2024-04-11T17:50:45-05:00 2023-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990PF 2023-01-01 133917327 THE VOLCKER FAMILY FOUNDATION INC FAIRFIELD-MAXWELL LTD VOLC 2122979030 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 ANTHONY DOWD VP/TREASURER 2122979030 2024-04-11 1 ANTHONY DOWD 999009999 0 FREDERICK MARTENS P00298107 2126972299 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 28459817 X X 149612 149612 531545 531545 -328695 7871110 0 41682 41682 394144 722839 0 0 0 9448 4724 4724 132485 132485 0 3002 0 3002 144935 137209 7726 880000 880000 1024935 137209 887726 -630791 585630 42428 206603 206603 1015428 266500 266500 11031035 14440841 17189261 2984486 5090564 5137581 11594942 6033020 5659872 26668319 26037528 28459817 0 0 X 26668319 26037528 26668319 26037528 26668319 26037528 26668319 -630791 0 26037528 0 26037528 PUBLICLY TRADED SECURITIES 7871110 8199805 -328695 -328695 -328695 8140 0 8140 0 8140 24830 0 0 0 24830 0 16690 16690 0 0 0 0 0 0 0 0 0 0 0 0 1 DE 1 0 0 0 0 1 N/A ANTHONY DOWD 2122979030 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ANKE M DENING-VOLCKER VFF 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 PRESIDENT 0.50 0 0 0 ANTHONY J DOWD VFF 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 SECRETARY AND TREASURER 1.00 0 0 0 ERNESTO V LUZZATTO VFF 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 ASSISTANT SECRETARY AND TREASURER 1.00 0 0 0 JAMES P VOLCKER VFF 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 DIRECTOR 0.50 0 0 0 JANICE VOLCKER ZIMA VFF 60 EAST 42ND STREET 55 FL NEW YORK NY 10165 DIRECTOR 0.50 0 0 0 NONE 0 NONE 0 0 26551921 639642 0 27191563 0 0 27191563 407873 26783690 1339185 1339185 8140 8140 1331045 0 1331045 0 1331045 887726 0 887726 1331045 0 0 128760 128760 887726 0 0 0 887726 0 128760 128760 0 0 0 0 0 314559 0 0 0 X ISLES INC 10 WOOD STREET TRENTON NJ 08618 PC TO ASSIST THE START UP OF THE SOCIAL NONPROFIT CENTER 30000 THE VOLCKER ALLIANCE 560 LEXINGTON AVENUE 16B NEW YORK NY 10022 PC FOR SUPPORT OF THE PAUL A. VOLCKER FUND 850000 880000 0 14 149612 14 531545 14 41682 18 -328695 0 394144 0 394144 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 9448 4724 4724 45000 TOYOTA MTR CORP 42724 44508 33000 CAP ONE FINL CO 33037 32773 105000 HORMEL FOODS CORP 99510 102900 28000 MARSH & MCLENNAN COS INC 27738 27736 100000 CITIGROUP INC 99155 99150 80000 PAYPAL HOLDINGS INC 77198 78302 29000 CATERPILLAR FINL SVC 28053 28278 56000 AMERN EXPRESS CO 55316 55570 37000 CENCORA INC 36507 36220 80000 AMPHENOL CORP 75762 77215 67000 CHUBB INA HOLDINGS INC 66212 65518 42000 ANALOG DEVICES INC 41135 41099 