2024-05-07T16:20:37-05:00 2023-06-30 580673524 MSTILLER LLC 50 MAIN STREET BOX 15 / SUITE 350 WHITE PLAINS NY 10606 990 2022-07-01 132792409 THE COMMUNITY PRESERVATION CORPORATION COMM 2128695300 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 DAVID ROTHBERG EVP & CFO 2128695300 2024-05-02 1 DAVID ROTHBERG XXX-XX-XXXX 0 ROGER DEVRIES P00233256 9147237743 2024-05-02 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z RAFAEL E CESTERO 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 144114381 0 X WWW.COMMUNITYP.COM X 1974 NY TO COMBAT COMMUNITY DETERIORATION, PROMOTE THE GENERAL WELFARE, AND LESSEN THE BURDENS OF GOVERNMENT BY PROVIDING FINANCING FOR LOW & MODERATE INCOME HOUSING. 13 12 200 0 0 0 412575 13196 49983266 57620416 16926931 20285334 0 0 67322772 77918946 755947 719404 0 0 34529804 30067536 0 0 0 33896026 55782818 69181777 86569758 -1859005 -8650812 1525690659 1733974820 1279180819 1469846476 246509840 264128344 TO COMBAT COMMUNITY DETERIORATION, PROMOTE THE GENERAL WELFARE, AND LESSEN THE BURDENS OF GOVERNMENT BY PROVIDING DEBT AND/OR EQUITY FINANCING FOR LOW & MODERATE INCOME HOUSING. 0 0 72872949 719404 57620416 THE COMMUNITY PRESERVATION CORPORATION (CPC) IS A PRIVATE NOT-FOR-PROFIT MORTGAGE LENDER AND INVESTOR SPECIALIZING IN THE FINANCING OF LOW AND MODERATE INCOME HOUSING. CPC'S MISSION IS TO WORK WITH GOVERNMENT TO PRESERVE AND DEVELOP AFFORDABLE HOUSING IN NEW YORK AND, TO A LESSER EXTENT, ELSEWHERE. IN ITS 49 YEARS OF EXISTENCE, CPC HAS FINANCED THE REHABILITATION OR CONSTRUCTION OF 250,000 AFFORDABLE HOUSING UNITS. DURING THE YEAR ENDED JUNE 30, 2023, CPC ORIGINATED $264,528,036 OF PUBLIC AND PRIVATE FUNDS REPRESENTING FINANCING ON 2,275 UNITS. 72872949 1 1 0 1 0 0 0 0 1 0 1 0 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 1 0 0 1 2052 0 1 200 1 1 1 0 0 0 0 0 0 0 1 0 X 13 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NY GA X DAVID ROTHBERG 2128695300 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 RAFAEL E CESTERO PRESIDENT & CEO, DIRECTOR 35.00 0.00 X X 1474712 0 81028 PETER CANNAVA DIRECTOR 0.00 X 0 0 0 LOUISE CARROLL DIRECTOR 0.00 X 0 0 0 EDUARDO DIAZ-PEREZ DIRECTOR 0.00 X 0 0 0 INGRID GOULD ELLEN DIRECTOR 0.00 X 0 0 0 NICOLE FERREIRA DIRECTOR 0.00 X 0 0 0 MICHAEL HEGARTY DIRECTOR 0.00 X 0 0 0 CAROL M JOSEPH DIRECTOR 0.00 X 0 0 0 MANUEL MENENDEZ JR DIRECTOR 0.00 X 0 0 0 RICHARD ROBERTS DIRECTOR 0.00 X 0 0 0 GARY RODNEY DIRECTOR 0.00 X 0 0 0 ANDERS TOMSON DIRECTOR 0.00 X 0 0 0 STEVEN J WEISS DIRECTOR 0.00 X 0 0 0 JOHN M CANNON EXEC VICE PRESIDENT 17.50 17.50 X 246181 496492 78455 SARAH J SINGMAN EXEC VICE PRESIDENT 35.00 0.00 X 733334 0 81028 TIMOTHY DEEGAN VICE PRESIDENT 17.50 17.50 X 212048 417282 76146 DAVID ROTHBERG EXEC VICE PRESIDENT & CFO 35.00 0.00 X 526527 271 83378 WILLIAM C RUSSO IV SENIOR VICE PRESIDENT 35.00 0.00 X 513466 0 82604 CAROLYN AU EXEC VICE PRESIDENT & COO 35.00 0.00 X 493966 0 60874 JEFFREY B ELY SENIOR VICE PRESIDENT 35.00 0.00 X 489682 252 39813 RICHARD A KUMRO EVP, GENL COUNSEL, SECY 35.00 0.00 X 451222 0 68847 STEVEN M GETZ VICE PRESIDENT 17.20 17.80 X 108996 332788 41457 JOSEPH TANCREDI VICE PRESIDENT 17.50 17.50 X 115229 248817 72319 ADAM TELL METZGER SENIOR VICE PRESIDENT 35.00 0.00 X 359293 0 1014 ANDREA D GLADSTONE SENIOR VICE PRESIDENT 35.00 0.00 X 317677 0 67537 ROBERT