2024-11-15T20:00:41-06:00 2023-12-31 420714325 RSM US LLP 227 WEST FIRST STREET SUITE 700 DULUTH MN 55802 990 2023-01-01 410777937 HUMAN DEVELOPMENT CENTER HUMA 2187284491 1401 EAST FIRST STREET DULUTH MN 55805 CALE DICKEY CHIEF FINANCIAL OFFICER 2187284491 2024-11-15 1 0 JULIE BOYER P01278549 2187275025 2024-11-15 2023 2024-10-15 13:58:12Z BEN HATFIELD 1401 EAST FIRST STREET DULUTH MN 55805 24089066 0 X WWW.HDCNORTH.ORG X 1938 MN PROVISION OF MENTAL HEALTH AND RECOVERY SERVICES 12 12 418 24 109560 75785 7047250 6969685 15715565 16283812 587274 88740 -21672 -168421 23328417 23173816 0 8452 0 0 16889967 18013605 0 0 27168 3055267 3417520 19945234 21439577 3383183 1734239 17894845 20098228 5424654 5745269 12470191 14352959 X HDC'S MISSION IS TO FOSTER HOPE, RESILIENCE, AND RECOVERY BY PROVIDING INTEGRATED, CULTURALLY RESPECTFUL MENTAL HEALTH AND ADDICTION SERVICES. 0 0 17622581 8452 16283812 HDC HAS BEEN PROVIDING MENTAL HEALTH SERVICES IN NORTHEASTERN MINNESOTA/NORTHWESTERN WISCONSIN AREA FOR OVER 80 YEARS. THESE SERVICES INCLUDE SOME OF THE FOLLOWING: RECOVERY SERVICES, ADULT AND CHILD CASE MANAGEMENT, ADULT AND CHILD MENTAL HEALTH SERVICES, COMMUNITY OUTREACH SERVICES, EARLY CHILDHOOD MENTAL HEALTH SERVICES, EMPLOYMENT CONNECTION SERVICES, HOMELESS PROJECT SERVICES, AND SCHOOL BASED SERVICES. WE DELIVER SERVICES THAT ARE FINANCIALLY AND GEOGRAPHICALLY AVAILABLE TO ALL PERSONS IN THE COMMUNITIES WE SERVE. WE ALSO PARTNER EFFECTIVELY WITH OTHER AGENCIES AND PROVIDERS TO ENSURE THAT SERVICES ARE CUSTOMIZED TO THE NEEDS OF OUR COMMUNITIES AND THEIR MEMBERS. WE INTEGRATE TECHNOLOGY AND HUMAN CREATIVITY TO MEET COMMUNITY MEMBERS' BEHAVIORAL HEALTH NEEDS AND ADAPT TO A CHANGING ENVIRONMENT. WE COORDINATE INTERNAL AND EXTERNAL RESOURCES TO DELIVER COHESIVE BEHAVIORAL HEALTH SERVICES. WE MEET THE NEEDS OF THE DIVERSE COMMUNITIES WE SERVE AND PRIORITIZE PRACTICES THAT SUSTAIN AND RETAIN DIVERSE STAFF. WE CULTIVATE A SUPPORTIVE AND COMPASSIONATE ENVIRONMENT FOR OUR EMPLOYEES AND PROVIDE OPPORTUNITIES THAT ENABLE PERSONAL AND PROFESSIONAL GROWTH. WE MANAGE SOCIAL, FISCAL, AND ENVIRONMENTAL RESOURCES IN A MANNER THAT FOSTERS RESILIENCE AND BALANCES CURRENT AND FUTURE NEEDS. 17622581 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 71 0 1 418 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN X CALE DICKEY 2187284491 1401 EAST FIRST STREET DULUTH MN 55805 DANIEL MADDY PRESIDENT 1.00 X X 0 0 0 JACOB STONESIFER VICE PRESIDENT 1.00 X X 0 0 0 JANNY WALKER SECRETARY 1.00 X X 0 0 0 KEVIN MOSIER TREASURER & IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 NICK NAVARRO BOARD MEMBER (LEFT 8/28) 1.00 X 0 0 0 JIM GRUBA BOARD MEMBER (LEFT 3/27) 1.00 X 0 0 0 LINDA DENEEN BOARD MEMBER (LEFT 3/27) 1.00 X 0 0 0 DENNIS FALK BOARD