2024-02-02T10:33:38-06:00 2023-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2022-07-01 132885302 INTERNATIONAL INSTITUTE FOR CONFLICT PREVENTION & RESOLUTION INC INTE 2129496490 30 EAST 33RD STREET 6TH FL NEW YORK NY 10016 HELENA TAVARES ERICKSON ACTING CEO 2129496490 2024-02-02 1 HELENA TAVARES ERICKSON 999009999 0 RICHARD J LOCASTRO CPA P00288314 3019519090 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z HELENA TAVARES ERICKSON 30 EAST 33RD STREET 6TH FL NEW YORK NY 10016 3576374 0 X WWW.CPRADR.ORG X 1977 NY CPR IS AN INDEPENDENT RESOURCE HELPING BUSINESSES & THEIR LAWYERS RESOLVE DISPUTES. 22 21 19 42 0 0 2402800 1866841 1617827 1504440 0 1993 -113104 -61042 3907523 3312232 0 0 0 0 1876593 1829355 0 60000 152487 1242979 1480241 3119572 3369596 787951 -57364 5040467 5700195 3328848 4045980 1711619 1654215 X CPRS MISSION IS TO HARNESS THE INSIGHTS AND EXPERIENCES OF ITS MEMBERS TO PREVENT AND RESOLVE BUSINESS DISPUTES.WE DO THIS BY:(SEE SCHEDULE O)- CONVENING A COMMUNITY OF MEMBERS TO GENERATE INNOVATIVE AND BEST PRACTICE RESOURCES TO PREVENT AND RESOLVE DISPUTES.- PROMOTING A GLOBAL CULTURE OF DISPUTE PREVENTION AND RESOLUTION.- RESOLVING CONFLICTS THROUGH AN ARRAY OF DISPUTE RESOLUTION SERVICES AND A PANEL OF DISTINGUISHED NEUTRALS. 0 0 2894166 1504440 IN FISCAL YEAR 2023, CPR CONTINUED TO FOCUS ON DEVELOPING BETTER WAYS TO PREVENT AND RESOLVE BUSINESS AND EMPLOYMENT DISPUTES. CPR'S DISPUTE PREVENTION INITIATIVE FINALIZED PROCEDURES FOR DISPUTE PREVENTION AND MANAGEMENT BOARDS, PREPARED AND RELEASED A MANUAL ON DRAFTING PROVISIONS FOR LIFE SCIENCES LICENSING TRANSACTIONS, AND PRESENTED A SKILLS-BASED TRAINING FOR DISPUTE PREVENTION NEUTRALS. WE ALSO CONTINUED OUR FOCUS ON DIVERSITY, EQUITY AND INCLUSION IN THE ADR SPACE AND HOSTED A NETWORKING EVENT FOR DIVERSE NEUTRALS IN COLLABORATION WITH HOWARD UNIVERSITY SCHOOL OF LAW AS WELL AS A DEI TRAINING FOR NEUTRALS. CPR'S COMMITTEES CONTINUED TO WORK ON VARIOUS INITIATIVES INCLUDING TEMPLATES FOR WORKPLACE DISPUTES ARBITRATION PROGRAMS, UPDATES TO THE CPR MEDIATION PROCEDURE AND AN UPDATE (SEE SCHEDULE O) TO ITS DRAFTER'S MANUAL FOR CORPORATE COUNSEL. FINALLY, CPR HOSTED A VARIETY OF TRAININGS AND PROGRAMS, BOTH VIRTUAL AND IN-PERSON, INCLUDING A BASIC MEDIATOR TRAINING COURSE, A CYBERSECURITY TRAINING FOR NEUTRALS, AND A TRAINING ON ETHICAL CONCERNS IN TECH AND ODR. THE ANNUAL MEETING WAS CENTERED AROUND ADR IN THE ENERGY ARENA AND WAS CO-HOSTED BY CHEVRON AND CONOCO. THE YEAR WAS CAPPED OFF BY AN IN-PERSON GALA IN NEW YORK CITY, HONORING VISA AND ITS GENERAL COUNSEL WITH CPR'S ANNUAL CORPORATE LEADERSHIP AWARD FOR ADR CHAMPIONS. 2894166 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 82 0 1 19 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X KENNY COSGROVE 2129496490 30 EAST 33RD STREET 6TH FL NEW YORK NY 10016 ALLEN P WAXMAN PRESIDENT & CEO 40.00 X X 310000 0 19947 CRAIG GLIDDEN CHAIR OF BOARD 1.00 X X 0 0 0 LAURA ROBERTSON VICE-CHAIR OF BOARD 1.00 X X 0 0 0 GREGORY GALLOPOULOS TREASURER 1.00 X X 0 0 0 STEPHEN YOUNGER BOARD MEMBER 1.00 X 0 0 0 MB CANTRELL BOARD MEMBER 1.00 X 0 0 0 ANK SANTENS BOARD MEMBER 1.00 X 0 0 0 TAJ CLAYTON BOARD MEMBER 1.00 X 0 0 0 FERNANDO SEREC BOARD MEMBER 1.00 X 0 0 0 CORNELL BOGGS BOARD MEMBER (THROUGH 02/23) 