2024-09-19T19:07:55-05:00 2024-06-30 061817585 ALLEN AND BROWN LLC 60 EAST 42ND STREET SUITE 938 NEW YORK NY 10165 990PF 2023-07-01 132972532 THE ROBERT MIZE & ISA WHITE TRIMBLE FAMILY FOUNDATION INC ROBE 2126973723 60 EAST 42ND STREET 938 NEW YORK NY 10165 DANIEL J ASHLEY PRESIDENT 2039810294 2024-09-07 1 0 PAUL D BROWN P00644545 2126973723 2024-09-02 X 2023 2024-08-08 14:25:15Z X 5258777 X X 75 75 175449 175449 40152 816206 40152 215676 215676 107000 32100 74900 9444 2833 6611 19350 9675 9675 62532 62532 0 1491 0 0 540 162 378 170 43 127 1480 1046 434 202007 108391 92125 121500 121500 323507 108391 213625 -107831 107285 66442 89634 89634 4219 18298 18298 876626 836392 1073877 1162371 1230752 1224923 3001645 2825433 2833209 15871 18836 18836 5127174 5019345 5258777 0 0 X 5127174 5019345 0 0 0 0 5127174 5019345 5127174 5019345 5127174 -107831 2 5019345 0 5019345 450 SHS. ADVANCED MICRO DEVICES P 2022-04-25 2023-08-28 46043 38518 7525 7525 350 SHS. RTX CORP. P 2022-08-31 2023-09-12 26309 31629 -5320 -5320 200 SHS. UPS INC. P 2020-04-03 2023-09-12 31384 20488 10896 10896 125 SHS. GOLDMAN SACHS GROUP INC. P 2022-01-24 2023-09-28 40436 46692 -6256 -6256 150 SHS. VISA INC. P 2020-03-25 2023-10-25 34837 26312 8525 8525 2,141.411 SHS. PRINCIPAL DIVERSIFIED INCOME FUND P 2013-01-25 2023-12-01 25000 30265 -5265 -5265 1,795.977 SHS. HARTFORD BALANCED INCOME FUND P 2014-05-27 2023-12-01 25000 24479 521 521 1,078.516 SHS. GUGGENHEIM TOTAL RETURN BOND FUND P 2016-09-22 2023-12-01 25000 29346 -4346 -4346 1,162.250 SHS. MFS UTILITIES FUND P 2023-12-01 25000 23739 1261 1261 2,138.580 SHS. ROYCE PREMIER FUND P 2014-10-06 2024-02-26 25000 43613 -18613 -18613 250 SHS. AMERICAN EXPRESS CO. P 2023-09-28 2024-03-25 54121 37495 16626 16626 3,426.920 SHS. GUGGENHEIM MACRO OPPERTUNITIES FUND P 2016-09-22 2024-04-14 83000 89106 -6106 -6106 3,817.787 SHS. GUGGENHEIM TOTAL RETURN BOND FUND P 2016-09-23 2024-04-11 88000 103522 -15522 -15522 1,851.852 SHS. ALGER SPECTRA FUND P 2023-12-19 2024-05-29 50000 31760 18240 18240 100M AMERICAN EXPRESS CO. NT 3.375% 5/3/24 P 2022-08-29 2024-05-03 100000 99264 736 736 100M ABBVIE INC. 3.85% 6/15/24 P 2022-08-29 2024-06-17 100000 99826 174 174 CAPITAL GAINS DIVIDENDS P 37076 37076 37076 40152 1491 0 1491 0 1491 4219 0 0 0 4219 0 2728 2728 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A ALLEN AND BROWN LLC 2126973723 60 EAST 42ND STREET SUITE 938 NEW YORK NY 10165 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DANIEL J ASHLEY 6 TOWER RIDGE WESTPORT CT 06880 PRESIDET & DIRECTOR 20.00 38000 0 0 DANIEL C ASHLEY 350 MANHATTAN AVENUE 1B NEW YORK NY 10026 TREASURER & DIRECTOR 10.00 23000 0 0 