2024-10-30T12:49:26-05:00 2023-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 3001 SUMMER STREET 5TH FLOOR EAST STAMFORD CT 06905 990PF 2023-01-01 135562382 THE HAVENS RELIEF FUND SOCIETY HAVE 2128702636 475 RIVERSIDE DRIVE 1940 NEW YORK NY 10115 ALLISON MCDERMOTT EXECUTIVE DIRECTOR 2128702636 2024-10-30 1 1 GARRETT M HIGGINS P00543209 2033232400 2024-10-29 2023 2024-10-15 13:58:12Z X 50734739 X 684411 23273 23273 23273 814229 814229 814229 1194774 12621055 1194774 139129 2716687 2032276 976631 200959 0 0 200959 90762 0 0 85154 109908 0 0 95341 59000 23750 23750 35250 173837 169877 169877 2269 129070 0 0 129070 28190 0 0 25841 36374 0 0 36374 2128 0 0 2128 58393 0 0 38217 888621 193627 193627 650603 1537327 1477047 2425948 193627 193627 2127650 290739 1838649 783004 528002 619433 619433 1988662 638838 638838 20615 0 20615 20615 0 15983 15983 7018753 7560092 7560092 26308960 34982377 34982377 7005381 6767688 6767688 96270 129713 129713 42946028 50734739 50734739 61020 79092 22238 38042 156400 262970 239658 380104 X 42622890 50134355 83480 220280 42706370 50354635 42946028 50734739 42706370 290739 7357526 50354635 0 50354635 PUBLICLY TRADED SECURITIES - S/T 5922208 5783079 139129 139129 PUBLICLY TRADED SECURITIES - L/T 6698847 5643202 1055645 1055645 1194774 139129 25557 0 25557 0 25557 22987 0 3000 0 25987 X 69 361 361 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 1 0 0 0 1 N/A ALAN STRICOFF 2128702636 475 RIVERSIDE DRIVE ROOM 1940 NEW YORK NY 10115 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ALLISON MCDERMOTT 475 RIVERSIDE DRIVE NEW YORK NY 10115 EXECUTIVE DIRECTOR 40.00 200959 26125 0 REGINA PERUGGI 475 RIVERSIDE DRIVE NEW YORK NY 10115 PRESIDENT 1.50 0 0 0 DR BAYARD CLARKSON 475 RIVERSIDE DRIVE NEW YORK NY 10115 VICE PRESIDENT, THRU SEPT. 2023 1.50 0 0 0 DAVID CONDLIFFE 475 RIVERSIDE DRIVE NEW YORK NY 10115 VICE PRESIDENT 1.50 0 0 0 SAMUEL MORGAN 475 RIVERSIDE DRIVE NEW YORK NY 10115 SECRETARY 1.50 0 0 0 CAROL NOEL 475 RIVERSIDE DRIVE NEW YORK NY 10115 TREASURER 1.50 0 0 0 JANE AOYAMA 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 JONATHAN BAUM 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 MARIA BRISBANE 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 THE HON P KEVIN CASTEL 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 DAVID GOMEZ 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 AUGUSTA SOUZA KAPPNER 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 THE HON RAYMOND J LOHIER 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 DIANNE MACK 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 ANNA IRWIN MANICE 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 THE HON KIYO MATSUMOTO 