L RIGGS SENIOR VICE PRESIDENT 35.00 0.00 X 314453 0 74743 NICHOLAS V PETRAGNANI JR SENIOR VICE PRESIDENT 35.00 0.00 X 312563 0 72972 DOUGLAS L OLCOTT SENIOR VICE PRESIDENT 35.00 0.00 X 311470 0 72495 STEPHANIE C CANZANI SENIOR VICE PRESIDENT 35.00 0.00 X 309542 119 78730 DANIEL J WHEELER SENIOR VICE PRESIDENT 35.00 0.00 X 301155 0 74548 LAWRENCE HAMMOND SENIOR VICE PRESIDENT 35.00 0.00 X 287095 0 70405 HELENE S RUDOLPH VICE PRESIDENT 35.00 0.00 X 279630 0 71732 JAIME S DEMASO SENIOR VICE PRESIDENT 35.00 0.00 X 277437 0 76829 MELANIE A CROCCO VICE PRESIDENT 35.00 0.00 X 269308 138 67997 ERIN K MACHER VICE PRESIDENT 35.00 0.00 X 261860 135 39463 HUNTER CA GRADIE VICE PRESIDENT 17.20 17.80 X 92356 166857 25382 CHRISTINA L MORRISON VICE PRESIDENT 35.00 0.00 X 258450 0 54446 MARC S LEVINE VICE PRESIDENT 17.30 17.70 X 97005 158115 45432 ERIN P BURNS-MAINE VICE PRESIDENT 35.00 0.00 X 247858 0 5064 MALINI NAYAR SENIOR VICE PRESIDENT 35.00 0.00 X 244746 0 18291 CHANDA B TYE DEPUTY CHIEF FHA UNDERWRITER 17.20 17.80 X 85297 156112 60167 JOYA COHEN VICE PRESIDENT 35.00 0.00 X 240891 0 27778 MARY SCHOUENBORG-PADEN SENIOR VICE PRESIDENT 35.00 0.00 X 237445 0 38322 DAVID S GALST VICE PRESIDENT 16.60 18.40 X 75158 156851 58170 ANDREW J D'AGOSTINO SENIOR VICE PRESIDENT 35.00 0.00 X 230740 0 66463 FERGUS P O'CONNELL VICE PRESIDENT 35.00 0.00 X 224828 91 72432 GEORGE CHUNG VICE PRESIDENT 35.00 0.00 X 223046 0 36349 JOHN J TUCCI VICE PRESIDENT 35.00 0.00 X 221023 0 52249 LU JIN VICE PRESIDENT 33.90 1.10 X 212234 6593 52283 JAMES P MILLARD VICE PRESIDENT 35.00 0.00 X 218671 0 26927 ANDREW J GIGLIO VICE PRESIDENT 35.00 0.00 X 194738 0 69182 MILDRED A DEANE SENIOR VICE PRESIDENT 35.00 0.00 X 191632 0 9062 ERIC B BEDERMAN VICE PRESIDENT 35.00 0.00 X 191314 0 22840 MONIQUE D JEFFERSON SENIOR VICE PRESIDENT 35.00 0.00 X 190882 98 14474 SARAH C DUPERE OSTRO VICE PRESIDENT 35.00 0.00 X 190841 0 61757 ROGER G GARCIA VICE PRESIDENT 35.00 0.00 X 187612 0 24885 ELIZABETH L FRIEDMAN VICE PRESIDENT 35.00 0.00 X 176650 0 33003 JAIME L TUOZZOLO VICE PRESIDENT 35.00 0.00 X 175881 0 31897 MICHAEL K STATON SR VICE PRESIDENT 16.30 18.70 X 78586 92830 27014 ROSS J CLARKE VICE PRESIDENT 35.00 0.00 X 162525 0 54268 MICHAEL J KROOG VICE PRESIDENT 35.00 0.00 X 162169 0 58114 TRACY M CONLEY VICE PRESIDENT 35.00 0.00 X 158547 0 19858 JANE H CHRONE VICE PRESIDENT 35.00 0.00 X 154066 0 24591 ATALIA HOWE VICE PRESIDENT 35.00 0.00 X 146201 0 45615 ALICE M ANIGACZ VICE PRESIDENT 35.00 0.00 X 120198 0 45648 WILHELMENA A NORMAN-HERNANDEZ VICE PRESIDENT 35.00 0.00 X 118746 0 50610 CARY TODD MOORE SENIOR VICE PRESIDENT 35.00 0.00 X 98858 0 7058 CAYMARY E O'GARRO DEPUTY CHIEF OF STAFF 35.00 0.00 X 98824 0 9814 ANITA S KENDRICK VICE PRESIDENT 35.00 0.00 X 60189 0 4282 LYSA D ARNDTS VICE PRESIDENT 35.00 0.00 X 50889 0 7084 SHARMIN CARTER VICE PRESIDENT 35.00 0.00 X 48874 25 270 SHARON S FIERSTEIN VICE PRESIDENT 35.00 0.00 X 47546 25 4834 JACLYN R KEANE VICE PRESIDENT 35.00 0.00 X 41958 0 6325 THOMAS P MCGRATH SENIOR VICE PRESIDENT 35.00 0.00 X 41941 0 5863 MATTHEW A MESKILL VICE PRESIDENT 35.00 0.00 X 34986 0 14418 ELIZABETH PROPP SENIOR VICE PRESIDENT 35.00 0.00 X 24781 0 3931 LEON SHNAYDER MANAGER OF INFRASTRUCTURE SERVICES 35.00 0.00 X 274315 141 42904 ANTHONY ANNUNZIATO SENIOR ASSOCIATE 16.80 18.20 X 79306 