2024-11-06T12:32:33-06:00 2024-06-30 201484966 SKINNER FOUCH & OLSON LLP 38 DISCOVERY SUITE 250 IRVINE CA 92618 990PF 2023-07-01 710888527 PRALLE KROTTS FAMILY FOUNDATION PRAL 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 KIM KROTTS PRESIDENT 9492200512 2024-11-06 1 0 JEFF L OLSON P00415730 9492601430 2023 2024-10-15 13:58:12Z X 14819398 X 850000 193778 193778 422731 422731 -107508 5986214 0 1359001 616509 45000 40000 5000 449 0 0 28750 0 0 4939 739 0 79403 56953 0 158541 97692 5000 501000 501000 659541 97692 506000 699460 518817 77500 26525 26525 121064 145930 145930 10537468 11527573 11810283 3101196 2836660 2836660 13837228 14536688 14819398 0 0 X 0 0 0 0 13837228 14536688 13837228 14536688 13837228 14536688 13837228 699460 0 14536688 0 14536688 5000 SHARES OF AT & T INC 2023-07-14 2023-07-27 72874 72350 524 524 2500 SHARES OF KINDER MORGAN INC DEL 2023-01-31 2023-07-24 45500 45000 500 500 500 SHARES OF KINDER MORGAN INC DEL 2023-02-21 2023-07-24 9100 8775 325 325 1000 SHARES OF AMERICAN WATER WORKS CO 2023-03-01 2023-08-16 14048 13550 498 498 2500 SHARES OF COHEN & STEERS REAL ESTATE OPP 2022-09-30 2023-08-01 36000 32776 3224 3224 100 SHARES OF COHEN & STEERS REAL ESTATE OPP 2022-09-22 2023-08-14 1450 1386 64 64 100000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-08-08 100000 100000 0 0 125000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-08-17 125000 125000 0 0 1180 SHARES OF KINDER MORGAN INC DEL 2023-05-02 2023-08-16 20361 19529 832 832 500 SHARES OF KINDER MORGAN INC DEL 2023-02-21 2023-08-16 8630 8775 -145 -145 1320 SHARES OF KINDER MORGAN INC DEL 2002-05-02 2023-08-16 22783 21846 937 937 500 SHARES OF ABBVIE INC 2023-01-30 2023-09-28 75909 72750 3159 3159 800 SHARES OF AMERICAN ELECTRIC POWER 2023-08-08 2023-09-27 60346 64504 -4158 -4158 30000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-09-07 30000 30000 0 0 80000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-10-26 80000 80000 0 0 1500 SHARES OF GLOBAL X FDS ETF 2023-10-03 2023-10-10 64124 61500 2624 2624 80000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-11-13 80000 80000 0 0 10000 SHARES OF FIDELITY FUNDS 2023-03-23 2023-11-17 10000 10000 0 0 90000 SHARES OF FIDELITY FUNDS 2023-08-01 2023-11-17 90000 90000 0 0 35000 SHARES OF FIDELITY FUNDS 2023-08-01 2023-11-30 35000 35000 0 0 30000 SHARES OF FIDELITY FUNDS 2023-09-27 2023-11-30 30000 30000 0 0 2000 SHARES OF JPMORGAN EQUITY TR ETF 2023-08-17 2023-11-09 106769 109400 -2631 -2631 2000 SHARES OF JPMORGAN TR NASDAQ ETF 2023-10-26 2023-11-09 95809 90200 5609 5609 3000 SHARES OF COHEN & STEERS REAL ESTATE OPP 2023-03-29 2023-12-01 40350 38610 1740 1740 1000 SHARES OF CROWN CASTLE INC 2023-09-07 2023-12-13 103599 100000 3599 