34000 FL PWR & LT CO 33811 33198 32000 ALTRIA GROUP INC 29941 30861 33000 CATERPILLAR FINL SVC 33113 32436 32000 INTERCONTINENTALEXCHANGE 32199 31415 33000 TRUIST FINL CORP 33146 32241 54000 ABBOTT LABORATORIES 53973 53444 100000 RLTY INCOME CORP 100111 99917 37000 PUB STORAGE 33682 34227 33000 TYCO ELECTRONICS GROUP S 33029 32306 32000 PHILIP MORRIS INTL INC 31170 30661 32000 ELECTR ARTS INC 32693 32052 80000 NVIDIA CORP 77523 77823 55000 RTX CORP 51548 52046 33000 ANALOG DEVICES INC 33089 32237 35000 TARGET CORP 32863 32654 28000 GOLDMAN SACHS GROUP INC 26804 27230 41000 MASTERCARD INC 40835 39759 31000 PROLOGIS LP 28111 28636 36000 VISA INC 33636 33462 54000 AON CORP/AON GOLBAL HOLD 50655 51012 33000 PAYPAL HOLDINGS INC 33196 32450 37000 AMAZON.COM INC 33273 33373 115000 INTUIT INC 100997 103648 65000 COMCAST CORP 67192 67186 60000 GEN DYNAMICS CORP 54692 56149 30000 BK OF AMER CORP 28730 29155 34000 CHEVRON USA INC 34294 33531 75000 ECOLAB INC 77162 77408 37000 APPLE INC 32846 32919 80000 ELEVANCE HEALTH INC 79261 78827 105000 WELLS FARGO & CO 99190 100172 70000 SALESFORCE INC 68897 68590 37000 ASTRAZENECA FIN LLC 33293 33105 85000 MORGAN STANLEY 81130 81145 21000 DUKE ENERGY PROGRESS LLC 20736 20381 31000 INTERCONTINENTALEXCHANGE 29381 30181 112000 BP CAP MARKETS PLC 107500 108634 33000 AON CORP 33251 32595 33000 UN PAC CORP 32700 32214 43000 DUKE ENERGY PROGRESS LLC 40076 41010 44000 PUB STORAGE 41124 41970 33000 UNITEDHEALTH GROUP INC 33678 32515 54000 ENTERPRISE PRODUCTS OPER 48504 50507 85000 BK OF NY MELLON CORP 78640 79545 38000 WALT DISNEY COMPANY/THE 33967 33717 30000 THERMO FISHER SCIENTIFIC 26907 27323 115000 S&P GLOBAL INC 101900 103512 46000 PNC FINL SERVICES 40526 40240 31000 ECOLAB INC 32736 31787 34000 NVIDIA CORP 31469 31444 38000 PROLOGIS LP 33556 33219 35000 COSTCO WHSL CORP 29795 29982 63000 CAMDEN PPTY TR 54716 56336 41000 LINDE INC/CT 33356 33934 88000 AUTOMATIC DATA PROCESSNG 73014 73247 44000 GILEAD SCIENCES INC 35815 36866 32000 COMCAST CORP 32638 31539 75000 ALLSTATE CORP 58744 60584 85000 MID-AMERICA APARTMENTS 68695 68917 65000 AMGEN INC 54634 55601 40000 PEPSICO INC 33672 33077 125000 ST STR CORP 103974 104037 38000 COCA-COLA CO/THE 33084 32786 90000 UN PAC CORP 77976 78236 75000 RTX CORP 60653 60961 67000 WALMART INC 55934 56772 37000 BK OF NY MELLON CORP 32904 31576 100000 BK OF AMER CORP 84983 84443 37000 MORGAN STANLEY 28968 29753 80000 UNITEDHEALTH GROUP INC 76503 78282 33000 LOCKHEED MARTIN CORP 33045 31824 80000 PEPSICO INC 77658 78254 112000 META PLATFORMS INC 96582 106528 55000 WALMART INC 55621 54971 94000 CHURCH & DWIGHT CO INC 100617 