175711 17255 ALEXANDER K HAJEK PRODUCTION MGR FREDDIE MAC SMALL BALANCE LOAN 17.20 17.80 X 79097 155966 61515 LEAH HOROWITZ SENIOR ASSOCIATE 18.80 16.20 X 74198 135463 16252 BRENDA BARNABY AVP HUMAN RESOURCES GENERALIST 35.00 0.00 X 208520 107 50797 15741464 2701279 3019589 84 0 1 0 EISNERAMPER MANAGED TECHNOLOGIES 733 THIRD AVENUE NEW YORK NY 10017 INFORMATION TECHNOLOGY 2626836 WPG CONSULTING LLC 200 E 32ND ST UNIT 7C NEW YORK NY 10016 INFORMATION TECHNOLOGY 461561 COHN REZNICK LLP 500 EAST PRATT STREET BALTIMORE MD 21202 ACCOUNTING 387700 BMC ADVISORY SERVICES LLC 6501 HILLCREST AVE DALLAS TX 75205 INFORMATION TECHNOLOGY 383135 IBM CORPORATION PO BOX 643600 PITTSBURGH PA 15264 INFORMATION TECHNOLOGY 360323 16 6696 6500 13196 MORTGAGE LOAN INTEREST 522292 36352267 36352267 NET RENTAL INCOME 531110 7868127 7868127 SERVICING FEES 522292 4622361 4622361 GAIN ON SALE OF LOANS 522292 2615613 2615613 MORTGAGE LOAN COMMITMENT FEES 522292 2351008 2351008 3811040 3811040 57620416 12402067 12402067 74078702 66195435 7883267 7883267 7883267 77918946 57620416 0 20285334 719404 719404 16545360 12156572 4388788 9802479 7611334 2191145 777829 631367 146462 1436709 1191572 245137 1505159 1184854 320305 339958 4350 335608 397127 397127 60000 60000 929333 929333 2223642 1108667 1114975 765797 765797 729879 729879 2038976 327781 1711195 2461843 1730082 731761 622171 329468 292703 241835 158760 83075 32614767 32614767 1252733 1252733 607717 607717 LOAN LOSS RESERVE INCRE 8980525 8980525 OTHER EXPENSES 769075 421043 348032 OTHER LOAN-RELATED EXPE 394250 394250 EMPLOYMENT AGENCY FEES 250573 250573 102617 102617 86569758 72872949 13696809 0 2131381 14831227 393150943 292282706 4355247 3653661 635730 493845 18859160 14226868 5472985 4632292 197053128 370164617 239545 80262 840995382 956803089 56533815 60349576 25122503 30683545 1525690659 1733974820 46730035 50628185 403513329 489864261 823426155 924997018 5511300 4357012 1279180819 1469846476 X 246274496 263907365 235344 220979 246509840 264128344 1525690659 1733974820 X -8650812 26316710 -47394 X X 0 1 X 1 0 X 10211635 64667 101472 412575 13196 10803545 53414080 208610567 51770445 49983266 57620416 421398774 63625715 208675234 51871917 50395841 57633612 432202319 0 3819712 3520732 3853365 709136 11902945 3819712 3520732 3853365 709136 11902945 420299374 16599890 8041315 4122787 4546907 12402067 45712966 16599890 8041315 4122787 4546907 12402067 45712966 80225605 216716549 55994704 54942748 70035679 477915285 0.87940 0.88300 0.09570 0.08160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 1 0 1 60000 0 0 60000 0 PART II-B, LINE 1: LOBBYING IS NOT A SUBSTANTIAL PART OF THE ACTIVITIES OF THE CORPORATION. DURING THE FISCAL YEAR ENDED JUNE 30, 2023, OFFICERS OF THE CORPORATION DID LOBBY WITH RESPECT TO FEDERAL, STATE, AND LOCAL LEGISLATION RELATING TO AFFORDABLE HOUSING ISSUES, AND THE CORPORATION RETAINED THE SERVICES OF LEGAL COUNSEL TO REPRESENT ITS INTERESTS WITH RESPECT TO LOCAL, STATE, AND FEDERAL LEGISLATIONS. THE CORPORATION ALSO SOMETIMES CONTRIBUTES ARTICLES OR OPINION PIECES TO PUBLICATIONS CONCERNING AFFORDABLE HOUSING ISSUES. DIRECT LOBBYING EXPENSES OF THIS NATURE FOR THE FISCAL YEAR ENDED JUNE 30, 2023, TOTALED $60,000. 0 1 X 4750892 682629 4068263 4829607 4518337 311270 9278661 9025902 252759 4632292 CONSTRUCTION LOANS 427566738 C CONSTRUCTION LOAN PARTICIPATIONS 344189142 C PERMANENT MORTGAGE LOANS 56988159 C PERMANENT LOAN PARTICIPATIONS 25588813 C LESS RESERVE FOR LOAN LOSSES -22699335 C INVESTMENT IN REAL ESTATE 107901271 C CPC MORTGAGE COMPANY LLC 17268301 C 956803089 DUE TO PARTICIPANTS 4357012 4357012 X 109601202 26316710 5365546 31682256 77918946 0 77918946 91982703 5412945 5412945 86569758 0 86569758 PART IV, LINE 2B: AMONG ITS ACTIVITIES, THE CORPORATION MAKES CONSTRUCTION LOANS AND PERMANENT MORTGAGE LOANS TO BORROWERS FOR LOW AND MODERATE INCOME HOUSING. IN CONJUNCTION WITH THOSE LOANS, THE CORPORATION HOLDS BORROWER FUNDS IN ESCROW FOR THE PAYMENT OF REAL ESTATE TAXES, PROPERTY INSURANCE PREMIUMS, INSPECTION FEES, AND OTHER LOAN-RELATED ITEMS. IN ADDITION, THE CORPORATION HOLDS FUNDS BELONGING TO NEW YORK CITY DEPARTMENT OF HOUSING PRESERVATION AND DEVELOPMENT AND CERTAIN OTHER GOVERNMENT AGENCIES, WHICH PARTICIPATE IN CERTAIN OF THE CORPORATION'S LOANS, FOR FUTURE LOAN ADVANCES TO BORROWERS ON BEHALF OF THOSE AGENCIES. AT JUNE 30, 2023, THE CORPORATION HELD APPROXIMATELY $183 MILLION OF BORROWER ESCROW FUNDS AND APPROXIMATELY $306 MILLION OF GOVERNMENT AGENCY FUNDS. PART X, LINE 2: THE CORPORATION USES A MORE-LIKELY-THAN-NOT THRESHOLD FOR RECOGNITION AND DE-RECOGNITION OF TAX POSITIONS TAKEN OR TO BE TAKEN IN A TAX RETURN. IN ACCORDANCE WITH ASC 740, INCOME TAXES, THE CORPORATION ASSESSED ITS TAX POSITIONS FOR ALL OPEN TAX YEARS AS OF JUNE 30, 2023, WHICH ARE FROM JULY 1, 2019 THROUGH JUNE 30, 2022. THE CORPORATION CONCLUDED THAT IT HAD NO MATERIAL UNCERTAIN TAX POSITIONS TO BE RECOGNIZED AT THIS TIME. IF THERE ARE INTEREST AND PENALTIES ON TAX POSITIONS, THE CORPORATION'S POLICY IS TO CLASSIFY THESE AS OTHER EXPENSES. PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME OF NON-EXEMPT SUBSIDIARIES INCLUDED IN CONSOLIDATED AUDIT 5,365,546. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF NON-EXEMPT SUBSIDIARIES INCLUDED IN CONSOLIDATED AUDIT 5,412,945. 1 AMERICA SCORES NY 520 EIGHTH AVENUE NEW YORK NY 10018 134189653 501(C)(3) 7500 0 GENERAL SUPPORT CITIZENS HOUSING & PLANNING COUNCIL OF NEW YORK INC 42 BROADWAY NEW YORK NY 10004 131782468 501(C)(3) 62500 0 GENERAL SUPPORT CITY FUTURES INC 120 WALL STREET NEW YORK NY 10005 133185114 501(C)(3) 6000 0 GENERAL SUPPORT CITY LIMITS NEWS INC 8 WEST 126TH ST NEW YORK NY 10027 270218689 501(C)(3) 10000 0 GENERAL SUPPORT COMMUNITY LEAGUE OF THE HEIGHTS 500 WEST 159TH ST NEW YORK NY 10032 132564241 501(C)(3) 10000 0 GENERAL SUPPORT DEPAUL GENESEO LP 1931 BUFFALO ROAD ROCHESTER NY 14624 222389620 501(C)(3) 7500 0 GENERAL SUPPORT HABITAT FOR HUMANITY NEW YORK CITY 111 JOHN ST NEW YORK NY 10038 112857055 501(C)(3) 5150 0 GENERAL SUPPORT MADISON SQUARE PARK CONSERVANCY INC ELEVEN MADISON AVENUE NEW YORK NY 10010 141859935 501(C)(3) 7500 0 GENERAL SUPPORT NEW YORK HOUSING CONFERENCE 247 WEST 37TH ST NEW YORK NY 10018 263846042 501(C)(3) 11200 0 GENERAL SUPPORT NEW YORK STATE ASSOCIATION FOR AFFORDABLE HOUSING 253 WEST 35TH ST NEW YORK NY 10001 134001946 501(C)(6) 13750 0 GENERAL SUPPORT NEW YORK UNIVERSITY 139 MACDOUGAL ST NEW YORK NY 10012 135562308 501(C)(3) 5500 0 GENERAL SUPPORT PATHSTONE FOUNDATION 15 PRINCE STREET ROCHESTER NY 14607 464871866 501(C)(3) 15000 0 GENERAL SUPPORT REBUILDING TOGETHER NYC 