2024-09-03T16:36:38-05:00 2023-12-31 111986323 MARCUM LLP 1899 L STREET NW 850 WASHINGTON DC 20036 990 2023-01-01 454244605 INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALYSIS INC INST 2167126612 14900 DETROIT AVE 206 LAKEWOOD OH 44107 ALEXANDRA BUCHANAN CEO 2167126612 2024-09-03 1 1 AARON M FOX P01365820 2022274000 2024-09-03 2023 2024-08-08 14:25:15Z ALEXANDRA BUCHANAN 14900 DETROIT AVE 206 LAKEWOOD OH 44107 8811723 0 X HTTPS://IEEFA.ORG/ X 2011 MA TO ACCELERATE THE TRANSITION TO A DIVERSE, SUSTAINABLE AND PROFITABLE ENERGY ECONOMY. 9 9 30 10 0 0 11585644 8544864 140797 90000 1956 167861 -15395 8998 11713002 8811723 1707818 1943774 0 0 3156031 4929835 0 0 442686 5777671 6321029 10641520 13194638 1071482 -4382915 14825834 9946978 650521 154580 14175313 9792398 TO ACCELERATE THE TRANSITION TO A DIVERSE, SUSTAINABLE AND PROFITABLE ENERGY ECONOMY. 0 0 10530218 1943774 90000 TO CONDUCT ANALYSIS AND PUBLISH AND RELEASE STUDIES ON ENERGY ISSUES; RESOURCE PLANNING; POWER PLANT ECONOMICS AND FINANCING; THE FINANCIAL AND ECONOMIC RISKS OF ENERGY ALTERNATIVES; WATER AND ENERGY; AND COAL AND OIL RESERVES, EXPORTS, AND PRICES. 813576 TO SPONSOR AT LEAST ONE MAJOR TWO-TO-THREE DAY CONFERENCE EACH YEAR AND HOLD ADDITIONAL WEBINARS, SEMINARS, AND OTHER EDUCATIONAL EVENTS AS NEEDED AND REQUESTED. 11343794 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 24 0 1 30 1 0 1 AS 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA MA NY OH X X ALEXANDRA BUCHANAN 2167126612 14900 DETROIT AVE 206 LAKEWOOD OH 44107 SERGIO KNAEBEL PRESIDENT 5.00 X X 0 0 0 INGRID VILA-BIAGGI VICE PRESIDENT 1.00 X X 0 0 0 ERIC SCHAEFFER TREASURER - UNTIL 06/2023 1.00 X X 0 0 0 DANA OMRAN DIRECTOR - UNTIL 06/2023, THEN TREASURER 1.00 X X 0 0 0 SARAH JANE AHMED DIRECTOR 1.00 X 0 0 0 AL ARMENDARIZ DIRECTOR 1.00 X 0 0 0 SARAH BRENNAN DIRECTOR 1.00 X 0 0 0 CHRIS MEYER DIRECTOR 1.00 X 0 0 0 LARRY SHAPIRO DIRECTOR 1.00 X 0 0 0 KARTIKEYA SINGH DIRECTOR - AS OF 12/2023 1.00 X 0 0 0 ALEXANDRA BUCHANAN CEO/BOARD SECRETARY 40.00 0.75 X 265000 0 30880 SARAH WEEKS CHIEF FINANCIAL OFFICER 40.00 X 200070 0 39267 SETH FEASTER ENERGY DATA ANALYST 40.00 X 146626 0 34717 ABHISHEK SINHA ENERGY FINANCE ANALYST, PETCHEMS 40.00 X 166230 0 8490 LEA GLAZE HR DIRECTOR 40.00 X 132348 0 22712 VIVIENNE HESTON DONOR COMMUNICATIONS MANAGER 40.00 X 127170 0 18434 SAM REYNOLDS RESEARCH LEAD, LNG/GAS, ASIA 40.00 X 122395 0 14110 1159839 0 168610 11 0 1 0 TR ROSE ASSOCIATES 45 PATRIOTS PLACE KINGSTON NY 12401 RESEARCH CONSULTING SERVICES 539232 SCHLISSEL TECHNICAL CONSULTING 194 WESTMINSTER AVENUE ARLINGTON MA 02474 RESEARCH CONSULTING SERVICES 227000 GLENMAR PUBLIC POLICY RESEARCH ASSOCIATE 135 EASTERN PARKWAY 13K BROOKLYN NY 11238 RESEARCH CONSULTING SERVICES 215724 EMJAY INTERNATIONAL LTD OFFICE 2 