MEMBER 1.00 X 0 0 0 BRENT MALVICK BOARD MEMBER 1.00 X 0 0 0 JEAN OLSON BOARD MEMBER 1.00 X 0 0 0 PEGGY DOWNING BOARD MEMBER 1.00 X 0 0 0 IDA-WATSON SOUTHER BOARD MEMBER 1.00 X 0 0 0 DARYL OLSON BOARD MEMBER 1.00 X 0 0 0 NEIL SAMPLE BOARD MEMBER 1.00 X 0 0 0 MARY GARNESS BOARD MEMBER 1.00 X 0 0 0 CALE DICKEY CHIEF FINANCE OFFICER 40.00 X 106690 0 36708 BEN HATFIELD CHIEF EXECUTIVE OFFICER 40.00 X 203557 0 27936 ANNETTE GUNTER CHIEF OPERATION OFFICER 40.00 X 139442 0 17695 BRENT HANSON NURSE PRACTITIONER 40.00 X 127390 0 23924 MARGARET SUTHERLAND NURSE PRACTITIONER 40.00 X 145195 0 5862 AMY LISDAHL DIRECTOR OF PSYCHIATRY 40.00 X 145984 0 8661 JOHN GLICK PSYCHIATRIST 32.00 X 201404 0 39778 1069662 0 160564 11 0 1 0 DONALD HOLM CONSTRUCTION INC 3211 WEST 3RD STREET DULUTH MN 55806 REMODEL OF UPPER LEVEL OF 120 618962 STACK BROTHERS 3119 HILL AVENUE SUPERIOR WI 54880 BOILER REPLACEMENT IN SUPERIOR BUILDING 278423 DSGW ARCHITECTS 2 WEST FIRST STREET DULUTH MN 55802 ARCHITECTURAL PLANS AND DESIGNS FOR 810 278423 ATK ENTERPRISES INC 4517 DECKER ROAD DULUTH MN 55811 UPPER 120 PARKING LOT CONSTRUCTION 104198 4 78107 5612781 1278797 6969685 PATIENT SERVICE REVENUE 624100 16140978 16140978 OTHER RELATED REVENUE 624100 124655 124655 RELATED RENTAL INCOME 624100 18179 18179 16283812 67374 67374 732316 900737 -168421 -168421 109560 -277981 35879 14513 21366 21366 21366 23173816 16283812 109560 -189241 8452 8452 377862 377862 50520 50520 13780658 12250651 1505810 24197 400337 358483 41827 27 2384077 2112611 271306 160 1020151 884815 135269 67 11995 1601 10394 68372 9126 59246 300063 36840 263223 102189 13640 88549 506755 242333 263833 589 510110 89260 419659 1191 247487 229338 18149 268652 259446 9206 128254 78759 49495 48732 64494 -15762 365704 302109 63595 170968 139937 31010 21 UBIT TAXES 30695 30695 CLIENT DIRECT 443747 443686 61 MISCELLANEOUS 125277 16095 108266 916 FURNISHINGS AND EQUIPME 54132 25808 28324 34388 4577 29811 21439577 17622581 3789828 27168 934018 278033 1726253 3135621 1817645 1204676 1193207 2109802 80703 100780 15458725 6592204 7855271 8866521 4022306 4203803 265442 198992 17894845 20098228 1313860 1395764 3817873 4148698 292921 200807 5424654 5745269 X 12377651 14275046 92540 77913 12470191 14352959 17894845 20098228 1734239 148530 0 X X 0 1 X 1 1 1 X 7895223 8170530 8889201 7047250 6969685 38971889 7895223 8170530 8889201 7047250 6969685 38971889 38971889 389027 432027 411044 396002 427223 2055323 66554 99571 109560 275685 1842 1842 41304739 70042110 0.94350 0.94360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1108781 1108781 10621948 4264209 6357739 44523 34992 9531 2929069 2293003 636066 754404 754404 8866521 OTHER LIABILITIES(DETAIL)-990 200807 200807 1 HEAD OF THE LAKES UNITED WAY 314 W SUPERIOR