3599 75000 SHARES OF FIDELITY FUNDS 2023-09-27 2023-12-06 75000 75000 0 0 25000 SHARES OF FIDELITY FUNDS 2023-10-10 2023-12-06 25000 25000 0 0 50000 SHARES OF FIDELITY FUNDS 2023-10-10 2023-12-08 50000 50000 0 0 500 SHARES OF PIMCO TRUST ETF 2023-05-12 2023-12-14 42500 46000 -3500 -3500 250 SHARES OF PIMCO TRUST ETF 2023-05-19 2023-12-14 21250 22000 -750 -750 2000 SHARES OF VANGUARD SCOTTSDALE ETF 2023-04-04 2023-12-14 122074 132437 -10363 -10363 1000 SHARES OF VANGUARD SCOTTSDALE ETF 2023-05-05 2023-12-14 61450 64590 -3140 -3140 500 SHARES OF VANGUARD SCOTTSDALE ETF 2023-05-05 2023-12-18 30652 32295 -1643 -1643 100000 SHARES OF FEDERAL HOME LOAN BANK 2023-08-17 2023-12-18 100000 99930 70 70 25000 SHARES OF FIDELITY FUNDS 2023-10-10 2024-01-31 25000 25000 0 0 25000 SHARES OF FIDELITY FUNDS 2023-11-03 2024-01-31 25000 25000 0 0 3 OPTIONS OF CALL PUBLIC STORAGE INC 2023-12-11 2024-01-17 3000 7350 -4350 -4350 55000 SHARES OF FIDELITY FUNDS 2023-11-03 2024-02-15 55000 55000 0 0 195000 SHARES OF FIDELITY FUNDS 2023-11-09 2024-02-15 195000 195000 0 0 5000 SHARES OF FIDELITY FUNDS 2023-11-09 2024-02-22 5000 5000 0 0 45000 SHARES OF FIDELITY FUNDS 2023-12-13 2024-02-22 45000 45000 0 0 50000 SHARES OF FIDELITY FUNDS 2023-12-13 2024-02-23 50000 50000 0 0 75000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-02-28 75000 75000 0 0 75000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-02-29 75000 75000 0 0 250 SHARES OF PIMCO TRUST ETF 2023-05-19 2024-02-07 19725 22000 -2275 -2275 500 SHARES OF PIMCO TRUST ETF 2023-08-08 2024-02-07 39450 41525 -2075 -2075 100000 SHARES OF FEDERAL FARM CREDIT BANK 2023-11-17 2024-02-13 100000 100000 0 0 30000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-03-13 30000 30000 0 0 75000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-03-14 75000 75000 0 0 20000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-04-03 20000 20000 0 0 75000 SHARES OF FIDELITY FUNDS 2023-12-15 2024-04-16 75000 75000 0 0 15000 SHARES OF FIDELITY FUNDS 2023-12-18 2024-04-16 15000 15000 0 0 85000 SHARES OF FIDELITY FUNDS 2023-12-18 2024-04-19 85000 85000 0 0 40000 SHARES OF FIDELITY FUNDS 2023-12-19 2024-04-19 40000 40000 0 0 0.02 SHARES OF EXXON MOBIL CORP 2024-02-22 2024-05-03 2 2 0 0 697 SHARES OF EXXON MOBIL CORP 2024-02-22 2024-05-08 80538 69601 10937 10937 30000 SHARES OF FIDELITY FUNDS 2023-12-19 2024-05-06 30000 30000 0 0 30000 SHARES OF FIDELITY FUNDS 2023-12-19 2024-05-16 30000 30000 0 0 20000 SHARES OF FIDELITY FUNDS 2024-02-14 2024-05-16 20000 20000 0 0 45000 SHARES OF FIDELITY FUNDS 2024-02-14 2024-05-29 45000 45000 0 0 6351 SHARES OF NUVEEN PREFERRED &INCOME 2024-02-23 2024-05-06 45727 45060 667 667 2044 SHARES OF NUVEEN PREFERRED &INCOME 2024-02-23 