2024-01-31T13:00:42-06:00 2023-09-30 941687665 BANK OF AMERICA PO BOX 1532 AFT PENNINGTON NJ 08534 990PF 2022-10-01 330591357 HSU HWA CHAO FOUNDATION HSU 8888663275 POBOX 1532 AFT PENNINGTON NJ 08534 SUSAN HSIA LEW TRUSTEE 8888663275 2024-01-18 true false KAREN J KISER P00146417 8888663275 2024-01-18 2022 2023-04-26 12:10:37Z X 3503275 X 105864 105864 -256708 1774526 0 0 23006 -127838 105864 0 0 0 0 0 0 2500 0 0 2500 9366 5619 3746 0 4005 1005 0 0 0 0 0 0 0 176 101 75 16047 6725 0 6321 182000 182000 198047 6725 0 188321 -325885 99139 0 515 1 1 53698 31052 31052 0 0 0 184863 184863 327187 3580789 3282200 3145035 3819865 3498116 3503275 0 X 3819865 3498116 3819865 3498116 3819865 3498116 3819865 -325885 4136 3498116 0 3498116 17939.34 INVESCO FLOATING RATE FUND 2022-03-09 2022-10-20 120911 128625 -7714 -7714 799.18 INVESCO FLOATING RATE FUND 2022-03-09 2023-08-23 5434 5730 -296 -296 752.04 KOPERNIK INTERNATIONAL FUND 2021-08-19 2022-10-07 9461 11995 -2534 -2534 50.2 KOPERNIK INTERNATIONAL FUND 2022-03-09 2023-05-17 736 702 34 34 5417.33 KOPERNIK INTERNATIONAL FUND 2021-08-19 2023-05-17 79472 86406 -6934 -6934 54.19 KOPERNIK INTERNATIONAL FUND 2021-12-23 2023-05-17 795 891 -96 -96 168.68 KOPERNIK INTERNATIONAL FUND 2021-12-23 2023-05-17 2475 2773 -298 -298 134.78 KOPERNIK INTERNATIONAL FUND 2021-12-31 2023-05-17 1977 2175 -198 -198 84.4 KOPERNIK GLOBAL ALL-CAP FUND 2023-05-17 2023-08-23 983 999 -16 -16 760.46 SHENKMAN SHORT DURATION 2021-08-19 2022-10-07 7118 7650 -532 -532 377.63 SHENKMAN SHORT DURATION 2021-08-19 2023-08-23 3629 3799 -170 -170 863.85 AMERICAN AMCAP FUND 2021-08-19 2022-10-07 25458 37837 -12379 -12379 215.54 AMERICAN AMCAP FUND 2021-08-19 2023-05-17 7365 9441 -2076 -2076 240.49 AMERICAN AMCAP FUND 2021-08-19 2023-08-23 8723 10533 -1810 -1810 155.08 ARISTOTLE/SAUL GLOBAL 2022-03-09 2023-05-17 2154 2198 -44 -44 16.66 ARISTOTLE/SAUL GLOBAL 2021-12-15 2023-05-17 231 272 -41 -41 45.45 ARISTOTLE/SAUL GLOBAL 2021-12-15 2023-05-17 631 743 -112 -112 2038.92 ARISTOTLE/SAUL GLOBAL 2021-08-19 2023-05-17 28321 32765 -4444 -4444 212.64 ARTISAN HIGH INCOME FUND 2021-08-19 2022-10-07 1818 2167 -349 -349 523.94 ARTISAN HIGH INCOME FUND 2021-08-19 2023-08-23 4548 5339 -791 -791 78.79 BARON REAL ESTATE FUND 2021-11-24 2022-10-07 2170 3130 -960 -960 15.48 BARON REAL ESTATE FUND 2021-09-24 2022-10-07 426 643 -217 -217 17.98 BARON REAL ESTATE FUND 2021-09-24 2022-10-07 495 747 -252 -252 319.59 BARON REAL ESTATE FUND 2021-08-19 2022-10-07 8802 12886 -4084 -4084 78.79 BARON REAL ESTATE FUND 2021-08-19 2023-05-17 2440 3177 -737 -737 76.25 BARON REAL ESTATE FUND 2021-08-19 2023-08-23 2459 3074 -615 -615 82.01 FULLER & THALER BEHVRL 2022-10-07 2023-05-17 2857 2641 216 216 289.34 FULLER & THALER BEHVRL 2022-10-07 2023-08-23 10801 9317 1484 1484 5.68 COLUMBIA TOTAL RETURN BOND FUN 