ST SUITE 750 DULUTH MN 55802 410857077 501C3 7202 0 GENERAL SUPPORT 1 0 PART I, LINE 2: UNITED WAY DONATIONS IN PRIOR YEARS WERE DEDUCTED DIRECTLY FROM PAYROLL. THIS METHOD WAS DISCONTINUED IN 2023. THE AMOUNT IN 2023 WAS BASED ON ESTIMATES OF WOULD HAVE BEEN COLLECTED IF EMPLOYEES WERE STILL DONATING THROUGH THE ENTIRE YEAR. X X 0 0 0 0 0 0 0 0 0 JOHN GLICK PSYCHIATRIST 201008 0 0 0 396 0 8397 0 31381 0 241182 0 0 0 BEN HATFIELD CHIEF EXECUTIVE OFFICER 203467 0 0 0 90 0 8324 0 19612 0 231493 0 0 0 ANNETTE GUNTER CHIEF OPERATION OFFICER 139304 0 0 0 138 0 5696 0 11999 0 157137 0 0 0 AMY LISDAHL DIRECTOR OF PSYCHIATRY 145744 0 0 0 240 0 5867 0 2794 0 154645 0 0 0 BRENT HANSON NURSE PRACTITIONER 127336 0 0 0 54 0 5274 0 18650 0 151314 0 0 0 MARGARET SUTHERLAND NURSE PRACTITIONER 145195 0 0 0 0 0 5407 0 455 0 151057 0 0 0 SAMANTHA BAUER DAUGHTER OF KEY EMPLOYEE STEVEN BAUER 50520 COMPENSATION FOR SERVICES PROVIDED AS AN EMPLOYEE OF HDC. 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, FORM 990 IS REVIEWED BY THE CEO AND CFO AND THEN SHARED WITH THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C FROM THE CONFLICT OF INTEREST POLICY FOR HDC BOARD OF DIRECTORS: PROCEDURE A. PRIOR TO BOARD OR COMMITTEE ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, A DIRECTOR OR COMMITTEE MEMBER HAVING A CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. SUCH DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. B. A DIRECTOR OR COMMITTEE MEMBER WHO PLANS NOT TO ATTEND A MEETING AT WHICH S/HE HAS REASON TO BELIEVE THAT THE BOARD OR COMMITTEE WILL ACT ON A MATTER IN WHICH THE PERSON HAS A CONFLICT OF INTEREST SHALL DISCLOSE TO THE CHAIR OF THE MEETING ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. THE CHAIR SHALL REPORT THE DISCLOSURE AT THE MEETING AND THE DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. C. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE BOARD'S OR COMMITTEE'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. SUCH PERSON SHALL NOT ATTEMPT TO EXERT HIS/HER PERSONAL INFLUENCE WITH RESPECT TO THE MATTER, EITHER AT OR OUTSIDE THE MEETING. D. A PERSON WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT WILL BE VOTED ON AT A MEETING SHALL NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM FOR PURPOSES OF THE VOTE. THE PERSON HAVING A CONFLICT OF INTEREST MAY NOT VOTE ON THE CONTRACT OR TRANSACTION AND SHALL NOT BE PRESENT IN THE MEETING ROOM WHEN THE VOTE IS TAKEN, UNLESS THE VOTE IS BY SECRET BALLOT. SUCH PERSON'S INELIGIBILITY TO VOTE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. E. RESPONSIBLE PERSONS WHO ARE NOT MEMBERS OF THE BOARD OF DIRECTORS OF HDC, OR WHO HAVE A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT IS NOT THE SUBJECT OF BOARD OR