2024-05-07 14758 14504 254 254 15167 SHARES OF NUVEEN PREFERRED &INCOME 2023-12-01 2024-05-31 108441 98278 10163 10163 3 OPTIONS OF CALL PUBLIC STORAGE INC 2024-01-17 2024-05-09 4500 225 4275 4275 3 OPTIONS OF CALL XOM2=232XOM+$ 2024-03-27 2024-05-08 4650 5790 -1140 -1140 700 SHARES OF SIXTH STR SPECIALTY 2024-03-01 2024-06-13 15043 14595 448 448 0.20266 SHARES OF UGI CORP NEW 2024-03-13 2024-06-03 5 5 0 0 0.11 SHARES OF UGI CORP NEW 2024-03-13 2024-06-03 3 3 0 0 1000 SHARES OF BROOKFIELD 4.625% PFD 2020-10-08 2023-08-17 16060 25000 -8940 -8940 920 SHARES OF BROOKFIELD BRP 4.625%PFD 2021-04-08 2023-08-17 13347 23000 -9653 -9653 1580 SHARES OF BROOKFIELD BRP 4.625%PFD 2021-04-08 2023-08-31 24095 39500 -15405 -15405 1500 SHARES OF BROOKFIELD BRP 4.625%PFD 2022-02-07 2023-08-31 22875 32455 -9580 -9580 2000 SHARES OF BROOKFIELD BRP 4.625%PFD 2021-12-07 2023-08-17 30457 50000 -19543 -19543 1000 SHARES OF PG&E CORPORATION 2017-10-13 2023-08-17 16815 56550 -39735 -39735 1500 SHARES OF PFIZER INCORPORATED 2022-03-08 2023-09-22 49500 69750 -20250 -20250 1000 SHARES OF VERIZON COMMUNICATIONS 2017-04-28 2023-10-31 34710 46520 -11810 -11810 500 SHARES OF VERIZON COMMUNICATIONS 2019-08-22 2023-10-31 17355 28347 -10992 -10992 500 SHARES OF VERIZON COMMUNICATIONS 2020-01-02 2023-10-31 17355 30419 -13064 -13064 2000 SHARES OF FORD MOTOR CO 6.50% PFD 2022-08-08 2023-11-30 46900 50000 -3100 -3100 0.16520 SHARES OF NUVEEN PREFERRED &INCOME 2022-05-25 2023-11-07 11 11 11 500 SHARES OF PRUDENTIAL 5.95% PFD 2022-08-09 2023-11-03 12500 12500 0 0 618 SHARES OF ATHENE HOLDING LTD PFD 2022-12-05 2023-12-13 16006 15450 556 556 1882 SHARES OF ATHENE HOLDING LTD PFD 2022-12-05 2023-12-19 48932 47050 1882 1882 3400 SHARES OF COHEN & STEERS REAL ESTATE OPP 2022-09-22 2023-12-01 45730 47125 -1395 -1395 1000 SHARES OF COHEN & STEERS REAL ESTATE OPP 2022-09-30 2023-12-01 13450 13110 340 340 2000 SHARES OF FORD MOTOR CO 6.50% PFD 2022-08-08 2023-12-13 48500 50000 -1500 -1500 1000 SHARES OF DOUBLELINE YIELD 2020-10-23 2024-01-08 15180 17240 -2060 -2060 1000 SHARES OF DOUBLELINE YIELD 2020-10-28 2024-01-08 15180 16970 -1790 -1790 3395 SHARES OF NUVEEN PREFERRED &INCOME 2022-05-25 2024-01-29 24783 25715 -932 -932 582 SHARES OF KEMPER CRP JR SUB NT PFD 2022-03-03 2024-03-28 13822 14550 -728 -728 2000 SHARES OF MFA FINANCIAL 6.5% PFD 2020-03-03 2024-05-31 47999 48081 -82 -82 1605 SHARES OF NUVEEN PREFERRED &INCOME 2022-05-25 2024-05-06 11556 12119 -563 -563 7749 SHARES OF NUVEEN PREFERRED &INCOME 2022-05-25 2024-05-30 55404 58456 -3052 -3052 2084 SHARES OF NUVEEN PREFERRED &INCOME 2022-05-25 2024-05-31 14900 15707 -807 -807 0.56666 SHARES OF ALGONQUIN PWR & UTIL CRP 2021-06-18 2024-06-17 3 8 -5 -5 0.28334 SHARES OF