2021-08-19 2022-10-07 168 216 -48 -48 15.32 COLUMBIA TOTAL RETURN BOND FUN 2022-04-29 2022-10-20 438 504 -66 -66 4088.22 COLUMBIA TOTAL RETURN BOND FUN 2021-08-19 2022-10-20 116882 155679 -38797 -38797 85.96 DWS REAL ASSETS FUND 2022-10-07 2023-08-23 934 918 16 16 1182. EATON VANCE RCHRD BRSTN 2021-08-19 2022-10-07 17777 24550 -6773 -6773 260.13 EATON VANCE RCHRD BRSTN 2021-08-19 2023-08-23 4399 5403 -1004 -1004 2367.25 AMERICAN FUNDS EUROPACIFIC GROWTH FUND 2021-08-19 2022-10-07 105911 163699 -57788 -57788 164.7 AMERICAN FUNDS EUROPACIFIC GROWTH FUND 2021-08-19 2023-05-17 8935 11390 -2455 -2455 11.65 AMERICAN FUNDS EUROPACIFIC GROWTH FUND 2021-08-19 2023-08-23 622 806 -184 -184 1184.16 ALPS SMITH SHORT 2021-08-19 2022-10-07 11853 12564 -711 -711 12119.14 ALPS SMITH SHORT 2021-08-19 2023-05-17 122282 128584 -6302 -6302 543.04 ALPS SMITH SHORT 2022-10-20 2023-05-17 5479 5414 65 65 11.84 ALPS SMITH SHORT 2022-03-25 2023-05-17 120 122 -2 -2 11.73 ALPS SMITH SHORT 2022-04-28 2023-05-17 118 120 -2 -2 251.71 ALPS SMITH TOTAL RETURN 2021-08-19 2022-10-07 2381 2862 -481 -481 61.34 ALPS SMITH TOTAL RETURN 2021-08-19 2023-08-23 580 697 -117 -117 738. FIRST TRUST SMALL CAP CORE ALPHADEX FUND 2022-06-14 2022-10-07 54995 57460 -2465 -2465 216.65 HOTCHKIS & WILEY VALUE 2021-08-19 2023-05-17 7325 7945 -620 -620 463.15 HOTCHKIS & WILEY VALUE 2021-08-19 2023-08-23 16673 16984 -311 -311 75. INVESCO FTSE RAFI EMERGING MARKETS ETF 2022-10-07 2023-05-17 1391 1249 142 142 25. INVESCO FTSE RAFI EMERGING MARKETS ETF 2022-10-07 2023-08-23 461 416 45 45 234. INVESCO FTSE RAFI 2022-10-07 2023-05-17 10490 8347 2143 2143 23. INVESCO FTSE RAFI 2022-10-07 2023-08-23 1019 820 199 199 400.83 ARISTOTLE/SAUL GLOBAL OPPORTUNITIES FUND 2021-08-19 2022-10-07 4958 6441 -1483 -1483 1800. ISHARES CORE U.S. AGGREGATE BOND ETF 2022-10-20 2023-05-17 177695 168677 9018 9018 1077. ISHARES CORE MSCI TOTAL INTL STOCK ETF 2022-10-07 2023-05-17 67732 55606 12126 12126 41. ISHARES CORE MSCI TOTAL INTL STOCK ETF 2022-10-07 2023-08-23 2524 2117 407 407 19. ISHARES CORE DIVIDEND GROWTH ETF 2019-02-15 2023-05-17 945 688 257 257 36. ISHARES CORE DIVIDEND GROWTH ETF 2016-01-19 2023-05-17 1791 865 926 926 49. ISHARES CORE DIVIDEND GROWTH ETF 2019-02-15 2023-08-23 2524 1774 750 750 97. ISHARES CORE DIVIDEND GROWTH ETF 2019-03-19 2023-08-23 4996 3604 1392 1392 30. PACER US CASH COWS 100 ETF 2022-04-29 2023-05-17 1363 1446 -83 -83 176. PACER US CASH COWS 100 ETF 2022-04-29 2023-08-23 8831 8483 348 348 513.42 PIMCO INCOME FUND 2021-11-19 2022-10-07 5278 6135 -857 -857 11789.73 PIMCO INCOME FUND 2021-11-19 2022-10-20 119430 140887 -21457 -21457 683.08 PIMCO MORTGAGE 2022-10-20 2023-08-23 6359 6489 -130 -130 604.48 PUTNAM SHORT DURATION INCOME FUND 2021-08-19 2022-10-07 6039 6099 -60 -60 196.37 PUTNAM SHORT DURATION INCOME FUND 