126 10TH ST BROOKLYN NY 11215 133997769 501(C)(3) 10000 0 GENERAL SUPPORT SETTLEMENT HOUSING FUND INC 247 W 37TH STREET NEW YORK NY 10018 237078882 501(C)(3) 15000 0 GENERAL SUPPORT ST NICKS ALLIANCE 2 KINGSLAND AVE BROOKLYN NY 11211 510192170 501(C)(3) 5500 0 GENERAL SUPPORT UNIVERSITY NEIGHBORHOOD HOUSING PROGRAM INC 2751 GRAND CONCOURSE BRONX NY 10468 133206603 501(C)(3) 5600 0 GENERAL SUPPORT URBAN HOMESTEADING ASSISTANCE BOARD INC 120 WALL STREET NEW YORK NY 10005 132902798 501(C)(3) 10000 0 GENERAL SUPPORT PART I, LINE 2: THE CORPORATION MAKES CHARITABLE CONTRIBUTIONS FROM ITS OWN FUNDS FROM TIME TO TIME TO NON-PROFITS WITH WHICH THE CORPORATION COLLABORATES IN CARRYING OUT ITS TAX-EXEMPT PURPOSES. EXAMPLES INCLUDE THE NEW YORK HOUSING CONFERENCE AND THE CITIZENS HOUSING AND PLANNING COUNCIL, AMONG MANY OTHERS. THE CHARITABLE CONTRIBUTIONS ARE RELATIVELY MODEST IN AMOUNT, AND HELP MEET THE OPERATING BUDGETS OF THE RECIPIENT ORGANIZATIONS. X X X X X 1 0 0 0 0 0 0 0 0 RAFAEL E CESTERO PRESIDENT & CEO, DIRECTOR 636194 0 812500 0 26018 0 39650 0 41378 0 1555740 0 0 0 JOHN M CANNON EXEC VICE PRESIDENT 231003 231264 0 250000 15178 15228 31500 8150 18553 20252 296234 524894 0 0 SARAH J SINGMAN EXEC VICE PRESIDENT 391722 0 313250 0 28362 0 39650 0 41378 0 814362 0 0 0 TIMOTHY DEEGAN VICE PRESIDENT 102512 102492 101446 306700 8090 8090 14950 14950 22192 24054 249190 456286 0 0 DAVID ROTHBERG EXEC VICE PRESIDENT & CFO 305471 157 199577 103 21479 11 39630 20 43706 22 609863 313 0 0 WILLIAM C RUSSO IV SENIOR VICE PRESIDENT 296782 0 195000 0 21684 0 39650 0 42954 0 596070 0 0 0 CAROLYN AU EXEC VICE PRESIDENT & COO 312062 0 163800 0 18104 0 30500 0 30374 0 554840 0 0 0 JEFFREY B ELY SENIOR VICE PRESIDENT 130532 67 94381 49 264769 136 19795 10 19998 10 529475 272 0 0 RICHARD A KUMRO EVP, GENL COUNSEL, SECY 319162 0 115015 0 17045 0 39650 0 29197 0 520069 0 0 0 STEVEN M GETZ VICE PRESIDENT 102239 105328 0 220500 6757 6960 14240 14667 6001 6549 129237 354004 0 0 JOSEPH TANCREDI VICE PRESIDENT 102500 102858 0 133935 12729 12024 15264 15264 19799 21992 150292 286073 0 0 ROBERT L RIGGS SENIOR VICE PRESIDENT 211537 0 73114 0 29802 0 32000 0 42743 0 389196 0 0 0 STEPHANIE C CANZANI SENIOR VICE PRESIDENT 224799 76 79959 41 4784 2 30881 10 47823 16 388246 145 0 0 NICHOLAS V PETRAGNANI JR SENIOR VICE PRESIDENT 206254 0 90000 0 16309 0 29689 0 43283 0 385535 0 0 0 ANDREA D GLADSTONE SENIOR VICE PRESIDENT 209500 0 100000 0 8177 0 26514 0 41023 0 385214 0 0 0 DOUGLAS L OLCOTT SENIOR VICE PRESIDENT 191836 0 89444 0 30190 0 29505 0 42990 0 383965 0 0 0 DANIEL J WHEELER SENIOR VICE PRESIDENT 204809 0 81000 0 15346 0 29689 0 44859 0 375703 0 0 0 ADAM TELL METZGER SENIOR VICE PRESIDENT 252885 0 85000 0 21408 0 0 0 1014 0 360307 0 0 0 LAWRENCE HAMMOND SENIOR VICE PRESIDENT 190610 0 66287 0 30198 0 29155 0 41250 0 357500 0 0 0 JAIME S DEMASO SENIOR VICE PRESIDENT 202467 0 61173 0 13797 0 29159 0 47670 0 354266 0 0 0 HELENE S RUDOLPH VICE PRESIDENT 203943 0 60000 0 15687 0 29972 0 41760 0 351362 0 0 0 MELANIE A CROCCO VICE PRESIDENT 183322 94 73462 38 12524 6 26312 14 41650 21 337270 173 0 0 LEON SHNAYDER MANAGER OF INFRASTRUCTURE SERVICES 103629 53 16768 9 153918 79 12992 7 29890 15 317197 163 0 0 CHRISTINA L MORRISON VICE PRESIDENT 173820 0 64000 0 20630 0 26000 0 28446 0 312896 0 