2024-08-14T16:42:28-05:00 2023-09-30 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2022-10-01 742439386 UCAR EXCHANGE UCAR 3034978575 PO BOX 3000 BOULDER CO 80307 GEOFF CHEESEMAN ACTING CFO 3034978575 2024-08-14 1 0 SARAH HINTZ P00492291 3037795710 2024-08-14 2022 2024-08-08 14:25:15Z STEVE BERENS PO BOX 3000 BOULDER CO 80307 1449878 0 X WWW.UCAR.EDU X 1986 CO PURSUE OPPORTUNITIES TO DEVELOP & LICENSE SCIENTIFIC & ENGINEERING ADVANCES. 7 6 0 7 -4393 0 0 0 0 0 4204546 91828 2256087 1358050 6460633 1449878 129157 3869566 0 0 0 0 0 0 0 55861 109238 185018 3978804 6275615 -2528926 7406255 4877329 0 0 7406255 4877329 X TO ASSUME AND FOSTER CERTAIN CHARITABLE ACTIVITIES OF THE UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH (UCAR). THESE INCLUDE DEVELOPMENT OF SCIENTIFIC INNOVATIONS, RELATED RESEARCH, AND APPLICATION OF SCIENTIFIC ADVANCES FOR THE BENEFIT OF THE GENERAL PUBLIC. ONE OF THE OBJECTIVES OF THE EXCHANGE IS TO PURSUE OPPORTUNITIES TO DEVELOP AND LICENSE SCIENTIFIC AND ENGINEERING ADVANCES GENERATED BY UCAR'S RESEARCH. 0 0 3869566 3869566 0 SUPPORT, PROMOTE AND LICENSE WHEN WARRANTED, SCIENTIFIC AND ENGINEERING RESULTS OF RESEARCH IN THE ATMOSPHERIC SCIENCES. 3869566 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 1 1 0 0 0 X JUSTIN YOUNG 3034978570 PO BOX 3000 BOULDER CO 80307 ANTONIO BUSALACCHI DIRECTOR/UCAR PRESIDENT 1.00 40.00 X X 0 593341 46840 ERIKA SMITH TREASURER 15.00 40.00 X 0 242599 40718 STEVE BERENS PRESIDENT AND CHAIR 1.00 0.00 X X 0 0 0 MICHAEL ANDERSON GENERAL COUNSEL/SECRETARY 15.00 0.00 X 0 0 0 CARLOS CRUZ ABRAMS DIRECTOR 1.00 0.00 X 0 0 0 SHUYI CHEN DIRECTOR 1.00 1.00 X 0 0 0 STEPHAN RECKIE DIRECTOR 1.00 0.00 X 0 0 0 DR ROBERT SERAFIN DIRECTOR 1.00 0.00 X 0 0 0 CELESTE STRAGAND DIRECTOR 1.00 0.00 X 0 0 0 0 835940 87558 0 0 1 0 0 91828 -4393 96221 1358050 1358050 1449878 0 -4393 1454271 3869566 3869566 13165 13165 74034 74034 22039 22039 3978804 3869566 109238 0 7331255 4752522 75000 124807 7406255 4877329 0 0 X 7406255 4877329 7406255 4877329 7406255 4877329 -2528926 0 X X 0 1 X 1 1 1 X X 1 UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH 840412668 7 1 3869566 0 1 3869566 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 189490 265 189755 189301 189 189490 188745 556 189301 188236 509 188745 187199 1037 188236 0.00000 1.00000 0.00000 0 1 1 0 PART V, LINE 4: THE ENDOWMENT IS OWNED BY UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH (UCAR). THE ENDOWMENT CONSISTS OF ONE DONOR RESTRICTED FUND ESTABLISHED TO SUPPORT SCIENTIFIC FELLOWSHIPS FROM DONATIONS. THE INVESTMENT INCOME EARNED ON THE DONATIONS IS INTENDED TO FUND THE EXPENSES OF THE FELLOWSHIPS WITH THE PRINCIPAL BALANCE PERMANENTLY INTACT. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED AS PERMANENTLY RESTRICTED. INVESTMENT EARNINGS ARE RECORDED AS TEMPORARILY RESTRICTED NET ASSETS. 