ELIZABETH A WADE 58 BLAKE DRIVE FAIRFIELD CT 06824 SECRETARY & DIRECTOR 10.00 23000 0 0 MADELINE R DROHAN 625 RANGELY DRIVE COLORADO SPRINGS CO 80921 VICE PRESIDENT & DIRECTOR 10.00 23000 0 0 NONE 0 NONE 0 0 4948227 61418 0 5009645 0 0 5009645 75145 4934500 246725 246725 1491 1491 245234 0 245234 0 245234 213625 0 213625 245234 0 0 20236 30117 50353 213625 0 0 0 213625 0 31609 31609 18744 0 0 0 0 0 0 0 18744 18744 X AHRC NYC FOUNDATION 83 MAIDEN LANE NEW YORK NY 10038 NONE PUBLIC CHARITY PROGRAMS FOR DEVELOPMENTAL DISABILITIES 15000 ARC OF WESTCHESTER FOUNDATION 265 SAW MILL RIVER ROAD HAWTHORNE NY 10532 NONE PUBLIC CHARITY GOLFING FOR KIDS PROGRAM 10000 BRAVEN 1046 WEST KINZIE SUITE 301 CHICAGO IL 60642 NONE PUBLIC CHARITY PROGRAMS TO SUPPORT DEVELOPMENT OF CAREERS 15000 BROADWAY FOR ALL 25 BROADWAY 12TH FLOOR NEW YORK NY 10004 NONE PUBLIC CHARITY PROGRAMS FOR TUITION-FREE CONSERVATORY TRAINING TO MIDDLE AND HIGH SCHOOL STUDENTS 12000 FRACTURED ATLAS 248 W 35TH STREET 10TH FL NEW YORK NY 10001 NONE PUBLIC CHARITY SUPPORT FOR EDUCATIONAL RESOURCES 2500 EARLY CONNECTIONS LEARNING CENTERS 104 E RIO GRANDE STREET COLORADO SPRINGS CO 80903 NONE PUBLIC CHARITY EDUCATION PROGRAMS FOR CHILDREN 5000 FRIENDS OF WCFSA 21 IMPERIAL AVENUE WESTPORT CT 06880 NONE PUBLIC CHARITY SUPPORT FOR SENIOR CITIZEN PROGRAMS 2000 IMENTOR 119 WATER STREET 8TH FL NEW YORK NY 10038 NONE PUBLIC CHARITY SUPPORT FOR THE IMENTOR PROGRAM 5000 IMMSCHOOLS P O BOX 181029 DALLAS TX 75218 NONE PUBLIC CHARITY SUPPORT FOR EDUCATION PROGRAMS 2000 NOURISH BRIDGEPORT 2200 NORTH AVENUE BRIDGEPORT CT 10018 NONE PUBLIC CHARITY SUPPORT FOR FOOD PROGRAMS FOR THE HOMELESS 5000 LIVE OUT LOUD 25 BROADWAY 12TH FLOOR NEW YORK NY 10004 NONE PUBLIC CHARITY SUPPORT FOR THE SCHOOL PROGRAM 5000 MEMORIAL SLOAN KETTERING CANCER CENTER 1275 YORK AVE NEW YORK NY 10065 NONE PUBLIC CHARITY MEDICAL AND RESEARCH PROGRAMS TO PREVENT AND TREAT CANCER 20000 ONE SPIRIT P O BOX 3209 RAPID CITY SD 57709 NONE PUBLIC CHARITY SUPPORT PROGRAMS FOR THE LAKOTA PEOPLE ON SOUTH DAKOTA 8000 RESCUING LEFTOVER CUISINE 25 BROADWAY 12TH FLOOR NEW YORK NY 10004 NONE PUBLIC CHARITY SUPPORT FOR HUNGER PROGRAM 2500 SCOTT FINNERAN SCHOLORSHIP FUND 10 HILLSIDE ROAD GREENWICH CT 06830 NONE PUBLIC CHARITY SCHOLARSHIP FUND 5000 RSHM LIFE CENTER 32-34 BEEKMAN AVENUE SUITE 12 SLEEPY HALLOW NY 10591 NONE PUBLIC CHARITY SUPPORT FOR THE IMMIGRANT COMMUNITY 5000 TRI-LAKES CARES 235 N JEFFERSON STREET MONUMENT CO 80132 NONE PUBLIC CHARITY SUPPORT PROGRAMS FOR THE HOMELESS 2500 121500 0 14 75 14 175449 18 40152 0 215676 0 215676 0 0 0 0 0 0 0 0 0 0 ALLEN & BROWN, LLC 19350 9675 9675 50M BANK OF AMERICA 6.25% 