ALGONQUIN PWR & UTIL CRP 2021-10-01 2024-06-17 2 4 -2 -2 0.06332 SHARES OF UGI CORP NEW 2021-05-18 2024-06-03 2 2 0 0 0.03800 SHARES OF UGI CORP NEW 2022-09-22 2024-06-03 1 1 0 0 0.21533 SHARES OF UGI CORP NEW 2022-09-23 2024-06-03 5 8 -3 -3 0.31666 SHARES OF UGI CORP NEW 2023-05-23 2024-06-03 8 10 -2 -2 2423.70 SHARES OF AMERICAN BOND FUND OF AMERICA CLASS F2 2023-01-01 2023-08-04 27000 27000 0 0 112.67 SHARES OF FRANKLIN SMALL-CAP VALUE FUND ADVISOR CLASS 2023-01-01 2023-08-09 6500 5999 501 501 704.23 SHARES OF GOLDMAN SACHS GQG PARTNERS INTERNATIONAL 2023-01-01 2023-08-09 13000 11775 1225 1225 524.74 SHARES OF JOHN HANCOCK DISCIPLINED VALUE MID-CAP FUND 2023-01-01 2023-08-09 14000 12829 1171 1171 534.9 SHARES OF AMERICAN NEW WORLD FUND CLASS F2 SOLICITED 2023-01-01 2023-08-09 40000 35571 4429 4429 5,005.15 SHARES OF AMERICAN BOND FUND OF AMERICA CLASS F2 2023-01-01 2023-10-12 55000 57336 -2336 -2336 2,422 SHARES OF GLOBAL X FDS GLOBAL X COPPER MINERS ETF NEW 2022-11-14 2023-10-12 84101 84995 -894 -894 2,450.98 SHARES OF PIMCO TOTAL RETURN FUND CLASS I2 SOLICITED ORDER 2023-01-01 2023-10-11 20000 20000 0 0 21,893.81 SHARES OF PIMCO TOTAL RETURN FUND CLASS I2 SOLICITED ORDER 2023-01-01 2023-10-17 175588 175588 0 0 20,032.23 SHARES OF PIMCO LOW DURATION F I2 2023-01-01 2023-10-12 180691 184519 -3828 -3828 7813 SHARES OF GOLDMAN SACHS ETF TR TR ACCESS TREASURY 0-1 YR 2023-03-09 2023-11-29 782469 779277 3192 3192 330 SHARES OF GOLDMAN SACHS ETF TR TR ACCESS TREASURY 0-1 YR 2023-08-03 2023-11-29 33049 32919 130 130 29 SHARES OF GOLDMAN SACHS ETF TR TR ACCESS TREASURY 0-1 YR 2023-08-09 2023-11-29 2904 2909 -5 -5 509 SHARES OF PACER FDS TR US CASH COWS 100 ETF DISCRETION 2022-07-28 2023-08-16 25818 23184 2634 2634 310 SHARES OF SCHWAB STRATEGIC TR US LARGE-CAP GROWTH ETF 2022-07-28 2023-08-11 23402 19832 3570 3570 21,704.28 SHARES OF PIMCO LOW DURATION F I2 2022-07-01 2023-10-12 195773 199787 -4014 -4014 3,110.19 SHARES OF PIMCO TOTAL RETURN FUND CLASS I2 SOLICITED ORDER 2022-07-01 2023-12-08 26250 26348 -98 -98 708.60 SHARES OF AMERICAN NEW WORLD FUND CLASS F2 SOLICITED 2022-07-01 2024-01-12 52663 47357 5306 5306 1,351.98 SHARES OF PIMCO TOTAL RETURN FUND CLASS I2 SOLICITED ORDER 2022-07-01 2024-01-04 11600 11531 69 69 2,044.44 SHARES OF GOLDMAN SACHS GQG PARTNERS INTERNATIONAL 2022-07-01 2024-03-21 46000 34183 11817 11817 843 SHARES OF INVESCO EXCHANGE-TRADED FD TR FTSE RAFI US 1000 2022-07-28 2024-03-21 32078 26329 5749 5749 335.23 SHARES OF JPMORGAN HEDGED EQUITY FUND CLASS I SOLICITED 2022-07-01 2024-03-21 10000 8427 1573 1573 383 SHARES OF PACER FDS TR US CASH COWS 100 ETF DISCRETION 2022-07-28 2024-03-21 21975 17445 4530 4530 9 SHARES OF JPMORGAN BETABUILDERS EUROPE ETF @ 55.04 