GRESWOLDE HOUSE 197B STA SOLIHULL WEST MIDLANDS UK B93 0PU RESEARCH CONSULTING SERVICES 195750 BROADVIEW RESEARCH LLC 353 NW 112TH STREET SEATTLE WA 98177 RESEARCH CONSULTING SERVICES 168526 11 8544864 8544864 RESEARCH 541700 90000 90000 90000 167861 167861 FOREIGN CURRENCY GAIN 900099 6898 6898 OTHER REVENUE 900099 2100 2100 8998 8811723 90000 0 176859 X 1943774 1943774 535217 192322 268925 73970 3570445 2911311 436456 222678 73244 53958 12944 6342 535895 435615 76673 23607 215034 152409 42132 20493 119449 34614 84835 145547 145547 2926333 2776706 83266 66361 28236 26984 876 376 167751 75375 85381 6995 396548 340170 47028 9350 13800 8514 4280 1006 546255 517569 27731 955 28550 28550 RESEARCH & DATA SUBSCR. 1092766 1092369 397 EDUCATION & TRAINING 462211 462211 ORGANIZATIONAL DEVEL. 213949 149700 56926 7323 COMMUNICATIONS 179634 170193 6608 2833 13194638 11343794 1408158 442686 1140938 1704469 5000549 3743410 7784691 3251384 797779 585892 101877 661823 14825834 9946978 230521 154580 420000 0 650521 154580 X 4478847 4631034 9696466 5161364 14175313 9792398 14825834 9946978 -4382915 0 X 0 1 X 1 0 X 3556120 10375371 13149555 11585644 8544864 47211554 3556120 10375371 13149555 11585644 8544864 47211554 19085191 28126363 14044 15133 1509 1956 167861 200503 -2062 1546 600 2100 2184 47414241 550332 0.59320 0.59200 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2020 AMOUNT: $ 2,053. 2021 AMOUNT: $ 500. 2022 AMOUNT: $ 600. 2023 AMOUNT: $ 2,100. CURRENCY EXCHANGE LOSS - 2020 AMOUNT: $ -4,115. 2021 AMOUNT: $ 1,046. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 5206 5206 13189432 13194638 809732 202433 0 0 426877 528787 682876 809732 2448272 3672408 5347 5206 10553 106719 132197 170719 202433 612068 918102 0 DUE FROM IEEFA AUSTRALIA 404596 DEPOSITS 257227 661823 X PART X, LINE 2: THE INSTITUTE PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2023 AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 1943774 EUROPE (INCLUDING ICELAND & GREENLAND) 0 9 PROGRAM SERVICES RESEARCH AND ANALYSIS; EDUCATION AND TRAINING 980657 SOUTH ASIA 0 15 PROGRAM SERVICES RESEARCH AND ANALYSIS; EDUCATION AND TRAINING 866618 EAST ASIA AND THE PACIFIC 0 12 PROGRAM SERVICES RESEARCH AND ANALYSIS; EDUCATION AND TRAINING 850043 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 3 PROGRAM SERVICES RESEARCH AND ANALYSIS; EDUCATION AND TRAINING 119063 0 39 0 0 0 39 4760155 0 4760155 EAST ASIA AND THE PACIFIC OPERATING SUPPORT 1943774 WIRE TRANSFER 0 1 0 0 0 0 0 0 0 PART I, LINE 2: IEEFA US ACTIVELY MONITORS THE USE OF GRANT FUNDS BY IEEFA AUSTRALIA. ON A MONTHLY BASIS, IEEFA AUSTRALIA PROVIDES IEEFA US WITH 1) A RECORD OF ALL EXPENDITURES INCURRED BY IEEFA AUSTRALIA; 2) A MANAGEMENT REPORT WHICH INCLUDES A BALANCE SHEET, PROFIT AND LOSS STATEMENT, AND AR/AP AGING