9/29/49 51194 49793 50M CITIGROUP INC. 5.95% 12/31/49 50006 49674 100M ALTRIA GROUP INC. 4.4% 2/1/26 100322 98368 75M BOEING COMPANY 4.875%/1/25 75007 74204 100M DOW CHEMICAL COMPANY 4.55% 11/30/25 100119 98780 50M MCDONALD'S CORP 3.7% 1/30/26 49778 48853 75M ORACLE CORP. 2.95% 2/15/25 71801 73283 50M PHILLIPS 66 1.3% 5/15/25 45406 46804 75M REYNOLDS AMERICAN INC. 4.45% 6/12/25 74507 74122 100M STRYKER CORP. 3.375% 11/1/25 97710 97319 75M TEXTRON INC. 4.0% 3/15/26 73839 73271 50M UNITED HEALTH GROUP INC. 3.75% 7/15/25 49594 49257 50M CVS HEALTH CORP. NOTE 5.0% 12/1/24 50069 49844 75M HARRIS CORP. NOTE 3.832% 4/27/25 73048 73925 100M JP MORGAN CHASE & CO. 5.75% 5/28/27 99900 99604 70M IBM CORP. DEB 6.220% 8/1/27 72588 72267 100M CELEGENE CORPORATION 3.9% 2/20/28 95864 95555 500 SHS. APPLE INC. 11737 105310 4,000 SHS. ENERGY TRANSFER LP 58607 64880 2,000 SHS. ENTERPRISE PRODUCTS PARTNERS LP 38482 57960 425 SHS. JP MORGAN CHASE & CO 39341 85961 2,000 SHS. PFIZER INC. 63577 55960 250 SHS. QUALCOMM INC. 17369 49795 200 SHS. SALESFORCE COMM INC. 28690 51420 1,000 SHS. BRISTOL MYERS SQUIBB CO. 54887 41530 100 SHS. BERKSHIRE HATHAWAY INC. CL B 27006 40680 2,000 SHS. BRIGHTHOUSE FINANCIAL INC. 6.6% PFD 47580 46100 2,000 SHS. NEXTRA ENERGY CAPITAL HLDGS 5.65% PFD 48140 48800 2,000 SHS. PUBLIC STORAGE 4.7% PFD 44700 41260 2,000 SHS. SOUTHERN COMPANY 4.95% PFD 43571 44140 1,000 SHS. VERIZON COMMUNICATIONS INC. 47397 41240 40 SHS. WELLS FARGO & CO. 7.5% PFD 49915 47559 200 SHS. BOEING CO. 39868 36402 2,000 AMPLIFY CWP ENHANCED DIVIDEND INCOME FUND 68568 77400 1,000 SHS. ALTRIA GROUP INC. 42910 45550 225 SHS. ALPHABET INC. CL C 29209 41270 2,000 SHS. PLANTIR TECHNOLOGIES INC. CL A 34838 50660 26,399.565 SHS. ALGER SPECTRA FUND CL Z AT COST 567542 743412 24,691.056 SHS. DOUBLELINE TOTAL RETURN BOND FUND AT COST 259807 213578 6,570.576 SHS. GUGGENHEIM TOTAL RTETURN BOND FUND AT COST 182648 153489 6,285.109 SHS. GUGGENHEIM MACRO OPPORTUNITIES FUND AT COST 161945 152980 14,885.096 SHS. HARTFORD BALANCED INCOME FUND CL I AT COST 211521 213303 8,912.238 SHS. MFS UTILITIES FUND CL I AT COST 188743 189118 17,601.708 SHS. PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND AT COST 233658 206996 39,645.188 SHS. ROYCE PREMIER FUND CL W AT COST 520031 461470 200M BANK OF AMERICA C/D 5.0% 9/22/25 AT COST 199650 199684 150M FIFTH THIRD BANK C/D 5.15% AT COST 149903 149651 150M JP MORGAN CHASE & CO, C/D 5.25% 5/17/28 AT COST 149985 149528 ACCRUED INCOME RECEIVABLE 15871 18836 18836 FILING FEES 310 77 233 BANK FEES 268 67 201 BOND PREMIUM AMORTIZATION 902 902 0 ROUNDING DOLLARS 2 RAYMOND JAMES ADVISORS 62532 62532 0 EXCISE TAX 1491 0 0