495.36 2023-07-01 2023-07-26 495 470 25 25 54 SHARES OF JPMORGAN BETABUILDERS EUROPE ETF @ 55.3193 2023-07-01 2023-07-26 2986 2823 163 163 61 SHARES OF JPMORGAN BETABUILDERS EUROPE ETF @ 55.2229 2023-07-01 2023-07-26 3368 3189 179 179 35 SHARES OF ISHARES 7-10 YEAR TREASURY B @ 93.66 3,278.10 2023-07-01 2023-12-04 3277 3312 -35 -35 43 SHARES OF VANGUARD TOTAL BOND MARKET @ 71.51 3,074.93 2023-07-01 2023-12-04 3074 3075 -1 -1 34 SHARES OF ISHARES 7-10 YEAR TREASURY B @ 93.64 3,183.76 2023-07-01 2023-12-04 3183 3218 -35 -35 286 SHARES OF ISHARES US TREASURY BOND ETF @ 22.495 6,433.57 2023-07-01 2023-12-04 6429 6467 -38 -38 286 SHARES OF ISHARES US TREASURY BOND ETF @ 22.49 6,432.14 2023-07-01 2023-12-04 6427 6467 -40 -40 42 SHARES OF VANGUARD TOTAL BOND MARKET @ 71.50 3,003.00 2023-07-01 2023-12-04 3002 3003 -1 -1 25 SHARES OF ISHARES CORE S&P MIDCAP ETF @ 263.9351 6,598.37 2023-07-01 2023-12-13 6597 6796 -199 -199 116 SHARES OF VANGUARD TOTAL INTL BOND ETF @ 48.6806 5,646.94 2023-07-01 2024-01-23 5645 5674 -29 -29 81 SHARES OF VANGUARD TOTAL BOND MARKET @ 72.62 5,882.22 2023-07-01 2024-01-23 5881 5792 89 89 71 SHARES OF ISHARES 7-10 YEAR TREASURY B @ 94.99 6,744.29 2023-07-01 2024-01-23 6743 6719 24 24 391.06 SHARES OF SIX CIRCLES US UNCONSTR EQ @ 15.66 FACE VAL 2023-07-01 2024-02-20 6124 5307 817 817 233 SHARES OF VANGUARD TOTAL INTL BOND ETF @ 48.68 11,342.44 2023-07-01 2024-02-20 11339 11254 85 85 3 SHARES OF VANGUARD TOTAL INTL BOND ETF @ 48.68 146.04 2023-07-01 2024-02-20 146 145 1 1 90 SHARES OF VANGUARD INT-TERM CORPORATE @ 79.27 7,134.30 2023-07-01 2024-05-05 7133 7083 50 50 NW MUTUAL CAPITAL GAIN DISTRIBUTION 11939 11939 11939 NW MUTUAL CAPITAL GAIN DISTRIBUTION 2702 2702 2702 -107508 7212 0 7212 0 7212 6915 0 0 0 6915 X 22 319 0 0 0 0 0 0 0 0 0 0 1 1 CA DE 1 0 0 0 0 1 N/A KIM KROTTS 9492200512 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KIM KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 10.00 5000 0 0 HELGA PRALLE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 5000 0 0 ROBERT CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 10.00 10000 0 0 PHILLIP CASE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 10000 0 0 JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 5000 0 0 OLIVIA KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 DIRECTOR 5.00 10000 0 0 NONE 0 NONE 0 0 11081342 361583 2948018 14390943 0 0 14390943 215864 14175079 708754 708754 7212 7212 701542 0 701542 0 701542 506000 0 506000 701542 0 0 187254 150134 405413 742801 506000 0 0 0 506000 0 195542 195542 547259 0 0 0 0 0 0 0 547259 141846 405413 KIM KROTTS HELGA PRALLE JASON KROTTS X ANIMAL LEGAL DEFENSE FUND 525 EAST COTATI AVENUE COTATI CA 94931 