100726 75000 LOCKHEED MARTIN CORP 79939 79548 96000 WASTE CONNECTIONS INC 84504 93213 75000 GOLDMAN SACHS GROUP INC 80223 82381 50000 HONEYWELL INTL 52026 52305 100000 ASTRAZENECA FIN LLC 102719 103413 62000 BK OF AMER CORP 57696 59097 72000 ANHEUSER-BUSCH INBEV WOR 76719 81403 70000 ENTERGY AR LLC 68074 71651 682 ABBVIE INC 103688 105690 1085 ACCENTURE PLC-CL A 314844 380737 2305 BRISTOL-MYERS SQUIBB CO 134929 118270 6607 COMCAST CORP-CLASS A 304457 289717 2001 CONOCOPHILLIPS 195839 232256 238 DEERE & CO 89937 95169 523 HCA HEALTHCARE INC 135091 141566 813 HOME DEPOT INC 254091 281745 2171 INTERCONTINENTAL EXCHANGE INC 237720 278822 551 INTUIT INC 222261 344392 12272 KENVUE INC 269699 264216 348 LAM RESEARCH CORP 199667 272574 1142 MARSH & MCLENNAN COS 158544 216375 795 MASTERCARD INC - A 290903 339075 1164 MCDONALD'S CORP 263267 345138 1848 MICROSOFT CORP 456198 694922 3412 MORGAN STANLEY 271723 318169 3946 NEXTERA ENERGY INC 284305 239680 2126 NIKE INC -CL B 301649 230820 1170 NXP SEMICONDUCTORS NV 196019 268726 1626 PEPSICO INC 237068 276160 2786 PHILIP MORRIS INTERNATIONAL 267216 262107 290 S&P GLOBAL INC. 100574 127751 637 ROCKWELL AUTOMATION INC 136752 197776 841 SHERWIN-WILLIAMS CO/THE 208315 262308 889 STRYKER CORP 246836 266220 1937 TEXAS INSTRUMENTS INC 355946 330181 751 TRACTOR SUPPLY COMPANY 152093 161488 748 UNION PACIFIC CORP 157114 183724 1059 UNITED HEALTH GROUP INC 397752 557528 92957.524 JPM GRWTH ADVANTAGE FD - CL I 3142684 3021120 14450 NESTLE SA-REG 0 1674116 154 ACCENTURE PLC-CL A 43614 54040 1035 ADVANTEST CORP - SPON ADR 37075 34931 4882 ADYEN NV-UNSPON ADR 82691 62880 576 ARCH CAPITAL GROUP LTD 40897 42780 176 AON PLC-CLASS A 44129 51220 100 ASM INTERNATIONAL-NY REG SHS 36734 51920 90 ASML HOLDING NV-NY REG SHS 56155 68123 666 ASTRAZENECA PLC-SPONS ADR 43390 44855 2104 ATLAS COPCO AB-SPONS ADR A 31842 36210 309 ATLASSIAN CORP-CL A 78993 73499 920 BAE SYSTEMS PLC - SPON ADR 48136 53193 507 CANADIAN NATRUAL RESOURCES 33610 33219 1100 CANADIAN PACIFIC KANSAS CITY 83540 86966 1112 COMPASS GROUP PLC-SPON 30710 30925 97 EPAM SYSTEMS INC 44404 28842 403 EVOLUTION AB 63280 48122 1144 EXPERIAN PLC-SPONS ADR 41777 46607 275 FERGUSON PLC 40666 53094 230 FERRARI NV 47475 77839 1802 ICICI BANK LTD-SPON ADR 40304 42960 274 ICON PLC 64480 77561 452 LOREAL-UNSPONSORED ADR 41852 44933 106 LINDE PLC 35525 43535 287 LVMH MOET HENNESSY-UNSP ADR 40718 46623 45 MERCADOLIBRE INC 63787 70719 381 NESTLE SA-SPONS ADR 45232 44055 913 NOVO-NORDISK A/S-SPONS ADR 54285 94450 23310.2 PROCEEDS FROM PENDING SALES 23310 23310 1124 SAFRAN SA-UNSPON ADR 49482 49602 870 SCHNEIDER ELECT