2024-03-01T16:31:01-06:00 2023-12-31 952302617 SINGERLEWAK LLP 262 GRAND AVENUE S SAN FRANCISCO CA 94080 990 2023-01-01 943264631 PACIFIC PENSION & INVESTMENT INSTITUTE PACI 4155761187 95 THIRD STREET 2ND FLOOR SAN FRANCISCO CA 94103 LIONEL C JOHNSON PRESIDENT 4155761187 2024-02-27 1 LIONEL JOHNSON 999009999 0 NANAZ BENYAMINI P00666808 6508727600 2024-02-27 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z LIONEL C JOHNSON 95 THIRD STREET 2ND FLOOR SAN FRANCISCO CA 94103 3217346 0 X WWW.PPI.INSTITUTE X 1998 CA GLOBAL ORGANIZATION CENTERED ON HELPING ASSET OWNERS/MANAGERS UNDERSTAND THE INVESTMENT ENVIRONMENT 19 19 10 24 0 0 2538288 2630600 293527 540909 18544 45837 0 0 2850359 3217346 0 0 0 0 1859771 1953644 0 0 0 1122458 1114710 2982229 3068354 -131870 148992 2414289 2634984 168167 219716 2246122 2415268 X SEE SCHEDULE O 0 0 2355172 540909 SEE SCHEDULE O 2355172 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 6 0 1 10 1 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SABINA GOTUACO 4155761187 95 THIRD STREET 2ND FLOOR SAN FRANCISCO CA 94103 MARK DELANEY CHAIR 2.00 X X 0 0 0 MARLENE PUFFER VICE CHAIR 2.00 X X 0 0 0 CONRAD YAN SECRETARY 2.00 X X 0 0 0 LINCOLN WEBB TREASURER 2.00 X X 0 0 0 GORDAN BAJNAI DIRECTOR 1.00 X 0 0 0 KEVIN BONG DIRECTOR 1.00 X 0 0 0 ARVIDN CHARI DIRECTOR 1.00 X 0 0 0 TED ELIOPOULOS DIRECTOR 1.00 X 0 0 0 MARCIE FROST DIRECTOR 1.00 X 0 0 0 PRANEET GARG DIRECTOR 1.00 X 0 0 0 GERALDINE JIMENEZ DIRECTOR 1.00 X 0 0 0 ROBERT MAYNARD DIRECTOR 1.00 X 0 0 0 LEON MENG DIRECTOR 1.00 X 0 0 0 LAURA NASHMAN DIRECTOR 1.00 X 0 0 0 ANGELA RODELL DIRECTOR 1.00 X 0 0 0 CATHERINE SAVAGE DIRECTOR 1.00 X 0 0 0 ALLYSON TUCKER DIRECTOR 1.00 X 0 0 0 TON VAN WELIE DIRECTOR 1.00 X 0 0 0 OSAMU YAMAMOTO DIRECTOR 1.00 X 0 0 0 LIONEL C JOHNSON PRESIDENT 40.00 X 498807 0 48532 JAMES APOSTOL VICE PRESIDENT AND COO 40.00 X 266605 0 32491 SABINA GOTUACO FINANCE & ADMIN DIRECTOR 40.00 X 179582 0 32668 PIIN-FEN KOK SENIOR PROGRAM DIRECTOR 40.00 X 176329 0 32678 MARK MANCAO CHIEF OF STAFF 40.00 X 159030 0 25647 SHU LI PROGRAM DIRECTOR 40.00 X 128011 0 23335 EVIE FONG PROGRAM MANAGER 40.00 X 110383 0 17347 1518747 0 212698 7 0 1 0 0 2438100 192500 2630600 REGISTRATION FEES 611430 540909 540909 540909 45837 45837 3217346 540909 0 45837 846435 550183 296252 841057 635043 206014 62263 46189 16074 109588 79422 30166 94301 66482 27819 3326 3326 34956 34956 30481 5568 24913 18107 10864 7243 76504 61203 15301 754359 754359 10784 6470 4314 PENSION EXECUTIVE SEMIN 56149 56149 SUPPLIES 34886 24420 10466 BOARD EXPENSES 31403 21354 10049 TELEPHONE AND INTERNET 26670 18669 8001 37085 18797 18288 3068354 2355172 713182 0 291302 306620 324794 534812 189000 91500 204403 239316 127319 127319 0 0 1394926 1459872 9864 2864 2414289 2634984 33946 23321 134221 196395 168167 219716 X 2246122 2415268 2246122 2415268 2414289 2634984 148992 20154 0 X 0 1 X 1 0 X 2430150 2372150 2475769 2538288 2630600 12446957 492271 175786 113991 293527 540909 1616484 2922421 2547936 2589760 2831815 3171509 14063441 0 0 0 14063441 47413 20983 10616 18544 45837 143393 47413 20983 10616 18544 45837 143393 2969834 2568919 2600376 2850359 3217346 14206834 0.98990 0.99120 0.01010 0.00880 X 1425000 50000 1375000 1425000 1425000 1425000 1425000 1375000 50000 1425000 1325000 50000 1375000 1.00000 0 0 110969 110969 0 16350 16350 0 0 3282500 20154 45000 65154 3217346 0 3217346 3113354 45000 45000 3068354 0 3068354 PART V, LINE 4: PPI MAINTAINS A RESERVE FUND IN THE EVENT CATASTROPHIC CIRCUMSTANCES INTERRUPT THE COURSE OF BUSINESS. PPI'S INVESTMENT AND SPENDING PROCEDURES ARE GOVERNED BY THE RESERVE FUND INVESTMENT POLICY AND MANAGED BY