2024-11-12T12:45:43-06:00 2023-12-31 660974586 ALTUM PR LLC 1225 PONCE DE LEON AVENUE SUITE GF-1 SAN JUAN RQ 00907 990PF 2023-01-01 203538795 MATTIS FAMILY FOUNDATION MATT 6467083013 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 PETER D MATTIS PRESIDENT 6467083013 2024-11-12 1 1 JOHN T ADVANI P00033098 4083200260 2023 2024-10-15 13:58:12Z X 3077401 X 10626 9409 9409 53979 53979 28212 2121989 28212 102226 91600 0 0 0 10376 7782 2594 17828 17828 0 8836 336 0 250 0 250 37290 25946 2844 175000 175000 212290 25946 177844 -110064 65654 476950 219752 219752 58451 0 0 1572208 1761270 1761270 200617 450125 450125 602414 646254 646254 2910640 3077401 3077401 0 0 X 2977581 2977581 0 0 -66941 99820 2910640 3077401 2910640 3077401 2910640 -110064 276825 3077401 0 3077401 291.1580 SHS OF EDGEWOOD GROWTH FUND INSTITUIOTNAL CLASS P 2022-12-23 2023-01-10 9512 9479 33 33 3514 SHS OF VANGUARD INTL EQUITY INDEX FDS P 2022-12-08 2023-01-10 312177 312674 -497 -497 220000 SHS OF US TREAS BILLS 0.00% 4/11/23 B/E DTD 12/13/22 P 2023-03-13 2023-04-11 219244 219244 0 0 14197.0370 SHS OF THORNBURG STRATEGIC INCOME FUND CL I P 2022-11-30 2023-01-10 158865 157445 1420 1420 7000 SHS OF US TREAS BILLS 0.00% 4/11/23 B/E DTD 12/13/22 P 2023-03-13 2023-04-11 6976 6976 0 0 59000 SHS OF US TREAS BILLS 0.00% 3/23/23 B/E DTD 03/24/22 P 2022-09-23 2023-03-23 57898 57898 0 0 5143.315 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-01-10 2023-11-08 44438 44593 -155 -155 20.461 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-01-31 2023-11-08 177 177 0 0 30.058 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-02-28 2023-11-08 260 260 0 0 33.441 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-03-31 2023-11-08 289 290 -1 -1 32.257 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-04-28 2023-11-08 279 281 -2 -2 34.679 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-05-31 2023-11-08 300 295 5 5 33.834 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-06-30 2023-11-08 292 293 -1 -1 35.659 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-07-31 2023-11-08 308 311 -3 -3 35.112 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-08-31 2023-11-08 303 305 -2 -2 35.292 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-09-29 2023-11-08 305 304 1 1 20.461 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-10-31 2023-11-08 177 176 1 1 16.913 SHS OF ARTISAN HIGH INCOME FUND INSTITUTIONAL CLASS P 2023-10-31 2023-11-08 146 145 1 1 7481.97 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-01-10 2023-11-08 63148 66889 -3741 -3741 23.401 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-01-31 2023-11-08 198 198 0 0 25.623 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-02-28 2023-11-08 216 227 -11 -11 26.287 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-03-31 2023-11-08 222 232 -10 -10 24.017 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-04-28 2023-11-08 203 203 203 24.622 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-05-31 2023-11-08 208 219 -11 -11 27.524 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-06-30 2023-11-08 232 242 -10 -10 27.768 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-07-31 2023-11-08 234 243 -9 -9 29.602 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-08-31 2023-11-08 250 257 -7 -7 31.137 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-09-29 2023-11-08 263 262 1 1 23.401 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-10-31 2023-11-08 198 207 -9 -9 7.986 SHS OF DOUBLELINE TOTAL RETURN BOND FUND CLASS I P 2023-10-31 2023-11-08 67 70 -3 -3 1419 SHS OF ISHARES TR 7-10 YR TREAS BD ETF P 2023-07-14 2023-11-08 130522 137351 -6829 -6829 6999.17 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-11 2023-08-09 6999 6999 0 0 16.11 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-28 2023-08-09 16 16 0 0 27.29 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-05-31 2023-08-09 27 27 0 0 28.91 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-06-30 2023-08-09 29 29 0 0 30.13 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-07-31 2023-08-09 30 30 0 0 7920.522 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-01-10 2023-11-08 44909 44593 316 316 21.467 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-02-01 2023-11-08 122 123 -1 -1 35.609 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-03-01 2023-11-08 202 197 5 5 44.825 