2021-08-19 2023-08-23 1974 1981 -7 -7 570. SPDR GOLD TRUST 2021-08-19 2022-10-05 30 31 -1 -1 187. SPDR GOLD TRUST 2021-08-19 2022-10-05 10 10 187. SPDR GOLD TRUST 2021-08-19 2022-10-07 29493 30995 -1502 -1502 570. SPDR GOLD TRUST 2021-08-19 2022-11-07 31 33 -2 -2 570. SPDR GOLD TRUST 2021-08-19 2022-12-05 30 30 27. SPDR GOLD TRUST 2021-08-19 2023-05-17 4976 4472 504 504 37. VANGUARD DIVIDEND APPRECIATION ETF 2021-08-19 2023-05-17 5749 5934 -185 -185 48. VANGUARD DIVIDEND APPRECIATION ETF 2021-08-19 2023-08-23 7736 7699 37 37 4451. VANGUARD TOTAL INTERNATIONAL STOCK ETF 2021-08-19 2022-10-07 206345 283573 -77228 -77228 36. VANGUARD INTERNATIONAL 2019-02-15 2023-05-17 2723 2232 491 491 4. VANGUARD INTERNATIONAL 2018-06-19 2023-05-17 303 261 42 42 11. VANGUARD INTERNATIONAL 2019-03-19 2023-05-17 832 714 118 118 22. VANGUARD INTERNATIONAL 2018-05-23 2023-05-17 1664 1454 210 210 106. VANGUARD INTERNATIONAL 2018-12-24 2023-05-17 8018 5943 2075 2075 17. VANGUARD INTERNATIONAL 2019-03-19 2023-08-23 1259 1103 156 156 140. VANGUARD TOTAL STOCK MARKET ETF 2021-08-19 2022-10-07 25425 31537 -6112 -6112 97. VANGUARD TOTAL STOCK MARKET ETF 2021-08-19 2023-05-17 19984 21851 -1867 -1867 146. VANGUARD TOTAL STOCK MARKET ETF 2021-08-19 2023-08-23 32133 32889 -756 -756 279.25 VICTORY TRIVALENT INTL 2022-03-09 2022-10-07 3158 4046 -888 -888 56.77 VICTORY TRIVALENT INTL 2021-12-23 2022-10-07 642 938 -296 -296 2990.8 VICTORY TRIVALENT INTL 2021-08-19 2022-10-07 33826 54582 -20756 -20756 208.13 VICTORY TRIVALENT INTL 2021-12-17 2022-10-07 2354 3459 -1105 -1105 717.86 AMER FUNDS WASHINGTON 2021-08-19 2022-10-07 34716 40703 -5987 -5987 47.25 AMER FUNDS WASHINGTON 2021-08-19 2023-05-17 2497 2679 -182 -182 113.13 AMER FUNDS WASHINGTON 2021-08-19 2023-08-23 6155 6414 -259 -259 114. WISDOMTREE US QUALITY DIVIDEND GROWTH 2021-08-19 2023-05-17 7174 7042 132 132 144. WISDOMTREE US QUALITY DIVIDEND GROWTH 2021-08-19 2023-08-23 9538 8895 643 643 1194. WISDOMTREE FLOATING RATE 2022-10-07 2023-05-17 60213 60082 131 131 74. WISDOMTREE FLOATING RATE 2022-10-20 2023-05-17 3732 3728 4 4 24. WISDOMTREE FLOATING RATE 2022-10-20 2023-08-23 1212 1209 3 3 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 CAPITAL GAIN DIVIDENDS P 16206 -256708 1378 0 1378 0 1378 4320 0 0 4320 X 0 2942 1380 1562 false false false false false false false true true CA true false false false false true BANK OF AMERICA NA 8888663275 PO BOX 1532 AFT PENNINGTON NJ 08534 false false false false false false false false false false false false false false false false false false false false false PHYLIS Y HSIA 3124 SCHOLARSHIP IRVINE CA 92612 PRESIDENT 1 0 DAVID C HSIA 3124 SCHOLARSHIP IRVINE CA 92612 SECRETARY 1 0 SUSAN HSIA LEW 1788 PORT STANHOPE CIRCLE NEWPORT BEACH CA 92660 DIRECTOR 1 0 DANIEL HSIA 520 PIKE ST STE 1415 SEATTLE WA 98101 