SE-UNSP ADR 27299 35000 204 STERIS PLC 40365 44849 259 THOMSON REUTERS CORPORATION 29686 37871 1023 UBS GROUP AG-REG 31693 31611 263 WASTE CONNECTIONS INC 37666 39258 495 ALLSTATE CORP PFD 13062 10499 26000 ALLY FINL INC 26325 19502 735 AMERICAN EQUITY INVESTMENT 19589 15905 14000 AMERN INTL GROUP 16045 13779 250 APOLLO GLOBAL MANAGEMENT 6518 6868 420 ASPEN INSURANCE HLDG LTD 11392 10576 985 AT&T INC 25127 19434 620 ATHENE HOLDING LTD PFD 17758 13938 910 ATHENE HOLDING LTD 25491 22040 19000 BK OF AMER CORP 21528 18825 54000 BK OF AMER CORP 62022 53738 31000 BK OF AMER CORP 28794 29678 30000 BK OF AMER CORP 29844 30072 48000 CAP ONE FINL CO 49093 38469 93000 CHARLES SCHWAB CORP 101881 91709 22000 CITIGROUP INC 22106 22266 17000 CITIGROUP INC 17068 17359 97000 CITIGROUP INC 112504 95739 490 CITIZENS FINANCIAL GROUP 13619 11760 42000 DISCOVER FINL SVS 44058 33747 15000 DISCOVER FINL SVS 17376 14493 28000 EDISON INTL 26047 26071 32000 ENBRIDGE INC 34506 29520 1015 FIFTH THIRD BANCORP PFD 28380 25852 16000 GEN MOTORS FINL CO 18483 14776 74000 GEN MOTORS FINL CO 80818 65638 37000 GOLDMAN SACHS GROUP INC 37296 38661 72000 GOLDMAN SACHS GROUP INC 80924 70327 21000 GOLDMAN SACHS GROUP INC 23211 20707 70000 HUNTINGTON BANCSHARES 80374 63199 480 KEYCORP PFD 11990 10301 41000 KEYCORP 45336 32837 10000 M&T BK CORP 11277 8638 19000 M&T BK CORP 20480 17169 31000 MARKEL CORP 34473 30650 980 MORGAN STANLEY 27538 24265 2040 MORGAN STANLEY 58227 51184 45000 PNC FINL SERVICES 42938 42616 29000 PNC FINL SERVICES 29056 28195 1790 REGIONS FINANCIAL CORP - PFD 51021 41242 380 REGIONS FINANCIAL CORP 10396 8098 24000 SEMPRA ENERGY 26332 23478 340 STATE STREET CORP 9672 8510 30000 TRANSCANANDA TR 24406 25132 67000 TRUIST FINL CORP 71834 61596 62000 TRUIST FINL CORP 62051 56185 1210 VOYA FINANCIAL INC PFD 35026 28108 53000 WELLS FARGO & CO 58818 52448 29000 WELLS FARGO & CO 29218 30430 68000 WELLS FARGO & CO 63909 62829 268 ABM INDUSTRIES INC. TICKER:ABM 11879 12014 441 AIR LEASE CORP TICKER:AL 18694 18496 287 ALLISON TRANSMISSION HOLDING 12067 16689 420 BANK OZK 16711 20929 544 BROOKFIELD INFRASTRUCTURE-A 21988 19192 210 BRUNSWICK CORP 15821 20318 278 BWX TECHNOLOGIES INC 15486 21331 21 CABLE ONE INC 15844 11688 215 CABOT CORP 14803 17953 82 CASEY'S GENERAL STORES INC 18958 22529 35 CHEMED CORP 17480 20466 141 CHESAPEAKE UTILITIES CORP 16932 14894 128 CHORD ENERGY CORP 17585 21277 291 CIVITAS RESOURCES INC 18087 19899 250 COGENT COMMUNICATIONS HOLDIN 16368 19015 264 COHEN & STEERS INC 18371 19993 116 CONCENTRIX CORP 9653 11392 165 CRA INTERNATIONAL INC 18946 16310 764 ELEMENT SOLUTIONS INC 14655 17679 333 