2024-05-01T12:50:55-05:00 2023-08-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2022-09-01 135610350 GRAHAM CENTER INC GRAH 2125414530 1540 BROADWAY 1010 NEW YORK NY 10036 ARUN MANANSINGH CEO 2125414530 2024-04-24 1 ARUN MANANSINGH 999009999 0 ALEXANDER LAZZARUOLO P01775353 2126617777 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z ARUN MANANSINGH 1540 BROADWAY 1010 NEW YORK NY 10036 1586 0 X WWW.CFANY.ORG X 1940 NY SEE SCHEDULE O X 12 12 10 12 0 0 10000 0 3551000 0 30207 1586 914508 0 4505715 1586 14900 0 0 0 1776451 0 0 0 0 2252107 0 4043458 0 462257 1586 11998543 356648 3542783 0 8455760 356648 X THE MISSION OF THE GRAHAM CENTER IS TO PURSUE ACTIVITIES THAT ENCOURAGE AND PROMOTE INTEGRITY, PROFESSIONALISM, AND SOCIAL GOOD IN THE SECURITY ANALYSIS AND INVESTMENT MANAGEMENT FIELDS FOR THE ULTIMATE BENEFIT OF SOCIETY. 1 1 0 0 0 SEE SCHEDULE O 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 12 0 1 10 1 0 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 0 0 NY X X LOURDES MORTEL 2125414530 1540 BROADWAY 1010 NEW YORK NY 10036 X THOMAS BRIGANDI CFA CHAIRMAN 3.00 3.00 X X 0 0 0 DAVID ALLEN CFA VICE CHAIRMAN 3.00 3.00 X X 0 0 0 ANDREW AUSLANDER CFA FRM TREASURER 3.00 3.00 X X 0 0 0 MARYA ANN SAVOLA CFA MBA SECRETARY 3.00 3.00 X X 0 0 0 SANJAY ARORA CFA CMA ACA DIRECTOR 3.00 3.00 X 0 0 0 KEN D'SOUZA CFA DIRECTOR 3.00 3.00 X 0 0 0 AMELIE DEROSNE CFA DIRECTOR 3.00 3.00 X 0 0 0 CAROLINE BUSBY CFA DIRECTOR 3.00 3.00 X 0 0 0 KELLY YE CFA DIRECTOR 3.00 3.00 X 0 0 0 ARTHUR FLIEGELMAN CFA DIRECTOR 3.00 3.00 X 0 0 0 KATRINA DUDLEY CFA DIRECTOR 3.00 3.00 X 0 0 0 PAULINA ROGAWSKI TEP CRPC DIRECTOR 3.00 3.00 X 0 0 0 SAMMY SUZUKI CFA FORMER DIRECTOR 3.00 3.00 X 0 0 0 DEEPIKA SHARMA CFA FORMER DIRECTOR 3.00 3.00 X 0 0 0 0 0 0 0 0 0 0 0 1586 1586 1586 0 0 1586 0 0 0 0 9225567 356648 968612 102079 0 966198 736087 11998543 356648 172618 2782375 587790 0 3542783 0 X 8100698 50223 355062 306425 8455760 356648 11998543 356648 X 1586 -8100698 X 0 1 X 1 0 X 3291880 3676767 392632 10000 7371279 1836237 976418 3539008 3551000 9902663 5128117 4653185 3931640 3561000 17273942 3000 3000 3000 9000 0 3000 3000 3000 9000 17264942 48118 43339 29727 152221 1586 274991 48118 43339 29727 152221 1586 274991 -306056 -228268 -534324 856712 832645 860937 793082 3343376 5726891 5300901 4822304 4506303 1586 20357985 0.84810 0.85550 0.01350 0.01260 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2018 AMOUNT: $ 856,712. 2019 AMOUNT: $ 832,645. 2020 AMOUNT: $ 860,937. 2021 AMOUNT: $ 793,082. 2022 AMOUNT: $ 0. 4274935 1586 3919873 356648 4263687 26227 71 15050 4274935 4275748 298 111 12470 4263687 4286421 67999 2675 81347 4275748 4137140 95190 54555 464 4286421 0.14082 0.14019 0.71899 0 0 0 PART V, LINE 4: THE HELOISE S. HAM EDUCATIONAL SCHOLARSHIP FUND AWARDS SCHOLARSHIPS TO QUALIFYING STUDENTS IN THE GREATER NEW YORK AREA WHO HAVE AN INTEREST IN THE SECURITIES PROFESSION WITH ATTENTION TO UNDER-REPRESENTED POPULATIONS. VALUE INVESTING ARCHIVE FUND IS TO BE USED FOR THE CREATION AND MAINTENANCE OF A VIRTUAL AND PHYSICAL REFERENCE ARCHIVE OF BOOKS AND RELATED MATERIAL. THOMAS RUSSO/JCF FUND WAS ESTABLISHED TO BROADEN THE REACH OF EXISTING GLOBAL FINANCIAL ANALYST STUDENT COMPETITIONS TO DELIVER MORE DIVERSITY AND INCLUSION BY ASSISTING RECRUITMENT AND SUPPORT OF COMPETITION FROM SCHOOLS WITH STUDENTS WHO HAVE NOT HISTORICALLY PARTICIPATED. CFA SOCIETY NEW