2024-11-13T11:17:48-06:00 2023-12-31 660974586 ALTUM PR LLC 1225 PONCE DE LEON AVENUE SUITE GF-1 SAN JUAN RQ 00907 990PF 2023-01-01 203639294 KIMBALL FAMILY FOUNDATION KIMB 6464174337 682 BROADWAY APT10 NEW YORK NY 10012 SPENCER KIMBALL PRESIDENT 6464174337 2024-11-13 1 1 JOHN T ADVANI P00033098 4083200260 X 2023 2024-10-15 13:58:12Z X 1832190 X X 6047 6047 26832 26832 36753 1324143 36753 69632 69632 0 0 0 22869 13721 9148 9363 9363 0 141 141 0 250 0 250 32623 23225 9398 115000 115000 147623 23225 124398 -77991 46407 291277 45781 45781 40618 0 0 790371 692539 692539 139809 512242 512242 542172 581628 581628 1804247 1832190 1832190 0 0 X 2254706 2254706 0 0 -450459 -422516 1804247 1832190 1804247 1832190 1804247 -77991 105934 1832190 0 1832190 9898 SHS OF THORNBURG STRATEGIC INCOME FUND I P 2022-11-30 2023-01-10 110759 109769 990 990 5000 SHS OF US TREAS BILLS 4/11/23 P 2023-03-13 2023-04-11 4983 4983 0 0 41000 SHS OF US TREAS BILLS 03/23/23 P 2022-09-23 2023-03-23 40234 40234 0 0 147.228 SHS OF EDGEWOODGROWTH FUND INSTITUTIONAL CLASS P 2022-12-23 2023-01-10 4810 4582 228 228 8.205 SHS OF EDGEWOODGROWTH FUND INSTITUTIONAL CLASS P 2022-12-23 2023-04-06 292 255 37 37 43.604 SHS OF ARTISAN INTERNATIONA L VALUEFUND INSTITUTIONAL CLASS P 2023-01-10 2023-04-06 1853 1777 76 76 147.793 SHS OF ARTISAN INTERNATIONA L VALUEFUND INSTITUTIONAL CLASS P 2023-01-10 2023-04-14 6379 6023 356 356 26 SHS OF INVESCOEXCHANGE-TRA DEDFDTRS&P500 EQUAL WEIGHT ETF P 2023-01-10 2023-04-06 3719 3798 -79 -79 6213.83 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESE RVES FUND CLASS IS P 2023-04-11 2023-04-14 6214 6214 0 0 13 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2023-01-10 2023-04-06 5320 5067 253 253 29 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY E TF P 2023-01-10 2023-04-06 2118 2242 -124 -124 81 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY E TF P 2023-01-10 2023-04-14 5948 6263 -315 -315 1735 SHS OF VANGUARD INTL EQUITY INDEX FDS TOTAL WOR LD STK INDEX FD ETF P 2022-12-08 2023-01-10 154134 154380 -246 -246 3 SHS OF INVESCO EXCHANGE-TRA DED FD TR S&P 500 EQ UAL WEIGHT ETF P 2021-03-09 2023-04-06 429 417 12 12 70 SHS OF INVESCO EXCHANGE-TRA DED FD TR S&P 500 EQ UAL WEIGHT ETF P 2021-03-09 2023-04-14 10107 9736 371 371 4 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2019-01-11 2023-04-06 1637 1033 604 604 24 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-12 2023-04-14 9885 5163 4722 4722 9 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2019-01-11 2023-04-14 3707 2323 1384 1384 17 SHS OF VANGUARD INTL EQUITY INDEX FDS VANGUARD FTSE ALL WORLD EX US P 2019-01-11 2023-04-06 914 807 107 107 90 SHS OF VANGUARD INTL EQUITY INDEX FDS VANGUARD FTSE ALL WORLD EX US P 2019-01-11 2023-04-14 4901 4271 630 630 17.845 SHS OF EDGEWOOD GROWTH FUND INSTITUTIONAL CLASS P 2011-12-14 2023-04-06 634 203 431 431 59.38 SHS OF EDGEWOOD GROWTH FUND INSTITUTIONAL CLASS P 2011-12-14 2023-04-14 2141 674 1467 1467 2000 SHS OF UNITED STATES TREAS BILLS 0.000% 04/11/ 23 B/E DTD 12/13/22 P 2023-03-13 2023-04-06 2000 1993 7 7 109000 SHS OF UNITED STATES TREAS BILLS 0.000% 04/11/ 23 B/E DTD 12/13/22 P 2023-03-13 2023-04-11 108625 108625 0 0 278.904 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-09-20 2435 2422 13 13 3502.76 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-10-31 29668 30364 -696 -696 442.463 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-09-20 3783 3940 -157 -157 4930.461 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-10-31 40528 44072 -3544 -3544 71 SHS OF ISHARES TR 7-10 YR TREAS BD ETF P 2023-07-14 2023-09-20 6606 6846 -240 -240 927 SHS OF ISHARES TR 7-10 YR TREAS BD ETF P 2023-10-31 83229 89717 -6488 -6488 5072.68 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-08-09 5073 5073 0 0 336.181 SHS OF PIMCO EMERGING MARKE TS LOCAL CURRENCY AN D BOND FUND INSTITU P 2023-09-20 1916 1914 2 2 5402.165 SHS OF PIMCO EMERGING MARKE TS LOCAL CURRENCY AN D BOND FUND INSTIT P 2023-10-31 29766 30414 -648 -648 303.081 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-09-20 