REPORTS; AND 3) A COMPLETED BANK RECONCILIATION AND CORRESPONDING BANK STATEMENT. EACH DOCUMENT IS REVIEWED FOR ACCURACY, AND EACH EXPENDITURE IS REVIEWED PRIOR TO BE ADDED TO THE ACCOUNTING SYSTEM OF IEEFA US. IN ADDITION, IEEFA US HAS ONLINE ACCESS TO THE ACCOUNTING SYSTEM USED BY IEEFA AUSTRALIA. PART I, LINE 3: IEEFA REPORTED THE EXPENDITURES USING ACCRUAL BASIS ACCOUNTING, THE SAME METHOD USED IN ITS AUDITED FINANCIAL STATEMENTS. X X 0 0 0 0 0 0 0 1 0 ALEXANDRA BUCHANAN CEO/BOARD SECRETARY 265000 0 0 0 0 0 10600 0 20280 0 295880 0 0 0 SARAH WEEKS CHIEF FINANCIAL OFFICER 200070 0 0 0 0 0 3216 0 36051 0 239337 0 0 0 SETH FEASTER ENERGY DATA ANALYST 146626 0 0 0 0 0 5865 0 28852 0 181343 0 0 0 ABHISHEK SINHA ENERGY FINANCE ANALYST, PETCHEMS 161379 0 4851 0 0 0 6649 0 1841 0 174720 0 0 0 LEA GLAZE HR DIRECTOR 132348 0 0 0 0 0 4009 0 18703 0 155060 0 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS RECEIVED DISCRETIONARY PERFORMANCE BONUSES IN 2023: - VIVIENNE HESTON - $3,600 - SAMUEL REYNOLDS - $3,500 - ABHISHEK SINHA - $4,851 THESE PAYMENTS ARE MADE AT THE DISCRETION OF THE CEO AND CFO. PER IEEFA'S CLASSIFICATION AND COMPENSATION SYSTEM, BONUSES ARE GIVEN RATHER THAN ANNUAL SALARY INCREASES IF AN INDIVIDUAL'S SALARY IS OVER THE MAXIMUM FOR THEIR SALARY RANGE. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS REVIEWED BY ALL MEMBERS OF THE GOVERNING BOARD BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES FILL OUT THE ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM AND ARE REQUIRED TO DISCLOSE CONFLICTS AS THEY WOULD ARISE. FORM 990, PART VI, SECTION B, LINE 15 MEMBERS OF THE GOVERNING BOARD CONDUCT REVIEWS OF COMPENSATION FOR COMPARABLE POSITIONS AND MAKE INDEPENDENT DECISIONS ON COMPENSATION LEVELS. COMPENSATION MANAGEMENT SOFTWARE IS USED TO ANALYZE COMPARABLE MARKET PAY DATA WHEN DETERMINING COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AND FORM 990S ARE POSTED ON OUR WEBSITE. ADDITIONAL DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G RESEARCH CONSULTANTS: PROGRAM SERVICE EXPENSES 2,599,907. MANAGEMENT AND GENERAL EXPENSES 56,936. FUNDRAISING EXPENSES 60,818. TOTAL EXPENSES 2,717,661. OTHER CONSULTANTS: PROGRAM SERVICE EXPENSES 107,889. MANAGEMENT AND GENERAL EXPENSES 2,230. FUNDRAISING EXPENSES 2,383. TOTAL EXPENSES 112,502. PAYROLL PROCESSING: PROGRAM SERVICE EXPENSES 62,862. MANAGEMENT AND GENERAL EXPENSES 23,904. FUNDRAISING EXPENSES 3,076. TOTAL EXPENSES 89,842. TRANSLATORS: PROGRAM SERVICE EXPENSES 6,048. MANAGEMENT AND GENERAL EXPENSES 196. FUNDRAISING EXPENSES 84. TOTAL EXPENSES 6,328. IEEFA AUSTRALIA LTD 91 PERCY STREET WARWICK QUEENSLAND AS 4370 CONDUCT ANALYSIS AND PUBLISH AND RELEASE STUDIES AS IEEFA 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 IEEFA AUSTRALIA LTD B 1943774 CASH