ENCOMPASS HEALTH CORP 20368 22218 285 ENSIGN GROUP INC/THE 26826 31980 1013 EXP WORLD HOLDINGS INC 13095 15722 130 FEDERAL AGRIC MTG CORP-CL C 15464 24859 259 HAMILTON LANE INC-CLASS A 18309 29381 855 HOME BANCSHARES INC 18845 21657 189 INSPERITY INC 20676 22155 173 INTER PARFUMS INC 19044 24914 241 KFORCE INC 14299 16282 53 KINSALE CAPITAL GROUP INC 15113 17750 291 KULICKE & SOFFA INDUSTRIES 14226 15924 334 LAKELAND FINANCIAL CORP 22596 21763 83 LANDSTAR SYSTEM INC 13685 16073 342 LEMAITRE VASCULAR INC 15803 19412 69 LITTELFUSE INC 16544 18462 205 MATERION CORP 18419 26677 401 NEXPOINT RESIDENTIAL 18001 13806 116 NEXSTAR MEDIA GROUP INC 20615 18183 584 NORTHERN OIL AND GAS INC 18076 21649 212 PAPA JOHN'S INTL INC 16950 16161 563 PERRIGO CO PLC 20202 18117 209 POWER INTEGRATIONS INC 17012 17161 85 QUAKER CHEMICAL CORP 15802 18141 225 SCHNEIDER NATIONAL INC-CL B 5782 5726 672 SHOE CARNIVAL INC 16703 20301 359 SHUTTERSTOCK INC 19505 17333 153 STANDEX INTERNATIONAL CORP 16852 24232 772 STEVANATO GROUP SPA 14858 21068 298 TERRENO REALTY CORP 18576 18676 119 TETRA TECH INC 17586 19865 402 TRAVEL + LEISURE CO 16041 15714 205 U.S. PHYSICAL THERAPY INC 18610 19094 134 UFP INDUSTRIES INC 11785 16824 1092 UMH PROPERTIES INC 18131 16729 76 UNIFIRST CORP/MA 14367 13901 152 UNIVERSAL DISPLAY CORP 19279 29072 1361 UTZ BRANDS INC 22088 22103 77 VALMONT INDUSTRIES 18498 17980 105 WINGSTOP INC 14662 26934 26815 JPMORGAN REALTY INCOME ETF FMV 1596920 1206849 323847.85 JPM MANAGED INCOME FD - USD - L FMV 3247745 3241717 30505.53 JPM 100% US TREAS FD - PREMIER FUND FMV 30506 30506 137 ISHARES MSCI THAILAND ETF FMV 9388 8749 649 ISHARES MSCI SOUTH KOREA ETF FMV 39350 42529 1476.352 EATON VANCE GREATER INDIA FMV 48225 55186 1404.435 COLUMBIA GREATER CHINA-I3 FMV 60922 46726 8768.425 CULLEN EMG MKTS DIV-I FMV 99000 104081 2583 ISHARES MSCI BRAZIL ETF FMV 80843 90302 1497 ISHARES LATIN AMERICA 40 ETF FMV 34321 43503 1894 ISHARES MSCI CHINA ETF FMV 88971 77162 2342 ISHARES MSCI TAIWAN ETF FMV 130786 107802 2036 ISHARES MSCI CHILE ETF FMV 54766 57436 2115 ISHARES MSCI SOUTH AFRICA ETF FMV 97940 88386 1611 ISHARES MSCI MEXICO ETF FMV 77467 109306 2130 ISHARES MSCI INDONESIA ETF FMV 49513 47542 2539 ISHARES MSCI INDIA ETF FMV 96084 113786 562.873 MATTHEWS CHINA FUND-INS FMV 8601 6529 10259.428 WASATCH EMERGING INDIA-INST FMV 63261 64737 1251.28 MFS EMERG MRKTS DEBT-R6 FMV 14139 14953 10976.9 DOUBLELINE LOW DUR EMG-I FMV 104272 102085 INSURANCE EXPENSE 2436 0 2436 MISCELLANEOUS EXPENSES 566 0 566 OTHER INVESTMENT INCOME 35055 35055 35055 MISCELLANEOUS INCOME 6627 6627 6627 INVESTMENT FEES 132485 132485 0