2022-09-15T13:13:04-05:00 2021-12-31 390758449 WIPFLI LLP 30 LONG CREEK DRIVE SOUTH PORTLAND ME 041062437 990 2021-01-01 432038678 UPSTREAM POLICY INSTITUTE INC UPST 8134457643 PO BOX 1352 DAMARISCOTTA ME 04543 MATT PRINDVILLE EXECUTIVE DIRECTOR 8134458981 2022-07-27 1 MATT PRINDVILLE 999009999 PATRICK NICHOLAS CPA P00289567 2077745701 2022-07-27 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z MATT PRINDVILLE PO BOX 1352 DAMARISCOTTA ME 04543 1539617 0 X WWW.UPSTREAMSOLUTIONS.ORG X 2003 GA UPSTREAM SPARKS INNOVATIVE SOLUTIONS TO PLASTIC POLLUTION BY HELPING PEOPLE, BUSINESSES AND COMMUNITIES SHIFT FROM SINGLE-USE TO REUSE. 10 10 9 500 0 0 1237731 1516688 6150 21345 860 1296 4930 288 1249671 1539617 93751 52950 0 0 720110 861719 0 0 137051 161298 380597 975159 1295266 274512 244351 828300 1116658 64137 108144 764163 1008514 UPSTREAM SPARKS INNOVATIVE SOLUTIONS TO PLASTIC POLLUTION BY HELPING PEOPLE, BUSINESSES AND COMMUNITIES SHIFT FROM SINGLE-USE TO REUSE. 0 0 997418 52950 21633 POLICY: 6 REUSE COALITIONS LAUNCHED; 11 REUSE POLICIES PASSED; GREW NATIONAL REUSE NETWORK AND GOVERNMENT REUSE FORUM LAUNCHED; BUSINESS INNOVATION: 2 REUSE SERVICE PILOTS QUEUED FOR LAUNCH IN THE BAY AREA; 1 CALCULATOR DEVELOPED FOR FOOD SERVICE BUSINESSES TO EXPLORE COST SAVINGS FROM TRANSITIONING TO REUSE; CULTURE CHANGE: 15 NEW PODCASTS RECORDED; 3 LIVESTREAMS HELD; 70 UPSTREAM HEROES PROFILED; 15 CATEGORIES OF INFORMATION CURATED IN OUR REUSE LEARNING HUB; UNWRAPPED: BUILT RESOURCES AND TOOLKIT FOR 2021 WEBSITE LAUNCH 997418 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 9 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 GA CA X MATT PRINDVILLE 7062472500 PO BOX 1352 DAMARISCOTTA ME 04543 MARION HUNT PRESIDENT 1.00 X X 0 0 0 LAUREN DANILUK VICE-PRESIDENT 1.00 X X 0 0 0 STEVE SHERMAN TREASURER 1.00 X X 0 0 0 DAVID STITZHAL SECRETARY 1.00 X X 0 0 0 LINDA CORRADO DIRECTOR 1.00 X 0 0 0 ASHLEY CRAIG DIRECTOR 1.00 X 0 0 0 DAWN ERLANDSON DIRECTOR 1.00 X 0 0 0 MARK HAYS DIRECTOR 1.00 X 0 0 0 JON HINCK DIRECTOR 1.00 X 0 0 0 ROSE STEPHENS-BOOKER DIRECTOR 1.00 X 0 0 0 DANIEL VALEZ DIRECTOR 1.00 X 0 0 0 MATT PRINDVILLE EXECUTIVE DIRECTOR 40.00 X 126000 0 6288 126000 0 6288 1 0 0 0 0 38298 1478390 1516688 FEE FOR SERVICE 541700 21345 21345 21345 1296 1296 OTHER INCOME 900099 288 288 288 1539617 21633 0 1296 27000 27000 25950 25950 126000 75600 6300 44100 604681 490329 46923 67429 16417 9085 2393 4939 48927 34829 7400 6698 65694 48458 9042 8194 4141 4141 24096 24096 6178 6178 18051 1300 16751 48048 43141 4522 385 5480 5398 82 25091 1984 17883 5224 5283 5283 CONTRACT