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-04-03 2023-11-08 254 257 -3 -3 32.988 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-05-01 2023-11-08 187 190 -3 -3 40.511 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-06-01 2023-11-08 230 229 1 1 40.354 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-07-03 2023-11-08 229 234 -5 -5 31.189 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-08-01 2023-11-08 177 177 0 0 34.458 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-09-01 2023-11-08 195 200 -5 -5 43.378 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-10-02 2023-11-08 246 241 5 5 8.827 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-11-01 2023-11-08 50 50 0 0 31.189 SHS OF PIMCO EMERGING MARKETS LOCAL CURRENCY AND BOND FUND INST P 2023-11-01 2023-11-08 177 182 -5 -5 5185.179 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-01-10 2023-11-08 42881 44589 -1708 -1708 18.425 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-01-31 2023-11-08 152 152 0 0 25.196 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-02-28 2023-11-08 208 215 -7 -7 23.658 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-03-30 2023-11-08 196 201 -5 -5 0.287 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-03-30 2023-11-08 2 2 0 0 23.658 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-04-27 2023-11-08 196 202 -6 -6 20.214 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-05-30 2023-11-08 167 171 -4 -4 24.822 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-06-29 2023-11-08 205 210 -5 -5 23.491 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-07-28 2023-11-08 194 200 -6 -6 24.001 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-08-30 2023-11-08 198 203 -5 -5 24.561 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-09-28 2023-11-08 203 202 1 1 18.425 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-10-30 2023-11-08 152 156 -4 -4 10.085 SHS OF RIVERNORTH DOUBLELINE STRATEGIC INCOME FUND CLASS I P 2023-10-30 2023-11-08 83 84 -1 -1 3925.503 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2022-11-30 2023-11-08 43338 43534 -196 -196 65.467 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2022-12-30 2023-11-08 723 725 -2 -2 31.33 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-01-31 2023-11-08 346 349 -3 -3 14.836 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-02-28 2023-11-08 164 165 -1 -1 14.695 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-03-31 2023-11-08 162 165 -3 -3 14.689 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-04-28 2023-11-08 162 166 -4 -4 15.143 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-05-31 2023-11-08 167 170 -3 -3 15.432 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-06-30 2023-11-08 170 173 -3 -3 15.387 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-07-31 2023-11-08 170 173 -3 -3 15.972 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-08-31 2023-11-08 176 178 -2 -2 16.503 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-09-29 2023-11-08 182 182 0 0 17.089 SHS OF THORNBURG STRATEGIC INCOME FUND CLASS I P 2023-10-31 2023-11-08 189 190 -1 -1 60000 SHS OF UNITED STATES TREAS BILLS 0.000% 09/21/ 23 B/E DTD 03/23/23 P 2023-03-23 2023-09-21 58606 58606 0 0 136000 SHS OF UNITED STATES TREAS BILLS 0.000% 07/13/ 23 B/E DTD 07/14/22 P 2023-01-10 2023-07-13 132768 132768 0 0 1000 SHS OF UNITED STATES TREAS BILLS 0.000% 07/13/ 23 B/E DTD 07/14/22 P 2023-01-10 2023-07-13 986 976 10 10 1000 SHS OF UNITED STATES TREAS BILLS 0.000% 07/13/ 23 B/E DTD 07/14/22 P 2023-03-23 2023-07-13 976 986 -10 -10 18286.96 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-11 2023-07-17 18287 18287 0 0 506.12 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-28 2023-07-17 506 506 0 0 859.49 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-05-31 2023-07-17 859 859 0 0 908.92 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-06-30 2023-07-17 909 909 0 0 201687.07 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-04-11 2023-08-09 201687 201687 0 0 908.68 SHS OF FEDERATED HERMES U.S . TREASURY CASH RESERVES FUND CLASS IS P 2023-07-31 2023-08-09 909 909 0 0 2161 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2023-01-10 2023-11-27 154381 167103 -12722 -12722 26 SHS OF INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF P 2021-03-09 2023-07-17 3963 3616 347 347 12 SHS OF INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF P 2021-12-13 2023-07-17 1829 1829 0 0 478 SHS OF INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF P 2021-03-09 2023-12-20 75117 66485 8632 8632 12 SHS OF INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF P 2023-07-11 2023-12-20 1886 1886 0 0 53 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-12 2023-07-17 23886 11401 12485 12485 123 SHS OF SPDR S&P 500 ETF TR TR UNIT P 2016-07-12 2023-11-09 53514 26460 27054 27054 857 SHS OF SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF P 2022-07-29 2023-11-27 61224 63521 -2297 -2297 5000 SHS OF ACE INA HLDGS INC GT D SR NT 3.350% 05/03/26 B/E DTD 11/03/1 P 2023-11-20 2023-12-08 4819 4788 31 31 5000 SHS OF AMAZON COM INC NT 3.300% 04/13/27 B/E DTD 04/13/22 CLB P 2023-11-20 2023-12-19 4836 4757 79 79 5000 SHS OF EQUINOR ASA GTD NT I SIN#US29446MAJ18 1. 750% 01/22/26 B/E DT P 2023-11-20 2023-12-19 4711 4671 40 40 20000 SHS OF HAWAII ST TAXABLE GO BDS 2020 FZ 2.000% 08/01/27 B/E DTD 08 P 2023-11-21 2023-12-20 18228 17947 281 281 5000 SHS OF LOCKHEED MARTIN CORP NT 5.100% 11/15/27 B/E DTD 10/24/22 CL P 2023-11-20 2023-12-08 5082 5036 46 46 10000 SHS OF MERCK & CO INC NEW N T 1.900% 12/10/28 B /E DTD 12/10/21 CLB P 2023-11-27 2023-12-19 8909 8707 202 202 20000 SHS OF UNITED STS TREAS NTS 0.500% 08/31/27 B/ E DTD 08/31/20 P 2023-11-17 2023-12-19 17579 17270 309 309 15000 SHS OF UNITED STS TREAS NTS 1.125% 02/29/28 B/ E DTD 02/28/21 P 2023-12-06 2023-12-19 13346 13242 104 104 15000 SHS OF UNITED STS TREAS NTS 0.250% 05/15/24 B/ E DTD 05/15/21 P 2023-11-17 2023-12-19 14704 14699 5 5 10000 SHS OF UNITED STS TREAS NTS 0.625% 10/15/24 B/ E DTD 10/15/21 P 2023-11-17 2023-12-19 9652 9628 24 24 10000 SHS OF UNITED STS TREAS NTS 3.875% 12/31/27 B/ E DTD 12/31/22 P 2023-12-06 2023-12-19 9945 9880 65 65 61000 SHS OF UNITED STS TREAS BILLS 0.000% 12/14/23 B/E DTD 06/15/23 P 2023-09-22 2023-12-06 60938 60284 654 654 CAPITAL GAINS DIVIDENDS P 4175 4175 4175 28212 913 0 913 0 913 8141 0 0 0 8141 0 7228 7228 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 1 0 0 1 N/A PETER D MATTIS 6467083013 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PETER MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 TRUSTEE 0.25 0 0 0 KATHYRN MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 TRUSTEE 0.25 0 0 0 NONE 0 NONE 0 0 2215436 195916 646254 3057606 0 0 3057606 45864 3011742 150587 150587 913 913 149674 0 149674 0 149674 177844 0 177844 149674 0 0 26426 135893 101587 92099 356005 177844 0 0 0 149674 28170 0 0 384175 0 0 0 0 0 0 0 384175 26426 135893 101587 92099 28170 PETER MATTIS KATHYRN MATTIS PETER D MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 6467083013 WRITTEN LETTER NONE NONE EAGLE HILL SCHOOL 45 GLENVILLE ROAD GREENWICH CT 06831 NONE PC EDUCATION 25000 GREENWICH COUNTRY DAY SCHOOL 401 OLD CHURCH ROAD GREENWICH CT 06830 NONE PC EDUCATION 25000 KRIPALU CENTER FOR YOGA & HEALTH PO BOX 309 STOCKBRIDGE MA 01262 NONE PC SPIRITUAL DEVELOPMENT 10000 NEIGHBOR TO NEIGHBOR 248 E PUTNAM AVENUE GREENWICH CT 06830 NONE PC FOOD BANK 20000 THE PEDDIE SCHOOL 201 SOUTH MAIN STREET HIGHTSTOWN NJ 08520 NONE PC EDUCATION 20000 UNIVERSITY OF CALIFORNIA BERKLEY 1995 UNIVERSITY AVENUE STE 401 BERKELEY CA 94704 NONE PC EDUCATION 10000 GREENWICH HISTORICAL SOCIETY 47 STRICKLAND ROAD COS COB CT 06807 NONE PC EDUCATION 5000 GREENWICH LIBRARY 101 WEST PUTNAM AVENUE GREENWICH CT 06830 NONE PC EDUCATION & COMMUNITY OUTREACH PROGRAMS 10000 BRUCE MUSEUM 1 MUSEUM DRIVE GREENWICH CT 06830 NONE PC EDUCATION, CULTURE, ART 5000 BURNING MAN PROJECT 660 ALABAMA ST SAN FRANCISCO CA 94110 NONE PC ART 20000 DOCTORS WITHOUT BORDER 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 NONE PC EMERGENCY MEDICAL SERVICES 20000 NEW YORK PUBLIC RADIO 160 VARICK STREET NEW YORK NY 10013 NONE PC SUPPORT PUBLIC MEDIA 5000 175000 0 14 9409 14 53979 18 28212 0 91600 0 91600 0 0 0 0 0 0 0 0 0 0 X X 1 PETER AND KATHRYN MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 10626 X ACCOUNTING AND TAX FEES 10376 7782 2594 CORPORATE BONDS 450125 450125 CORPORATE STOCK 1761270 1761270 ALTAIR CHP OFFSHORE FUND II LTD (CAYMAN ISLANDS) FMV 646254 646254 NY CHARITY 250 0 250 UNREALIZED GAINS/LOSSES 276825 INVESTMENT ADVISORY FEES 17828 17828 0 PETER MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 KATHRYN MATTIS 77 ZACCHEUS MEAD LANE GREENWICH CT 06831 FOREIGN TAXES PAID 336 336 0 INTERNAL REVENUE SERVICE 8500 0 0