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 BIG BROTHERS BIG SISTERS OF ORANGE COUNTY 1801 E EDINGER AVENUE SUITE 101 SANTA ANA CA 92705 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 BOYS & GIRLS CLUB OF STANTON 11050 CEDAR ST STANTON CA 90680 NONE PC PROGRAMS FOR AT RISK CHILDREN 98000 CHAPMAN UNIVERSITY ONE UNIVERSITY DRIVE ORANGE CA 92866 NONE PC EDUCATION 155000 COMPANION ANIMAL PROTECTION SOCIETY 759 NJC HWY 332 COHASSET MA 02025 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 FOREVER CHANGED INTERNATIONAL 19215 SE 34TH STREET SUITE 106-387 CAMAS WA 98607 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 FRIENDS OF NEWPORT BEACH ANIMAL SHELTER 20302 RIVERSIDE DR NEWPORT BEACH CA 92660 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 HEALTHCARE EMERGENCY ANIMAL RESCUE TEAM PO BOX 974 YORBA LINDA CA 92885 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 10000 HOAG HOSPITAL FOUNDATION 16300 SAND CANYON AVENUE SUITE 811 IRVINE CA 92618 NONE PC MEDICAL 100000 PETA INVESTIGATION & RESCUE FUND 501 FRONT STREET NORFOLK VA 23510 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 5000 PHYSICIANS COMMITTEE FOR RESPONSIBLE MEDICINE 5100 WISCONSIN AVENUE NW SUITE 400 WASHINGTON DC 20016 NONE PC MEDICAL PREVENTION 10000 SHARE OUR SELVES 1550 SUPERIOR AVE COSTA MESA CA 92627 NONE PC PROGRAMS FOR AT RISK CHILDREN 5000 UNICEF 125 MAIDEN LANE NEW YORK NY 10038 NONE PC PROGRAMS FOR AT RISK CHILDREN 2500 PLANNED PARENTHOOD 700 S TUSTIN ST ORANGE CA 92866 NONE PC MEDICAL 10000 STARS & STRIPES 8149 SPECTRUM IRVINE CA 92618 NONE PC PROGRAMS FOR AT RISK CHILDREN 25500 MATER DEI HIGH SCHOOL 1202 W EDINGER AVENUE SANTA ANA CA 92707 NONE PC EDUCATION 25000 CHARITY WATER PO BOX 5026 HAGERSTOWN MD 21741 NONE PC MEDICAL 2500 PRINCETON UNIVERSITY ATHLETICS 100 OVERLOOK CENTER SUITE 300 PRINCETON NJ 08540 NONE PC EDUCATION 25000 OLIVE CREST 2130 E 4TH ST 200 SANTA ANA CA 92705 NONE PC PROGRAMS FOR AT RISK CHILDREN 5000 AFRICAN WILDLIFE FOUNDATION 1100 NEW JERSEY AVE SE SUITE 900 WASHINGTON DC 20003 NONE PC ANIMAL RESCUE & ANIMAL RIGHTS 2500 501000 0 14 193778 14 422731 18 -107508 0 509001 0 509001 0 0 0 0 0 0 0 0 0 0 X X 1 KIM KROTTS AND JASON KROTTS 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 750000 X 2 HELGA PRALLE 4450 MACARTHUR BLVD SUITE 100 NEWPORT BEACH CA 92660 100000 X ACCOUNTING 28750 0 0 WELLS FARGO INVESTMENTS #9290 4671466 4287566 NORTHWESTERN MUTUAL #5468 6197996 6810359 JPMORGAN XX36000 658111 712358 LEGAL 449 0 0 N/R - PRALLE AND CASE NO.2 1240478 1134664 1134664 N/R - PRALLE AND CASE 1860718 1701996 1701996 OPERATING EXPENSES 22450 0 0 INVESTMENT ADVISORY FEE 56953 56953 0 LICENSES & PERMITS 400 0 0 FEDERAL AND STATE TAXES PAID 3800 0 0 FOREIGN TAXES PAID 739 739 0