1 UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH PO BOX 3000 BOULDER CO 80307 840412668 501(C)(3) 3869566 0 N/A N/A GENERAL SUPPORT 1 0 PART I, LINE 2: UCAR EXCHANGE RELIES ON UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH'S GOOD GOVERNANCE AND OPERATIONAL PROCEDURES TO SPEND THE MONEY AS INTENDED. 0 0 0 0 0 0 0 0 0 ANTONIO BUSALACCHI DIRECTOR/UCAR PRESIDENT 0 593341 0 0 0 0 0 30500 0 16340 0 640181 0 0 ERIKA SMITH TREASURER 0 242599 0 0 0 0 0 25219 0 15499 0 283317 0 0 PART I, LINE 3 UCAR EXCHANGE HAS NO EMPLOYEES. ALL COMPENSATION FOR KEY EXECUTIVES IS DETERMINED AND PAID BY UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH (UCAR), A RELATED TAX-EXEMPT ORGANIZATION. UCAR EXCHANGE RELIES ON THE METHODS USED BY UCAR IN ESTABLISHING COMPENSATION INCLUDING: INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEY OR STUDY, FORM 990 OF OTHER ORGANIZATIONS, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE BYLAWS, UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH, A RELATED TAX-EXEMPT ENTITY, HAS THE POWER TO ELECT MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B THE UCAR EXCHANGE HAS NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE EXCHANGE'S DIRECTORS WERE PROVIDED A COPY OF THE FINAL FORM 990 (INCLUDING ALL SCHEDULES) AND WERE BRIEFED ON SPECIFIC AREAS OF INTEREST PRIOR TO FILING WITH THE IRS ON OR BEFORE AUGUST 15, 2024. FORM 990, PART VI, SECTION B, LINE 12C THE DIRECTOR AND OFFICER CONFLICT OF INTEREST FORMS ARE REVIEWED ANNUALLY BY THE EXCHANGE'S GENERAL COUNSEL. ANY CONFLICT OF INTEREST IS DISCLOSED TO THE CHAIR OR TO THE VICE CHAIR (IF THE CHAIR IS UNAVAILABLE OR THE CONFLICT INVOLVES THE CHAIR) OF THE BOARD OF DIRECTORS. UPON DISCLOSURE OF A CONFLICT OF INTEREST THAT AFFECTS BOARD ACTION OR THE EXCHANGE'S TRANSACTIONS OR ACTIVITIES, ALL INFORMATION CONCERNING THE CONFLICT IS ALSO DISCLOSED TO EACH MEMBER OF THE BOARD. THE DIRECTOR OR OFFICER EXPERIENCING THE CONFLICT IS EXCLUDED FROM ANY DISCUSSIONS OR DELIBERATIONS OF THE BOARD CONCERNING AUTHORIZATION, APPROVAL, OR RATIFICATION OF THE CONTRACT, TRANSACTION OR ACTIVITY. IF THE BOARD DISCOVERS IT HAS ACTED UPON A PROPOSAL IN IGNORANCE OF AN UNDISCLOSED CONFLICT OF INTEREST, THEN THE BOARD WILL PROMPTLY REEXAMINE THE ISSUE, WITH AN APPROPRIATE RECORD OF SUCH SCRUTINY. FOR DIRECTORS, WHERE A CONFLICT OF INTEREST CANNOT BE AVOIDED AND IS MATERIAL, THE DIRECTOR MAY NEED TO RESIGN. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION IS DETERMINED AND PAID BY A RELATED TAX-EXEMPT ENTITY, UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSEEING AND SELECTING AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH PO BOX 3000 BOULDER CO 80307 840412668 RESEARCH CO 501(C)3 LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0