0 0 CHANDA B TYE DEPUTY CHIEF FHA UNDERWRITER 84141 87203 0 67713 1156 1196 9278 9602 19715 21572 114290 187286 0 0 ERIN K MACHER VICE PRESIDENT 174895 90 59999 31 26966 14 26390 14 13052 7 301302 156 0 0 MARC S LEVINE VICE PRESIDENT 96534 98497 0 59088 471 530 9818 10014 12223 13377 119046 181506 0 0 FERGUS P O'CONNELL VICE PRESIDENT 149650 57 49978 26 25200 8 23919 9 48485 19 297232 119 0 0 ANDREW J D'AGOSTINO SENIOR VICE PRESIDENT 155148 0 54000 0 21592 0 23868 0 42595 0 297203 0 0 0 ALEXANDER K HAJEK PRODUCTION MGR FREDDIE MAC SMALL BAL 73959 76174 0 74500 5138 5292 10596 10914 19010 20995 108703 187875 0 0 DAVID S GALST VICE PRESIDENT 74047 82047 0 73093 1111 1711 9500 10300 18188 20182 102846 187333 0 0 HUNTER CA GRADIE VICE PRESIDENT 85658 88632 0 70329 6698 7896 9786 12540 1490 1566 103632 180963 0 0 MARY SCHOUENBORG-PADEN SENIOR VICE PRESIDENT 159426 0 54300 0 23719 0 23883 0 14439 0 275767 0 0 0 JOHN J TUCCI VICE PRESIDENT 147061 0 39397 0 34565 0 23218 0 29031 0 273272 0 0 0 ANTHONY ANNUNZIATO SENIOR ASSOCIATE 79209 85607 0 90000 97 104 2399 2591 5853 6412 87558 184714 0 0 LU JIN VICE PRESIDENT 138682 4308 46069 1431 27483 854 22065 685 28643 890 262942 8168 0 0 JOYA COHEN VICE PRESIDENT 164913 0 55125 0 20853 0 24365 0 3413 0 268669 0 0 0 ANDREW J GIGLIO VICE PRESIDENT 143811 0 35000 0 15927 0 21879 0 47303 0 263920 0 0 0 MALINI NAYAR SENIOR VICE PRESIDENT 184924 0 45000 0 14822 0 0 0 18291 0 263037 0 0 0 BRENDA BARNABY AVP HUMAN RESOURCES GENERALIST 145512 75 53047 27 9961 5 20885 11 29886 15 259291 133 0 0 GEORGE CHUNG VICE PRESIDENT 138752 0 45000 0 39294 0 21892 0 14457 0 259395 0 0 0 ERIN P BURNS-MAINE VICE PRESIDENT 175950 0 56250 0 15658 0 4097 0 967 0 252922 0 0 0 SARAH C DUPERE OSTRO VICE PRESIDENT 147418 0 30960 0 12463 0 22360 0 39397 0 252598 0 0 0 JAMES P MILLARD VICE PRESIDENT 165510 0 41000 0 12161 0 23270 0 3657 0 245598 0 0 0 LEAH HOROWITZ SENIOR ASSOCIATE 69478 59866 0 71500 4720 4097 193 2005 6717 7337 81108 144805 0 0 MICHAEL J KROOG VICE PRESIDENT 116551 0 33218 0 12400 0 17532 0 40582 0 220283 0 0 0 ROSS J CLARKE VICE PRESIDENT 121917 0 28563 0 12045 0 17883 0 36385 0 216793 0 0 0 ERIC B BEDERMAN VICE PRESIDENT 145685 0 25625 0 20004 0 21535 0 1305 0 214154 0 0 0 ROGER G GARCIA VICE PRESIDENT 92023 0 24643 0 70946 0 14799 0 10086 0 212497 0 0 0 ELIZABETH L FRIEDMAN VICE PRESIDENT 130258 0 33000 0 13392 0 19068 0 13935 0 209653 0 0 0 JAIME L TUOZZOLO VICE PRESIDENT 121397 0 26787 0 27697 0 19733 0 12164 0 207778 0 0 0 MONIQUE D JEFFERSON SENIOR VICE PRESIDENT 124223 64 59969 31 6690 3 0 0 14467 7 205349 105 0 0 MILDRED A DEANE SENIOR VICE PRESIDENT 134338 0 35000 0 22294 0 0 0 9062 0 200694 0 0 0 MICHAEL K STATON SR VICE PRESIDENT 64015 73092 0 5000 14571 14738 10377 11512 2715 2410 91678 106752 0 0 ATALIA HOWE VICE PRESIDENT 105023 0 21604 0 19574 0 16773 0 28842 0 191816 0 0 0 JANE H CHRONE VICE PRESIDENT 123815 0 30012 0 239 0 12527 0 12064 0 178657 0 0 0 TRACY M CONLEY VICE PRESIDENT 123470 0 20250 0 14827 0 17945 0 1913 0 178405 0 0 0 WILHELMENA A NORMAN-HERNANDEZ VICE PRESIDENT 102322 0 16231 0 193 0 10774 0 39836 0 169356 0 0 0 ALICE M ANIGACZ VICE PRESIDENT 93740 0 17250 0 9208 0 13496 0 32152 0 165846 0 0 0 PART I, LINE 4A SCHEDULE J, LINE 4A - SEVERANCE PAYMENTS: FROM THE FROM RELATED ORGANIZATION ORGANIZATION JEFFREY B ELY 245,393 126 ROGER G GARCIA 50,549 - CARY TODD MOORE 64,969 - LEON SHNAYDER 148,414 76 VARIOUS DIRECTORS DIRECTORS SEVERAL OF THE CORPORATION'S DIRECTORS AT ANY GIVEN TIME ARE INCUMBENT SENIOR OFFICIALS OF FINANCIAL INSTITUTIONS THAT PROVIDE CREDIT TO AND/OR HAVE TRANSACTIONS WITH THE CORPORATION IN THE ORDINARY COURSE OF BUSINESS, SUCH AS PURCHASING LOAN PARTICIPATIONS. 