2543 2600 -57 -57 3467.805 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-10-31 27881 29804 -1923 -1923 246.514 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-09-20 2729 2744 -15 -15 2637.494 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-10-31 28670 29250 -580 -580 41000 SHS OF UNITED STATES TREAS BILLS 0.000% 09/21/ 23 B/E DTD 03/23/23 P 2023-03-23 2023-09-21 40048 40048 0 0 96000 SHS OF UNITED STATES TREAS BILLS 0.000% 07/13/ 23 B/E DTD 07/14/22 P 2023-07-13 93728 93728 0 0 102773.3 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-11 2023-08-09 102773 102773 0 0 240.22 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-28 2023-08-09 240 240 0 0 401.6 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-05-31 2023-08-09 402 402 0 0 424.66 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-06-30 2023-08-09 425 425 0 0 443.23 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-07-31 2023-08-09 443 443 0 0 320 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2023-01-10 2023-10-31 21713 24745 -3032 -3032 110 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2023-01-10 2023-10-31 7464 8506 -1042 -1042 556 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2023-01-10 2023-11-27 39720 42994 -3274 -3274 130 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2023-07-11 2023-11-27 9287 9483 -196 -196 596.567 SHS OF ARTISAN INTERNATIONAL VALUE FUND INSTITUTIONAL CLASS P 2022-07-29 2023-10-31 25300 22771 2529 2529 252 SHS OF INVESCO EXCHANGE-TRA DED FD TR S&P 500 EQ UAL WEIGHT ETF P 2021-01-05 2023-10-31 34175 32049 2126 2126 58 SHS OF INVESCO EXCHANGE-TRA DED FD TR S&P 500 EQ UAL WEIGHT ETF P 2021-03-09 2023-10-31 7866 8067 -201 -201 16 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-12 2023-07-11 7047 3442 3605 3605 70 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-07 2023-10-31 29218 14628 14590 14590 88 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-12 2023-10-31 36731 18931 17800 17800 430 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2022-07-29 2023-11-27 30719 31871 -1152 -1152 403 SHS OF VANGUARD INTL EQUITY INDEX FDS VANGUARD FTSE ALL WORLD EX US P 2019-01-11 2023-10-31 20179 19126 1053 1053 215.647 SHS OF EDGEWOOD GROWTH FUND INSTITUTIONAL CLASS P 2011-12-14 2023-10-31 7888 2448 5440 5440 5000 SHS OF ACE INA HLDGS INC P 2023-11-09 2023-12-08 4819 4772 47 47 5000 SHS OF LOCKHEED MARTIN CORP P 2023-11-09 2023-12-08 5082 4996 86 86 1000 SHS OF UNITED STATES TREAS NTS 0.250% 05/15/24 P 2023-11-09 2023-12-13 979 979 0 0 40000 SHS OF UNITED STATES TREAS BILLS 0.000% 12/14/23 P 2023-09-22 2023-11-21 39872 39531 341 341 CAPITAL GAINS DIVIDENDS P 1455 1455 1455 36753 645 0 645 0 645 1991 0 0 0 1991 0 1346 1346 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 HTTPS://WWW.KIMBALLFOUNDATION.ORG/ SPENCER KIMBALL 6464174337 682 BROADWAY STE APT 10 NEW YORK NY 10012 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SPENCER KIMBALL 682 BROADWAY APT 10 NEW YORK NY 10012 TRUSTEE 0.50 0 0 0 KATHYRN MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 TRUSTEE 0.50 0 0 0 NONE 0 NONE 0 0 1157930 84966 581628 1824524 0 0 1824524 27368 1797156 89858 89858 645 645 89213 0 89213 0 89213 124398 0 124398 89213 0 0 1201 6504 105987 113692 124398 0 0 0 89213 35185 0 0 148877 0 0 0 0 0 0 0 148877 1201 6504 105987 35185 SPENCER KIMBALL SPENCER KIMBALL 682 BROADWAY STE 10 NEW YORK NY 10012 6464174337 WRITTEN LETTER NONE NONE FRIENDS OF CABRERA 179 GRAHAM ROAD ITHACA NY 14850 NONE PC ANIMAL PROTECTION 50000 THE DREAM PROJECT 13 WINTER LANE MILTON VT 05468 NONE PC EDUCATION 35000 THE PECK SLIP SCHOOL 1 PECK SLIP NEW YORK NY 10038 NONE PC EDUCATION 30000 115000 0 14 6047 14 26832 18 36753 0 69632 0 69632 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 22869 13721 9148 CORPORATE BONDS 512242 512242 CORPORATE STOCK 692539 692539 ALTAIR CHP OFFSHORE FUND II LTD (CAYMAN ISLANDS) FMV 581628 581628 NY CHARITIES 250 0 250 UNREALIZED GAIN/LOSS 105934 INVESTMENT ADVISORY FEES 9363 9363 0 FOREGIN TAXES PAID 141 141 0