LABOR 229222 219146 10076 OTHER 14954 14365 589 COMMUNICATIONS 53 53 1295266 997418 160797 137051 827370 1016658 100000 930 828300 1116658 64137 108144 64137 108144 X 764163 908514 100000 764163 1008514 828300 1116658 244351 0 X 0 1 X 0 0 X 435576 636181 1048684 1237731 1517678 4875850 435576 636181 1048684 1237731 1517678 4875850 617020 4258830 433 1063 2909 860 1296 6561 4882411 86658 0.87230 0.87880 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6178 6178 1289088 1295266 204527 51132 0 0 105389 166983 171274 204527 648173 972260 5039 1117 2270 6178 14604 26347 41746 42819 51132 162044 243066 2426 2426 0 X 1539617 0 1539617 0 1539617 1295266 0 1295266 0 1295266 PART X, LINE 2: THE ORGANIZATION ASSESSES WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION OF THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THE TAX POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO U.S. FEDERAL AND STATE EXAMINATIONS BY TAX AUTHORITIES GENERALLY FOR THREE YEARS AFTER THE FILING OF ITS TAX RETURNS. 1 EUROPE (INCLUDING ICELAND & GREENLAND)- ALBAN 0 0 GRANTS FOR CLASSES ON FOOD PACKAGING CHEMICALS AND PLASTICS. 25950 0 0 0 0 0 0 25950 0 25950 GRANTS FOR CLASSES ON FOOD PACKAGING CHEMICALS AND PLASTICS. UNWRAPPED CLASS - A SCIENCE TRANSLATION / TEACHING EVENT TO EMPOWER SCIENTISTS, ACTIVISTS, HEALTH PROVIDERS, AND CORPORATE LEADERS TO PROTECT PUBLIC HEALTH AND THE ENVIRONMENT FROM FOOD PACKAGING CHEMICALS AND PLASTICS. 25950 CHECK 0 N/A BOOK 1 0 0 0 0 0 0 PART I, LINE 2: ALL APPLICANTS FOR GRANTS PROVIDE A GRANT APPLICATION WHICH DETAILS THE PLANNED USE OF GRANT FUNDS. PART III ACCOUNTING METHOD: 1 GLOBAL ALLIANCE FOR INCINERATOR ALTERNATIVES (GAIA) 1958 UNIVERSITY AVE BERKELEY CA 94704 453543427 501(C)(3) 27000 0 BOOK ZERO WASTE SOLUTIONS 1 PART I, LINE 2: ALL APPLICANTS FOR GRANTS PROVIDE A GRANT APPLICATION WHICH DETAILS THE PLANNED USE OF GRANT FUNDS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND APPROVED BY THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS INCLUDED IN THE BOARD ONBOARDING PACKET AND REVIEWED ANNUALLY AT THE BOARD AND STAFF RETREAT. THE POLICY HAS BEEN USED IN THE PAST SUCCESSFULLY. FORM 990, PART VI, SECTION B, LINE 15 THE CEO/ED IS REVIEWED ANNUALLY BY BOARD LEADERSHIP AND QUARTERLY BY THE COO. SENIOR EMPLOYEES ARE REVIEWED QUARTERLY AND ANNUALLY BY THE CEO. COMPETITIVE AND EQUITABLE SALARIES ARE SET AND ADJUSTED USING MARKET METRICS FOR THE PROFESSION, ACCOUNTING FOR LOCATION. FORM 990, PART VI, SECTION C, LINE 18 NO OTHER DOCUMENTS ARE PROVIDED. FORM 990, PART VI, SECTION C, LINE 19 NO OTHER DOCUMENTS ARE PROVIDED.