1.00 X 0 0 0 RENATO GRION BOARD MEMBER 1.00 X 0 0 0 SHEILA BANGALORE BOARD MEMBER 1.00 X 0 0 0 MAURICE KUITEMS BOARD MEMBER 1.00 X 0 0 0 SUSANNE RICH FOLSOM BOARD MEMBER 1.00 X 0 0 0 HOMER LA RUE BOARD MEMBER 1.00 X 0 0 0 WILLIAM TAFT BOARD MEMBER 1.00 X 0 0 0 JONATHAN PALMER BOARD MEMBER 1.00 X 0 0 0 PAMELA BOOKMAN BOARD MEMBER 1.00 X 0 0 0 DUSTIN GUZIOR BOARD MEMBER (BEG. 03/23) 1.00 X 0 0 0 ROBIN ADELSTEIN BOARD MEMBER (BEG. 03/23) 1.00 X 0 0 0 BILL DODERO BOARD MEMBER (BEG. 03/23) 1.00 X 0 0 0 NANCY DOWLING BOARD MEMBER (BEG. 03/23) 1.00 X 0 0 0 ROBERT WISNER BOARD MEMBER (BEG. 03/23) 1.00 X 0 0 0 GEORGE BERMANN BOARD MEMBER (THROUGH 03/23) 1.00 X 0 0 0 RICHARD ZIEGLER BOARD MEMBER (THROUGH 03/23) 1.00 X 0 0 0 SCOTT PARTRIDGE BOARD MEMBER (THROUGH 03/23) 1.00 X 0 0 0 HELENA TAVARES ERICKSON ACTING CEO 40.00 X 173885 0 15689 ELIZABETH A CORMAN EXECUTIVE VP (THROUGH 07/22) 40.00 X 219818 0 11067 ELLEN WAHL PARKER SENIOR VICE PRESIDENT 40.00 X 186000 0 9416 MIA LEVI-PAULENOFF VP, GLOBAL DEVELOPMENT FOR DRS 40.00 X 140616 0 13988 ELLEN WALDMAN VP, ADVOCACY & EDUCATIONAL OUTREACH 40.00 X 120615 0 4862 1150934 0 74969 6 0 1 0 COSGROVE ACCOUNTING LLC 1967 WEHRLE DRIVE SUITE 1 086 BUFFALO NY 14221 ACCOUNTING CONSULTANT 119975 RUSSELL E BLEEMER 400 E 59TH STREET 2E NEW YORK NY 10022 CONSULTANT 104970 2 1517950 348891 1866841 MEMBERSHIP DUES 900099 840460 840460 PANEL FEES 900099 267990 267990 DISPUTE RES. SERVICES 900099 231422 231422 MEETING FEES 900099 109422 109422 CONSULTING & TRAINING 900099 31045 31045 24101 24101 1504440 1993 1993 104300 0 104300 104300 104300 98800 1517950 264142 -165342 -165342 3312232 1504440 0 -59049 592296 513855 67733 10708 1049567 923909 83042 42616 28349 24529 2676 1144 36471 31907 3053 1511 122672 107398 11250 4024 4734 4734 60000 60000 253215 225834 18920 8461 60730 55125 4237 1368 120631 99931 17318 3382 87407 77938 7053 2416 441708 386717 40505 14486 44995 35436 9559 242072 242072 52547 52547 29428 25764 2699 965 DUES & SUBSCRIPTIONS 58125 51418 6707 MERCHANT FEES 39445 36065 2027 1353 BAD DEBT EXPENSE 37040 37040 PUBLICATIONS 3399 3274 109 16 4765 447 4281 37 3369596 2894166 322943 152487 1822799 1551477 410571 406838 494465 514952 23458 57182 1069915 982363 140099 87552 8338 9362 2140737 3072832 5040467 5700195 550328 351007 517681 535975 2084070 1981410 176769 1177588 3328848 4045980 X 1695387 1640181 16232 14034 1711619 1654215 5040467 5700195 -57364 -40 0 X 0 1 X 1 0 X 3436089 2527594 1726596 2402800 1866841 11959920 3436089 2527594 1726596 2402800 1866841 11959920 11959920 59200 65870 75411 97500 106293 404274 0 12364194 6088848 0.96730 0.97320 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 77631 56544 21087 154470 146780 7690 837814 779039 58775 87552 CASH - DRS HOLDINGS 1981410 SECURITY DEPOSIT 56667 RIGHT-OF-USE ASSET 1034755 3072832 LEASE LIABILITY 1177588 1177588 X 3861629 -40 549437 549397 3312232 0 3312232 3919033 549437 549437 3369596 0 3369596 PART IV, LINE 2B: DRS HOLDING ACCOUNTS REPRESENT AMOUNTS HELD FOR PARTIES TO DISPUTE RESOLUTIONS SERVICES ("DRS") CASES BEING ADMINISTERED BY THE ORGANIZATION. DURING THE PENDENCY OF THESE CASES, THESE FUNDS WILL BE DISBURSED TO NEUTRALS AND FOR CPR SERVICES. UPON RESOLUTION OF A MATTER, ANY SURPLUS FUNDS ARE RETURNED TO THE