREGATE BOND 602272 649005 72201M487 PIMCO DYNAMIC BOND F 120454 125063 38147X325 GOLDMAN SACHS ABSOLU 191052 192698 643703 655373 674599162 WT08 27OCCIDENTAL PE INCOME ADJ 7793 ROUNDING 3 COST ADJ 11 FOUND UPDATE 486 STATE FILING FEE 15 0 15 EXCISE TAX REFUND 5176 0 SALE ADUSTMENT 0 924 COST ADJ 3 FOREIGN TAXES 735 735 0 EXCISE TAX ESTIMATES 8280 0 0 FOREIGN TAXES ON QUALIFIED FOR 3382 3382 0 FOREIGN TAXES ON NONQUALIFIED 2866 2866 0