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 SUZANNE MURPHY 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 CHRISTY PENNOYER 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 DAVID STERNLIEB 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 THE HON LAURA TAYLOR SWAIN 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 CHARLES E TURNER 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 NANCY WACKSTEIN 475 RIVERSIDE DRIVE NEW YORK NY 10115 MANAGER 1.50 0 0 0 JULIA GILLIAM 475 RIVERSIDE DRIVE NEW YORK NY 10115 PROGRAM MANAGER 40.00 90000 11700 0 0 JOHN W BRISTOL & CO INC 48 WALL STREET 18TH FL NEW YORK NY 100052937 INVESTMENT MANAGEMENT 153399 0 SEE STATEMENT 14 1537327 0 44857442 1722157 127258 46706857 0 0 46706857 700603 46006254 2300313 X 2127650 0 2127650 1974-04-15 X 783004 486514 666976 831127 2767621 665553 413537 566930 706458 2352478 2127650 2024933 1866383 1713480 7732446 0 0 0 0 0 2127650 2024933 1866383 1713480 7732446 0 0 1533542 1493917 1634617 1408949 6071025 0 0 0 0 X SEE STATEMENT 14 475 RIVERSIDE DRIVE NEW YORK NY 10115 NONE I SEE STATEMENT 14 1537327 1537327 0 14 23273 14 814229 18 1194774 0 2032276 0 2032276 0 0 0 0 0 0 0 0 0 0 X X 1 GERSTNER PHILANTHROPIES 20 OLD POST ROAD ARMONK NY 10504 300000 X 2 NEW YORK COMMUNITY TRUST 909 THIRD AVENUE NEW YORK NY 10022 205000 X 3 ROBERT NATHAN 5 RENAISSANCE SQUARE WHITE PLAINS NY 10601 35000 X 4 GEORGE LOENING C/O GELLER ADVISORS LLC PO BOX 1510 NEW YORK NY 10022 25000 X 5 CLEMENTINE FUND PO BOX 7034 TACOMA WA 98417 25000 X 6 FIDELITY INVESTMENTS CHARITABLE GIFT FUND PO BOX 770001 CINCINNATI OH 45277 12000 X 7 GREGORY SILBERT 767 FIFTH AVENUE NEW YORK NY 10153 10000 X 8 JJJ CHARITABLE FOUNDATION 201 TRESSER BLVD SUITE 300 STAMFORD CT 06901 8000 X 9 REGINA S PERUGGI 45 SUTTON PLACE SOUTH NEW YORK NY 10022 6500 X 10 JONATHAN BAUM 111 8TH AVENUE NEW YORK NY 10011 5384 X 11 ANNA MANICE 25 WILSON ROAD WALTHAM MA 02452 5000 X 12 CAROL NOEL 200 PARK AVENUE NEW YORK NY 10166 5000 X 13 DAVID STERNLIEB 35 PROSPECT PARK WEST BROOKLYN NY 11215 5000 X BOOKKEEPING SERVICES 36000 18000 18000 18000 AUDIT AND TAX SERVICES 23000 5750 5750 17250 SUMMARY OF DIRECT CHARITABLE ACTIVITIES: FORM 990-PF, PART VIII-A, LINE 1: HAVENS SUPPORTS THE SELF DETERMINATION OF AT-RISK NEW YORK CITY INDIVIDUALS AND FAMILIES BY ENGAGING A NETWORK OF VOLUNTEER COMMUNITY LEADERS AND PROFESSIONALS TO MAKE MODEST ONE-TIME GRANTS DESIGNED TO ADDRESS A PERSONAL FINANCIAL CRISIS, IMPROVE QUALITY OF LIFE, OR INCREASE OPPORTUNITIES. THE BENEFICIARIES COULD INCLUDE: SURVIVORS OF FIRES, FLOODS OR OTHER DISASTERS MAKING THEIR HOME UNINHABITABLE, FAMILIES WITHOUT INCOME DUE TO THE SUDDEN DEATH OR INCAPACITY