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING, A DRAFT COPY OF FORM 990 WAS REVIEWED FOR COMPLETENESS AND ACCURACY BY MEMBERS OF THE CORPORATION'S MANAGEMENT AND WAS ALSO SUPPLIED TO THE COMPENSATION COMMITTEE OF THE CORPORATION'S BOARD OF DIRECTORS FOR COMMENT. THE FINAL REVIEWED VERSION OF FORM 990 WAS THEN PROVIDED TO EACH MEMBER OF THE BOARD OF DIRECTORS PRIOR TO THE FORM'S ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C RESPONSES ARE REVIEWED BY THE ORGANIZATION'S INDEPENDENT AUDITORS AS PART OF THE ANNUAL FINANICAL AUDIT. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR THE CORPORATION PARTICIPATES IN MARKET SURVEYS RELEVANT TO BOTH THE REAL ESTATE FINANCIAL SERVICES INDUSTRY AND "GENERAL" INDUSTRIES, WHICH INCLUDES THE NOT FOR PROFIT INDUSTRY. THE CORPORATION THEN BENCHMARKS ITS TOTAL COMPENSATION AGAINST A BLEND OF PEERS IN THE FINANCIAL SERVICES INDUSTRIES AND THE NOT FOR PROFIT INDUSTRY. THE CORPORATION'S COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE BOARD OF DIRECTORS, REVIEWS AND APPROVES ANNUALLY THE RECOMMENDED TOTAL COMPENSATION FOR THE CORPORATION'S SENIOR MANAGEMENT AND APPROVES GENERALLY, THE BASE COMPENSATION AND BONUS COMPENSATION TOTALS FOR REMAINDER OF THE CORPORATION. THE COMPENSATION COMMITTEE'S DECISIONS ARE BASED ON MARKET DATA, BUSINESS CONDITIONS AND THE OVERALL COMPETITIVE MARKETPLACE. THE CORPORATION'S BOARD OF DIRECTORS THEN REVIEWS AND APPROVES ALL FINAL COMPENSATION RECOMMENDATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE CORPORATION'S CHARTER IS A PUBLIC DOCUMENT AVAILABLE FROM THE NEW YORK SECRETARY OF STATE. A SUMMARY OF THE CORPORATION'S AUDITED FINANCIAL STATEMENTS IS INCLUDED EACH YEAR IN THE CORPORATION'S ANNUAL REPORT, WHICH IS AVAILABLE ON THE CORPORATION'S WEBSITE, AND THE FULL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. THE CORPORATION'S BY-LAWS, CONFLICT OF INTEREST POLICY AND SIMILAR DOCUMENTS ARE NOT GENERALLY MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: EQUITY IN NON-EXEMPT SUBSIDIARIES -47,394. FORM 990, PART XII, LINE 2C: THE CORPORATION HAS HAD NO CHANGE FROM THE PRIOR YEAR IN THE PROCESS FOR SELECTION OF AUDITOR OR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS. CPC REO LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC REO NJ LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC REO CT LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 1 LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 MORTGAGE LENDING NY 34909859 476621917 THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 2 LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 MORTGAGE LENDING NY 921548 12826486 THE COMMUNITY PRESERVATION CORPORATION CPC FUNDING SPE 3 LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 MORTGAGE LENDING NY THE COMMUNITY PRESERVATION CORPORATION CPC COMMUNITY CAPITAL ADVISORS LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 29138308 79638463 