COMMITTEE ACTION, SHALL DISCLOSE TO THE CHAIR OR THE CHAIR'S DESIGNEE ANY CONFLICT OF INTEREST THAT SUCH RESPONSIBLE PERSON HAS WITH RESPECT TO A CONTRACT OR TRANSACTION. SUCH DISCLOSURE SHALL BE MADE AS SOON AS THE CONFLICT OF INTEREST IS KNOWN TO THE RESPONSIBLE PERSON. THE RESPONSIBLE PERSON SHALL REFRAIN FROM ANY ACTION THAT MAY AFFECT HDC'S PARTICIPATION IN SUCH CONTRACT OR TRANSACTION. IN THE EVENT IT IS NOT ENTIRELY CLEAR THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE POTENTIAL CONFLICT SHALL DISCLOSE THE CIRCUMSTANCES TO THE CHAIR OR THE CHAIR'S DESIGNEE, WHO SHALL DETERMINE WHETHER THERE EXISTS A CONFLICT OF INTEREST THAT IS SUBJECT TO THIS POLICY. F. A RESPONSIBLE PERSONS AND/OR FAMILY MEMBERS OF RESPONSIBLE PERSON RECEIVING SERVICES FROM HDC ARE NOT CONSIDERED A CONFLICT OF INTEREST, BUT THE RESPONSIBLE PERSON MUST EXERCISE GOOD FAITH IN ALL TRANSACTIONS IN WHICH S/HE ARE INVOLVED AND SHOULD NOT USE HIS/HER POSITION OR KNOWLEDGE FOR PERSONAL GAIN. A RESPONSIBLE PERSON SHOULD RECUSE HIS/HERSELF FROM PARTICIPATION IN ANY DISCUSSION, DECISION MAKING, AND/OR VOTING THAT MAY BE INFLUENCED BY SERVICES BEING RECEIVED. REVIEW OF POLICY A. EACH NEW RESPONSIBLE PERSON SHALL BE REQUIRED TO REVIEW A COPY OF THIS POLICY AND TO ACKNOWLEDGE IN WRITING THAT S/HE HAS DONE SO. B. EACH RESPONSIBLE PERSON SHALL ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING ANY RELATIONSHIPS, POSITIONS, OR CIRCUMSTANCES IN WHICH THE RESPONSIBLE PERSON IS INVOLVED THAT S/HE BELIEVES COULD CONTRIBUTE TO A CONFLICT OF INTEREST ARISING. SUCH RELATIONSHIPS, POSITIONS, OR CIRCUMSTANCES MAY INCLUDE SERVICE AS A DIRECTOR OF OR CONSULTANT TO A NONPROFIT ORGANIZATION OR OWNERSHIP OF A BUSINESS THAT MIGHT PROVIDE GOODS OR SERVICES TO HDC. ANY SUCH INFORMATION REGARDING BUSINESS INTERESTS OF A RESPONSIBLE PERSON OR A FAMILY MEMBER SHALL BE TREATED AS CONFIDENTIAL AND SHALL GENERALLY BE MADE AVAILABLE ONLY TO THE CHAIR, THE CHIEF EXECUTIVE OFFICER, AND ANY COMMITTEE APPOINTED TO ADDRESS CONFLICTS OF INTEREST, EXCEPT TO THE EXTENT ADDITIONAL DISCLOSURE IS NECESSARY IN CONNECTION WITH THE IMPLEMENTATION OF THIS POLICY. C. THIS POLICY SHALL BE REVIEWED ANNUALLY BY EACH MEMBER OF THE BOARD OF DIRECTORS. ANY CHANGES TO THE POLICY SHALL BE COMMUNICATED IMMEDIATELY TO ALL RESPONSIBLE PERSONS. A SEPARATE CONFLICT OF INTEREST POLICY IS IN PLACE FOR HDC EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF OFFICERS MUST BE APPROVED BY THE BOARD OF DIRECTORS AND RECOMMENDED BY THE PERSONNEL COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS. FORM 990, PART XII, LINE 3B: AUDIT SET FORTH IN THE UNIFORM GUIDANCE, 2 C.F.R. PART 200, SUBPART F IS CURRENTLY UNDERWAY AND WILL BE FINALIZED SHORTLY AFTER THE 990'S EXTENDED DUE DATE OF 11/15/2024.