OF THE PRIMARY WAGE EARNER, THOSE NEEDING INTERIM HELP WHILE THEY SEARCH FOR EMPLOYMENT AFTER UNEXPECTED JOB LOSS, FAMILIES AT IMMINENT RISK OF EVICTION AND/OR UTILITY SHUTOFF, SURVIVORS OF DOMESTIC VIOLENCE, ADOLESCENTS AGING OUT OF THE FOSTER CARE SYSTEM, IMMIGRANTS AND REFUGEES, CHILDREN OF INCARCERATED PARENTS, FAMILIES WITH MEDICALLY FRAGILE CHILDREN, OR MENTALLY DISABLED ADULTS LIVING INDEPENDENTLY. BENEFICIARIES ARE IDENTIFIED BY TRAINED VOLUNTEERS. DURING 2023, HAVENS MADE 2,045 GRANTS. THE AVERAGE GRANT WAS $752. FOR LARGER GRANTS, THE GRANT PROCESS REQUIRES DOCUMENTATION SUBMISSION AND APPROVAL BY HAVENS STAFF AND/OR TWO BOARD MEMBERS. GRANTS CONSIST OF PAYMENTS TO VENDORS, LANDLORDS, UTILITIES, AND OTHER SUPPLIERS AND, IN SOME CASES, PAYMENTS DIRECTLY TO BENEFICIARIES FOR APPROVED GOODS AND SERVICES. WRITTEN REPORTS ARE PREPARED FOR ALL GRANTS, AND THESE REPORTS ARE REVIEWED ANNUALLY BY THE EXECUTIVE DIRECTOR AND BY THE BOARD. HAVENS HAS A SINGLE PROGRAM FOR MAKING GRANTS THAT CONSISTS OF THE DIRECT ACTIVE CONDUCT OF CHARITABLE ACTIVITIES. DIRECT PROGRAM GRANTS BY NATURE OF EXPENSE ARE AS FOLLOWS:EXPENDITURE CATEGORIES ALMONER EXPENDITURESRENT/MORTGAGE $514,236FURNITURE/APPLIANCES 321,148CLOTHING 123,447UTILITIES 118,067IMMIGRATION 60,571HEALTH/MEDICAL 85,629MOVING & STORAGE 52,269FOOD 54,114JOB TRAINING/EDUCATION 35,205TRANSPORTATION 41,662CHILDCARE/BABY 36,588TOILETRIES/HOUSEHOLD ITEMS 52,730OTHER 41,661 TOTAL EXPENDITURES 2023 $1,537,327 TOTAL GRANTS 2,045 GNMA #552454 SF 5.50 % 3/15/2032 3109 3109 GNMA #584288 SF 5.50 % 3/15/2032 14897 14897 GNMA #615403 SF 4.50 % 8/15/2033 9260 9260 GNMA #550612 SF 4.50 % 8/15/2035 5017 5017 GNMA #782150 SP 5.50 % 4/15/2037 5860 5860 GNMA #717081 SF 4.50 % 5/15/2039 3052 3052 GNMA #698223 SF 4.00 % 6/15/2039 4204 4204 GNMA #729037 SF 5.00 % 2/15/2040 6029 6029 GNMA #736548 SF 4.50 % 2/15/2040 5280 5280 GNMA #736558 SF 5.00 % 2/15/2040 20999 20999 GNMA #738433 SF 4.50 % 6/15/2041 4157 4157 GNMA #738546 SF 4.00 % 7/15/2041 7096 7096 GNMA #772641 SF 4.00 % 9/15/2041 15267 15267 FNMA #AP4886 CL 3.50 % 9/1/2042 62275 62275 FNMA #AB7989 CL 4.00 % 2/1/2043 83760 83760 FNMA #AB9890 CL 4.00 % 7/1/2043 32661 32661 FNMA #AX9527 SF 3.50 % 2/1/2045 34174 34174 FNMA #AS5698 CL 3.50 % 8/1/2045 40403 40403 FNMA #AS9312 CL 3.50 % 3/1/2047 52784 52784 GNMA #MA4719 SF 3.50 % 9/20/2047 71341 71341 FNMA #MA4047 CL 2.00 % 6/1/2050 466559 466559 FNMA #MA4181 CL 1.50 % 10/1/2050 463885 463885 FNMA #MA4305 CL 2.00 % 4/1/2051 231782 231782 FNMA #FM9540 CL 2.00 % 11/1/2051 512754 512754 FNMA #MA4781 CL 3.00 % 10/1/2052 378687 378687 BOOKING HOLDINGS INC 390858 390858 ROSS STORES INC 432553 432553 DOLLAR GENERAL CORP 221545 