THE COMMUNITY PRESERVATION CORPORATION CCA CHARLOTTE SQUARE LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 36860 139641 CPC COMMUNITY CAPITAL ADVISORS LLC CCA 320 STERLING LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA RIVERDALE OSBORNE TOWERS LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 7742309 703934 CPC COMMUNITY CAPITAL ADVISORS LLC CCA ENY LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 889420 CPC COMMUNITY CAPITAL ADVISORS LLC CCA ST ANN'S LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 45000 CPC COMMUNITY CAPITAL ADVISORS LLC MILLBROOK NOMINEE LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC REO LLC CPC INITIATIVES LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY 42345 510985 THE COMMUNITY PRESERVATION CORPORATION CPC MOCO HOLDING LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 MANAGING MEMBER OF MORTGAGE LENDER NY THE COMMUNITY PRESERVATION CORPORATION CPC GREEN HOUSE DECARBONIZATION FUND LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 932524512 MORTGAGE LENDING NY THE COMMUNITY PRESERVATION CORPORATION CPCI CAPC FUND LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC INITIATIVES LLC CPCI REGAIN CRF LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC INITIATIVES LLC CCA NYCHA MANHATTAN LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA HARBOR HOUSE LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA MEZZ 1 LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 MEZZANINE LENDING NY 79475 1637064 CPC COMMUNITY CAPITAL ADVISORS LLC CCA THE RISE LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA TRIBORO LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA VILLAGE GREEN COURT LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 132792409 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA EHS FUND I INVESTOR LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 871878316 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA L&M WHF II INVESTOR LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 882795412 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA MHM LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 921282228 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CCA OAKLAND HEIGHTS LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 923904925 TITLEHOLDER NY CPC COMMUNITY CAPITAL ADVISORS LLC CPC MORTGAGE COMPANY LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 825458430 MORTGAGE LENDING NY THE COMMUNITY PRESERVATION CORPORATION RELATED -3067057 67735186 0 1 0.70000 CPC RESOURCES INC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 133692436 REAL ESTATE NY THE COMMUNITY PRESERVATION CORPORATION C 1.00000 1 CPC TRS LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 470979800 INVESTMENT, CONSULTING, REAL ESTATE DEVELOPMENT NY CPC RESOURCES INC C 64701 626786 1.00000 1 CCA SHIFT CAPITAL LLC 220 EAST 42ND STREET 16TH FLOOR NEW YORK NY 10017 921375795 REAL ESTATE NY C 27658 3070626 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 CPC TRS LLC A 1262 CASH CPC TRS LLC N 3738 CASH CPC TRS LLC O 31045 CASH CPC TRS LLC Q 34783 CASH CPC MORTGAGE COMPANY LLC A 189313 CASH CPC MORTGAGE COMPANY LLC D 5238497 CASH CPC MORTGAGE COMPANY LLC L 840708 CASH CPC MORTGAGE COMPANY LLC N 2214500 CASH CPC MORTGAGE COMPANY LLC Q 2214500 CASH