PARTIES. THE FUNDS ARE HELD BY CPR PURSUANT TO A CONTRACT, THE CPR RULES FOR ADMINISTERED ARBITRATION AND/OR OTHER CPR RULES. PART X, LINE 2: FOR THE YEAR ENDED JUNE 30, 2023, CPR HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES, AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. X X X X X X 1 TAKETWO SERVICES LLC 2110 33RD ROAD 8B ASTORIA NY 11106 GRANT WRITING/SOLICITATION 0 0 60000 -60000 60000 -60000 NY CLA EVENT 1616750 1517950 98800 142941 121201 1616750 1517950 98800 142941 121201 264142 -165342 X X 1 0 0 0 0 0 0 1 0 ALLEN P WAXMAN PRESIDENT & CEO 265000 0 45000 0 0 0 13721 0 6226 0 329947 0 0 0 ELIZABETH A CORMAN EXECUTIVE VP (THROUGH 07/22) 109896 0 27500 0 82422 0 7711 0 3356 0 230885 0 0 0 ELLEN WAHL PARKER SENIOR VICE PRESIDENT 175000 0 11000 0 0 0 9300 0 116 0 195416 0 0 0 HELENA TAVARES ERICKSON ACTING CEO 165385 0 8500 0 0 0 8893 0 6796 0 189574 0 0 0 MIA LEVI-PAULENOFF VP, GLOBAL DEVELOPMENT FOR DRS 134616 0 6000 0 0 0 7192 0 6796 0 154604 0 0 0 PART I, LINE 4A ELIZABETH A. CORMAN RECEIVED A SEVERANCE PAYMENT OF $82,422 IN AUG 2022 IN CONNECTION WITH THE END OF HER EMPLOYMENT. PART I, LINE 7 THE FOLLOWING EMPLOYEES RECEIVED BONUS COMPENSATION DURING THE YEAR: ALLEN WAZMAN $45,000 ELIZABETH CORMAN $27,500 HELENA TAVARES ERICKSON $8,500 ELLEN WAHL PARKER $11,000 ELLEN WALDMAN $3,500 MIA LEVI-PAULENOFF $6,000 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FINANCE COMMITTEE FOR REVIEW AND APPROVAL. THIS COMMITTEE HAS THE AUTHORITY OF THE FULL BOARD OF DIRECTORS TO APPROVE ON THEIR BEHALF. THE FORM 990 IS THEN SUBSEQUENTLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C STAFF ARE REQUIRED TO SIGN AN ACKNOWLEDGMENT ANNUALLY THAT THEY HAVE READ AND UNDERSTAND THE EMPLOYEE HANDBOOK WHICH INCLUDES ALL POLICIES AND PROCEDURES INCLUDING CONFLICT OF INTEREST. THE BOARD OF DIRECTORS IS REQUESTED TO DISCLOSE CONFLICTS AS THEY ARISE, AND ALSO TO AFFIRM THEIR STATUS ANNUALLY. IF THE BOARD OF DIRECTORS OR A COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THEN THE INDIVIDUAL WITH THE CONFLICT OF INTEREST MAY NOT PARTICIPATE IN THE VOTE, NOR MAY HE OR SHE BE PRESENT DURING VOTING OR DELIBERATIONS ON THE MATTER. THE BOARD OF DIRECTORS OR A COMMITTEE SHOULD ALSO ADEQUATELY DOCUMENT ITS DECISION AND DELIBERATIONS IN THE CORPORATE RECORDS. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION WAS RECOMMENDED BY THE SEARCH FIRM HIRED TO CONDUCT THE SEARCH PROCESS. THEY COMPARED COMPENSATION DATA FROM BOTH NON-PROFIT EXECUTIVES AND THOSE IN THE LEGAL FIELD WITH SUFFICIENT EXPERIENCE TO LEAD THE ORGANIZATION. THE COMPENSATION PACKAGE WAS REVIEWED BY THE BOARD SEARCH COMMITTEE AND APPROVED BY THE FULL BOARD OF DIRECTORS. COMPENSATION FOR KEY EMPLOYEES, INCLUDING OFFICERS, IS DETERMINED BY A REVIEW OF SIMILAR POSITIONS IN A NON-PROFIT ORGANIZATION AS WELL AS ANY APPLICABLE LEGAL OR MANAGERIAL EXPERIENCE NECESSARY TO PERFORM THE JOB. OFFICER'S SALARIES ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE LAST COMPENSATION REVIEW TOOK PLACE AUGUST 2019. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CPR DISPUTE RESOLUTION SERVICES LLC 30 EAST 33RD STREET 6TH FL NEW YORK NY 10016 132885302 DISPUTE RESOLUTION SERVICES NY 530457 0 INTERNATIONAL INSTITUTE FOR CONFLICT PREVENTION & RESOLUTION INC