DIRECTOR 1 0 NONE 0 NONE 0 3575205 52546 0 3627751 0 0 3627751 54416 3573335 178667 178667 1378 1378 177289 0 177289 0 177289 188321 0 0 0 0 188321 177289 178607 0 0 0 0 0 0 0 188321 178607 0 0 9714 0 0 0 0 0 0 0 0 167575 0 0 0 0 0 0 0 0 PHYLIS Y HSIA DAVID C HSIA X UNIVERSITY OF CALIFORNIA IRVINE FDN 3800 WEST CHAPMAN AVE STE 3300 ORANGE CA 92868 N/A PC ANTI-CANCER CHALLEGE 10000 CHARITABLE VENTURES 1505 E 17TH STREET STE 101 SANTA ANA CA 92705 N/A PC UNRESTRICTED GENERAL 5000 ASIAN AMERICAN FUTURES 15333 CULVER DRIVE 340-2181 IRVINE CA 92604 N/A PC UNRESTRICTED GENERAL 67000 UNIVERSITY OF CALIFORNIA IRVINE FDN 100 THEORY DR STE 250 IRVINE CA 92617 N/A PC ENDOWED CHAIR FUND 100000 182000 14 105864 18 -256708 FEDERAL TAX REFUND 1 23006 -127838 -127838 false false false false false false false false false false TAX PREPARATION FEE 2500 2500 00287Y109 ABBVIE INC 184863 327187 72201M719 PIMCO INCOME FUND 46434V621 ISHARES CORE DIVIDEN AT COST 96476 104311 921946810 VANGUARD INTERNATION AT COST 118514 104427 921909768 VANGUARD TOTAL INTER 31761R393 ALPS SMITH TOTAL RET AT COST 302981 262693 939330825 AMER FUNDS WASHINGTO AT COST 94234 87628 277902573 EATON VANCE RCHRD BR AT COST 147239 121495 14064D865 FULLER & THALER BEHV AT COST 75761 86654 461418287 ARISTOTLE/SAUL GLOBA 00770X766 SHENKMAN SHORT DURAT AT COST 107396 103314 921908844 VANGUARD DIVIDEND AP AT COST 107138 104571 31761R351 ALPS SMITH SHORT 06828M801 BARON REAL ESTATE FU AT COST 39619 30156 29875E100 AMERICAN FUNDS EUROP AT COST 70589 55695 04314H717 ARTISAN HIGH INCOME AT COST 123921 109391 922908769 VANGUARD TOTAL STOCK AT COST 314920 296949 92647K309 VICTORY TRIVALENT IN 44134R834 HOTCHKIS & WILEY VAL AT COST 144562 142149 97717X669 WISDOMTREE US QUALIT AT COST 100851 103933 78463V107 SPDR GOLD TRUST AT COST 89941 93097 19765N468 COLUMBIA TOTAL RETUR 00766Y240 KOPERNIK INTERNATION 74676P698 PUTNAM SHORT DURATIO AT COST 56649 56557 023375827 AMERICAN AMCAP FUND AT COST 109871 87374 33734Y109 FIRST TRUST SMALL CA 69374H881 PACER US CASH COWS 1 AT COST 57736 61392 00141A586 INVESCO FLOATING RAT AT COST 107208 104095 00766Y299 KOPERNIK GLOBAL ALL- AT COST 97136 98202 02631E508 AMERICAN FUNDS AT COST 160685 148581 097873822 AMERICAN BOND FD OF AT COST 160035 151308 25159K705 DWS REAL ASSETS FUND AT COST 112956 111215 46138E727 INVESCO FTSE RAFI EM AT COST 14568 15593 46138E743 INVESCO FTSE RAFI AT COST 38167 46577 46432F834 ISHARES CORE MSCI TO AT COST 186281 216444 72201U646 PIMCO MORTGAGE AT COST 212961 207469 97717Y527 WISDOMTREE FLOATING AT COST 33805 33765 STATE FILING FEE 75 0 75 INVESTMENT EXPENSES-DIVIDEND I 101 101 0 FEDERAL TAX REFUND 23006 0 TIMING DIFFERENCE 4136 INVESTMNT MNGMNT FEES (NON-DED 9366 5619 3746 FOREIGN TAXES 870 870 0 EXCISE TAX ESTIMATES 3000 0 0 FOREIGN TAXES ON NONQUALIFIED 135 135 0