THE PRESIDENT. X X X X X X 0 0 0 0 0 0 0 0 0 LIONEL C JOHNSON PRESIDENT 381395 0 117412 0 0 0 20496 0 28036 0 547339 0 0 0 JAMES APOSTOL VICE PRESIDENT AND COO 266605 0 0 0 0 0 21216 0 11275 0 299096 0 0 0 SABINA GOTUACO FINANCE & ADMIN DIRECTOR 179582 0 0 0 0 0 14144 0 18524 0 212250 0 0 0 PIIN-FEN KOK SENIOR PROGRAM DIRECTOR 176329 0 0 0 0 0 14560 0 18118 0 209007 0 0 0 MARK MANCAO CHIEF OF STAFF 159030 0 0 0 0 0 12610 0 13037 0 184677 0 0 0 SHU LI PROGRAM DIRECTOR 128011 0 0 0 0 0 10483 0 12852 0 151346 0 0 0 FORM 990, PART III, LINE 1 PPI IS A GLOBAL ORGANIZATION CENTERED ON A COMMON INTEREST IN HELPING ASSET OWNERS AND MANAGERS UNDERSTAND, LEARN AND GAIN PERSPECTIVE FROM EACH OTHER ON GEOPOLITICAL, ECONOMIC AND FINANCIAL MATTERS THAT AFFECT THE INVESTMENT ENVIRONMENT AND OPPORTUNITIES FOR ITS MEMBERS. FORM 990, PART III, LINE 4A PPI PROGRAM ACTIVITIES IN 2023 - WINTER ROUNDTABLE IN LA JOLLA, CALIFORNIA (MARCH 1-3) - RATES, RECESSION, AND RESILIENCE; IN-PERSON WITH A VIRTUAL OPTION FOR THOSE UNABLE TO TRAVEL. - SALON DURING THE PPI IN RESIDENCE, MONTREAL, CANADA (MAY 23) GEOPOLITICS AND GLOBAL ENERGY MARKETS; AN IN-PERSON GROUP OF DELEGATES. SALON TOPIC: GEOPOLITICS, CAPITAL EXPENDITURE, AND COMMODITIES. - SUMMER ROUNDTABLE IN SAN FRANCISCO, CA (JULY 19-21) - INTROSPECTION AND INNOVATION; IN-PERSON WITH A VIRTUAL OPTION FOR THOSE UNABLE TO TRAVEL. - EXECUTIVE SEMINAR IN TOKYO, JAPAN (OCTOBER 22-24) - NEW OPPORTUNITIES IN THE REIWA ERA; AN INTIMATE IN-PERSON GROUP OF DELEGATES. - ASIA PACIFIC ROUNDTABLE IN TOKYO, JAPAN (OCTOBER 25-27) - PRIORITIZING SECURITY AND SUSTAINABILITY; IN-PERSON WITH A VIRTUAL OPTION FOR THOSE UNABLE TO TRAVEL. THE PPI BOARD OF DIRECTORS HELD THEIR BOARD MEETINGS AND A RETREAT IN CONJUNCTION WITH THE ROUNDTABLES. IN ADDITION TO THE CORE PROGRAMS ABOVE, PPI HELD VIRTUAL SALONS, ONE IN COLLABORATION WITH ANOTHER ORGANIZATION. - JANUARY 18 U.S. FINANCIAL REGULATION OUTLOOK: A CONVERSATION WITH DR. MICHAEL PIWOWAR - SEPTEMBER 27 JAPAN POLITICS AND POLICY: AN EVENTFUL AUTUMN (IN COLLABORATION WITH THE JAPAN SOCIETY NORTHERN CALIFORNIA) - DECEMBER 13 CHINA OUTBOUND INVESTMENT SCREENING: REGULATIONS, LEGISLATION, AND RISKS MATERIALS FOR ALL PROGRAMS WERE PUBLISHED DIGITALLY AND VIA A MOBILE EVENT APP. THE ANNUAL REPORT IS POSTED TO THE PPI WEBSITE, WWW.PPI.INSTITUTE, AND RELEASED VIA EMAIL. OTHER MEMBERS' NEWS AND UPDATES WERE RELEASED VIA EMAIL. FORM 990, PART VI, SECTION A, LINE 6 LINE 6 EXPLANATION - MEMBERS ARE APPROVED VIA A UNANIMOUS VOTE FROM THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A LINE 7A EXPLANATION - A MEMBER MAY BE ELECTED TO THE BOARD OF DIRECTORS AT ANY REGULARLY SCHEDULED BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 11B LINE 11B EXPLANATION - FORM 990 IS REVIEWED BY THE PRESIDENT, FINANCE DIRECTOR AND THE AUDIT COMMITTEE. IT IS THEN DISTRIBUTED TO THE BOARD ELECTRONICALLY FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER, DIRECTOR OR DELEGATE WILL ANNUALLY SIGN A STATEMENT AFFIRMING THE PRINCIPLES OF THE CONFLICT OF INTEREST POLICY. SUCH SIGNED STATEMENTS ARE REVIEWED BY THE PRESIDENT FOR FURTHER REPORT TO THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 KEY EMPLOYEE COMPENSATION IS DECIDED BY THE PRESIDENT. THE PRESIDENT'S DECISION IS BASED ON COMPARABLE MARKET ANALYSIS ON THE GEOGRAPHIC LOCATION. THE PRESIDENT'S COMPENSATION IS DECIDED BY AND APPROVED BY THE BOARD OF DIRECTORS. THE DECISION IS BASED ON A SALARY SURVEY OF AN APPROVED COMPARATOR GROUP (CHOSEN EVERY TWO YEARS) OR A COMPENSATION CONSULTANT AND THE BOARD'S REVIEW OF THE PRESIDENT'S PERFORMANCE. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST.