2024-01-15T10:00:46-06:00 2023-06-30 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE ROAD SUITE 1100 LOUISVILLE KY 402225187 990 2022-07-01 310986103 THE THIRD AND OAK CORPORATION DBA TREYTON OAK TOWERS THIR 5025893211 211 WEST OAK STREET LOUISVILLE KY 40203 ANNE CIEMINSKI CHIEF FINANCIAL OFFICER 5025893211 2023-12-20 1 ANNE CIEMINSKI 999009999 1 MICHAEL P COOK P00938853 5024269660 2023-12-20 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z ANNE CIEMINSKI 211 WEST OAK STREET LOUISVILLE KY 40203 16379787 0 X WWW.TREYTONOAKTOWERS.COM X 1980 KY TO PROVIDE THE HIGHEST QUALITY OF INDIVIDUALIZED SERVICE TO ALL, WITH DIGNITY AND RESPECT, AND IN GRATITUDE FOR OUR FAITH-BASED HERITAGE. 10 10 311 0 0 0 313235 2383650 12910169 13982091 -11460 11052 0 0 13211944 16376793 0 0 0 0 7646821 8477917 0 0 0 6450532 6307795 14097353 14785712 -885409 1591081 8004096 9064196 14903855 14363096 -6899759 -5298900 TO PROVIDE THE HIGHEST QUALITY OF INDIVIDUALIZED SERVICE TO ALL, WITH DIGNITY AND RESPECT, AND IN GRATITUDE FOR OUR FAITH-BASED HERITAGE. 0 0 11986358 13982091 TO PROVIDE A CONTINUUM OF CARE FOR SENIORS INCLUDING INDEPENDENT LIVING, PERSONAL CARE AND SKILLED NURSING SERVICES. 11986358 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 37 0 1 311 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 1 0 KY X ANNE CIEMINSKI 5025893211 211 WEST OAK STREET LOUISVILLE KY 40203 JAMES GARY MEMBER 0.25 X 0 0 0 SUSAN BARNETT VICE-PRESIDENT 0.25 X X 0 0 0 PHILIP PARTENHEIMER SECRETARY/TREASURER 0.25 X X 0 0 0 PATRICIA SIMONIS MEMBER 0.25 X 0 0 0 A THOMAS HARDY MEMBER 0.25 X 0 0 0 PAUL LAPE MEMBER 0.25 X 0 0 0 RICHARD HOUZE MEMBER 0.25 X 0 0 0 KATHY EVITTS MEMBER 0.25 X 0 0 0 SCOTT BRINKMAN PRESIDENT 1.50 X X 0 0 0 DEATRA RAGLAND MEMBER 0.25 X 0 0 0 ANNE CIEMINSKI CHIEF FINANCIAL OFFICER 40.00 X 158441 0 7268 JAMES GRADY EXECUTIVE DIRECTOR 40.00 X 91280 0 8705 STEVE ROBISON CHIEF EXECUTIVE OFFICER 40.00 X 69220 0 3040 RHONDA HARDING MARKETING DIRECTOR 40.00 X 100617 0 10207 NICK COOPER ADMINISTRATOR OF HEALTH CA 40.00 X 119514 0 5711 ALMA RATLIFF REGISTERED NURSE 40.00 X 123259 0 6220 MIKE STRAUSER LICENSED PRACTICAL NURSE 40.00 X 119125 0 11920 LATONYA BERTRAM NURSING DIRECTOR 40.00 X 101145 0 5967 882601 0 59038 6 0 1 0 HTS KY - THERAPY 1500 AMERICAN WAY SUITE 110 GREENWOOD IN 46143 THERAPY 632803 GALE HEALTHCARE SOLUTIONS 3101 W DR MARTIN LUTHER KING JR BLV TAMPA FL 33607 STAFFING 232647 NETWORKS CONNECT STAFFING 7930 CASTLEWAY DR INDIANAPOLIS IN 46250 STAFFING 165428 MEDCARE PHARMACY 2800 CLARK STREET STE C PADUCAH KY 42001 PHARMACY 118784 NURSESTAT AGENCY STAFFING 226 MORRIS DR HARRODSBURG KY 40330 STAFFING 108087 5 2267044 116606 2383650 MONTHLY SVC/ANCILLARY 623000 7372502 7372502 HEALTH CARE 623000 6403078 6403078 AMORT DEFERRED ENDOW 525990 206511 206511 13982091 14046 14046 2994 -2994 -2994 -2994 16376793 13982091 0 11052 343898 85778 258120 7133257 6499218 634039 88540 87481 1059 392091 248688 143403 520131 458795 61336 15011 15011 40735 40735 20064 20064 172219 172219 38729 15545 23184 1095336 706687 388649 9549 8559 990 416219 416219 616261 585448 30813 CONTRACT LABOR 894243 816903 77340 FOOD PURCHASES 870679 870679 SUPPLIES 745015 729608 15407 MISCELLANEOUS EXPENSES 599070 10541 588529 774665 431198 343467 14785712 11986358 2799354 0 3335018 2005512 541236 373331 41625 44978 51484 59047 26808533 22532983 4005986 4275550 24037 33816 4710 0 0 2271962 8004096 9064196 895345 885253 170000 0 8589629 8467313 2664652 1966801 2584229 3043729 14903855 14363096 X -6953610 -5355452 53851 56552 -6899759 -5298900 8004096 9064196 1591081 9778 0 X X 0 1 X 1 0 X 97871 1575510 379219 313235 2383650 4749485 13681878 13191865 12135742 12910169 13982091 65901745 13779749 14767375 12514961 13223404 16365741 70651230 0 0 0 70651230 553 756 201 8427 14046 23983 553 756 201 8427 14046 23983 13780302 14768131 12515162 13231831 16379787 70675213 0.99970 0.99980 0.00030 0.00020 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 907 0 0 0 907 0 PART II-B, LINE 1: THE ORGANIZATION PAYS DUES TO KENTUCKY ASSOCIATION OF HEALTH CARE FACILITIES AND AMERICAN HEALTH CARE ASSOCIATION. A PERCENTAGE OF THE DUES IS CONSIDERED LOBBYING EXPENSES. 700000 700000 20182580 19068394 1114186 5925953 3464589 2461364 4275550 EMPLOYEE RETENTION CREDIT RECEIVABLE 2267044 DEPOSITS 4918 2271962 DEFERRED ENDOWMENT FEES, NET OF AMORTIZATION 771259 REFUNDABLE ENDOWMENT FEES, NET OF AMORTIZATION 1705709 EMPLOYEE RETENTION CREDIT PAYABLE 566761 3043729 X 16386571 9778 9778 16376793 0 16376793 14785712 0 14785712 0 14785712 PART X, LINE 2: THE CORPORATION IS EXEMPT FROM FEDERAL, STATE AND LOCAL INCOME TAXES AS A NOT-FOR-PROFIT CORPORATION AS DESCRIBED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE CORPORATION FILES INFORMATIONAL TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND WITH THE KENTUCKY OFFICE OF THE ATTORNEY GENERAL. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE CORPORATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. 0 0 0 0 0 0 0 0 0 ANNE CIEMINSKI CHIEF FINANCIAL OFFICER 158441 0 0 0 0 0 6338 0 930 0 165709 0 0 0 DAVID ESAREY FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 12000 0 1 1 KENTON HAYES FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 65000 0 1 1 CHARLES SCHMIDT FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 17000 0 1 1 LOLA REGISTER FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 12000 0 1 1 BETTY BAKER FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 12000 0 1 1 DR RICHARD HOUZE FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 12000 0 1 1 JIM MORRIS FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 11000 0 1 1 FRANK MATHER FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 2000 0 1 1 ED CARLISLE FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 6000 0 1 1 CARL NUSSBAUM FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 1000 0 1 1 DR WAYNE DEHONEY FORMER BOARD MEMBER REIMBURSE EXPENSES PAID ON BEHALF OF THE ORG AS A FORMER BOARD MEMBER. X 20000 0 1 1 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE CFO AND SHARED WITH THE PRESIDENT OF THE BOARD OF DIRECTORS. IF EITHER IDENTIFIES AN AREA WARRANTING FURTHER DISCUSSION WITH THE EXECUTIVE COMMITTEE OR THE ENTIRE GOVERNING BODY, THE 990 WILL BE PRESENTED AT THE NEXT SCHEDULED GOVERNING BODY MEETING AFTER IT IS RECEIVED. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE EXECUTIVE DIRECTOR IS DETERMINED BY THE BOARD PRESIDENT WITH APPROVAL FROM THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST FORM 990, PART XI, LINE 2C THE ACCOUNTING FIRM SUBMITS AN ENGAGEMENT LETTER TO THE CORPORATION SEVERAL MONTHS BEFORE THE BEGINNING OF THE AUDIT ENGAGEMENT. THE BOARD PRESIDENT AND THE CFO REVIEW THE ENGAGEMENT LETTER AND SIGN IT IF ACCEPTABLE. THE CFO PROVIDES OVERSIGHT DURING THE AUDIT WORK AND REPORTS ANY CONCERNS TO THE HEAD OF THE AUDIT COMMITTEE. THE ACCOUNTING FIRM PRESENTS A DRAFT OF THE AUDITED FINANCIAL STATEMENTS AND THE REPORT TO MANAGEMENT TO THE AUDIT COMMITTEE. ANY CONCERNS ARE ADDRESSED AT THIS TIME. AFTER THIS MEETING, THE ACCOUNTING FIRM FINALIZES THE REPORTS AND DELIVERS THE AUDITED FINANCIAL STATEMENTS AND REPORT TO MANAGEMENT TO THE CORPORATION. AT THE NEXT SCHEDULED BOARD MEETING, THE HEAD OF THE AUDIT COMMITTEE PROVIDES COMMENTARY TO THE FULL BOARD AND SEEKS FORMAL APPROVAL FROM THE FULL BOARD. THE TREYTON OAK TOWERS FOUNDATION INC 211 WEST OAK STREET LOUISVILLE KY 40203 263794482 SUPPORT FOR RESIDENTS OF TREYTON OAK TOWERS KY 501(C)(3) 509(A)(3) THE THIRD AND OAK CORPORATION 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 TREYTON OAK TOWERS FOUNDATION INC N