221545 ENBRIDGE INC 439942 439942 FORD MOTOR CREDIT CO LLC 499774 499774 TRANSDIGM INC 294000 294000 CHARTER COMMUNICATIONS OPERATING LLC 417964 417964 JPMORGAN CHASE & CO PFD 399600 399600 WELLS FARGO PFD 358800 358800 ALLY FINANCIAL INC 243750 243750 CHARLES SCHWAB PFD 533610 533610 AIR PRODS & CHEMS INC COM 696000 696000 ALPHABET INC-CL A 1089163 1089163 ALPHABET INC-CL C 801046 801046 AMAZON COM INC 1766606 1766606 ANALOG DEVICES 554975 554975 APPLE INC COM 1007124 1007124 ARISTA NETWORKS INC COM 1214290 1214290 BECTON DICKINSON & CO 721005 721005 BERKSHIRE HATHAWAY B 843144 843144 BOOKING HLDGS INC COM 638500 638500 CANADIAN PACIFIC RAILWAY LTD 653115 653115 CHARLES SCHWAB CORP 422570 422570 CHARTER COMMUNICATIONS INC CL A 530160 530160 CHIPOTLE MEXICAN GRILL INC COM 763845 763845 COMCAST CORP CL A 668406 668406 COSTCO WHOLESALE CORP NEW COM 938634 938634 DELTA AIRLINES INC. 507904 507904 DOLLAR GEN CORP NEW COM 689402 689402 FEDEX CORPORATION 848967 848967 INFINEON TECHNOLOGIES ADR 642858 642858 INTUITIVE SURGICAL INC 786386 786386 JOHNSON & JOHNSON COM 720534 720534 JP MORGAN CHASE 1084217 1084217 MASTERCARD INC CL A COM 1184418 1184418 META PLATFORMS INC CL A 1509993 1509993 MICROSOFT CORP COM 1957288 1957288 MOODYS CORPORATION 476483 476483 NESTLE SA ADR 674239 674239 NETFLIX INC COM 818932 818932 NIKE INC CL B 587581 587581 NOVARTIS AG SPONSORED ADR 421853 421853 PROGRESSV CP OH 386413 386413 ROSS STORES INC 573903 573903 S&P GLOBAL INC COM 452855 452855 SALESFORCE.COM INC 735955 735955 T-MOBILE US INC COM 429708 429708 TEXAS INSTRUMENTS INC 739442 739442 THERMO FISHER SCIENTIFIC INC 660362 660362 TJX COMPANIES INC 1047249 1047249 TRANSDIGM GROUP INC 498882 498882 UNITEDHEALTH GROUP INC 636296 636296 WABTEC CORP 600702 600702 WALT DISNEY CO. 575872 575872 WORKDAY INC CL A 896643 896643 YUM BRANDS INC COM 516107 516107 NEED TO FIGURE OUT 12350 12350 7560092 7560092 0 0 SECURITY DEPOSIT 2455 2455 2455 ACCRUED INTEREST RECEIVABLE 93815 127258 127258 SUBSCRIPTIONS AND DUES 5090 0 0 7790 OFFICE EXPENSES 22882 0 0 0 MOVING AND STORAGE EXPENSE 1621 0 0 1621 MISCELLANEOUS 1638 0 0 1329 INSURANCE 7957 0 0 12240 FUNDRAISING EXPENSE 5100 0 0 5100 FILING FEES 775 0 0 775 DOCUMENT ARCHIVING COSTS 3588 0 0 3588 COPIER LEASE AND OFFICE EQUIPMENT 2462 0 0 2462 COMPUTER SOFTWARE 3312 0 0 3312 BANK & MERCHANT FEES 3968 0 0 0 NET UNREALIZED GAIN ON INVESTMENTS 7357526 DEFERRED FEDERAL EXCISE TAX PAYABLE 156400 262970 INVESTMENT MGMT FEES 153399 153399 153399 0 INVESTMENT CUSTODIAL FEES 16478 16478 16478 0 PAYROLL SERVICES 1919 0 0 1706 ADMINISTRATIVE CONSULTING SERVICES 1478 0 0 0 COMPUTER CONSULTING SERVICES 563 0 0 563 FEDERAL EXCISE TAX 129070 0 0 129070