YORK, INC. 2022-09-01 8100698 FMV 833591457 CFA SOCIETY NEW YORK INC 1540 BROADWAY 1010 NEW YORK NY 10036 501(C)(6) 1 0 0 0 PART II, LINE 2E: PERSON(S) INVOLVED: GRAHAM CENTER, INC. AND THE CFA SOCIETY NEW YORK, INC. SHARE THE SAME BOARD MEMBERS. PART II, LINE 2E: EXPLANATION OF INVOLVEMENT: EFFECTIVE SEPTEMBER 1, 2022, ALL ASSETS PERTAINING TO MEMBERSHIP, EVENTS, AND CERTIFICATION ACTIVITIES WERE TRANSFERRED FROM GRAHAM CENTER, INC. TO CFA SOCIETY NEW YORK, INC. CFA SOCIETY NEW YORK, INC. WAS ESTABLISHED AS A 501(C)(6) ORGANIZATION ON JANUARY 9, 2019. CFA SOCIETY NEW YORK, INC. CURRENTLY MAINTAINS ALL ACTIVITIES RELATING TO MEMBERSHIP BENEFIT PROGRAMS WHILE GRAHAM CENTER, INC. RETAINED ALL CHARITABLE ACTIVITIES. PART I - LINE I THE MISSION OF THE GRAHAM CENTER IS TO PURSUE ACTIVITIES THAT ENCOURAGE AND PROMOTE INTEGRITY, PROFESSIONALISM, AND SOCIAL GOOD IN THE SECURITY ANALYSIS AND INVESTMENT MANAGEMENT FIELDS FOR THE ULTIMATE BENEFIT OF SOCIETY. FORM 990, PART III, LINE 2 EFFECTIVE SEPTEMBER 1, 2022, ALL ASSETS PERTAINING TO MEMBERSHIP, EVENTS, AND CERTIFICATION ACTIVITIES WERE TRANSFERRED FROM GRAHAM CENTER, INC. TO CFA SOCIETY NEW YORK, INC. CFA SOCIETY NEW YORK, INC. WAS ESTABLISHED AS A 501(C)(6) ORGANIZATION ON JANUARY 9, 2019. CFA SOCIETY NEW YORK, INC. CURRENTLY MAINTAINS ALL ACTIVITIES RELATING TO MEMBERSHIP BENEFIT PROGRAMS WHILE GRAHAM CENTER, INC. RETAINED ALL CHARITABLE ACTIVITIES. FORM 990, PART III, LINE 3 EFFECTIVE SEPTEMBER 1, 2022, ALL ASSETS PERTAINING TO MEMBERSHIP, EVENTS, AND CERTIFICATION ACTIVITIES WERE TRANSFERRED FROM GRAHAM CENTER, INC. TO CFA SOCIETY NEW YORK, INC. CFA SOCIETY NEW YORK, INC. WAS ESTABLISHED AS A 501(C)(6) ORGANIZATION ON JANUARY 9, 2019. CFA SOCIETY NEW YORK, INC. CURRENTLY MAINTAINS ALL ACTIVITIES RELATING TO MEMBERSHIP BENEFIT PROGRAMS WHILE GRAHAM CENTER, INC. RETAINED ALL CHARITABLE ACTIVITIES. PART III - LINE 4A THE HELOISE S. HAM EDUCATIONAL SCHOLARSHIP FUND AWARDS SCHOLARSHIPS TO QUALIFYING STUDENTS IN THE GREATER NEW YORK AREA WHO HAVE AN INTEREST IN THE SECURITIES PROFESSION WITH ATTENTION TO UNDER-REPRESENTED POPULATIONS. VALUE INVESTING ARCHIVE FUND IS TO BE USED FOR THE CREATION AND MAINTENANCE OF A VIRTUAL AND PHYSICAL REFERENCE ARCHIVE OF BOOKS AND RELATED MATERIAL. THOMAS RUSSO/JCF FUND WAS ESTABLISHED TO BROADEN THE REACH OF EXISTING GLOBAL FINANCIAL ANALYST STUDENT COMPETITIONS TO DELIVER MORE DIVERSITY AND INCLUSION BY ASSISTING RECRUITMENT AND SUPPORT OF COMPETITION FROM SCHOOLS WITH STUDENTS WHO HAVE NOT HISTORICALLY PARTICIPATED. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS EMAILED TO THE FULL BOARD FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CEO CIRCULATES THE CONFLICT OF INTEREST FORM TO ALL OFFICERS, DIRECTORS AND MANAGING DIRECTORS ANNUALLY. ANY DISCLOSED CONFLICTS ARE DEALT WITH ON A SITUATIONAL BASIS, WITH THE ULTIMATE COURSE OF ACTION DETERMINED BY WHAT IS IN THE BEST INTEREST OF THE CENTER. FORM 990, PART VI, SECTION C, LINE 19 THE CENTER MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE ON THE CENTER'S WEBSITE. FORM 990, PART XI, LINE 9: TRANSFER ALL ASSETS PERTAINING TO MEMBERSHIP, EVENTS, AND CERT. ACTIVITIES -8,100,698. CFA SOCIETY NEW YORK INC 1540 BROADWAY SUITE 1010 NEW YORK NY 10036 833591457 MEMBERSHIP ORG NY 501(C)(6) CFA SOCIETY NEW YORK INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 CFA SOCIETY NEW YORK INC R 8210534 FMV